THE FEDERAL MAGISTRATE'S DECISION
27 Before the Federal Magistrates Court, the applicant challenged the decision of the RRT on one ground only, namely a breach of the requirements of s 424A of the Migration Act 1958 (Cth) ("the Act"). That section has recently been significantly amended. The amendments came into force on 29 June 2007. However, they do not apply to this case.
28 As is well known, at the time of the RRT decision s 424A relevantly provided:
"(1) Subject to subsection (3), the Tribunal must:
(a) give to the applicant, in the way that the Tribunal considers appropriate in the circumstances, particulars of any information that the Tribunal considers would be the reason, or a part of the reason, for affirming the decision that is under review; and
(b) ensure, as far as is reasonably practicable, that the applicant understands why it is relevant to the review; and
(c) invite the applicant to comment on it.
(2) …
(3) This section does not apply to information:
(a) that is not specifically about the applicant or another person and is just about a class of persons of which the applicant or other person is a member; or
(b) that the applicant gave for the purpose of the application; or
(c) that is non‑disclosable information."
29 The applicant submitted that the RRT had failed to disclose to him, in writing, as s 424A(1)(a) required, that the entry in the visa application to the effect that he had continued to reside at his family home until he left Nepal, was or would be a part of the reason for affirming the decision under review. He further submitted that the RRT had failed to ensure, as s 424A(1)(b) required, that as far as was reasonably practicable he understood why that information was relevant to the decision under review.
30 In essence, the applicant's case was that the RRT's conclusion that he had remained in his family home until he left Nepal in September 2001 had been used to rebut his claim that he had been attacked by Maoists in August 2001. That conclusion derived from what was recorded in the visa application. That meant that the RRT had been required, pursuant to s 424A(1)(a), to give him particulars of that "information". In addition, it meant that the RRT had been obliged, pursuant to s 424A(1)(b), to ensure that he understood why that information was relevant to the review.
31 The applicant submitted that the exclusion in s 424A(3)(b) did not apply. That was because the "information" came from his visa application, and had not therefore been given for the purpose of the application for review. He contended that, to the extent that this same information had been canvassed in the evidence before the RRT, that did not amount to "adoption" of the information of a kind that would bring it within the exclusion.
32 The Minister, on the other hand, submitted that the information contained in the visa application, which coincided with what he told the RRT during the course of the hearing, fell squarely within s 424A(3)(b), having been given by the applicant "for the purpose of the application". The Minister submitted that to ask whether the information had been adopted was to ask the wrong question. The Minister said that the real question was whether the information had been provided to the RRT by means of the evidence given at the hearing, rather than by means of the visa application. The Minister relied generally upon SZHFC v Minister for Immigration and Multicultural and Indigenous Affairs [2006] FCA 1359 at [24] per Allsop J.
33 The Federal Magistrate resolved these competing submissions regarding s 424A(3)(b) in favour of the Minister. His Honour's reasoning requires careful consideration.
34 The Federal Magistrate was satisfied that the finding by the RRT that the applicant had continued to live at his family home prior to departing for Australia, and had not, as he claimed, escaped to Kathmandu, contributed to its conclusion that he had not been attacked by Maoists. His Honour was also satisfied that the fact that the alleged escape to Kathmandu was not mentioned in the visa application had also contributed to the RRT's decision because it was used to support a negative view of the applicant's truthfulness.
35 His Honour extracted several lengthy passages from the transcript of the proceedings before the RRT. In those passages, the applicant was asked repeatedly about where he had been living immediately prior to his departure from Nepal.
36 The extracts of the transcript relevant to the appeal before this Court are as follows:
"Q. Just before you came to Australia, which was a while ago now, where were you living, Mr [A125 of 2003]?
A. I used to live in [B (which is the town at which the family home was located)].
Q. Going back to the application again that we have just been talking about, it says from 1990 till September 2001 you were living in [B] Nepal; is that correct?
A. Yes, it is.
Q. And so right up until the time you left Nepal you were living-that's the family home, is it?
A. Yes.
Q. So that's where you were living right up until you left; is that correct?
A. No, I used to not live there.
Q. This form, which you have just agreed is correct, says you were living at that address from January 1990 till September 2001, okay?
A. I don't know about the exact date. It is the best (inaudible). Maybe it was July, August - maybe August.
Q. I will ask you again. Where were you living just before you came to Australia?
A. I used to live in [B].
Q. What was your address?
A. (Not interpreted)
Q. So that is the address in the application form that I have just read you out?
A. Yeah.
…
Q. So just before you came to Australia you were living at the address which is noted in your application --
A. Yes."
37 After several exchanges concerning the running of the applicant's school, the questioning continued as follows:
"Q. What was the main reason you left your country?
A. The main reason of me leaving Nepal was the Maoists were after me, they wanted to kill me.
Q. When did you first start having trouble from the Maoists in Nepal?
A. It started from about 2001 - from mid-April 2001.
Q. Any trouble before April 2001?
A. Yeah, just not serious, but little bit - not too much.
Q. What happened in April 2001?
A. They asked me for donation.
Q. What happened?
A. I refused.
Q. And what happened as a result of your refusal?
A. Nothing happened at the moment.
Q. Nothing happened?
A. At that moment.
Q. Did something happen later?
A. Later.
Q. Tell me what happened?
A. After that moment the women Maoists committee restricted the alcohol - ban on the alcohol all over the country, restricted alcohol.
…
Q. I will ask you again, sir. This incident that you are talking about with the alcohol, about how long was it before you left Nepal; about how long did it happen before you left Nepal?
A. May, June - June, July, August, September. About four and a half months ago.
Q. Before you left?
A. Yeah, about May maybe - approximately the end of May maybe, 2001 maybe.
…
Q. I understand you are saying there was trouble from the Maoist women at the shop, but why did you leave your country, your family, your business to come to Australia in September 2001?
A. I had to protect my life.
Q. Was there a threat to your life? What actually happened, what events happened that caused you to leave?
A. They gave me threats, they sent me letters.
Q. And who is "they"?
A. The Maoist group."
38 After an exchange concerning the letters to which the applicant referred, the transcript continued as follows:
"Q. Certainly. If you were having all this trouble, these threats to your life and the letters from April, May - from the Maoists how did you manage to survive safely in Nepal, running your school, living at your usual address; how did you manage that?
A. At the moment I still have to run the school because the education of the children is very important but I ran the school with fear.
Q. What caused you to actually leave in September? What happened? Did something happen in September to cause you to leave?
A. It was not September, it was during August that happened to me.
Q. What happened?
A. They came to the school and attacked me.
Q. What happened to you?
A. I ran after that.
Q. How did you get away?
A It was like this seat which I'm sitting, and there was a window at the back of the chair, and then I ran from the window.
Q. Was this the attack that you say is reported in these documents? I think there's an article in here, in these documents?
A. Yes, that was the incident.
Q. But after that you still managed to - you were still living at your home?
A. No.
Q. Well, you told me earlier that you were.
A. No, I did not live there in the home.
Q. I'm sorry, but you didn't live at your home then?
A. No.
Q. But you told me earlier that you were living at your home just before you came to Australia?
A. I have already told earlier that after that incident I left my home.
Q. You didn't tell me this morning?
A. I already told you earlier that before coming here I left the school.
Q. Sir, this morning I asked you where you were living just before you came to Australia. We spent a bit of time on it.
A. I was about (inaudible) as well. I left in September.
Q. Where did you go?
A. I broke the glass at the back of my chair.
Q. Are you telling me that after that incident with the glass you left the family home to live somewhere else; is that what you are saying?
A. Yes, I left my family home.
Q. Where did you go; where did you go to live?
A. I went to Katmandu.
Q. When did you go to Katmandu? Can you translate that for him, please: when did you go to Katmandu?
A. I went to Katmandu the same night I was attacked.
Q. What night was that? Just from your memory, sir, when was that; when were you attacked?
A. August 18, 2001.
Q. Where did you live in Katmandu?
A. I was living with my friend's place.
Q. And where was your friend's place?
A. I used to live in ….
…
Q. Is today the first time you've told anyone that you were living in Katmandu from August 18, or around that time, until you left Australia; is today the first time you have told someone about that?
A. Yes, I've told some people.
Q. Have you told your adviser?
A. No, I have not.
Q. Did you tell the last tribunal?"
A. Yes
…
Q. You told the last tribunal that you went to Katmandu in August 18, and lived, did you?
A. Yeah."
39 In the Federal Magistrate's view, it was clear that the RRT had placed considerable reliance on "information" concerning the applicant's residence immediately prior to his departure from Nepal. That "information" was contained in the visa application, but had also been provided by the applicant in his oral evidence to the RRT. His Honour posed the question whether that oral evidence amounted to a giving of the same information to the RRT in a way which brought it within the scope of s 424A(3)(b).
40 His Honour concluded, on the basis of the transcript extracts quoted above, that the applicant had not relevantly adopted the contents of the visa application. However, he went on to say that even if there had been such an adoption, that would not of itself have been sufficient to bring the information within the scope of the exclusion.
41 Notwithstanding that finding, his Honour went on to say that this did not conclude the matter. Rather, the issue to be determined was whether the evidence given at the hearing was of a nature which made any information imparted on that occasion separate information falling, in its own right, within the exception in s 424A(3)(b).
42 In concluding that this issue should be resolved in favour of the Minister, his Honour relied specifically upon the reasoning in SZDPY v Minister for Immigration and Multicultural Affairs [2006] FCA 627 at [35] and in SZHFC at [24]-[25].
43 In SZDPY Kenny J rejected an argument that information provided by an applicant in response to questions from the RRT did not fall within s 424A(3)(b). This was despite the fact that, in the case before her Honour, the questions had arisen out of information provided by the applicant in his original visa application. Her Honour held that where an applicant affirmed a specific fact before the RRT, that information would be covered by the exclusion in s 424A(3)(b). She cited SZEEU v Minister for Immigration and Multicultural and Indigenous Affairs (2006) 150 FCR 214 at [91] per Moore J (with whom Weinberg and Allsop JJ relevantly agreed) in support of that proposition.
44 Similarly, in SZHFC,Allsop J held that if the RRT put an earlier statement made in a visa application to the applicant and asked questions about it, the answers given to those questions would be subject to the exclusion in s 424A(3)(b). In other words, if facts were given to the RRT in answer to questions, they constituted information for the purposes of the exclusion. His Honour held that the subsection was not limited to volunteered or unprompted information. However, he also stated that if the importance placed by the RRT on the information previously given to the Department (which may have been repeated in answers to the RRT) was not merely the facts disclosed, but arose from the context or circumstances of it having been given earlier, then s 424A(3)(b) may not prevent the requirement of a notice under s 424A(1) and (2).
45 The Federal Magistrate found that SZDPY and SZHFC bothstood for the proposition that a response to a question by the RRT which goes to information contained in a prior document, rather than the adoption of the entirety of that document itself, will amount to the giving of information which falls within s 424A(3)(b).
46 Based upon these two authorities, his Honour concluded that a consideration of the relevant portions of the transcript of the RRT hearing indicated that the applicant had, at various points, acknowledged that he lived at home until he left Nepal for Australia. He added that the fact that the applicant's oral evidence contained the same information as that which was contained in his visa application made no difference. The exclusion in s 424A(3)(b) applied to that information. Accordingly, there had been no breach of s 424A(1)(a) or (b) in respect of that information.
47 Having found in favour of the Minister's primary submission, regarding the exclusion, his Honour observed that this was not the end of the matter. He identified a second issue in the case, which had not been pleaded by the applicant, namely whether the RRT's reliance on the information that the escape to Kathmandu had been omitted from the visa application amounted to a separate breach of s 424A.
48 The particular passage from the RRT's reasons for decision which his Honour described as having given rise to this second issue was in the following terms:
"The Tribunal does not accept that the applicant went to Kathmandu in August 2001 to avoid harm that he feared in his area [from Maoists]. He gave evidence to the Tribunal that he first mentioned this at the last Tribunal hearing and the present Tribunal finds that this claim was invented by the applicant to assist his claim for protection."
49 Ultimately, his Honour held that this second issue should be resolved in favour of the applicant. It was for that reason that he set aside the RRT's decision on the basis that there had been a breach of s 424A.
50 In arriving at that conclusion, the Federal Magistrate relied upon the observations of Allsop J in SZHFC at [24] and SZECF v Minister for Immigration and Multicultural and Indigenous Affairs [2005] FCA 1200 at [30]. As indicated above at [44], in SZHFC Allsop J said that s 424A(3)(b) may not apply in circumstances where the RRT placed importance on information previously given to the Department by the applicant (even if it was subsequently repeated at an RRT hearing) because of the context or circumstances in which that information was originally given. Allsop J stated (at [24]):
"For instance, if the Tribunal says: he said X + Y at the hearing, but with the aid of a lawyer or migration agent, under no pressure and closer to the events he only said X in his statement, this being a consideration as to why Y is not accepted, then the fact that at the hearing the applicant stated that the content of his earlier statement was true may not prevent an obligation under s 424A(1) and (2) arising. The information is the knowledge by the Tribunal of the earlier statement being created in the form it was in circumstances of having a migration agent, under no pressure and closer to the time of the events. On the other hand, if fact Y as a raw fact is the relevant information it can be seen to have been given at the hearing. The question is, what is the information."
51 In the earlier case of SZECF Allsop J had found a breach of s 424A in circumstances where the RRT had relied on omissions and inconsistencies in the original protection visa application. In his Honour's view, the "information" central to the reason for decision was that the appellant said "so much and no more" on an earlier occasion. The knowledge of the RRT of the content of the earlier statement, including the limits of its content, was instrumental in it reaching a conclusion that the oral evidence of the applicant was false and the documents he was propounding were fraudulent. Although his Honour noted that the RRT had, at the hearing, questioned the applicant about the relevant inconsistencies there was still a failure to follow the mandatory procedure under s 424A which led to the decision making process being vitiated.
52 The Federal Magistrate also referred to the judgment of Allsop J in SZEEU at [223]. There, his Honour discussed the effect of Finn and Stone JJ's statement in VAF v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 206 ALR 471 at [24(iii)] that the word information does not:
"extend to identified gaps, defects or lack of detail or specificity in evidence or to conclusions arrived at by the Tribunal in weighing up the evidence by reference to those gaps, etc".
Allsop J said in SZEEU that he did not see this statement as requiring a formalistic analysis of information (such as prior statements) depending upon whether its relevance was from the text, or from the absence of text. In his Honour's view, where there were prior statements such as statutory declarations and statements contained in an original visa application, the information for the purposes of s 424A would be those documents in the form in which they were provided. That "information" could have relevance to the RRT for all sorts of reasons and would not be limited to whether it led to a positive factual finding based on its terms. It could also be relevant because it played some part in the RRT's conclusion regarding the applicant's truthfulness.
53 The Federal Magistrate noted that in SZGGT v Minister for Immigration & Multicultural & Indigenous Affairs [2006] FCA 435 at [65]-[72] Rares J had expressly agreed with the reasoning of Allsop J in both SZECF and SZEEU. In that case, his Honour held that the RRT had committed jurisdictional error because it had not provided particulars to the appellant in accordance with s 424A(1) in relation to his initial visa application. He held that the RRT was required to particularise that that initial application contained or conveyed an implication or inference that it was a complete account of his claim. He stated (at [72]):
"The later provision of some material fact to support a claim is often, if not usually, able to be characterized as an 'omission' from the initial claim only because the initial claim conveys a representation, by implication or inference, that it is itself a complete account. And, in such a case it will be that latter representation which, in my opinion, is 'information that the Tribunal considers would be the reason, or part of the reason, for affirming the decision which is under review' within the meaning of s 424A(1)(a)."
54 Having concluded that the omission from the visa application of the applicant's move to Kathmandu in August 2001 was relevantly "information", and that it would attract an obligation under s 424A(1), the only question for the Federal Magistrate to determine was whether that information had been "the reason or part of the reason" for the RRT's affirmation of the decision under review. His Honour held that although the RRT had not referred to the visa application "in so many words", its reference to the applicant having "first mentioned" his move to Kathmandu at the first RRT hearing "involved an unavoidable implication that information was omitted from the application for a protection visa". Its omission from the visa application "was, in some way, significant" because the RRT's decision relied, at least in part, on its view of the applicant's credibility. That view was, in turn, affected by the dishonesty which it perceived in the different versions of events advanced by him. Accordingly, the Federal Magistrate found that there had been a failure to comply with s 424A(1).