The requirements of Division 4 - Part 7 - Reviewable Decisions: Conduct of Review
117 One of the many stark and unusual features of the Act is this Part. In essence it comprises an exhaustive procedural code as to the requirements of procedural fairness that must be accorded to review applicants during the conducting of reviews under this Division, which has the effect of excluding the common law natural justice hearing rule. In SZMKG v Minister for Immigration and Citizenship [2009] FCAFC 99; 177 FCR 555 at [49] and [50], Bennett and Foster JJ accepted the following submission of the Minister which describes a part of its historical evolution and its effect, as follows:
49. The reasons advanced in support of this submission may be shortly stated as follows:
(a) Section 422B(1) was introduced into the Act by Act No 60 of 2002. This Act received the Royal Assent on 3 July 2002 and commenced the next day. The Review Application in VEAL 225 CLR 88 was determined by the Tribunal on 14 June 2002 and was thus not subject to s 422B(1). The High Court in VEAL 225 CLR 88 was considering a statutory scheme which did not include s 422B(1) or any provision of like effect;
(b) Section 422B(1) provides that Div 4 of Pt 7 of the Act:
… is taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters it deals with.
(c) The effect of that provision is that Div 4 of Pt 7 provides a comprehensive procedural code in respect of the requirements of procedural fairness that must be accorded to review applicants in the conduct of reviews under that Division to the exclusion of the common law natural justice hearing rule (see VXDC v Minister for Immigration and Multicultural and Indigenous Affairs (2005) 146 FCR 562 at [22]-[31]; and Minister for Immigration and Multicultural and Indigenous Affairs v Lat (2006) 151 FCR 214 at [60]-[70]);
(d) The principles invoked by the High Court in VEAL 225 CLR 88 are part of the common law procedural fairness principles that are encompassed within what is described in s 422B(1) as "the natural justice hearing rule";
(e) In the present case the Tribunal's procedural fairness obligations are limited to putting information that would be the reason or part of the reason for affirming the decision under review (subject to certain exceptions, as to which see s 424A(3)) to the appellant in writing pursuant to s 424A(1), or, orally during the hearing, pursuant to s 424AA, and to affording to the appellant a fair and reasonable opportunity of ascertaining and of responding to those issues which are determinative of his application during the course of the hearing (s 425 of the Act);
(f) The information and material which was the subject of the references made by the Tribunal in [19], [37] and [79] of its reasons were not the reason nor part of the reason for the Tribunal's decision to affirm the delegate's decision to refuse to grant a protection visa to the appellant;
(g) In addition, and in any event, the information contained in the OSCO reports was general country information and was therefore excepted from the requirements of s 424A(1) by s 424A(3)(a) and similarly excepted from the requirements of s 424AA if that section was engaged in the present case (see Minister for Immigration and Multicultural and Indigenous Affairs v NAMW (2004) 140 FCR 572); and
(h) Accordingly, none of s 424AA, s 424A or s 425 was engaged in the present case and there was no room for any residual operation of the common law natural justice hearing rule.
50. We think that these submissions are correct and we accept them. The appellant therefore fails in the principal arguments advanced by him to this Court.
118 Section 422B provides:
422B Exhaustive statement of natural justice hearing rule
(1) This Division is taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters it deals with.
(2) Sections 416, 437 and 438 and Division 7A, in so far as they relate to this Division, are taken to be an exhaustive statement of the requirements of the natural justice hearing rule in relation to the matters they deal with.
(3) In applying this Division, the Tribunal must act in a way that is fair and just.
119 Section 423 prescribes the kinds of information the applicant seeking review and the Secretary may provide to the Tribunal for consideration as part of the review. Section 423A concerns how the Tribunal is to deal with new claims or evidence which were not before the primary decision-maker.
120 Relevantly, given its power and effect are the subject of ground 2, section 425 contains the mandatory command that the Tribunal must invite an applicant to appear before the Tribunal, unless the exceptions identified in the section apply. It is extracted as follows:
425 Tribunal must invite applicant to appear
(1) The Tribunal must invite the applicant to appear before the Tribunal to give evidence and present arguments relating to the issues arising in relation to the decision under review.
(2) Subsection (1) does not apply if:
(a) the Tribunal considers that it should decide the review in the applicant's favour on the basis of the material before it; or
(b) the applicant consents to the Tribunal deciding the review without the applicant appearing before it; or
(c) subsection 424C(1) or (2) applies to the applicant.
(3) If any of the paragraphs in subsection (2) of this section apply, the applicant is not entitled to appear before the Tribunal.
121 The Division also, however, contains a number of provisions, again relevant to this appeal, codifying the Tribunal's procedure concerning providing particulars to the applicant of any "information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision under review". The Tribunal has the discretion to seek such particulars at a hearing, arising from the invitation under s 425: s 424AA. However, if this discretion is not exercised, the Tribunal must provide the same in writing and invite a response in accordance with the procedure under s 424A.
122 Sections 424AA and 424A are extracted as follows:
424AA Information and invitation given orally by Tribunal while applicant appearing
(1) If an applicant is appearing before the Tribunal because of an invitation under section 425:
(a) the Tribunal may orally give to the applicant clear particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) if the Tribunal does so - the Tribunal must:
(i) ensure, as far as is reasonably practicable, that the applicant understands why the information is relevant to the review, and the consequences of the information being relied on in affirming the decision that is under review; and
(ii) orally invite the applicant to comment on or respond to the information; and
(iii) advise the applicant that he or she may seek additional time to comment on or respond to the information; and
(iv) if the applicant seeks additional time to comment on or respond to the information - adjourn the review, if the Tribunal considers that the applicant reasonably needs additional time to comment on or respond to the information.
(2) A reference in this section to affirming a decision that is under review does not include a reference to the affirmation of a decision that is taken to be affirmed under subsection 426A(1F).
424A Information and invitation given in writing by Tribunal
(1) Subject to subsections (2A) and (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, clear particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review, and the consequences of it being relied on in affirming the decision that is under review; and
(c) invite the applicant to comment on or respond to it.
(2) The information and invitation must be given to the applicant:
(a) except where paragraph (b) applies - by one of the methods specified in section 441A; or
(b) if the applicant is in immigration detention - by a method prescribed for the purposes of giving documents to such a person.
(2A) The Tribunal is not obliged under this section to give particulars of information to an applicant, nor invite the applicant to comment on or respond to the information, if the Tribunal gives clear particulars of the information to the applicant, and invites the applicant to comment on or respond to the information, under section 424AA.
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application for review; or
(ba) that the applicant gave during the process that led to the decision that is under review, other than such information that was provided orally by the applicant to the Department; or
(c) that is non-disclosable information.
(4) A reference in this section to affirming a decision that is under review does not include a reference to the affirmation of a decision that is taken to be affirmed under subsection 426A(1F).
123 A review of the legislative history of this Part reveals that over time the codification of the Tribunal's procedures has significantly expanded. A form of the current s 425 predates the current ss 424AA and 424A.
124 The relevant content of Div 4 of the iteration of the Act (as at 29 September 1995), as it existed before the introduction of s 424A, was limited to what the applicant could give to the former Refugee Review Tribunal (s 423), the capacity for the RRT to determine the review "on the papers" if the recommendation on review was most favourable to the applicant (s 424) and where such a review under s 424 was not available, s 425 provided:
425 Where review "on the papers" is not available
(1) Where section 424 does not apply, the Tribunal:
(a) must give the applicant an opportunity to appear before it to give evidence; and
(b) may obtain such other evidence as it considers necessary.
(2) Subject to paragraph (1) (a), the Tribunal is not required to allow any person to address it orally about the issues arising in relation to the decision under review.
125 In 1998, substantial amendments were made to the Act including the introduction of s 424A by the Migration Legislation Amendment Act (No. 1) 1998 (Cth).
126 The Explanatory Memorandum to the Migration Legislation Amendment Bill (No. 1) 1998 described the purpose of those amendments, at [116]-[120] in the following way:
Item 3 Sections 424 and 425
116. This item repeals existing sections 424 and 425 of the Migration Act which provide for the right of a personal appearance by the applicant unless the Tribunal is able to make a decision 'on the papers' that is most favourable to the applicant.
117. It also inserts six new sections into the Migration Act. Of these sections 424, 424A, 424B and 424C provide a code of procedure which the Tribunal is to follow in conducting its review:
• new section 424 will allow the Tribunal to obtain any information it considers relevant, and, having obtained that information, the Tribunal must have regard to it in making its decision;
• new section 424A ensures that an applicant is given particulars of any information that would be the reason or part of the reason for affirming the decision under review, and is asked to comment on that information. The information must be specifically about the applicant or another person and not just about a class of persons of which the applicant or the other person is a member. Paragraphs 424A(3)(b) and (c) provide respectively that information given by the applicant and non-disclosable information are not included in this section;
• new sections 424 and 424A also ensure that invitations to an applicant to:
• provide further information; or
• comment on information which the MRT considers would be reason for affirming the decision under review;
are sent to the last address for service, or residential address given by the applicant in a way that provides evidence of the date of dispatch. These provisions do not apply to an applicant who is in immigration detention;
• new subsection 424B(1) enables the Tribunal to specify the way in which additional information is to be given. Additional information may be given in any way appropriate to the circumstances - for example by telephone or by facsimile machine;
• new subsection 424B(2) provides for additional information or comments on information provided by the Tribunal, otherwise than at interview, to be given within a prescribed period, or if there is no prescribed period, within a reasonable period;
• new subsection 424B(3) allows the Tribunal to specify, where an interview has been offered, the place of interview and the time of interview;
• new subsection 424B(4) allows the Tribunal to extend the prescribed period for giving additional information or comment on information for a further prescribed period. The further period will be prescribed by the Regulations;
• new subsection 424B(5) allows the Tribunal to extend the period for a response at interview to some other time within the prescribed period or to a time within a further prescribed period. The further prescribed period will be prescribed by the Regulations:
• in this section "interview" does not mean appearance before the Tribunal. At interview the applicant may be invited to give additional information or comment on information provided by the Tribunal. The applicant does not have the right to give evidence and present arguments relating to issues arising in relation to the decision under review at an interview conducted pursuant to section 424; and
• new section 424C provides that where a person fails to provide additional information under section 424 or an applicant fails to provide comment on information under section 424A, the Tribunal may make a decision without taking any further action. The purpose of the new section is to allow the Tribunal to make a decision without any delay if the applicant fails to respond to a request for further information or comment within the prescribed period.
118. New section 425 entitles an applicant to have the opportunity to appear before the Refugee Review Tribunal, by requiring the Tribunal to invite the applicant to appear before it, unless new subsection 425(2) applies. When subsection 425(2) applies, an applicant is not entitled to appear before the Tribunal.
119. Subsection 425(2) applies when:
• the Tribunal can decide the review in the applicant's favour on the basis of the material before it; or
• the applicant consents to the review proceeding without an appearance; or
• the applicant fails to respond, within the prescribed period or a reasonable period, to an invitation to provide information or comments to the Tribunal.
120. At an appearance the applicant would be entitled to give evidence and present arguments relating to the issues arising in relation to the decision under review.
127 Further amendments were made to this Division in the Act in 2001 (Migration Legislation Amendment (Electronic Transactions and Methods of Notification) Act 2001 (Cth)) but the amendments do not have any significance to this appeal until the amendments made in 2007 by the introduction of the Migration Amendment (Review Provisions) Act 2007 (Cth) and the introduction of s 424AA. The Explanatory Memorandum to the Migration Amendment (Review Provisions) Bill 2006 described the purpose of and interplay between the amendment (the new s 424AA) and ss 424A and 425 in the following way:
Item 18 After section 424
47. Currently, section 424A provides that the Refugee Review Tribunal ("the RRT") must give applicants for review particulars of any information that the RRT considers would be the reason, or a part of the reason, for affirming the decision under review. This must be done either by a prescribed method for an applicant in detention or by one of the methods specified in section 379A. As a consequence of the High Court decision in SAAP, section 424A requires that the RRT must always provide the particulars of the information and the invitation to comment to the applicant in writing even if the information has already been covered at hearing.
48. New section 424AA provides a new discretion for the RRT to orally give information and invite an applicant to comment on or respond to the information at the time that the applicant is appearing before the RRT in response to an invitation issued under section 425. This will complement the RRT's existing obligation under section 424A, in that, if the RRT does not orally give information and seek comments or a response from an applicant under section 424AA, it must do so in writing, under section 424A. The corollary is that if the RRT does give clear particulars of the information and seek comments or a response from an applicant under section 424AA, it is not required to give the particulars under section 424A.
49. Where a review applicant is appearing before the RRT pursuant to an invitation issued under section 425, new paragraph 424AA(a) provides the RRT with a discretion to give to the review applicant orally, clear particulars of the information that the RRT considers would be the reason, or part of the reason, for affirming the decision under review.
50. Section 425 provides that, unless the RRT considers that it will find in the applicant's favour or the applicant consents to not appear before the RRT, the RRT must invite the applicant to appear before the RRT to give evidence and present arguments relating to the issues arising in relation to the decision under review. Section 429A provides that the RRT may allow the applicant to appear or to give oral evidence before it by telephone, closed-circuit television or any other means of communication. The RRT is required to appoint an interpreter if the applicant is not sufficiently proficient in English.
51. New paragraph 424AA(b) provides that if the RRT exercises its discretion to orally provide clear particulars of the information that it considers would be the reason, or part of the reason, for affirming the decision under review, then the RRT is obliged to ensure, as far as is reasonably practicable, that the applicant understands why the information is relevant to the review, and the consequences of the information being relied on in affirming the decision. The RRT is also obliged to orally invite the applicant to comment on or respond to the information and to advise the applicant that he or she may seek additional time to comment or respond. If the applicant seeks additional time to comment or respond, the RRT must adjourn the review, if it considers that the applicant reasonably needs additional time to comment or respond.
52. In inviting the applicant to comment on or respond to information while the applicant is appearing before it, the RRT must clearly set out what the information is and why it is relevant. The applicant can seek clarification and make additional comments. It will enable the RRT to give clear particulars of information orally at a hearing without also being required, as is presently the case, to give the same particulars in writing to the applicant after the hearing. The amendment will facilitate the more efficient conduct of reviews by improving their quality, timeliness and will reduce the cost of reviews.
The amendments will also ensure that applicants are not taken by surprise and are given time, if necessary, to provide their comments or response.
128 For the reasons which follow, it is my view that the interplay between the Tribunal's obligations under s 425 and any limitation of its obligations under s 424A is not as stark as either party has submitted to me. The Tribunal's obligation under s 425 may include alerting an applicant to an issue arising from country information and the operation of s 424A(3)(a) does not reduce the breadth of the obligation. As to whether, by reason of country information, an issue, dispositive in the case, arises which was not before the delegate requires careful attention to be given to the delegate's reasons, an applicant's application for review (including his or her submissions and evidence), what transpired at hearing before the Tribunal and the Tribunal's reasons. I concur, albeit obiter, with the reasoning of Bromwich J in BEV15 v Minister for Immigration and Border Protection [2016] FCA 507 at [54]-[58].
129 As described by the High Court in SZBEL at [33], the Act "defines the nature of the opportunity to be heard" that is to be given to an applicant for review, as being invited "to give evidence and present arguments relating to the issues arising in relation to the decision under review" (emphasis in original). The High Court described those "issues" in the following way:
34. Those issues will not be sufficiently identified in every case by describing them simply as whether the applicant is entitled to a protection visa. The statutory language "arising in relation to the decision under review" is more particular. The issues arising in relation to a decision under review are to be identified having regard not only to the fact that the Tribunal may exercise (s 415) all the powers and discretions conferred by the Act on the original decision-maker (here, the Minister's delegate), but also to the fact that the Tribunal is to review that particular decision, for which the decision-maker will have given reasons.
35. The Tribunal is not confined to whatever may have been the issues that the delegate considered. The issues that arise in relation to the decision are to be identified by the Tribunal. But if the Tribunal takes no step to identify some issue other than those that the delegate considered dispositive, and does not tell the applicant what that other issue is, the applicant is entitled to assume that the issues the delegate considered dispositive are "the issues arising in relation to the decision under review". That is why the point at which to begin the identification of issues arising in relation to the decision under review will usually be the reasons given for that decision. And unless some other additional issues are identified by the Tribunal (as they may be), it would ordinarily follow that, on review by the Tribunal, the issues arising in relation to the decision under review would be those which the original decision-maker identified as determinative against the applicant.
(Emphasis in original.)
130 As to whether a particular of information about which the Tribunal considers "would be the reason, or a part of the reason, for affirming the decision that is under review", required to be provided to an applicant under s 424A, could constitute an "issue" about which the Tribunal has obligations under s 425, this is a question that requires consideration in the particular case. There is an obvious overlap between the two. I note from the legislative history, as described above, that s 425 predates ss 424A and 424AA. There has been no subsequent amendment of s 425 to narrow the scope of the obligation nor is there anything in the extrinsic material to suggest that it should be so read down.
131 As a consequence of the reasoning in SZBEL, in order to assess whether the Tribunal has undertaken its statutory task in the manner required of it under s 425, attention must be given to what the relevant issue about which the South China Morning Post material relates and whether that issue is new or formed part of what the delegate had considered dispositive to its reasons. If it is new, the Tribunal had an obligation to "tell the applicant what that other issue is". Otherwise the appellant "would be entitled to assume that the reasons given by the delegate for refusing to grant the application will identify the issues that arise in relation to that decision": SZBEL at [36].
132 Whilst the delegate's reasons reveal that the issue of the likelihood of re-prosecution in China was a "live issue", the issue of the potential insufficiency of foreign penalty was not an "issue" before the delegate. In Part 6 of the delegate's decision, when addressing the refugee criterion under s 36(2)(a) of the Act, and whether the fear of persecution was well-founded, the delegate noted the following:
I will consider whether relevant country information demonstrates that there is a real chance that the applicant will be re-arrested and re-prosecuted in China for the same offences [sic]
Double Jeopardy/re-prosecution
The concept of double jeopardy generally refers to re-prosecution for the same crime in the same jurisdiction. In this case, the applicant fears being re-prosecuted for the same crimes but in a different jurisdiction (China) to the jurisdiction in which she was originally prosecuted (Australia). However, I note that the sources cited in this decision use the terms 'double jeopardy' and 'reprosecution' interchangeably.
Re-prosecution of a crime that was tried in another country is allowed under China's Criminal Law. Re-prosecution is less common for offences that attract a lower sentence (less than three years imprisonment under Chinese law), however the length of sentence and punishment received overseas may factor into decisions about re-trial or the punishment given. Overseas acquittals may be retried in Chinese courts. The law is not prescriptive, it provides that trial and punishment 'may; [sic] be applied, and discretion is understood to be used, particularly in politically sensitive cases. As is common with China's laws, the use of discretionary words (such as "may" or "may not") lends a degree of uncertainty, and flexibility, to the application of China's Criminal Law, particularly in politically sensitive cases.
The United Kingdom Foreign and Commonwealth Office's 2015 'Country Information and Guidance' report on double jeopardy provides the following about Articles 7 and 10 of the Chinese Criminal Law:
'Article 7
'This law is applicable to PRC citizens who commit the crimes specified in this law outside the territory of the PRC; but those who commit the crimes, provided that this law stipulates a minimum sentence of less than a three-year fixed-term imprisonment for such crimes, may not be dealt with.
'This law is applicable to PRC state personnel and military personnel who commit the crimes specified in this law outside PRC territory.
…
'Article 10
'Any person who commits a crime outside PRC territory and according to this law bear criminal responsibility may still be dealt with according to this law even if he has been tried in a foreign country; however, a person who has already received criminal punishment in a foreign country may be exempted from punishment or given a mitigated punishment
…
According to a 2005 FCO letter, the circumstances under which an individual would be punished in China for a crime committed in a foreign country, for which he had already been punished in that country, are not stipulated. The Chinese authorities are most likely to take this action if the crime had received a lot of publicity in China, if the victims were well-connected in China, if there were a political angle to the original crime or if the crimes were of a particular type that the authorities wanted to make an example of. As of July 2005 the British Embassy in Beijing is unaware of any such instances. The specific inclusion in the Criminal Law of 'exemptions' from second punishment in China for crimes committed abroad suggests that the authorities would not take further action against those convicted abroad for ordinary criminal offences.
However, significantly, the United Kingdom Foreign and Commonwealth Office's report states that "whilst there is a risk of prosecution or re-prosecution under Articles 7 and 10 of the Chinese Criminal Law for overseas offenders returned to China, use of the legal provisions is discretionary and extremely rare. Without particular aggravating factors, the risk falls well below the level required to engage international protection". The Report goes on to state that
… the risk of prosecution or re-prosecution will be a question of fact in individual cases but is more likely where (a) there has been a substantial amount of adverse publicity within China about a case; (b) the proposed defendant has significantly embarrassed the Chinese authorities by their actions overseas; (c) the offence is unusually serious. Generally, snakehead cases do not have the significance they have in the West and are regarded as ordinary (but serious) crimes requiring no special treatment;(d) political factors may increase the likelihood of prosecution or re-prosecution; and (e) the Chinese Government is also particularly concerned about corruption of Chinese officialdom.
(Emphasis in original, footnotes omitted.)
133 Accordingly, the delegate's focus was on the likelihood of re-prosecution per se without consideration of how a smuggling offence is dealt with under Chinese criminal law and whether by comparison, the sanction received in Australia was insufficient.
134 To the extent that the delegate gave any consideration at all to Chinese cases, it was by identifying the types of crimes committed outside of China that were of interest to Chinese authorities, which did not including smuggling cases, but rather murder, corruption, embezzlement and where a person was an international fugitive. The relevant portion of the reasoning is extracted as follows:
Crimes of interest to the Chinese authorities
The sources cited in this decision demonstrate that China's interest in the return of its citizens implicated in criminal activities is focused on those suspected of involvement in very specific crimes. For instance, China has increasingly sought the co-operation of foreign governments to have individuals who it alleges have committed politically sensitive or embarrassing offences returned to China for investigation. Additionally, after taking office in 2013, President Xi launched an anticorruption campaign, which includes Operation Fox Hunt, China's global anti-corruption operation to [sic] "to locate and repatriate 'economic fugitives' and their overseas assets", which was extended in 2015 to include Operation Skynet.
The Australian Strategic Policy Institute states that "economic crimes are likely to be the Chinese Government's primary interest driver for enforcement cooperation with Australia, with a predominant focus on fraud and corruption … China's most prominent economic fugitives are corruption suspects, due to the Chinese Government's high-profile anticorruption crackdown … [and] [a]nticorruption is one of the Chinese Government's most important domestic and foreign policy issues.
Anti-narcotics operations are also of interest of interest [sic] to the Chinese authorities as it, like Australia, suffers from a domestic illicit drug problem.
Based on the sources cited in this decision, there is no information to suggest that a Chinese citizen who has been appropriately prosecuted and penalised in Australia for the types of offences committed by the applicant has been re-prosecuted for the same offences in China. However, I am mindful that China controls information it releases for public scrutiny and that access to objective information about its state-controlled systems, including the legal and criminal justice systems, can be limited or unavailable. In these circumstances, an absence of information should not automatically lead to a conclusion that there is no real chance that the applicant will be re-prosecuted in China.
However, consideration of the following examples of Chinese citizens whose criminal involvement did attract adverse interest from the Chinese authorities, who returned to answer criminal changes in China, provides context to the applicant's situation and allows for comparisons to be made.
DFAT referred to a case example where a Chinese citizen was re-prosecuted in China for the same crime for which he had been tried and sentenced in Japan. However, in that case, not only was the charge of murder arguably considerably more serious than the applicant's offences but there were additional factors which are likely to have influenced the decision to re-prosecute. For example, the case was initiated in China after the victim's parents filed a civil lawsuit to obtain compensation from the appellant. Additionally, the punishment received overseas was not equivalent to that imposed in China.
A 2016 Sydney Morning Herald article reported on a Chinese citizen in Australia who was wanted by Beijing on charges of corruption. She was the subject of an Interpol red notice and on a list of the Communist Party's top 100 wanted criminals. She returned to China to cooperate with police after succumbing to "pervasive pressure tactics employed by Chinese authorities". This example indicates that the Chinese authorities are willing [sic] overstep the "bounds of bilateral law enforcement cooperation in its zealous pursuit" of its nationals in Australia who it wants to return to face criminal charges. Conversely, there is no indication in the applicant's case that the Chinese authorities have asked the applicant to return to China to face charges, nor is there evidence of [sic] that the Chinese authorities have asked the Australian government to facilitate the applicant's return.
The Sydney Morning Herald article also raises the case of a Heilongjiang man who agreed to return to China to face embezzlement charges. Country information about criminal procedure in China indicates that Chinese courts are under pressure to secure convictions and that conviction is almost guaranteed in criminal trials. According to media and human rights advocates' reports, police rely heavily on confessions, including forced confessions, being obtained rather than collecting evidence. Various media reports put the conviction rate in China at over 99 per cent of defendants in 2016 to 2018 although there are no recent reliable statistics.
The Heilongjiang man was subject to publicity in China on state media websites and local newspapers, he was met by police at the airport and "local authorities basked in the credit for successfully tracking down an international 'fugitive'". In light of the nature of the criminal justice system in China, this level of official interest would suggest an inevitable conviction. However, the Heilongjiang man reported that he was promised a fair investigation and even though his case was delayed for over a year and he was eventually found guilty, no custodial sentence was imposed. He was also allowed to move freely around China while his case was being heard.
When compared to the above cases, the absence of any credible, active attention on the applicant from the Chinese authorities is reasonable evidence that she is not of adverse interest to them. Chinese government pressure is reportedly the most common method it uses to compel its citizens to return to China who are wanted in relation to criminal matters. The Australian Strategic Policy Institute states that "this is done by Chinese investigators either pressuring a fugitive's family in China, or Chinese police travelling to another country to pressure the suspect to return. There are even cases of kidnapping and forced repatriation, including allegations that this has happened in Australia". The applicant did not make claims that she has been contacted by the Chinese authorities, let alone that she or her family have been subjected to pressure or threats. Although, as I stated above, I do not accept that the police visited the applicant's brother in China, it is worth noting that even if I am wrong, the applicant claimed that the police reportedly visited only once and merely asked about the applicant's whereabouts.
135 Ultimately, to the extent that any consideration was given to the likely penalty for like offences in China, it was that this type of offence "no longer attract[s] the death penalty", as the delegate found:
The criminal offences to which the applicant pleaded guilty in Australia are not of the profile or level of seriousness that the Chinese authorities are known to pursue and punish, or re-prosecute. In that light, it is difficult to envisage the Chinese authorities expending resources to pursue and re-try someone who would be perceived to be a one-time, relatively low level, non-violent offender.
Although I have found that the applicant's claim that she will face re-prosecution in China is not well-founded, I note that the types of offences for which that the applicant was prosecuted in Australia, no longer attract the death penalty in China. In November 2015, China amended its Criminal Law and re-moved [sic] nine crimes punishable by death, which included smuggling weapons and ammunition. Further, no information was found, in the sources cited in this decision, of persons encountering societal harm on return for offences committed overseas.
(Bold added.)
136 In conclusion, the delegate found that, based on the sources cited in her decision, there was no information to indicate that Chinese citizens who had been convicted and sentenced for the same offences as the appellant faced a real risk of being re-prosecuted in China for those offences.
137 The delegate noted that unlike cases involving allegations of corruption there was no evidence that China had sought Australia's assistance to return the appellant to China. Further, based on country information, the delegate found that the risk of re-prosecution in China depends on aspects of a particular case, including its seriousness and the level of embarrassment to the Chinese government, for which there was no information before her which suggested the appellant's crimes had received publicity in China, had a political angle or affected "well-connected" victims in China, or involved corruption or economic fraud relating to the Chinese government or Chinese citizens. Accordingly, the delegate found there were no aggravating factors that would increase the appellant's chance of re-prosecution in China.
138 Notably, the delegate acknowledged that the length of the sentence imposed and punishment received overseas may factor into China's decisions about re-trial and any punishment given and that because the appellant's sentence served was less than three years imprisonment, she would be less likely to be of adverse interest to the authorities in China. However, no comparative analysis was done of how China, under its own law, considered and punished like smuggling offences.
139 Ultimately, the delegate found that re-prosecution in China is "extremely rare", and was satisfied that the Chinese authorities would not make a particular example of the appellant by re-prosecuting her.
140 The issue of the potential for the Chinese government to consider the smuggling offence as "serious' by reference to Chinese law and likely penalties was raised by the appellant in her application for review to the Tribunal, which included as one of its particulars:
(a) The delegate made no assessment of the ample evidence to indicate that illegal Guns trafficking offences are viewed seriously in China, and that this has acquired an added political dimension…
141 For the first time, the appellant's detailed submissions before the Tribunal refer to specific articles from the Criminal Law of China concerning smuggling offences (arts 125 and 128) and the penalties they attract. Relevantly, the appellant submitted at [12]-[27] (paragraphs [19]-[21] which are extracted above at [72], as contained in the Tribunal's reasons at T[39]) why, given the penalties available under Chinese law, the fact that she had "only actually served 12 months imprisonment is likely to be perceived by the Chinese authorities as largely insufficient comparable to [her] criminality". This was a new dimension to the appellant's case regarding the likelihood of re-prosecution not considered by the delegate.
142 Accordingly, contrary to the Minister's submission, the "issue" was not a "live" one before the delegate. To the extent that the Minister relied on that portion of the delegate's reasons which set out several examples of Chinese citizens whose cases attracted adverse attention, with the last of these examples being one in which no custodial sentence was imposed, those cases go to a different "issue" - namely, what kinds of criminal activity outside China are likely to attract the adverse interest of the Chinese authorities such that re-prosecution is likely, rather than how China viewed "smuggling" offences and the inadequacy of overseas sanctions for such offences such that the appellant's re-prosecution was likely.
143 The Tribunal's obligation pursuant to s 425 of the Act is to invite an applicant to give evidence and present arguments on the issues arising on review before the Tribunal. The Tribunal will generally infringe s 425 if it does not give an applicant an indication of the matters that it considers dispositive to the review, in circumstances where those matters are different to those on which the delegate determined the visa application: SZBEL at [33]-[35]. Here, those matters were different.
144 Here, the appellant raised in her submissions before the Tribunal what the likely penalties in China for smuggling offences may be by reference to arts 125 and 128 but not with reference to specific cases. She maintained before the Tribunal that she would likely receive the death penalty. No issue is taken by the appellant, alleging any breach of s 425, with respect to the Tribunal's findings that the offence would not attract the death penalty in China.
145 The crucial aspect of the Tribunal's reasoning, about which the alleged breach of s 425 is engaged, relates to its observations of the evidence, at T[52] and T[53], and its findings at T[94] (extracted at [103] and [68] above respectively). Part of the purpose of s 425 is to raise issues which are not favourable to the appellant, which were not before the delegate and about which the appellant is not on notice. When one reads the Tribunal's description of the evidence it obtained from "independent" research, at T[52] and T[53], on one view it appears favourable to the appellant. The Tribunal accepts that the Chinese authorities have "recently engag[ed] in a significantly heightened campaign against gun smuggling and possession". Further, it appears to recognise that the example of a "reduced" sentence "to seven years in jail" may not be the low point of any potential comparative Chinese penalty applicable to the appellant's circumstances given the appellant's crime involved over five times the number of smuggled items.
146 However, ultimately, the level of significance this issue has upon the Tribunal's findings, as opposed to the consideration of the evidence is what is critical. In particular, at T[94], that "penalties have dropped in recent years, with the dropping of the death penalty and, as seen in a specific case of the smuggling [sic] dozens of replica firearms into China, with the reduction of an originally-imposed life sentence to imprisonment of only seven and a half years…". The counter-proposition of penalties having "dropped in recent years" was of some significance in considering the appellant's claim that China's perceived insufficiency of the appellant's foreign sanction would lead to re-prosecution. This issue was not raised with the appellant. It should have been. This constitutes a breach of the Tribunal's obligation under s 425.
147 I accept the Minister's contention that s 425 of the Act may not require the Tribunal to put discrete items of country information to an applicant. However, I do not consider the Minister to be correct, for the reasons stated above, in saying an obligation does not arise under s 425 in this case. The Minister is not able to rely on the reasoning in Applicant A125 at [87]-[89], applied in CQG15 at [92]. Both cases concerned the scope of the Tribunal's obligation under s 425 when dealing with inconsistencies in the answers to questions given by an applicant, which is a different context to the present and is distinguishable.
148 The Minister may not also call to its aid S154 or Muin in order to read down the Tribunal's obligation under s 425: Contrary to the Minister's submission, those cases do not stand for the proposition that the Tribunal has no obligation to put to the applicant the "nature of any 'case' on which the Tribunal proposed to rely in contradiction to her case". S154 concerned the lack of acceptance of an allegation (whether the visa applicant had been sexually assaulted by police officers in her country of origin) and the relevant portion of the decision upon which the Minister purportedly relied, related to the applicability of the rule in Browne v Dunne (1893) 6 R 67 (HL). The extract relied upon by the Minister from a portion of Heydon J's reasoning in Muin is general in nature and does not deal specifically with the nature of the obligation under s 425. In any event, it is not inconsistent with the view I have formed about the operation of s 425.
149 I accept that in BXK15 the Full Court found that there was no breach of any obligation under s 425: at [78]. However, I do not understand the effect of the Full Court's reasoning to go beyond a determination of the extent of its obligation in that case regarding "country information" and where the Court acknowledged, in the second sentence extracted above, the need for a "meaningful hearing" where the appellant was "apprised" by the Tribunal of the issues which were not otherwise obvious. This reasoning is not inconsistent with the position I have taken.
150 I accept the Minister's submission that independent country information is "generally" exempt from the Tribunal's obligations under s 424A of the Act because of the operation of s 424A(3)(a) of the Act. However, I do not accept the Minister's contention that the present appeal attempts to import the requirements of s 424A(1) into s 425 of the Act, and circumvent the operation of the exclusion contained in s 424A(3)(a). I do not see the "exclusion" contained in s 424A(3)(a) having such a stark effect on the obligations that arise under s 425. I am of the view that the authorities the Minister relies on (Applicant A125 at [88] and M61/2010E at [91]) are distinguishable from this case: Applicant A125 concerned the purported failure by the Tribunal to identify the significance of the questions being put to the appellant. M61/2010E did not involve any consideration of the bounds of s 425 and its interaction with obligations under s 424A.
151 Having found error, for it to be jurisdictional it must be material, meaning that the Tribunal's failure to raise this issue and give the appellant an opportunity to be heard could have realistically resulted in the Tribunal making a different decision: Minister for Immigration and Border Protection v SZMTA [2019] HCA 3; 264 CLR 421 at [45]; MZAPC v Minister for Immigration and Border Protection [2021] HCA 17; 390 ALR 590 at [2]-[4]. I accept, as the plurality of the High Court opined in Nathanson v Minister for Home Affairs [2022] HCA 26; 403 ALR 398, at [33], there will "generally" be a realistic possibility that the process could have resulted in a different outcome if a party was denied an opportunity to present evidence or make submissions on an issue that required consideration. However, each case must be assessed independently.
152 Here, I note the Tribunal's bases for not accepting that the appellant would be re-prosecuted in China were multifaceted. They included the fact that the Tribunal did not accept that the Chinese authorities had shown any interest in the appellant by contacting her family in China, that she was considered to have a "political profile" by reason of her being a person that the Australian government wished to deport such that she would be considered a "more serious" offender and that more consideration would be given to "re-prosecuting her after she returns to China": at T[92].
153 The Tribunal then determined that there was no "real chance of [the appellant] being re-prosecuted in China" because it was not satisfied that the Chinese authorities had any evidence, or had shown any concern, to the effect that the smuggling offences had occurred in China: at T[93]. There is no challenge to this finding on appeal. It is only with respect to the Tribunal's alternative finding, if the Chinese authorities believed that the appellant's smuggling offending originated in China, about which there are at least seven bases relied upon, at T[94], that the issue of likely penalty in China arises.
154 For these reasons, I am not persuaded that the error was material.