Ground 1
47 Ground 1 stated as follows:
The learned trial judge erred by failing to find that the AAT's exercise of discretion under s359C of the Migration Act 1958 (Cth) miscarried and through the failure to exercise the discretion properly the AAT failed to conduct a proper review under Part V of that Act.
48 The ground relates to the exercise of discretion by the Tribunal under s 359C not to send a further request for information to the appellant under s 359, being something which it considered doing. To the extent that the appellant contends that the Tribunal's conduct was unreasonable as part of its submissions in relation to ground 1, this contention is addressed below as part of consideration of ground 4.
49 In its reasons at [31], the Tribunal recorded that it had considered sending out a further general request letter but that it decided not to do so as:
(a) the Tribunal had previously sent a request for information, to which the applicant failed to respond; and
(b) the applicant was represented, so has had the opportunity to receive professional advice relating to the requirements and the types of evidence that would be required to meet the criteria as per the Tribunal's request, and the implications of not responding to the Tribunal's invitation.
50 The first aspect of these reasons in (a) invokes the prerequisites to the exercise of the power given by s 359C(1) Migration Act to make a decision on the review without taking any further action to obtain the information.
51 Leaving aside the issue raised by ground 4 of the notice of appeal, those prerequisites were met. The Tribunal had previously sent a request for information, being the invitation pursuant to s 359. That invitation had been transmitted by email within the meaning of s 379A(5) to Mr Hourigan, who was the appellant's authorised recipient within the meaning of s 379G. As it was transmitted to the appellant's authorised recipient, the Tribunal was taken to have given the document to the appellant, who is taken to have received it at the end of the day on which it was transmitted: ss 379C(5) and 379G(2). The appellant did not respond to the invitation before the time for giving the response to the invitation had passed.
52 It is apparent from the first aspect of its reasons that, as part of its reasoning process for deciding not to send out a further request for information, the Tribunal took into account that it had sent the invitation and that the appellant had failed to respond within the required time. It was therefore not the case, as the appellant submits, that the Tribunal's exercise of discretion under s 359C was based solely on the proposition that the appellant had the opportunity to obtain professional advice.
53 Further, it is apparent from its reasons that the Tribunal considered whether it should send out a further request for information. It is therefore incorrect to submit, as the appellant does, that the Tribunal failed to consider whether to exercise the discretion under s 359C. Indeed, the manner in which the Tribunal exercised its discretion under s 359C is at the heart of ground 1.
54 As to the second aspect of its reasons in (b), the primary submission by the appellant is that the Tribunal made an error of fact and that the exercise of its discretion miscarried as a result.
55 As to this submission, the overarching question is whether the Tribunal's decision was affected by jurisdictional error, not whether it made an error at all. In other words, the relevant question is whether the Tribunal's decision was made in accordance with the authority conferred by the statute, or whether it exceeded the limits of the decision-making authority, or whether it failed to comply with an express or implied condition of conferral of statutory decision-making authority: see Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v EGZ17 [2022] FCAFC 12 (Beach, Thawley and Cheeseman JJ) at [28].
56 In Re Minister for Immigration and Multicultural Affairs; Ex parte Cohen (2001) 75 ALJR 542; [2001] HCA 10, McHugh J (sitting as a single judge in the High Court's original jurisdiction) stated at [35]-[36]:
… Leaving aside questions of jurisdictional fact, an administrative tribunal will ordinarily not commit a jurisdictional error unless it has made an error of law. A factual error made in the course of making a determination or decision is unlikely to be a jurisdictional error unless the particular fact is a jurisdictional fact. Courts should be slow to find that an erroneous finding of fact or an error of reasoning in finding a fact, made in the course of making a decision, demonstrates that an administrative tribunal so misunderstood the question it had to decide that its error constituted a jurisdictional error.
If an administrative tribunal applies a wrong legal test or asks itself or decides a wrong legal question, it may be a short step to concluding that it did not decide the question that it had to decide. But questions of fact are ordinarily for an administrative tribunal to determine and so are the reasoning processes employed to make such findings. Disagreement with a finding of fact or the reasoning process used to find it is usually a slender ground for concluding that a tribunal misconceived its duty.
(citations omitted)
57 In CRU18 v Minister for Home Affairs (2020) 277 FCR 493; [2020] FCAFC 129 (Wigney, Jackson and Snaden JJ), the Full Court observed that:
(a) an erroneous finding of fact will typically not be sufficient, in and of itself, to stigmatise a discretionary administrative decision as the product of jurisdictional error: [29]; and
(b) a discretionary administrative decision that is materially premised upon an error of fact will rarely go beyond the jurisdictional authority of its maker simply because of that error. More needs to be established such as, for example, that the error gave rise to the consideration of irrelevant material, that it bespoke a failure to take account of a mandatory consideration, that it involved unreasonableness, irrationality or illogicality, that it revealed an impermissible denial of procedural fairness or that it otherwise reflected a failure to discharge the relevant statutory function: [31]. See also BHD18 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs (2020) 280 FCR 26; [2020] FCAFC 151 (Allsop CJ, Collier and Colvin JJ) at [29].
58 Before the primary judge and by its written submissions on this appeal, the appellant identifies the factual error as being the Tribunal's "incorrect assumption" that the appellant had "received professional advice".
59 In particular, it made these submissions (with emphasis added):
(1) having regard to the Tribunal's reasons at [31], the appellant received none of the professional advice which the Tribunal thought it had received because the email never arrived into the inbox of Mr Hourigan;
(2) the appellant's case is that the Tribunal's discretion miscarried because it thought that the appellant had received professional advice about the consequences of not responding, which was incorrect;
(3) it was not a proper exercise of discretion to decide the matter on the bald assumption that the appellant had the professional advice. To make a decision on that basis, the Tribunal needed evidence that the appellant had received professional advice or at least the professional advisor had received the email;
(4) it was not suggested by the appellant that the Tribunal must in all cases send out a further invitation; the appellant's case is that if the discretion not to send out a further letter is based on the assumption that the person received professional advice about the consequences of not responding, then the discretion miscarries if the assumption turns out to be wrong;
(5) stripped to its bare essence, the appellant's case is that the Tribunal's discretion miscarried because it mistakenly thought or assumed that the appellant had received professional advice. Its discretion miscarried because it was informed by an incorrect assumption.
60 However, the Tribunal did not reach its decision on an assumption that the appellant had as a matter of fact received professional advice. Instead, it is apparent from its reasons that the Tribunal inferred that the appellant had the opportunity to receive professional advice (whether or not that opportunity was taken up as a matter of fact).
61 During the hearing, counsel for the appellant appeared to accept that the error, if there was one, related to the appellant having had the opportunity to receive professional advice. The appellant nevertheless submitted that the exercise of the discretion by the Tribunal was "flawed" because it was "based on an assumption that the appellant had an opportunity to obtain professional advice, which, as a question of fact, it never did have".
62 For various disparate reasons which will be addressed in turn, this error was described by the appellant as "fundamental" with the consequence that the exercise of discretion failed and "the tribunal has not conducted a proper review".
63 First, the appellant submitted that the Tribunal had made a "totally unwarranted assumption" that the appellant had the opportunity to obtain professional advice in that there was no evidence to support it. Tied to this submission was a further submission to the effect that, as there was no evidence, the Tribunal had misapplied s 379C(5) Migration Act such that the appellant was deemed to have not only received the invitation but was also deemed to have had the opportunity to receive professional advice. The appellant submitted that the deeming provision "simply doesn't go that far".
64 However, it is plain from its reasons that the Tribunal inferred that the appellant had the relevant opportunity from the fact that the invitation had been transmitted by it to the appellant's authorised recipient (which transmission the appellant does not dispute) and that the appellant was represented (which the appellant also does not dispute). That inference was drawn (and was able to be drawn) from facts which were established by the evidence which was before the Tribunal when it made its decision. There was therefore some evidence before the Tribunal which supported the inference which was drawn and which was referred to by it expressly.
65 Further, there was additional evidence before the Tribunal which supported the inference that the appellant had the opportunity to obtain professional advice of the kind described by the Tribunal in its reasons. In particular, the Tribunal did not have any information before it to suggest that the invitation had not actually been received by Mr Hourigan. For example, nothing had been received by or was before the Tribunal to indicate that the email had not been transmitted correctly or that Mr Hourigan was no longer acting for the appellant or that the email address provided on the review application was not valid or could no longer be used to send emails to the appellant.
66 It is therefore not the case that the Tribunal made an "unwarranted assumption" which was not based on any evidence before it or that it formed the view that the appellant was "deemed" to have had the opportunity to obtain professional advice pursuant to s 379C.
67 Second, the appellant submitted that the principles in House v The King (1936) 55 CLR 499; [1936] HCA 40 are "relevant to administrative law". The appellant cited the passage from House at page 505 as containing these principles:
If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed and the appellate court may exercise its own discretion in substitution for his if it has the materials for doing so.
68 In substance, the appellant submitted that House applies, that there was a mistake of fact within the meaning of the passage from House cited above and that this is "an independent ground of judicial review and jurisdictional error". In support of these submissions, the appellant relied upon the statement in Minister for Immigration and Citizenship v Li (2013) 249 CLR 332; [2013] HCA 18 where the plurality stated at [75]:
In Peko-Wallsend, Mason J, having observed that there was considerable diversity in the application by the courts of the test of manifest unreasonableness, suggested that "guidance may be found in the close analogy between judicial review of administrative action and appellate review of a judicial discretion". House v The King holds that it is not enough that an appellate court would have taken a different course. What must be evident is that some error has been made in exercising the discretion, such as where a judge acts on a wrong principle or takes irrelevant matters into consideration. The analogy with the approach taken in an administrative law context is apparent.
(citations omitted; emphasis in submissions)
69 However, these submissions are misconceived. The passage from Li cited by the appellant does not support the appellant's submissions: see Minister for Immigration and Border Protection v SZVFW (2018) 264 CLR 541; [2018] HCA 30 per Nettle and Gordon JJ at [86]-[87]:
In Li it was observed that, in determining the standard of legal reasonableness, an analogy between judicial review of administrative action and appellate review of judicial discretion is apparent. While the plurality had regard to House v The King, the plurality's observations were not directed to the proposition, and do not state, that a House v The King error must be established in the context of judicial review of administrative decisions. Rather, the analogy drawn by reference to House v The King was that, in the same way that an appeal court does not interfere with a lower court's exercise of a judicial discretion just because the court might have exercised the discretion in a different way, similarly, in a judicial review context, a court should not interfere with an administrator's exercise of a discretion just because the court would have exercised the discretion in a different way.
The analogy drawn in Li did not go on to state that the principles applicable to appellate review of judicial discretion also apply in relation to judicial review of administrative action. It did not provide any support for the contention that an evaluative approach by a primary judge on an application for judicial review is to be treated as analogous to an exercise of judicial discretion. In the case of judicial review of administrative action, a discretion given to an administrative decision-maker is not transferred to, or picked up by, the primary judge; nor is the primary judge's review of the administrative decision the exercise of a discretion.
(citations omitted; emphasis original)
70 Third, the appellant submits that:
… in Minister for Immigration and Citizenship v Saba Bros Tiling [2011] FCA 233, Jagot J found that the issues involved in the analogous area of s359A and 359C of the Act are a 'jurisdictional fact' which the court can determine, which the court can determine for itself [sic]. In the appeal before this court, the AAT denied itself jurisdiction to consider sending out a further notice based on erroneous facts, following the reasoning in Saba, those matters are jurisdictional facts.
71 However, the Tribunal did not deny itself jurisdiction to consider sending out a further request for information. Rather, it considered sending out a further request for information but decided not to do so and recorded its reasons for its conclusion that it would not send out a further request. Those reasons included that "the Tribunal previously sent a request for information, to which the applicant failed to respond". These were the type of jurisdictional facts to which Jagot J referred in Minister for Immigration and Citizenship v Saba Bros Tiling Pty Ltd (2011) 194 FCR 11; [2011] FCA 233 at [21] (albeit by reference to s 359C(2)) and which, in this case, the appellant accepts existed at the time of the relevant decision by the Tribunal. By contrast, the inference which was drawn by the Tribunal that the appellant had the opportunity to obtain professional advice was not a jurisdictional fact.
72 Finally, the appellant relies upon the decision of Robertson J in Minister for Immigration and Citizenship v SZRKT (2013) 212 FCR 99; [2013] FCA 317 at [113]:
In NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1, referred to in MZXSA v Minister for Immigration and Citizenship (2010) 117 ALD 441 at [83], the Full Court discussed extensively errors of fact and jurisdictional error in the Tribunal. The Court said at [63] that a failure by the Tribunal to deal with a claim raised by the evidence and the contentions before it which, if resolved in one way, would or could be dispositive of the review, can constitute a failure of procedural fairness or a failure to conduct the review required by the Migration Act and thereby a jurisdictional error. It follows that if the Tribunal makes an error of fact in misunderstanding or misconstruing a claim advanced by the applicant and bases its conclusion in whole or in part upon the claim so misunderstood or misconstrued its error was tantamount to a failure to consider the claim and on that basis can constitute jurisdictional error. I do not regard that decision as stating or attempting to state exhaustively the circumstances in which error may or does go to jurisdiction.
73 However, this is not a case where any factual error of the Tribunal related to understanding or construing a claim advanced by an applicant and the Tribunal then basing its conclusion upon such a claim as misunderstood or misconstrued such that there was a failure to consider the claim. The passage cited above has no bearing on the facts of this case for this reason.
74 For these reasons, no error by the primary judge has been demonstrated and ground 1 fails.