DFQ17, BMY18 and Singh
12 The operation of s 66(2)(d) has been considered in three recent Full Court decisions: DFQ17 v Minister for Immigration and Border Protection [2019] FCAFC 64; (2019) 270 FCR 492 (DFQ17), BMY18 v Minister for Home Affairs [2019] FCAFC 189; (2019) 271 FCR 517 (BMY18) and Singh v Minister for Immigration and Border Protection [2020] FCAFC 31 (Singh).
13 In DFQ17, Perram J (Rares J at [1] and Farrell J at [67] agreeing) reasoned, at [52], that earlier first instance decisions established "that the context in which [the] word 'state' appears in s 66(2) suggests that it requires the provision of complete information so as to allow a fair, if strict, chance of engaging the review process". At [57], his Honour reasoned that "[t]he regime creates a strict review system but requires certain critical information to be provided to an applicant. That scheme would be undermined were the information provided under s 66(2) either less than complete or less than clear". At [58] and [59], Perram J concluded:
[58] I conclude that when s 66(2) uses the word 'state' it means that the notification must set out the information in each of the subsections in a way which is not only complete (as Zhan [v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 128 FCR 469] holds) but clear as well. This required the letter of 3 February 2017 annexed below clearly to convey to the Appellant that the period in which she could seek review ended on 13 March 2017.
[59] Turning then to the letter of 3 February 2017, the question is whether it "states" the time within which a review application must be made within the meaning of s 66(2). This is a question of law: Vetter v Lake Macquarie City Council [2001] HCA 12; 202 CLR 439 at 450 [24] per Gleeson CJ, Gummow and Callinan JJ. As I have explained, the question of whether the notification stated "the time in which the application for review may be made" necessarily devolves to an inquiry into whether that information was clearly conveyed.
14 Applying this interpretation of s 66(2), the Full Court concluded that the relevant letter did not "state" the time in which the application for review may be made. At [62], Perram J found that the letter "failed to convey the information that any review application had to be made by 13 March 2017. It was piecemeal, entirely obscure and essentially incomprehensible".
15 In BMY18, a Full Court comprising Reeves, Perram and Charlesworth JJ followed DFQ17, stating at [30]:
In DFQ17 Perram J held that in order to have "stated" within the meaning of s 66(2)(d)(ii) the time within which an application for review could be made, the notification had to 'set out the information in each of the subsections in a way which is not only complete (as [Zhan v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCA 327; 128 FCR 569] holds) but clear as well': at [58]; Rares J at [1] and Farrell J at [67] agreeing. As Nicholas J observed in Ali v Minister for Home Affairs [2019] FCA 1102 (Ali) at [25] this is the ratio decidendi of the decision.
16 Their Honours continued at [30]:
At [62] Perram J then concluded that the letter in that case did not meet that standard because it was 'piecemeal, entirely obscure and essentially incomprehensible'. The Federal Circuit Court has on a number of occasions applied that phrase as if it were the ratio decidendi of DFQ17 so that if a notification is not "piecemeal, entirely obscure or essentially incomprehensible" then the standard in s 66(2)(d)(ii) is satisfied: see, for example, Arshad v Minister for Immigration, Citizenship, Migrant Services & Multicultural Affairs [2019] FCCA 2075 at [19] where it was held that DFQ17 did not avail the applicant in that case because "there is nothing piecemeal, obscure or incomprehensible about the statement of the required information". Reasoning of this kind does not involve a correct application of DFQ17.
17 The Full Court found, at [35], that the relevant email did not "state clearly the matter required by s 66(2)(d)(ii)".
18 At [36] and [37], their Honours recorded the following additional matters:
[36] … the question still remains: is the notification clear? In general, where the information as to when the notification is taken to have been received is located in the notification away from the section dealing with review rights and under an incorrect heading, there is likely to be a problem and that problem is not solved merely because it was sent by email.
[37] On the other hand, where the information as to when the notification is correctly located under a sensible heading having a connection with the exercise of review rights it is likely that the notification will be clear in the requisite sense, as Ali holds. Although what the regulation requires by way of time limits is very poorly drafted, we would not hold that an accurate statement of what the regulations require is unclear just because the regulation itself is. Nor would we hold that the obligation can only be discharged by nominating an actual date although this would certainly be a far better outcome for all concerned. But we would emphasise that clarity is not demonstrated just because the reader can put all the pieces together and arrive at the correct answer. Another way of putting this is the standard of clarity is not achieved merely because the letter is formally correct: a document may be correct without being clear, as anyone who reads the output of ultimate appellate courts will attest. For example, if a notification informs its recipient of the time within which a review application must be made by means of integers of correct information scattered in a disconnected manner over several pages but which can be assembled into the correct answer, then the notification will be clear in the way that a jig-saw puzzle is. So too, where the correct information is included under a heading which is apt to suggest that the information following it has nothing to do with review rights then this will be confusing. It is trivial that that which is confusing is not clear.
19 At [38], the Full Court then identified several FCCA decisions that it considered to have been incorrectly decided. At [39], the Full Court identified two other cases, being Singh Minister for Immigration and Border Protection [2019] FCCA 2106 and Singh v Minister for Home Affairs [2019] FCCA 2153 (Singh FCCA judgments), and expressed the opinion that these decisions were also not correctly decided because "requiring the reader to assemble the information from disparate parts of the letter to arrive at the correct conclusion does not comply with the requirement of clarity".
20 At [41], their Honours reiterated the relevant principle as follows:
The notification must be considered and the question asked whether it clearly stated when the review application had to be made. There is no one size fits all approach to this but it is a common sense question. The fact that the regulation is so complex no doubt makes the task of explaining clearly how it works more complex for those who must draft notifications. That problem, however, is their problem. It is not the problem of the persons receiving such notifications.
21 In CAV18 v Minister for Home Affairs [2020] FCA 173 (CAV18), Foster J considered whether a single judge sitting in the Court's appellant jurisdiction is bound to follow a Full Court decision with which the judge does not agree. His Honour did not decide the question but applied dicta of Black CJ and Allsop J (as his Honour then was) in SZGME v Minister for Immigration and Citizenship [2008] FCAFC 91; (2008) 168 FCR 487 at [43] that "[t]he conclusion that a Full Court decision should not be followed should be one left to another Full Court, even if the judge is exercising the appellate jurisdiction of the Court"; and of Lander J in SZNPT v Minister for Immigration and Citizenship [2009] FCA 1408 at [29] to the same effect. At [25], Foster J observed:
Litigants are entitled to expect, in the ordinary course, that decisions of the Full Court will be applied by single judges, even when sitting in the appellate jurisdiction of the Court.
22 Foster J went on to consider DFQ17, BMY18 and Ali v Minister for Home Affairs [2019] FCA 1102 (Ali), in which Nicholas J concluded at [24] that DFQ17 was distinguishable on the facts. At [25] of Ali, Nicholas J had noted that his Honour was bound by DFQ17 and that it was authority for the proposition that s 66(2)(d)(ii) requires that the relevant information be clearly conveyed. Nicholas J concluded that the relevant information was stated clearly in the letter that was the subject of the appeal before his Honour.
23 At [45] of CAV18, Foster J expressed the view that the decision in Ali "does not sit comfortably with the decisions in DFQ17 and BMY18" and that Nicholas J's conclusion in Ali was correct. Foster J concluded this aspect of his Honour's reasons as follows:
[46] Whilst I do not doubt that the notification letter required by the Act and the Regulations must state the information set forth in s 66(2)(d)(ii) in such manner as can be understood by a person reading the letter with appropriate care, with great respect to the Full Courts in DFQ17 and BMY18, I do not agree that the letters in question in those cases and the letter in question in the present case failed to state that information as required by s 66(2)(d)(ii). It is true that the letters were clumsily drafted and could have been expressed with greater clarity. However, in my view, that is not to the point. The question is whether or not the relevant information has been stated as required by s 66(2)(d)(ii). For the reasons which I have endeavoured to explain, I think that the information was so stated.
[47] However, as I have already accepted, notwithstanding my disagreement with the reasoning and the result in DFQ17 (on the point of interest here) and BMY18 in relation to the requirements of s 66(2)(d)(ii), I accept that I am not entitled to decline to follow those cases and therefore will do so in the present case. …
24 In Singh, a Full Court comprising Flick, Bromwich and Thawley JJ disagreed with the opinion that had been expressed in BMY18 at [39] about the Singh FCCA judgments. As to the question of statutory interpretation, Thawley J (Flick J at [1] and Bromwich J at [2] agreeing) stated at [10]:
It is important not to depart from the words of the section and replace them with judicial words of explanation. The requirement in s 66(2)(d)(ii) is to "state ... the time in which the application for review may be made". Whether or not a notification meets this requirement is a question of fact. Examining whether the notification is clear, or complete, or capable of being understood by a person exercising reasonable care in the circumstances, are unobjectionable as tools for determining whether the statutory requirement has been met, but should not be allowed to replace the statutory text - see: Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469.
25 At [13], his Honour concluded:
Even if the word "state" in s 66(2)(d)(ii) is to be read as "state clearly" as this Court held in DFQ17 and BMY18, the standard of clarity was met in this case.
26 At [19], his Honour added:
The average recipient would read the whole of the letter and would know the letter contained information of importance. The real question, however, is what the statute required be done. It required that the notification "state ... the time in which the application may be made". An inquiry into the possible characteristics of the average recipient has the potential of distracting attention away from the central inquiry of what the letter "stated".
27 Finally, at [23], his Honour concluded:
It should be noted that cases concerning s 66(2)(d)(ii) hinge upon a simple factual inquiry into whether or not the notification letter states the time within which the application for review may be made. That question is to be resolved by examining the particular terms of the relevant notification letter in question.
28 The appellant submitted that there is a clear inconsistency in the approaches of the Full Courts in DFQ17 and BMY18 on the one hand, and Singh on the other hand. The former cases hold that the requirement to "state" information in s 66(2) requires the relevant notification to set out the information in a way that is both complete and clear. Singh (at [13]) doubts that "state" means "state clearly", and reasons (at [10]) that an examination of a notification for clarity is a tool for determining whether the requisite information is, as a matter of fact, stated in the notification.
29 The Minister contended that there is no relevant inconsistency, because the factual context in Singh is entirely distinguishable from the facts under consideration in DFQ17 and BMY18. The Minister argued that a common factual element in DFQ17 and BMY18, but not Singh, is that a key part of the relevant information was placed under the heading "Financial or case worker assistance". However, if there is a relevant inconsistency, the Court should refer the matter to a Full Court of five judges to resolve.