CONSIDERATION
54 The exercise of power under s 501CA(4) is not directly founded on the fact of conviction or sentence. Rather it is based on the fact of a decision having been made under s 501(3A), a person making representations in accordance with an invitation to do so, and the Minister being satisfied that the person passes the character test, or that there is another reason why the original decision should be revoked. The question at the heart of the appeal is whether, as a matter of statutory construction, s 501CA(4) should be construed so as to oblige the Minister to accept the conviction or sentence and its essential facts.
55 Section 501(3A) and s 501CA(4) of the Migration Act are closely linked. The former provides for mandatory cancellation of a visa granted to a person in the event that the person has first, a substantial criminal record by virtue of having been sentenced to death, imprisonment for life or to a term of imprisonment of 12 months or more, or the person has been convicted of a sexual offence involving a child; and secondly, is serving a sentence of imprisonment. The latter gives the Minister a discretionary power to revoke a visa cancellation under s 501(3A) in prescribed circumstances. The power under s 501CA(4) cannot arise unless there has been a visa cancellation under s 501(3A) which, in turn, must have as its foundation, a conviction or a sentence of one of these kinds. Neither power would arise without the prior foundation of the requisite conviction or the sentence.
56 The reasoning of the Court of Appeal in LLF, with respect, is apt. In that instance, the Secretary made a mandatory decision under s 12(2) of the Working with Children Act 2005 (Vic), refusing LLF, the first respondent, an assessment notice. LLF then applied to the Victorian Civil & Administrative Tribunal under s 26A of the Children Act for an order directing that it be given an assessment notice. The Court of Appeal recorded (at [42]-[43]):
42 The parties were agreed as to the applicable legal principles. The authorities distinguish between cases where a previous conviction is the basis for a decision-maker or reviewing tribunal's jurisdiction and those where it is not. In the former case, the essential factual basis of the conviction (or sentence, as the case may be) is not able to be reviewed, but the circumstances of the conviction can be reviewed for a purpose other than impugning the conviction itself. In the latter case, the essential facts underlying the conviction are not immune from challenge and the conviction is conclusive only of the fact of the conviction itself, but there is a heavy onus on a person seeking to challenge the facts upon which the conviction is necessarily based.
43 It was accepted by both parties that the present case falls into the former category, because both the Secretary's decision under s 12(2) of the Act and the Tribunal's jurisdiction under s 26A depended upon the existence of the convictions which rendered LLF's application a 'category A application'.
(Citations omitted, emphasis added.)
57 In this case, there were two steps necessarily involved in the Tribunal reaching the decision which is impugned on appeal. First, a delegate mandatorily cancelled the appellant's visa on the basis that the Minister was satisfied the appellant failed the "character test" because of the substantial criminal record. The delegate's satisfaction was based on records of the appellant being sentenced in December 2013 consequent upon his conviction for grievous bodily harm and unlawful wounding in October 2013. The cancellation decision has not been impugned. It is uncontroversial that the delegate who made the cancellation decision was properly "satisfied" that the appellant failed the character test and had been sentenced to a term of imprisonment of 12 months or more following conviction.
58 The decision under review in this appeal is that of the Tribunal declining to revoke the cancellation decision under s 501CA(4) of the Migration Act. This involved determination of the question of whether the Tribunal was satisfied the applicant passed the "character test" as defined by s 501. The relevant decision-maker must decide for himself or herself whether the applicant passes the character test as defined in s 501(6) and may, in theory, come to a different conclusion than that reached during the cancellation decision. For example, the wrong person may have been identified or there may have been an error in the official record. In this instance, there was acceptance of the agreed position between the parties that the appellant had been sentenced to a term of imprisonment of more than 12 months and, therefore, came within s 501(7)(c) and did not pass the character test.
59 As a second step under s 501CA(4), the Tribunal was then required to consider whether there was "another reason" why the cancellation decision should be revoked.
60 In this second step, there were several considerations taken into account, including the nature and seriousness of the person's conduct to date, which, in turn, included the conduct which gave rise to the conviction and the sentence. Conduct inconsistent with the conviction and sentence was not considered.
61 The appellant, in oral evidence to the Tribunal, denied he had acted in the manner described by the District Court judge in sentencing him. The Tribunal considered that it could not "contradict or go behind a conviction and examine the facts upon which it is based". However, the Tribunal did note that this did not preclude an applicant from presenting matters pertaining to the conviction provided they did not "contradict the facts upon which a court found in arriving at a conviction". It concluded as part of the consideration of the exercise of its discretion that some of the appellant's offences were "violent" and that they were "unprovoked, organised, premeditated and that [the appellant] was more culpable than his friends". The appellant's denial of the District Court judge's account was not in his favour because it meant that he had failed to acknowledge his role, thus undermining his expressed remorse. (Whether "evidence" contrary to the findings on sentencing could be used by the Tribunal for the purpose of assessing remorse, but would not otherwise be capable of being taken into account, is perhaps problematic. But is not the precise issue raised by the appellant who argues that the "evidence" could be taken into account for all purposes relevant to "another reason")
62 In Daniele and Gungor, s 12 of the Migration Act conferred a power to order deportation where an alien had been convicted of an offence of a specified kind. SRT and Ali involved decisions under s 200 of the Migration Act, which replaced the former s 12 and was relevantly in the same form when read with s 201. The power which was exercised had to be founded on the objective fact of a conviction. These cases gave rise to the statement of principle in LLF and the principles that derive from these cases have subsequently been applied in single judge decisions in this Court.
63 Where the jurisdictional power is enlivened, the Tribunal cannot impugn or question the essential factual findings that underpinned the conviction or, where relevant, the sentence on which the power depends. That is the point of the deportation cases, as recently succinctly summarised in LLF. The position is not different in substance in the present situation where the jurisdictional facts that underpin the power of revocation under s 501CA(4) of the Migration Act are, first, the legally effective cancellation decision and, secondly, representations by the former visa holder in response to an invitation made under s 501CA(3)(b). As to the former, a legally effective cancellation decision requires the Minister or a delegate to be satisfied that the non-citizen does not pass the character test by operation of, relevantly to this case, s 501(6)(a) and s 501(7)(c) of the Migration Act. It, therefore, required a properly formed state of satisfaction that the non-citizen had been sentenced to a term of imprisonment of 12 months or more. In this sense, the sentence lies at the heart of or is the foundation for the s 501(3A) mandatory cancellation provision, which is the precondition to any revocation decision under s 501CA: see s 501CA(1).
64 A number of Full Court cases have examined the expression "another reason": Marzano v Minister for Immigration and Border Protection (2017) 250 FCR 548 per Collier, Logan and Murphy JJ; Navoto v Minister for Home Affairs [2019] FCAFC 135 per Middleton, Moshinsky and Anderson JJ; Romanov v Minister for Home Affairs [2019] FCAFC 13 per Flick, Bromwich and Lee JJ.
65 None of the cases had occasion to explore the question of whether the approach taken in LLF should apply to the "another reason" question as now argued.
66 In order to impugn the cancellation decision in this instance, it would be necessary to establish that the relevant state of satisfaction was not reached or was vitiated by legal error. Neither is suggested. In relation to the actual revocation decision itself, s 501CA(4)(b)(i) of the Migration Act expressly calls on the decision-maker to decide for himself or herself whether or not the non-citizen passes the character test. The exercise in s 501CA(4)(b)(ii) will not be reached if the assessment made is that the person does pass that test. In the present case, it was agreed and the Tribunal determined that the appellant did not pass the character test on the basis that he had been sentenced to a term of imprisonment greater than 12 months. The imposition of the sentence formed part of the essential underpinning for the consideration of the exercise of the power as conferred in s 501CA(4)(b)(ii).
67 It may be accepted that "another reason" is a broad expression. What is excluded from falling within the scope of the expression is the possibility of the applicant passing the character test as the decision-maker does not come to consider whether there exists "another reason" under s 501CA(4)(b)(ii) if the decision-maker is satisfied the person passes the character test. What does this mean in practical terms? Scope for satisfaction on the first limb in s 501CA(4)(b)(i) must be limited, for such satisfaction would seemingly only be arrived at where there was an error when the Minister was satisfied in s 501(3A)(a). The wrong person may have been identified or there may have been a material error in the charge record. There may be other possibilities, but to proceed to "another reason" there must be a lack of satisfaction that the person passes the character test, which in turn centres on, relevantly, conviction or sentence.
68 To permit under the rubric of "another reason", evidence contrary to essential facts which must underlie this conclusion cannot have been the legislative intention. These provisions were introduced against a backdrop of some decades of recognition that at least where conviction or sentence was the foundation of the decision-maker's power, any evidence going behind and contradicting the conviction or sentence would not be allowed. Can the jurisdictional fact being a "satisfaction" create a different requirement without express legislative expression to that effect? If anything, the scope for such evidence will be more limited in the latter situation. One can challenge the lack of satisfaction or assert that the failure to be satisfied was based on legal or jurisdictional error. But where the foundation for the jurisdiction is predicated on satisfaction of a test which turns on the conviction or sentence, relying on evidence contrary to the essential conviction or sentencing facts would in itself be an error.
69 This approach accords with the analysis in Ali where Branson J said (at [40]-[45]):
40 What, if anything, do the subject matter, scope and purpose of [the Migration Act], seen in the light of the authorities, suggest about the way in which the above policy considerations should impact on an administrative decision-maker (whether the applicant or the Tribunal) in the exercise of the discretion created by s 200 of [the Migration Act]? In this regard it is significant, in my view, that in contrast with the provisions of the Social Security Act with which Ridley was concerned, s 201 of [the Migration Act] operates by reference to the fact of a criminal conviction. That is, the section presupposes the significance of criminal convictions.
41 First, it seems to me to be clear beyond argument that the administrative decision-maker is entitled to receive evidence of a conviction and sentence and to treat it as probative of the factual matters upon which the conviction and sentence were necessarily based (Spackman, Daniele, Gungor and SRT).
42 Secondly, the overwhelming weight of authority is that where the conviction and sentence are the foundation of the exercise of the power vested in the applicant by s 200 of [the Migration Act], the Tribunal, when reviewing the decision of the Minister, may not impugn or go behind either the conviction or the sentence (Daniele, Gungor and SRT).
43 Thirdly, although there is no absolute rule that the Tribunal may not consider material which challenges the grounds on which a prior conviction was based (Ridley at 281-282), policy considerations suggest that the legislature intended that [the Migration Act], to the extent that it is concerned with the control in the public interest of the presence of non-citizens in Australia who have been convicted of criminal offences, should be administered in a way which:
(a) recognises that the criminal justice system is pre-eminently suited to the determination of the guilt of persons charged with criminal offences (see Gungor per Fox J at 445-446); and
(b) limits inconsistency between decisions of the criminal courts and those of tribunals (see Gungor per Sheppard J at 469).
As a consequence, in my view, [the Migration Act] should be construed as requiring a decision-maker under s 200 of [the Migration Act] to treat a conviction and sentence (not being the conviction and sentence upon which the power to deport is based) as strong prima facie evidence of the facts upon which they are necessarily based so as to throw a heavy onus on a person who seeks to challenge such facts to show why they should not be accepted (see Spackman at 635). This heavy onus will, as a matter of logic, be more easily satisfied where the criminal conviction and sentence followed a plea of guilty than where the conviction and sentence follow a contested factual hearing.
44 Fourthly, although a decision-maker under s 200 of [the Migration Act] may, in a case in which the heavy onus on a person who seeks to challenge the facts essential to a criminal conviction and sentence (other than that on which the power to deport is based) is satisfied, accept evidence which contradicts such facts, he or she is not entitled to reach or express a view that the person was wrongly convicted (see Saffron per Lockhart J at 592).
45 Fifthly, the above limitations on the matters to which a decision-maker under s 200 of [the Migration Act] is entitled to have regard do not mean that the decision-maker is not (subject to such limitations) to make his or her own assessment of the entirety of the conduct of the person whose deportation is under consideration, including the nature and seriousness of conduct which led to convictions and the significance of such conduct so far as the risk of recidivism is concerned.
70 The evidence on which the appellant sought to rely would not be relevant in relation to the first limb in revocation. That is, it could not be relied upon by the Tribunal when considering whether it was satisfied that a person passes the character test. The argument advanced in this instance is that, given the scope of "another reason" and the importance of the subject matter to all concerned, that the fetter on reliance on facts which would contradict the essential facts of the conviction or sentence found by a court should not apply to the issue as to a satisfaction of "another reason" under the second limb.
71 The difficulty with this argument is that the foundation or genesis of the power for the second limb is still the conviction or sentence in that, without such conviction or sentence, the visa cancellation power under consideration could not have been exercised in the first place. The conviction or sentence is the immediate source of the power for the cancellation under s 501(3A) which, in turn, is a precondition to the revocation power under consideration. Without the conviction or sentence there could be no consideration of the second limb. There will be other cases in which a conviction or sentence can be part of the facts forming a broad range of considerations for the Minister's evaluation, but in those circumstances, the conviction or sentence is not the trigger to enliven the Minister's power to conduct that evaluation. In such cases, it is conceivable that evidence could be adduced as to facts which depart from those upon which a conviction was based. However, as indicated in the authorities, including Ali, in this second category of case the onus on someone wishing to prove such facts would be heavy. One such rare example is Sharma, where the decision challenged was the award of a visa by the Tribunal where the delegate had refused to grant a visa under s 501(1), relying on s 501(6)(d)(i). That is not the situation under consideration in the present circumstance.
72 Further, it is a point of note that the power that the Court is concerned with in this case is predicated on a sentence, not a conviction. While this is not to detract from the consideration set out above, here the power under s 501CA(4) arose after a cancellation decision having been made under s 501(3A)(a)(i), specifically that the appellant had a substantial criminal record by virtue of having been sentenced to a term of imprisonment of 12 months or more. The power under s 501CA(4) was enlivened after sentencing. Sentencing may be distinguished from conviction in that a sentencing judge is generally, depending on the state criminal statutory regime, required to consider the circumstances surrounding the commission of the offence for which the person was convicted and making findings of fact in relation to this inquiry.
73 It is for the sentencing court, alone, to decide the sentence to be imposed and for that purpose, the sentencer must find the relevant facts: GAS v The Queen (2004) 217 CLR 198 (at [30]). The majority of the High Court (Gleeson CJ Gaudron, Hayne and Callinan JJ) has acknowledged the significance of fact finding at sentencing in The Queen v Olbrich (1999) 199 CLR 270 (at [1]):
The process by which a court arrives at the sentence to be imposed on an offender has just as much significance for the offender as the process by which guilt or innocence is determined. Unless the legislature has limited the sentencing discretion, a judge passing sentence on an offender must decide not only what type of penalty will be exacted but also how large that penalty should be. Those decisions will be very much affected by the factual basis from which the judge proceeds. In particular, the judge's conclusions about what the offender did and about the history and other personal circumstances of the offender will be very important.
(Emphasis added.)
74 In this case, the sentencing judge was operating under the Sentencing Act 1995 (WA) and guided by the following:
6. Principles of sentencing
(1) A sentence imposed on an offender must be commensurate with the seriousness of the offence.
(2) The seriousness of an offence must be determined by taking into account -
(a) the statutory penalty for the offence; and
(b) the circumstances of the commission of the offence, including the vulnerability of any victim of the offence; and
(c) any aggravating factors; and
(d) any mitigating factors.
(Emphasis added.)
75 The sentencing judge was required to make the factual findings which the appellant directly sought to impugn before the Tribunal.
76 Further, and consistently with the line of authority which stems from mid-twentieth century decisions dealing with this topic, there could be no sound or legitimate policy reason to assume that the legislature intended to depart from some decades of authority which precluded facts being relied upon which necessarily contradicted the underlying facts supporting the sentence. No such legislative intent is expressed. None can be inferred. None should be found or assumed, in the absence of a clear statement to such effect.
77 As a matter of policy, it would be highly undesirable if Minister or the Tribunal exercising a decision-making power that is founded on an earlier decision of a criminal court could, in effect, challenge the propriety or correctness of that decision, or reopen findings on which the decision was necessarily based. To make a finding of "another reason" on facts necessarily inconsistent with the conviction and sentence would be an incongruous outcome. It has long been recognised that the adjudgment and punishment of criminal guilt is an exclusively judicial function: Waterside Workers' Federation of Australia v J W Alexander Ltd (1918) 25 CLR 434 per Griffiths CJ (at 444); Federal Commissioner of Taxation v Munro (1926) 38 CLR 153 per Isaacs J (at 175); Brandy v Human Rights and Equal Opportunity Commission (1995) 183 CLR 245 per Mason CJ (at 258); Chu Kheng Lim v Minister for Immigration, Local Government and Ethnic Affairs (1992) 176 CLR 1 per Brennan, Deane and Dawson JJ (at 27) and Re Woolley; Ex parte Applicants M276/2003 (by their next friend GS) (2004) 225 CLR 1 per McHugh J (at [53]).The adjudgment of guilt, and the determination of the punishment to be imposed as a consequence (including a sentence of imprisonment), fall within the central conception of judicial power. It is inconsistent with this principle at the heart of the separation of powers to suggest that an administrative decision-maker could come to a factual conclusion contrary to that of a court when making an adjudgment and punishment of criminal guilt which is, in turn, the precondition to that administrative decision-maker's power.
78 The Tribunal's observation that it could not contradict or go behind a conviction was correct. The Tribunal's finding that it could not 'examine the facts upon which the conviction was based' is less clear because the phrase is ambiguous. On the one hand, it could merely be an extension of the (correct) legal principle just confirmed. On the other, it could be construed as an assertion that the Tribunal could not have regard to the facts as found by the court. In context, it is apparent that the Tribunal had in mind the first interpretation. The appellant's evidence was centred on assertions that the sentencing judge's fact-finding was wrong. In any event, the Tribunal's reasons are not to be read with an eye finely attuned to the perception of error: Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259.
79 The Tribunal was correct in concluding that the evidence the appellant sought to rely upon, by which he impugned the facts found by the sentencing judge, could not be entertained. The primary judge was correct in refusing the application on this ground. Ground 1 must be rejected.