Ground two: misconstruction of section 5J of the Act
40 By his second appeal ground - or, more accurately, what is proposed as his second appeal ground - the appellant charges the IAA with having misunderstood the circumstances in which the Act recognises that a person might possess a well-founded fear of persecution. The appellant contends that a person may possess a well-founded fear of persecution if he or she fears that relevant hardship - in this case, the denial of employment opportunities - will be visited not simply as a direct consequence of the person's race, religion, nationality, membership of a particular social group or political opinion, but as the consequence of conditions or circumstances that more acutely affect people of that race, religion, nationality, social group or political opinion. Because he was denied various educational opportunities on account of his Kurdish ethnicity, and because he will find it difficult to secure reliable or well-paid work in Iran because of his lack of educational qualifications (see IAA Decision, [60]; above, [20]), it should follow, he says, that he is at risk of relevant persecution because of his ethnicity, even if those who might refuse him employment in Iran are not, themselves, actuated by that circumstance. Insofar as the IAA reasoned that relevant persecution required that adverse conduct be visited upon the appellant directly because of his ethnicity, it should, he submits, be seen to have misunderstood and misapplied the statutory definitions underpinning its task (and, thereby, to have committed jurisdictional error).
41 The appellant's second appeal ground was not advanced before the FCCA. He requires the leave of the court to agitate it now. In SZLPH v Minister for Immigration and Border Protection [2018] FCAFC 145 (Besanko, Gleeson and Burley JJ), the court considered the circumstances in which an appellant might be granted leave to argue a ground on appeal that was not the subject of consideration at first instance. The court observed:
28 The appellant acknowledges that proposed grounds (1) and (2) are new grounds raised for the first time on appeal. Thus, the proposed amended notice of appeal does not in substance engage with the decision of the FCCA but rather focuses on that of the delegate. The appellant requires the leave of this Court to rely on them. The relevant principles for deciding whether to grant leave to raise a ground of challenge for the first time on appeal are set out in VUAX v Minister for Immigration & Multicultural & Indigenous Affairs [2004] FCAFC 158; (2004) 238 FCR 588 at [46]-[48], as follows:
[46] … Leave to argue a ground of appeal not raised before the primary judge should only be granted if it is expedient in the interests of justice to do so: O'Brien v Komesaroff [1982] HCA 33; (1982) 150 CLR 310; H v Minister for Immigration & Multicultural Affairs; and Branir Pty Ltd v Owston Nominees (No 2) Pty Ltd [2001] FCA 1833; (2001) 117 FCR 424 at [20]-[24] and [38].
[47] In Coulton v Holcombe [1986] HCA 33; (1986) 162 CLR 1, Gibbs CJ, Wilson, Brennan and Dawson JJ observed, in their joint judgment, at 7:
It is fundamental to the due administration of justice that the substantial issues between the parties are ordinarily settled at the trial. If it were not so the main arena for the settlement of disputes would move from the court of first instance to the appellate court, tending to reduce the proceedings in the former court to little more than a preliminary skirmish.
[48] The practice of raising arguments for the first time before the Full Court has been particularly prevalent in appeals relating to migration matters. The Court may grant leave if some point that was not taken below, but which clearly has merit, is advanced, and there is no real prejudice to the respondent in permitting it to be agitated. Where, however, there is no adequate explanation for the failure to take the point, and it seems to be of doubtful merit, leave should generally be refused. In our view, the proposed ground of appeal has no merit. There is no justification, therefore, for permitting it to be raised for the first time before this Court.
The statement of principle in Sun v Minister for Immigration and Border Protection [2016] FCAFC 52; (2016) 243 FCR 220 at [89]-[90] is to similar effect.
29 In MZYPO v Minister for Immigration and Citizenship [2013] FCAFC 1, the Full Court addressed an application for leave to raise on appeal matters not put to the Federal Magistrates Court of Australia, where the appellant had been unrepresented and put on no submissions at all. The Full Court said (at [66] to [68]):
[66] In our opinion, if there was some merit in grounds 2 and 3, this would be a case where it would be expedient in the interests of justice to allow the grounds to be put for the first time.
[67] However, we do not mean to say that appellants in administrative law matters of the kind with which this Court is concerned are entitled to think that they can put forward any new argument that occurs to their legal advisers on the appeal, whether or not it has been put before the Court at first instance.
[68] All arguments, which an applicant wishes to put before the Court, must be put before the Court at first instance to be dealt with by that Court. The parties in a proceeding are entitled to expect that the opposing party, if an applicant, will have put all arguments upon which that applicant claims to be entitled to any relief or, if a respondent, will have put all defences upon which that respondent relies for dismissing the application. The Full Court is entitled to have the benefit of the reasons for judgment of the Court at first instance in respect of all arguments, in conducting its rehearing of the appeal. Although on this application we are inclined to decide the application by reference to the merits of the proposed new grounds, it cannot be thought that this Court should proceed on that basis in all cases. If the Court were compelled to consider an application of this kind by reference to whether or not the application would succeed, then that would have the de facto result that an appellant could raise any ground the appellant liked without reference to the arguments put before the Court at first instance.
42 During the hearing of the appeal, the question of whether or not the appellant should have leave to press his second appeal ground was left open. The appellant was invited to - and did - make submissions as though leave was granted and the court undertook to address the issue in its reasons.
43 We are not inclined to grant the appellant leave to agitate his second appeal ground. There are two reasons for that. First, the appellant's explanation for having not pressed the point before the FCCA was not persuasive. Before the primary judge, the appellant submitted that the IAA's conclusion that he would not be subjected to relevant persecution on account of his ethnicity or political opinion was illogical (in the sense identified by authorities such as SZMDS). That submission was rejected and it was, so the appellant contended, "…with the benefit of the primary judge's reasons and further consideration that [the] ground [was] reframed." Respectfully, that is not a compelling basis for permitting the agitation on appeal of a point not pressed at trial.
44 Second and more significantly - and for reasons that we need only briefly explore - the proposed appeal ground lacks merit. In order to establish that he possessed a well-founded fear of persecution, the appellant needed to establish that he was at risk of being subjected to "serious harm": the Act, s 5J(4)(b). On a fair reading of its decision, the IAA concluded that the discriminatory treatment to which the appellant might be subjected if returned to Iran - including in the form of denied employment opportunities - would fall short of that threshold (IAA Decision, [18], [19], [60], [64]; above, [14], [20], [21]).
45 Absent a real prospect of subjection to serious harm, it was not possible for the IAA to conclude that the appellant possessed a well-founded fear of persecution, no matter how it construed the phrase, "…for reasons of race, religion, nationality, [etc]". The way in which the IAA addressed the nexus between the adverse treatment that the appellant claimed to fear and the reason or reasons by which he said it would be animated had no bearing upon its conclusion that the appellant did not satisfy the criteria for which s 36(2)(a) of the Act provides. Even assuming that the IAA was wrong to approach the question of nexus in the way that it did, any such error was immaterial to the end result and, hence, would not qualify as jurisdictional in nature.
46 In any event, we are not convinced that the IAA's approach to the nexus question was wrong. Although there are authorities that appear to lend some support to the submission that the appellant advanced in that regard - in particular, AJZ17 v Minister for Home Affairs [2019] FCA 1485, [55] (Moshinsky J) and NACM of 2002 v Minister for Immigration and Multicultural and Indigenous Affairs [2003] FCA 1554, [50] (Madgwick J) - the weight of authority very strongly tends the other way: Applicant A v Minister for Immigration (1997) 190 CLR 225, 242 (Dawson J), 257 (McHugh J), 284 (Gummow J); Chen Shi Hai v Minister for Immigration (2000) 201 CLR 293, 304 [33]-[34] (Gleeson CJ, Gaudron, Gummow and Hayne JJ); Ram v Minister for Immigration (1995) 57 FCR 565, 568 (Burchett J, with whom O'Loughlin and Nicholson JJ agreed); Perampalam v Minister for Immigration (1999) 84 FCR 274, 282-283 [16] (Burchett and Lee JJ), [30]-[31] (Moore J); Minister for Immigration v Applicant Z (2001) 116 FCR 36, 43-44 [27] (Keifel J, with whom Hely J agreed; Sackville J agreeing in the result); Minister for Immigration v VFAY [2003] FCAFC 191, [49]-[50] (French, Sackville and Hely JJ); SZTEQ v Minister for Immigration (2015) 229 FCR 497, 516 [72] (Robertson, Griffiths and Mortimer JJ).
47 While the authorities that point against the appellant's contention were decided before the insertion of s 5J into the Act, s 5J was inserted as part of a suite of provisions which were designed to codify the terms and concepts derived from the Refugees Convention, including the term "persecution" and the concept of nexus arising from the words "for reasons of". In construing s 5J of the Act, any reconsideration of the approach taken by these earlier authorities to the meaning of "persecution" and the concept of nexus should only take place in a case where the issue would be determinative. This is not such a case given the IAA's findings concerning serious harm.
48 Although it is not necessary that we should decide the point, we would be slow to deviate from what the appellant's counsel himself described as the "orthodox" approach to the question of nexus. To "persecute" a person is not merely to subject him or her to adverse treatment. Semantically, "persecution" imports notions of intent such as punishment, harassment, and deliberate oppression. At first glance, the appellant's contention appears to require that the language in which the statutory test is framed should be read otherwise than consistently with the ordinary meaning of its words.
49 We are not persuaded that the appellant's second appeal ground (or proposed appeal ground) is sufficiently arguable to warrant the grant of leave that it requires.