[2017] TASFC 12
General information, not legal advice.
Supreme Court of Tasmania (Full Court)
2017-11-15
Brett J, Blow CJ, Slicer AJ, Marshall AJ, Porter AJ
Original judgment source is linked above.
CITATION: Brooks v Easther [2017] TASFC 12
APPEALED FROM: Brooks v Easther (No 3) [2017] TASSC 54
Administrative Law - Prerogative writs and orders - Prohibition - Generally - Statutory Board of Inquiry - Board to report findings and recommendations to Minister - Legislative requirement to observe the rules of natural justice - Board provided to person affected a draft report with detailed findings, and sought submissions - Whether denial of procedural fairness because opportunity to respond came at too late a stage - Whether an apprehension of bias on the basis of prejudgment - Neither complaint made out before the primary judge - No error established on appeal.
Reece v Webber [2011] FCAFC 33, 192 FCR 254, considered; Mitchell v Georges [2014] UKPC 43, distinguished.
Third Respondent: M E O'Farrell SC and J Rudolf
Third Respondent: Solicitor-General for the State of Tasmania
Judgment Number: [2017] TASFC 12
PETER FRANCIS THOMAS BROOKS v BARRY MAXWELL EASTHER,
ACTING ATTORNEY-GENERAL FOR THE STATE OF TASMANIA
PETER FRANCIS THOMAS BROOKS v BARRY MAXWELL EASTHER,
ACTING ATTORNEY-GENERAL FOR THE STATE OF TASMANIA
"1 At [30-31] he subordinated the mandatory obligation to afford procedural fairness to a permissive power, and in so doing deprived it of practical content in the circumstances of this case.
1A At [29-39] he failed to construe the Act as operating to impose a mandatory obligation upon the Board to afford procedural fairness to the appellant during the conduct of its inquiry pursuant to s216(1)(a) and before proceeding to the making of findings and recommendations pursuant to s216(1)(b) whether or not in draft form.
2A Contrary to his reasoning at [29-31], upon a proper construction of the Act and in its application to the particular circumstances, it was not open to the Board to proceed to the preparation of its draft report without first complying with its obligations pursuant to s218(1)(c) and s219 of the Act.
"In respect of the expression 'procedural fairness' more aptly conveys the notion of a flexible obligation to adopt fair procedures which are appropriate and adapted to the circumstances of the particular case. The statutory power must be exercised fairly, that is, in accordance with procedures that are fair to the individual considered in the light of the statutory requirements, the interests of the individual and the interests and purposes, whether public or private, which the statute 6 to advance or protect all permits to be taken into account as legitimate considerations."
"... the scope of the applicable legal entitlement is defined by the rules of natural justice consistent with the Act. Those requirements are neither absolute nor rigid. They adapt to all of the circumstances of a particular case. They have been described as 'chameleon-like'".
"... not required to disclose all of the material which gives rise to an allegation until it is contemplating a finding or recommendation which, if made, would be likely to prejudicially affect Mr Brooks' status and or reputation. If and when that stage is reached, Mr Brooks will be entitled to and will receive notice of the contemplated finding and recommendation, together with evidence or information which the Board considers supports the contemplated finding or recommendation."
"If the final report goes to the Minister without a radical revision of the findings and other material relating to the applicant, and becomes public, it is fair to infer that his reputation will be seriously damaged, and that his career in local government might not continue for long thereafter."
(a) to conduct an inquiry into any matter referred to it by the Minister; and
(b) to make recommendations to the Minister as a result of its inquiry.
(2) A Board of Inquiry may do anything necessary or convenient to carry out its functions."
"However the Board members are not judges, and the comments in their draft report are not comments delivered during the hearing of a court case. The document in question does not purport to be the document that they will submit to the Minister. It is a draft. Its front cover bears the words 'Draft Report'. It begins with a 'Draft Executive Summary'. Every page has the words 'Strictly Confidential Draft' printed diagonally across it in very large letters. The covering letter to the applicant dated 12 April 2017 states in the first line that it is 'the draft report of the Board of Inquiry'. In that letter the Board members offered the applicant an opportunity to make submissions in response to the report and its findings and recommendations. The Board members went on to say that they would 'give due consideration to all submissions ... before submitting a final report ... to the Minister for Planning and Local Government.'"
"29 Grounds (aa) and (b) raise questions as to the extent of the Board's natural justice obligations prior to it submitting a draft report to the applicant and inviting a response from him. Some of the information in the draft report that could damage the applicant's reputation was made known to him during 2016, but much was not. He was provided with opportunities to comment on some of the damaging allegations and information made known to him during 2016, but by no means all such allegations and information.
30 As I have said, s 218(2) of the Act empowers a Board of Inquiry to regulate its own procedure. The Board was therefore free to decide how and when it would go about discharging its obligations in relation to natural justice. It was therefore free to interview individuals about some subjects but not others. It was free to introduce a policy of conducting interviews, and later to decide to stop conducting interviews and to proceed in other ways. Although it initially provided the applicant with written material containing allegations against him, and afforded him some opportunity to discuss those allegations in an interview, it had no obligation to use those mechanisms in relation to all information adverse to him. Nor was it obliged to continue to provide written material and conduct interviews with him in the same way for the duration of its inquiry. It was free to choose other means to afford him procedural fairness, and free to determine at what stage or stages of the inquiry process it would take steps to do so. The members of the Board had considerable flexibility as to how they would discharge their natural justice obligations. The only essential requirements were that they were somehow to afford procedural fairness before submitting that report to the Minister, and were not to prejudge, or appear to prejudge, any issue relevant to their proposed findings and recommendations.
31 The Board has no statutory obligation to prepare a draft report and invite a response to it. After a limited amount of interaction with the applicant in February and September 2016, it chose not to contact him for over five months, but then to seek his comments on a draft report - one that was superseded before he actually commented. Once the members of the Board decided that they would proceed by way of preparing a draft report and inviting comments, they had no obligation to participate in a continuing dialogue, inviting more and more responses in relation to particular topics or allegations. The preparation of a draft report, containing all the findings adverse to the applicant that the Board was thinking of making, detailing evidence thought to support such findings, and inviting comment from the applicant, was a very efficient way to proceed. There was nothing inherently unfair about proceeding in that way, provided the Board did not prejudge any relevant issue or give an appearance of such prejudgment."
"(aa) The first and second respondents, contrary to section 218(1)(c) of the Local Government act [sic] 1993, and/or contrary to the general obligation which obliges them to afford procedural fairness, have in the conduct of their inquiry failed to afford to the applicant procedural fairness in the following respects:
(i) they failed to put, logically and coherently, evidence allegations or other material gathered in the course of their inquiry to the applicant for explanation, response or rebuttal being material relevant to compliance by the applicant as General Manger [sic] with his functions and powers under the Local Government Act 1993;
(ii) They failed to afford to the applicant a reasonable opportunity to respond, at interview, to evidence, allegations or other material gathered in the course of their inquiry and relevant to the applicant.
(iii) they failed, before formulating each draft finding adverse to the applicant, as contained in their draft reports of February and April 2017, to provide him with the evidence or other material said to support such findings and/ or to allow him a reasonable opportunity to consider such material in order to provide his explanation, response or rebuttal thereto;
(iv) they have formulated draft findings adverse to the character and personal and professional reputation of the applicant, based on materials, evidence or allegations which has not been fairly put to the applicant for explanation, response or rebuttal;
(b) The Respondents have failed to afford natural justice to the Applicant by reason of their failure to notify the Applicant of the information or evidence considered by them to support every contemplated finding or recommendation which, if made, would be likely to prejudicially affect the Applicant's status as General Manager of the Glenorchy City Council and/or his reputation;".
"The test in that alternative form might be stated as whether a hypothetical fair-minded observer with knowledge of the statutory framework and factual context might reasonably apprehend that the question to be decided might not be resolved as the result of a neutral evaluation of the merits. Neutrality in the evaluation of the merits cannot for the purpose of that or any other test be reduced to a monolithic standard; it necessarily refers to the 'kind or degree of neutrality' that the hypothetical fair-minded observer would expect in the making of the particular decision within the particular statutory framework."
"Saying that a decisionmaker has prejudged or will prejudge an issue, or even saying that there is a real likelihood that a reasonable observer might reach that conclusion, is to make a statement which has several distinct elements at its roots. First, there is the contention that the decisionmaker has an opinion on a relevant aspect of the matter in issue in the particular case. Secondly, there is the contention that the decisionmaker will apply that opinion to that matter in issue. Thirdly, there is the contention that the decisionmaker will do so without giving the matter fresh consideration in the light of whatever may be the facts and arguments relevant to the particular case. Most importantly, there is the assumption that the question which is said to have been prejudged is one which should be considered afresh in relation to the particular case."
"Indeed, a failure to do so may prejudice the ability of the medical practitioner to properly respond. An equivocal statement of tentative or provisional conclusions may lead a medical practitioner to believe that the Committee is of the view that his practices are less serious than is truly the case, and may be instrumental in inducing the practitioner to advance perhaps less fulsome submissions than may properly advance his own case and assist the Committee in forming its final conclusions."
"Although the draft report in that case was prepared because of a statutory obligation, and no such statutory obligation exists in the present case, there is no reason to distinguish that case. The expression of damning comments in unequivocal language in a draft report does not, without more, suggest a reasonable possibility of bias or prejudgment. Draft findings by the Board expressed in vague, subtle or equivocal language might well have unfair consequences, in that they might induce a person to respond less robustly and to offer the Board less assistance in formulating its final report."
"His Honour correctly found Reece v Webber to be particularly persuasive because the draft report in that case served the same function as that served by the Board's preparation of a draft report: inviting responses to the findings it is considering making. To properly serve that purpose, there was nothing inappropriate about setting out provisional views 'unequivocally' (and 'using the language of a final report'), so as to enable affected persons to properly understand the nature and gravity of the findings in the contemplation of the Board."
"The Privy Council held that a commission of inquiry had run afoul of the bias rule in Mitchell v Georges [2014] UKPC 43. The appellant in that case was the Prime Minister and Minister of Finance of Saint Vincent and the Grenadines. A commission of inquiry was appointed to inquire into the failure of a project for the construction of a marina and a shipyard. Its terms of reference required it to provide the Governor General with three types of reports: an immediate report if the evidence suggested, amongst other things, that a criminal act may have been committed; an interim report within six months; and a final report within 12 months. It was asserted that the commissioner's interim report gave rise to a reasonable apprehension of bias. It was described as being 'replete ... with strong and colourful language'. It was said that the commissioner had 'used the decisive language of a concluded finding'. However that case concerned an interim report, not a draft report. It was inappropriate for the author of that interim report to have expressed himself in terms that suggested that he had made up his mind. In this case, there was nothing inappropriate about the Board using the language of a final report and making it clear that it was genuinely a draft, prepared only for the purposes of inviting a response or responses."
"42 The Board has offered the applicant an opportunity to make further submissions to it, orally or in writing, either personally or by a solicitor or agent. He has the opportunity to contradict findings and assertions contained in the draft report. He has the opportunity to offer explanations and exculpatory comments. He has the opportunity to present documentary evidence.
43 In my view there is no evidence of bias on the part of the Board or either of its members. Whilst some of the contents of the draft report may have unpleasantly surprised the applicant, there is no reason to conclude that a fair-minded lay observer might reasonably apprehend that the Board might not bring impartial minds to the completion of their task."
"At [42-43] he failed to consider the cumulative impact of the procedures which the Board of Inquiry implemented in his determination that, because the appellant has a further opportunity to contradict the findings and assertions contained in the draft report, he had not made out a case of apprehended bias."
"In his reasoning at [35], [38], [40] and [43] he failed to analyse and to decide the appellant's apprehended bias ground by reference to the overall integrity of the decision-making process of the Board, which in the statutory context, obliged it to afford procedural fairness to the appellant as an essential component of its neutral evaluation of the evidence in the course of its inquiry, and before the making of findings and the formulation of its recommendations."
Brooks
Easther [2017] TASFC 12
(1985) 159 CLR 550
(1994) 49 FCR 576
(1984) 156 CLR 296
(1990) 170 CLR 70