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[2018] WASCA 56
Court of Appeal (WA)
2018-04-27
Mr P, Buss P, Mazza JA, Pritchard J
Original judgment source is linked above.
JURISDICTION : SUPREME COURT OF WESTERN AUSTRALIA
CITATION : MLS -v- THE STATE OF WESTERN AUSTRALIA [2018] WASCA 56
Jurisdiction : DISTRICT COURT OF WESTERN AUSTRALIA
Criminal law - Appeal against conviction - Appellant convicted at a retrial of three counts of child sex offending - Pretext telephone call made by the complainant to the appellant - Whether the appellant made implied admissions against interest in the pretext call - Whether the prosecutor's conduct at the retrial occasioned a miscarriage of justice - Whether the trial judge gave the jury appropriate directions correcting an erroneous submission by the prosecutor
AK v The State of Western Australia [2008] HCA 8; (2008) 232 CLR 438
Birks v The State of Western Australia [2007] WASCA 29; (2007) 33 WAR 291
Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314
Filippou v The Queen [2015] HCA 29; (2015) 256 CLR 47
Gassy v The Queen [2008] HCA 18; (2008) 236 CLR 293
Goedecke v The State of Western Australia [2013] WASCA 25
JJS v The State of Western Australia [2014] WASCA 136
KBT v The Queen [1997] HCA 54; (1997) 191 CLR 417
King v The Queen [2012] HCA 24; (2012) 245 CLR 588
Longman v The Queen [1989] HCA 60; (1989) 168 CLR 79
R v Birks (1990) 19 NSWLR 677
R v Soma [2003] HCA 13; (2003) 212 CLR 299
R v Taufahema [2007] HCA 11; (2007) 228 CLR 232
RPS v The Queen [2000] HCA 3; (2000) 199 CLR 620
Simic v The Queen [1980] HCA 25; (1980) 144 CLR 319
Stanoevski v The Queen [2001] HCA 4; (2001) 202 CLR 115
The State of Western Australia v McBride [2015] WASC 275
TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124
Tully v The Queen [2006] HCA 56; (2006) 230 CLR 234
Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300
Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657
Wood v The Queen [2012] NSWCCA 21; (2012) 84 NSWLR 581
(1) On a date unknown between 11 May 1996 and 25 December 1996 at [a town] [the appellant] sexually penetrated LMM, a child who he then knew to be his de facto child, by penetrating her vagina with his finger
And that LMM was a child under the age of 16 years.
(2) On a date unknown between 11 May 1996 and 25 December 1996 at [a town] [the appellant] indecently dealt with LMM, a child who he then knew to be his de facto child, by placing her hand on his penis
And that LMM was a child under the age of 16 years.
(3) On a date unknown between 31 March 1997 and 1 October 1997 at [a town] [the appellant] sexually penetrated LMM, a child who he then knew to be his de facto child, by penetrating her vagina with his finger
And that LMM was a child under the age of 16 years.
(4) On a date unknown between 20 April 1997 and 20 October 1997 at [a town] [the appellant] sexually penetrated LMM, a child who he then knew to be his de facto child, by penetrating her vagina with his finger
And that LMM was a child under the age of 16 years.
(5) On a date unknown between 26 December 2002 and 30 April 2004 at [a town] [the appellant] indecently dealt with LMM, a child who he then knew to be his de facto child, by rubbing her clitoris over her clothes
And that LMM was a child under the age of 16 years.
(6) On 14 November 2006 at [a town] [the appellant] indecently dealt with LMM, a child who he then knew to be his de facto child, by sitting her on his knee and moving her up and down while his penis became erect
And that LMM was a child under the age of 16 years.
Legal representation at the first trial and the retrial
LMM's evidence at the first trial and the retrial
Overview of the defence case at the first trial and the retrial
LMM (L): Um, okay. Um, so when, um, you and Mum got married and we moved into the [first] house, um, I know that, um, I, you know, slept badly as a kid, um, and I used to come into, um, yours and Mum's bed - - -
THE APPELLANT (A): Yeah.
(L): In the mornings.
(A): Yeah.
(L): Um, so one particular morning, um, from, from my memory, um, I remember waking up to you touching my vagina.
(A): You might've thought that, yeah.
(L): Um, and I remember, um, you reaching across, um, to the bedside table and, um, putting some sort of cream on your fingers and then also putting that on my vagina.
(A): No, I don't remember doing that, dear, um, [LMM].
(L): Okay.
(A): You might've been having a dream.
(L): Okay. Um, some other things that I remember, um, um, our cuddles.
(A): Yeah.
(L): Um, so you would lift me up onto your lap with me facing you - - -
(A): Yes, yes. I did that, yes.
(L): With, with, with my legs on either side of you.
(A): Yeah. I used to give you cuddles, yeah.
(L): Yeah. Um, but during these cuddles you would, um, move me up and downwards against you.
(A): Oh, yeah. Well, you might have memories of things like that.
(L): Okay.
(A): Yeah. Go on.
(L): A few other things I remember, um - - -
(A): Yeah.
(L): Also in the [first] house I remember, um, a few times waking up to you in my bedroom, um, and again you would be touching my vagina with your fingers.
(A): You, you must've been having dreams, [LMM].
(L): I, I don't think - - -
(A): I used to, I used to cuddle you, but, um, ah, nothing like that ever happened. You, you were probably having dreams, sweetheart.
(L): I don't think they were dreams.
(A): Alright.
(L): Um, because this continued.
(A): Yeah.
(L): Um, so we then moved into the [second] house.
(A): Yeah.
(L): Um, and those, you know, the, the cuddles continued as we've talked about. Um, one particular event I remember very well at the [second] house, um, was, I think this was when Mum was away at a conference for a few nights.
(A): Mmm.
(L): And, um, on the last night she was away you came into my room. Um, this was when I still had the double bed in there. And - - -
(A): Yeah.
(L): Um, you got into bed with me and you pulled me on top of you and - - -
(A): Oh, oh, sweetheart. I don't remember that. I don't remember doing that. I used to go in and read you stories.
(L): No. you used to come in and tell me that you missed Mum.
(A): Yeah.
(L): And then you used to touch me. And you pulled me up, this particular time you pulled me on top of you and I started - - -
(A): I don't remember any of this, ah, [LMM].
(L): I started crying and telling you that I was tired, and you tried to calm me down, and eventually you left.
(A): I don't remember that, ah, [LMM].
(L): Okay.
(A): I remember giving you cuddles.
(L): Okay. Um okay.
Yeah. Yeah. See, there, there may be some connection there that, where you were thinking of something or, I don't know.
The pretext call - first trial - prosecutor's opening address
The pretext call - first trial - defence counsel's opening address
[The appellant] knows she's been seeing a psychologist, there's been serious issues in her life up to this point, wanting to be supportive of her, answered all of her questions, engaged in conversation, offered to help her, genuinely concerned about her, I suggest, had no idea this was being recorded.[42]
The pretext call - first trial - trial judge raises the admissibility of the call
And the State would say that that one going back to cuddles, certainly tends to prove that the occasion occurred. And ultimately it's whether or not the jury find in all of the circumstances as they'll hear about the trial, whether or not it was indecent. But in the circumstances of the cuddle, certainly it's an admission of a type of cuddle that's performed which is the essential factual basis of the cuddle, which is a question of whether or not the accused man had an erection at the time. And going ...
SCHOOMBEE DCJ: Sorry, but I take your point that if she was 14 with regard to count 6, that that sort of puts the factual scenario of what happened in a different context.[50]
The pretext call - first trial - defence counsel's response to the trial judge
I have given this matter some thought before your Honour raised it and I've taken instructions from my client. I haven't specifically raised an objection to it because we say it's entirely consistent with the defence case that [the appellant] denies the allegations.
The pretext call - first trial - prosecutor's closing address
The pretext call - first trial - defence counsel's closing address
The pretext call - first trial - trial judge's summing up
The State also relies on the statements made by [the appellant] during the pretext call and says that [sic] amount to implied admissions. When [LMM] put to [the appellant] that she remembered waking up a few times in her bedroom with him touching her vagina with his fingers, he told her that [she] 'must be having dreams'.
When [LMM] put to [the appellant], in the phone call, that he gave her cuddles with her sitting on his lap, facing him and moving her up and down, [the appellant] said, 'You might have memories of things like that'.
When [LMM] put to [the appellant] that he got into bed with her and pulled her on top of him and said that he missed her mother, [the appellant] said, 'I don't remember that'.
The State says that if these things had indeed not happened, [the appellant] would have been much more emphatic in his denials and would have said things like, 'What are you talking about?' or 'You are wrong' or 'I would never do such a thing'.[71]
The defence says you have to consider the pretext call and the interview with the police in their proper context. [LMM] told [the appellant] at the beginning of the pretext call that her psychologist had suggested that she should have this conversation in order for her to understand some things and she put to [the appellant] matters on the basis that these were her memory.
The defence says it was that context that [the appellant] repeatedly replied that she might have thought that or she might have memories like that. [The appellant] tried to be kind to her and support her in her memories and offered to go to the psychologist with her. The defence says this is why he did not tell her that she was totally wrong or that these things never happened. He tried to be delicate and respectful with her when he said that he did not remember such things.
The defence says there was nothing sinister in the manner in which [the appellant] responded to the memories which [LMM] said she had. [LMM] did not accuse him of these things. She simply said these were her memories.[72]
The pretext call - directions hearing before the commencement of the retrial
And ... there's a pretext call which was played to [LMM at the first trial]. I have been corresponding with my learned friend in relation to that and he would like the entire call to be played again, so I'll do that (ts 405).
The pretext call - retrial - prosecutor's opening address
Now, following the involvement of the police, [LMM] made a telephone call to [the appellant]. That call was made on 2 January [2005] and that call was recorded. As you'll hear ... during that telephone call, [LMM] spoke with [the appellant] about a number of things, including going into his and her mother's bedroom in the mornings and what happened when her mother was away.
Now, in particular, at one point during the telephone call, this exchange occurred, and this is [LMM] speaking:
Um, so one particular morning, um, from my memory, um, I remember waking up to you touching my vagina.
[LMM] also said that she remembered [the appellant] putting some cream on his fingers and then also putting that on her vagina, and [the appellant] responded by saying:
No, I don't remember doing that, dear, um, [LMM].
And in relation to [the appellant] getting into bed with [LMM] and pulling her on top of him, [the appellant] said:
I don't remember that. I don't remember doing that.
During the telephone call, [the appellant] also offered to go along and see [LMM's] psychologist. And when [LMM] asked [the appellant], was there anything he wanted to say, [the appellant] said:
Um, well, ah, ah, both your mother and I - and I, um, you, um, you were masturbating a lot.
Well, your mother and I used to witness you doing it.
And as you will hear, during that telephone call, [LMM] said that she never masturbated once in her life (ts 428 - 429).
The pretext call - retrial - defence counsel's opening address
But it leads me to this pretext call that you've heard about. It was in fact on the Friday, 2 January 2015, this telephone call, and it was a telephone call which [LMM] made to [the appellant] arranged by the police with the intention of recording it. It's called a pretext call.
And you've heard the learned prosecutor refer to some of the things that were said in that call and I ask that you listen very carefully to that call when it's played to you and appreciate how [the appellant] responds to that call, because of course, he doesn't know it's being recorded. He doesn't know that the police were involved.
But what [the appellant] says in that call is that [LMM] may have memories of certain things; doesn't mean it happened. And you'll see there's genuine concern about her psychological state and an offer to go with her to see a psychologist.
And the other thing to bear in mind when you listen to that call is although [the appellant] didn't know it was being recorded, [LMM] well knew that it was, and so when [the appellant] in that call refers to her being a chronic masturbator, bear in mind when she denies that why she might, and I'll have more to say about that later. So she was well aware that this was being recorded (ts 437 - 438).
The pretext call - retrial - prosecutor's closing address
Now, the other evidence you have, which I suggest supports in a very real sense what [LMM] has told you is the telephone call. That telephone call occurs on 2 January [2015] and [the appellant's] wife leaves the family home on 5 January [2015]. Now, curiously [the appellant] did not speak with his wife about that telephone call. And you might remember he was asked about that by the police in the interview, asked whether he had told [MRC] about the call and he said, 'No'.
Now, you might think that the first thing [the appellant] would do after getting a phone call from his stepdaughter where she's asking about him touching her would be that he would go straight to his wife but he doesn't do that and it's very odd I suggest. We have to wonder, well, I suggest why is because he was hoping it would all go away and he said that as much, he just put the blame back on [LMM].
But irrespective of that, this is what happens in the telephone call and you might remember this ... So [LMM] asked:
...
Um so when um you and mum got married and we moved into the [first] house um I know that um - I know you know I, you know, slept badly as a kid um and I used to come into um yours and mum's bed?---Yeah.
In the mornings?---Yeah.
Um so one particular morning um from my memory um I remember waking up to you touching my vagina?---You might have thought that, yeah.
Um and I remember um you reaching across um to the bedside table and um putting some sort of cream on your fingers and then also putting that on my vagina?---No, I don't remember doing that, dear um [LMM].
Okay?---You might have been having a dream.
The very first thing she says, she's gone in the [first] house ... she wakes up, remembers waking up to him touching her vagina, the very first thing [the appellant] says:
It's not a no. It's not a what are you talking about. It's not a, no, it didn't happen. It's not a, no, I'd never do such a thing but -
And when she woke up he was touching her vagina. And again, when asked about the cream:
Again, it's not a no. It's not it didn't happen. It's not I wouldn't have done that. It's:
And then [the appellant] adds about having a dream. Now, my learned friend may well say, well, [the appellant] was just, I don't know, being kind to [LMM] about saying that she might have thought something or that she was dreaming and that [the appellant] tried to put I suppose a gentle spin on things. Presumably because she was seeing a psychologist. And [LMM] mentions that straight from the outset in that telephone call.
Well, quite frankly how on earth saying she might have thought that or:
As opposed to saying it didn't happen, if it didn't happen, could be a gentle spin is beyond me. It doesn't help [LMM]. What helps [LMM] is the truth. And the first thing [the appellant] says is:
And the thing is any sort of suggestion about that really doesn't wash and it doesn't wash because [the appellant] is clearly able to say in that telephone call that no to when a suggestion of conduct happening has occurred.
You just might remember [LMM] also talks about waking up when she's in her bedroom with him touching her vagina with his fingers. Then the first thing he says is:
You might have been having dreams?---I don't think.
I used to - I used to cuddle you but um ah nothing like that ever happened. You were probably having dreams, sweetheart.
So he could say, no, conduct didn't happen when it did happen.
But as I said, that first comment that [the appellant] says to [LMM] when she is in mum and his bedroom, about, 'I woke up to you touching my vagina'. 'You might have thought that, yeah', tells you absolutely everything, I suggest, members of the jury.
It's an extraordinary thing to say and it really is, I suggest an implied admission of wrongdoing. An admission of touching [LMM's] vagina. And not only might [LMM] have thought that [the appellant] was touching her vagina, but she told you that that is in fact what [the appellant] did.
And that he went further than touching. He actually penetrated her. And as for what happened when [LMM's] mother was away at a conference, you might remember this exchange and telephone call:
One particular event I remember very well at the [second] house, um, was - I think this was when mum was away at a conference for a few nights.
Mm.
And, um, on the last night she was away, you came into my room. Um, this was when I - I still had a double bed in there and - - -
Yeah.
- - - um, you got into bed with me and pulled me on top of you and - - -
Oh, oh sweetheart, I don't remember that. I don't remember doing that. I used to go in and read you stories.
No, you used to come in and tell me that you missed mum.
Yeah.
And then you used to touch me. And you pulled me up - this particular time you pulled me on top of you and I started - - -
I don't remember any of this, ah, [LMM].
I started crying and telling you that I was tired and you tried to calm me down and eventually you left.
I don't remember that, ah, [LMM].
Again it's not a, 'No'. It's not a, 'Didn't happen'. It's not a, 'You're wrong', it's, 'I don't remember this'.[73]
The pretext call - retrial - defence counsel's closing address
I want to now just come to the pretext call and then I'll just about be finished, ladies and gentlemen. The pretext call on 2 January 2015 - the prosecution ask you to draw the inference that [the appellant] has impliedly admitted some of these allegations that [LMM] has put to him.
With respect, I suggest that is an extremely long bow to draw.
Going to the telephone call, because we've got a transcript of this call, what's apparent, first of all - and you would well recall this, I suggest, is that [the appellant], who was completely taken unawares by this phone call, there was a call out of the blue and he says as much in his interview.
[LMM] in this call was very calm and very matter-of-fact. I suggest she didn't show any emotion throughout this entire call. [The appellant] demonstrated no temper, no anger. [The appellant] was genuinely concerned about [LMM's] mental state, and this call begins at page 3 of the transcript. This is before any suggestion of her memories. She says:
Um, so as you might know from mum mentioning, um, the past few years I've been seeing a psychologist.
Yeah.
And she has suggested that at some point I have this conversation with you, um, in order, basically, just for me to be able to understand some things and, um, move on with my life a bit.
So you're [the appellant]; this is what you've just heard your stepdaughter say to you. Are you assuming from the outset that she's going to be making allegations of sexual abuse against you? No, and from her tone and his tone in the call, I suggest to you it was very clear that he is genuinely concerned about her mental wellbeing.
So when the question, the allegations of - well, they're not even allegations, they're memories. The first one is:
So one particular morning, um, from, from my memory, um, I remember waking up to you touching my vagina.
Is that an admission? Is that someone just saying, 'Well, okay, you might have had that memory. Yeah? Go on,' and when he says 'yeah' I'm suggesting we've got a question mark at the end of that. You would have got that from his tone, I suggest. She says:
Um, and I remember you reaching across, um, to the bedside table and, um, putting some sort of cream on your fingers and then also putting that on my vagina.
No, I don't remember doing that, dear, um, [LMM].
Why would you immediately assume that something sinister or indecent is implied by that? Why would that be your immediate assumption, because that's what I suggest the prosecution's asking you to do, is to assume that because as a stepfather he put some cream on her vagina that that must definitely be indecent, definitely. There's no other possible explanation.
Well, there - actually, there are and it could have been for any reason, any - any medicinal or therapeutic reason. We don't know, but the point is that [the appellant], when he's answering this, isn't saying, 'You've got that memory because I indecently dealt with you.' He's not saying that, and to imply that, I suggest, is a long bow. And [the appellant] qualifies that answer straight after. Because after he says:
No, I don't remember doing that, dear, um, [LMM].
[The appellant] says, 'You might have been having a dream.' So he was just trying to, well, you know, he's not saying, 'That never happened. It could never have possibly happened.' He's not protesting too much, which is what I'd referred to earlier in the interview. He's not like that.
He's not trying to distance himself from any sinister spin on it because he's done nothing wrong. He hasn't done these things that you are here to determine.
And this - and then, of course, the reference to - at page 5 of the transcript of that call:
And, um, on the last night she was away you came into my room. Um, this was when I still had the double bed in there and - - -
Yeah?
And you got into the bed with me and you pulled me on top of you and - - -
Oh, oh, sweetheart, I don't remember that. I don't remember doing that. I used to go in and read you stories.
[No], you used to come in and tell me that you missed mum.
Yeah?
And then you used to touch me, and you pulled me up - this particular time you've pulled me on top of you and I started - - -
I don't remember any of this, uh, [LMM].
I started crying and telling you I was tired, and you tried to calm me down and eventually you left.
I don't remember that, ah, [LMM], okay? I remember giving you cuddles.
Now, to imply from that that he is admitting what [LMM] says happened, I suggest to you, is just a bit too far. Because you can tell from his tone and you can tell from the context of this call as to why she's calling that he's not assuming that he has done anything indecent or improper with her.
And in his interview at page 144 when he was referring to this telephone call he told the - Detective Hannan:
That was his interpretation of this that I've just read to you. Now, all of us with the benefit of having heard what [LMM] had to say might look at this and go, well jeez, like the prosecutor wants you to conclude that he's made an admission. He did not for a moment think she was accusing him of anything improper, anything illegal, any sexual abuse.
And it's suggested to you, well, after this call the first thing you do is phone [MRC] and tell her. Well, not necessarily, and you've heard about the relationship between [the appellant] and [MRC] from [the appellant's] interview. I suggest to you if [the appellant] didn't think that she was accusing him of anything that if [LMM] was not accusing him of anything in that call he wouldn't have any need to speak to [MRC] about the call.
And in any event, less than three days later [MRC] did have a conversation with him in which [the appellant] told her about this topic of masturbation in this call. So it's not like he was hiding anything from [MRC].[75]
The pretext call - retrial - trial judge's summing up
When [LMM] said to [the appellant] that one particular morning she had woken up to him touching her vagina his response was, 'You might have thought that, yeah'. When she said to him, 'You would lift me onto your lap facing you with my legs either side of you' he replied, 'Yeah, I used to give you cuddles, yeah'. And when she said, 'Yeah, but during those cuddles you would move me up and downwards against you' he replied, 'Oh, yeah. Well, you might have memories of things like that'.
...
The State's case is that coupled with those comments [the appellant] stayed very calm during the telephone call. He didn't demand to know what on earth she was talking about. He didn't say to her, 'I would never, ever do anything like that to you'.
The State is asking you to infer from the combination of what he said and what he did not say that he was acknowledging that such occasions did occur. So the State is asking you to rely upon this evidence as an implied admission, in other words as in effect a confessional statement made by [the appellant], that if he was agreeing that she might have memories of things like that, then such a thing had actually occurred, which he then went on to give an innocent explanation to.
I've already directed you about the drawing of inferences ... I'll remind you before you draw an inference against [the appellant] you must be satisfied it's the only inference reasonably available on the whole of the evidence.
Before you could use those statements against [the appellant] as implied admissions you'd need to be satisfied that the only reasonable inference to be drawn from them based on the entirety of the evidence of the case is that [the appellant] was impliedly admitting sexual misconduct towards [LMM] (ts 562 - 563).
It all comes back to your assessment of whether you consider [LMM] to have been both an honest witness ... and also a reliable witness who's given an account that is accurate and whether the State has proved its case to you (ts 567).
The defence case is that [the appellant's] reaction in ... the telephone call ... is of a man who's genuinely stunned at the accusations and seems to not really grasp that he could possibly be genuinely being accused of doing these things.
The defence case is [that] the tone of the phone call, if you listen to it again, is that [the appellant is] worried about [LMM], that he knows she's been seeing a psychologist, that he offers to come and talk to the psychologist to help her through this and that he's searching for answers as to why she has these questions for him. But he's doing his best to answer them gently (ts 578).
Particulars
(a) The prosecutor submitted to the jury in her closing address that the appellant had made implied admissions in the pretext call on 2 January 2015, when in fact the appellant had denied any offending and the comments sought to be relied on as implied admissions of offending were not capable of being so regarded.
(b) The prosecutor invited the jury to engage in a false line of reasoning to the effect that the appellant lied to police about what he had said in the pretext call in an electronically [recorded] interview with them on 5 January 2015, and thus that he was not to be believed, when a fair reading of the contents of his police interview could not support the contention that he had lied to police about what he had said in the pretext call.
(c) The prosecutor misstated relevant passages in the appellant's police interview in relation to count 3 on the indictment, suggesting that the appellant told police he could not remember whether he had committed the acts the subject of count 3, and then described the suggestion that the appellant could not remember whether or not he had done those acts as 'ludicrous', when the appellant had expressly and repeatedly denied any sexual touching on the occasion of count 3 or of [LMM] at all.
(d) The prosecutor submitted to the jury that the appellant had engaged in sexual acts of which he had previously been acquitted.
(a) A statement made in the presence of an accused person is not evidence against that person of the facts stated, except to the extent that the accused accepted the statement, so as to make it, in effect, his own: R v Christie [1914] AC 545 [554] (Lord Atkinson).
(b) An accused person may accept a statement made in his or her presence by word or conduct. The admission may be inferred from positive acts or from demeanour - for example, silence in the face of a direct accusation.
(c) It is for the trial judge to determine whether the evidence permits an inference to be drawn that an accused person has made an admission by his or her conduct. It is for the jury to determine whether the inference ought to be drawn.
(d) A question asked of a person who is accused or suspected of having committed an offence is admissible if the accused was invited, or might reasonably have been expected, to respond in some way indicative of denial or of acceptance: Woon v R [1964] HCA 23; (1964) 109 CLR 529 (541) (Windeyer J). Silence is not evidence of an admission unless it is reasonable to expect that if the statements made were untrue, they would be met with an immediate denial: Wiedemann v Walpole [1891] 2 QB 534 (539) (Bowen LJ).
(e) Accordingly, no inference adverse to an accused person can be drawn from their silence where the person has been warned that they are not obliged to answer any question put to them. Similarly, evidence that an accused person did not deny allegations made by a police officer prior to a caution being given may be excluded: see Hall v R [1971] 1 All ER 322.
(f) The Privy Council distinguished Hall in Parkes v The Queen [1976] 3 All ER 380 on the basis that it was the victim's mother and not a police officer who made an accusation to the accused person. Lord Diplock cited with approval the following passage from the judgment of Cave J in R v Mitchell (1892) 17 Cox CC 503:
Now the whole admissibility of statements of this kind rests upon the consideration that if a charge is made against a person in that person's presence it is reasonable to expect that he or she will immediately deny it, and that the absence of such a denial is some evidence of an admission on the part of the person charged, and of the truth of the charge. Undoubtedly, when persons are speaking on even terms, and a charge is made, and the person charged says nothing, and expresses no indignation, and does nothing to repel the charge, that is some evidence to show that he admits the charge to be true (508).
The notion of speaking on 'even terms' has been subsequently used as a point of distinction: see, for example, Phipson on Evidence (18th ed, 2013) 4-20.
(g) Where it is alleged that an accused person has made an admission by his or her silence, the jury must be directed that they must be satisfied that the accused heard the accusation, and that the circumstances in which the accusation was made were such that the accused person should have been expected to deny the allegation.
(h) Ordinarily, an ambiguous or equivocal statement will not be left to the jury to determine whether it was, in fact, an admission, either because it is irrelevant or because it is excluded as a matter of discretion: see Cross on Evidence (10th ed, 2015) [33595], fn 534. In R v Williams [1987] 2 Qd R 777, Andrews CJ observed:
Where however, nothing in the surrounding circumstances is shown which could reasonably be thought to compel a denial by a person interrogated or where he gives an answer which is ambiguous, neutral, equivocal or otherwise not plainly inconsistent with a consciousness of innocence it ought not to be left to the jury with a direction to the effect that it is left to them as a fact for their consideration and thus that they might regard it as probative and press it into service of the Crown.
As a rule it would be excluded because it is irrelevant. If, however, it is only by some tenuous reasoning as to its relevance that a ruling that it is technically admissible might be made, which could happen in some circumstances, its sheer lack of weight would cry out for its exclusion in the proper exercise of a judicial discretion (780 - 781).
The Court of Appeal must allow the appeal if in its opinion -
(a) the verdict of guilty on which the conviction is based should be set aside because, having regard to the evidence, it is unreasonable or cannot be supported; or
(b) the conviction should be set aside because of a wrong decision on a question of law by the judge; or
(c) there was a miscarriage of justice.
Decisions as to what witnesses to call, what questions to ask or not to ask, what lines of argument to pursue and what points to abandon, are all matters within the discretion of counsel and frequently involve difficult problems of judgment, including judgment as to tactics. The authorities concerning the rights and duties of counsel are replete with emphatic statements which stress both the independent role of the barrister and the binding consequences for the client of decisions taken by a barrister in the course of running a case.
(a) The appellant's case in relation to the pretext call, as conducted by defence counsel at the first trial, was reasonably capable of being viewed (at least in part) as a successful strategy in that, although the jury convicted the appellant of count 6, the jury acquitted him of counts 3 and 4 and was unable to agree on verdicts with respect to counts 1, 2 and 5.
(b) The pretext call included a number of self-serving statements by the appellant in addition to the alleged implied admissions; in particular, the appellant's assertions that LMM had been a chronic masturbator, LMM might or must have imagined the sexual misconduct in a dream or dreams, and the appellant was willing to meet with LMM and her psychologist.
(c) The appellant's statements in the pretext call were consistent with his statements in his police interview and, accordingly, demonstrated consistency in circumstances where the appellant had no reason to suspect that the pretext call was being recorded.
(d) The appellant's statements in the pretext call were capable of bearing the interpretation advanced by defence counsel to the jury in his closing address.
(e) The admission of the whole of the pretext call into evidence enabled defence counsel to make submissions to the jury about the consistency of the appellant's accounts without the appellant having to give sworn or affirmed evidence at the retrial and be subject to cross-examination.
I have given this matter some thought ... and I've taken instructions from my client. I haven't specifically raised an objection to [the admissibility of the pretext call] because we say it's entirely consistent with the defence case that [the appellant] denies the allegations (ts 21).
As I say, we're not seeking to have [the pretext call] ruled inadmissible ... I've clearly got instructions on that (ts 24).
Grounds 2 and 3 of the appeal: their merits
Consistently with a prosecutor's duty, in a closing address a prosecutor should not (inter alia) tell a jury something that is not evidence (R v Callaghan [1993] QCA 419; [1994] 2 Qd R 300, 306; offer a personal opinion (KNP v The Queen [2006] NSWCCA 213; (2006) 67 NSWLR 227 [32]), introduce false lines of reasoning or invite a jury to speculate about the evidence. As to these last two points see Wood v The Queen [2012] NSWCCA 21.
See also JJS v The State of Western Australia.[94]
[The appellant] in that telephone call I've just read excerpts from, said more than, 'I don't remember anything like that'. He said [LMM] might have thought when she woke up that he was touching her vagina. Might have been dreaming, but he didn't tell the police either of those things.
And you would think, members of the jury, that a conversation that [the appellant] had with his stepdaughter just a few days prior about him touching her would be engrained in his memory and he clearly wasn't, I suggest, being truthful when he said what he said.[101]
[THE APPELLANT]: [LMM] actually called me. She probably told you.
S/CON HANNAN: Okay. No. Tell me about what - - -
[THE APPELLANT]: She didn't tell you?
S/CON HANNAN: Well, what, tell me what, what, what do you mean she called you?
[THE APPELLANT]: I think it was yesterday. I'm pretty sure it was yesterday or might have been the day before.
S/CON HANNAN: So yesterday was Sunday.
[THE APPELLANT]: Yeah.
S/CON HANNAN: Okay.
[THE APPELLANT]: And she asked me a whole bunch of questions - -
S/CON HANNAN: Okay.
[THE APPELLANT]: And it was relating to, um, um, abuse type questions.
S/CON HANNAN: Mmhmm. What, what do you remember about that? What did she talk about? Do you remember any of the context of the conversation?
[THE APPELLANT]: Yes. Um, she asked me, um, a bunch of question [sic] about, um, ah, touching her - - -
S/CON HANNAN: Mmhmm. .
[THE APPELLANT]: Touching her up - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: And, um, ah, cuddling her - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: That, that, that's mainly the - - -
S/CON HANNAN: Okay. And - - -
[THE APPELLANT]: Line of questions.
S/CON HANNAN: So that, that was a call that she's made to you.
[THE APPELLANT]: Yes.
S/CON HANNAN: Um, how did that, what, was that out of the blue, or was, ah, how did - - -
[THE APPELLANT]: It was out of the blue.
S/CON HANNAN: And how did that make you feel, or what, what was your response to that?
[THE APPELLANT]: Well, I answered all her questions - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Some in the affirmative and some not.
S/CON HANNAN: Okay. .
[THE APPELLANT]: Um, how did I feel? I was, sort of, stunned a bit like I felt when you knocked on my door.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Um, I felt the same feeling.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Um, how do you describe, um, it's just stunned, sort of - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Ah, ah, aghast type of feeling.
S/CON HANNAN: Sure. Do you remember specific, um, you said that she asked you questions. Do you remember anything specific that she said to you or asked you?
[THE APPELLANT]: Um, yes. Um, she mentioned different places. She mentioned [the first house] - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: And [the second house].
S/CON HANNAN: Right. So, and that, obviously, fits into the timeframe between nineteen ninety-six and - - -
[THE APPELLANT]: Yeah.
S/CON HANNAN: Two thousand and six. They're the two - - -
[THE APPELLANT]: Yes.
S/CON HANNAN: Locations where - - -
[THE APPELLANT]: Yeah.
S/CON HANNAN: You were living as a family.
[THE APPELLANT]: Yeah.
S/CON HANNAN: Okay. What, what can you tell me about what was said? Can you tell me, can you remember anything that was said or what you said?
[THE APPELLANT]: Well, she, she was asking, she wasn't making any acc-, accusations or, or - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Um, claims or anything. She was asking the questions.
S/CON HANNAN: Okay.
[THE APPELLANT]: She said, um, can you remember doing this in, in [the first house].
S/CON HANNAN: What, when you say this, did she say what or - -
[THE APPELLANT]: Ye-, yes.
S/CON HANNAN: Yeah.
[THE APPELLANT]: She said, um, yeah, touching her up.
S/CON HANNAN: Touching her up?
[THE APPELLANT]: Yeah.
S/CON HANNAN: Explain to me what you mean by touching her up?
[THE APPELLANT]: Well, she actually said, um, um, ah, putting my hand on her vagina.
S/CON HANNAN: Mmhmm. You putting your hand on her vagina?
[THE APPELLANT]: Yes.
S/CON HANNAN: She a- - - -
[THE APPELLANT]: That's, that's the way she asked the question.
S/CON HANNAN: Okay. And what, what did you say?
[THE APPELLANT]: I said, well, no, I don't remember anything like that.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: She asked me other questions regarding cuddling her, which I answered in the affirmative.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: I said, yes, I used to, um, ah, cuddle you.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Um, it was about the only part I did agree with - - -
S/CON HANNAN: Okay (EROI 48 - 50).
What ... can you tell me about what was said [in the pretext call]? Can you tell me, can you remember anything that was said or what you said? (EROI 49).
He said [LMM] might have thought when she woke up that he was touching her vagina. Might have been dreaming ... [102]
(a) reminded the jury that the appellant did not have to prove anything (ts 21);
(b) did not rely upon the appellant's alleged lies as evidence of a consciousness of guilt, but as evidence bearing upon the appellant's credibility (ts 23);
(c) informed the jury that the State's case relied upon their acceptance of LMM's evidence (ts 3, 13);
(e) did not invite the jury to engage in impermissible reasoning.
Now, the State attributes lies to [the appellant] in his interview and in his telephone conversation with [LMM] in which he accused her of chronically masturbating. He did the same in his interview with the police. He also in his interview with the police described his response to her in the phone call as consisting of him telling her that he couldn't remember these things happening. When the State says in fact that that was a very selective version of the truth because in fact he tried to persuade her that she was dreaming and that her masturbation might have something to do with this.
You'll make up your own mind about whether he has told any lies and if so whether he did so deliberately. A lie of course is a deliberate falsehood. [I]f a person fails to have a memory of something that's not a lie, it has to be a deliberate falsehood. If you find [the appellant] did tell any lie it's for you to decide what significance it has in relation to the issues in the case (ts 556 - 557).
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: You say it was quite cold your relationship, but at the same time you used to give her fairly affectionate cuddles.
S/CON HANNAN: Yeah.
[THE APPELLANT]: And that continued on for some time through her childhood.
S/CON HANNAN: Yeah. Yeah. Yeah.
S/CON HANNAN: So you had - - -
[THE APPELLANT]: But - - -
S/CON HANNAN: A bond of some sort.
[THE APPELLANT]: Oh, we did. Yeah, Um, ah, b-, but it was never, um, a-, as a father, daughter. W-, we were, father daughter relationships are - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: Are normally very, very close - - -
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: In a normal family. [LMM] and I were never that close.
S/CON HANNAN: Mmhmm. So on this occasion, did you go into [LMM's] room, um, with the hope of maybe having sex with her?
[THE APPELLANT]: Oh, no. No. No. No.
...
S/CON HANNAN: She is saying that you have gone in there and you have got on her bed and then you've pulled her on top of you. And when I asked you that earlier you said that, that might of happened.
[THE APPELLANT]: Yeah. Um, I've got no specific memory of it.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: But I may of gone in there to give her a cuddle.
S/CON HANNAN: Mmhmm.
[THE APPELLANT]: That, that's possible. I, I can't remem-, um - - -
S/CON HANNAN: And at that time, might of you said to her that you miss your, miss her mum? As in you miss - - -
[THE APPELLANT]: Yeah. That would have been the truth.
S/CON HANNAN: Okay.
[THE APPELLANT]: Had, had I said that - - -
B S/CON HANNAN: Mmhmm.
[THE APPELLANT]: I'm not saying it is that. But - - -
S/CON HANNAN: No.
[THE APPELLANT]: Had I said that, that would have been the truth.
S/CON HANNAN: Okay. She is saying that you've positioned her on top of you and that you've started to move her up and down against you. And that you tried to take off her pyjama pants - - -
[THE APPELLANT]: And, oh, yeah.
S/CON HANNAN: And underwear - - -
[THE APPELLANT]: Oh, yeah.
S/CON HANNAN: And that you were fingering her with your other hand.
[THE APPELLANT]: Oh, it's not true. I, I'm not sure why, where she is getting this. '
S/CON HANNAN: Mmhmm. She is saying that you were rubbing on the outside of her vagina.
[THE APPELLANT]: Not true.
S/CON HANNAN: She is not saying that you penetrated her at this stage. She is saying that you, you've been rubbing her vagina. And then she's struggled to get, um, out of this position and that you pull her back down towards you and that you asked her what was wrong.
[THE APPELLANT]: Well I've got to agree that's very specific.
S/CON HANNAN: Yeah.
[THE APPELLANT]: But I've got no memory of it.
S/CON HANNAN: Mmhmm. And that she started crying and she said that she was tired.
[THE APPELLANT]: Alright.
S/CON HANNAN: She told you that she was tired and that she - - -
[THE APPELLANT]: I have got no memory of that.
S/CON HANNAN: No. Could it have happened?
[THE APPELLANT]: I don't know (EROI 133 - 135).
She's not saying that you penetrated her at this stage. She's saying that you - you've been rubbing her vagina and that she struggled to get, um, out of this position and that you pull her back down towards you and that you asked her what was wrong?---Well, I've got to agree that's very specific.
Yeah?---But I've got no memory of it.
Mm. And that she started crying and she said she was tired?---All right.
She told you she was tired and that - - -?---I've got no memory of that.
No? Could it have happened?---I don't know.
She's not saying that you penetrated her at this stage, she's saying that you, you'd been rubbing her vagina and then she struggled to get out of this position and you pull her back down towards you and that you asked her what was wrong.
As to that - 'But I've got no memory of that'.
As to that - 'Could it have happened?' - 'I don't know'.
And again the fact that he's got no memory of that, he doesn't know when confronted with the allegations, I suggest speaks volumes. And that the accused man would have no memory of that, I suggest is absolutely ludicrous.
Surely, members of the jury, you would remember if you went into your stepdaughter's bedroom and you pulled her on top of you and you were rubbing against her vagina whilst your spouse was away for work - and the thing is, members of the jury, [LMM] remembers and she has told you.[103] (emphasis added)
You just might remember [LMM] also talks about waking up when she's in her bedroom with him touching her vagina with his fingers. Then the first thing he says is:
You might have been having dreams?---I don't think.
I used to - I used to cuddle you but um ah nothing like that ever happened. You were probably having dreams, sweetheart.
So he could say, no, conduct didn't happen when it did happen.[104]
[T]his case is a re-trial. The trial has occurred before. I'm not going to explain to you the reason why, it is in fact irrelevant to you. There may be many reasons why a trial requires to go back to trial, and it's important that you try and guess while you think it's a re-trial because you could guess very incorrectly and it won't assist you to guess. But it may become obvious to you as we go along (ts 419).
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[20] Blue and green AB 245 - 247 (counts 1 and 2), 249 - 255 (counts 3 and 4), 272 - 281 (count 5) and 282 (count 6).
[21] Blue and green AB 192 - 194, 257, 258, 262, 287 - 288.
[22] Blue and green AB 230 - 233, 236 - 237, 260 - 261.
[57] Closing address, 17 March 2016 ts 16 - 17.
[58] Closing address, 17 March 2016 ts 17 - 18.
[59] Closing address, 17 March 2016 ts 20 - 21.
[60] Closing address, 17 March 2016 ts 23 - 24.
[61] Closing address, 17 March 2016 ts 32.
[62] Closing address, 17 March 2016 ts 32.
[63] Closing address, 17 March 2016 ts 32.
[64] Closing address, 17 March 2016 ts 33.
[65] Closing address, 17 March 2016 ts 32.
[66] Closing address, 17 March 2016 ts 34.
[67] Closing address, 17 March 2016 ts 35.
[68] Closing address, 17 March 2016 ts 39.
[69] Closing address, 17 March 2016 ts 39.
[70] Closing address, 17 March 2016 ts 43.
[73] Closing address, 7 September 2016 ts 13 - 16.
[74] Closing address, 7 September 2016 ts 46.
[75] Closing address, 7 September 2016 ts 46 - 49.
[76] The State of Western Australia v McBride [2015] WASC 275 [11].
[77] Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 (Gleeson CJ, Gummow, Kirby, Hayne, Callinan & Heydon JJ) [17] - [18].
[78] Filippou v The Queen [2015] HCA 29; (2015) 256 CLR 47 [13] (French CJ, Bell, Keane & Nettle JJ).
[79] Simic v The Queen [1980] HCA 25; (1980) 144 CLR 319, 327 - 328.
[80] KBT v The Queen [1997] HCA 54; (1997) 191 CLR 417, 424.
[81] King v The Queen [2012] HCA 24; (2012) 245 CLR 588 [53].
[82] AK v The State of Western Australia [2008] HCA 8; (2008) 232 CLR 438 [47] (Gummow & Hayne JJ), [86] (Heydon J).
[83] Gassy v The Queen [2008] HCA 18; (2008) 236 CLR 293 [19] (Gummow & Hayne JJ).
[84] R v Soma [2003] HCA 13; (2003) 212 CLR 299 [11] (Gleeson CJ, Gummow, Kirby & Hayne JJ), [79] (McHugh J).
[85] Birks v The State of Western Australia [2007] WASCA 29; (2007) 33 WAR 291 [45] (Buss JA; Steytler P & Pullin JA agreeing).
[86] R v Birks (1990) 19 NSWLR 677, 683.
[87] TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124 [8] (Gleeson CJ).
[88] R v Taufahema [2007] HCA 11; (2007) 228 CLR 232 [168] (Kirby J).
[89] Stanoevski v The Queen [2001] HCA 4; (2001) 202 CLR 115 [21] (Gaudron, Kirby & Callinan JJ).
[90] TKWJ [16] - [17] (Gleeson CJ), [95] (McHugh J), [107] (Hayne J; Gummow J agreeing).
[91] TKWJ [17] (Gleeson CJ), [27] (Gaudron J; Gummow J agreeing), [107] (Hayne J; Gummow J agreeing).
[92] Whitehorn v The Queen [1983] HCA 42; (1983) 152 CLR 657, 663 - 664 (Deane J).
[93] Goedecke v The State of Western Australia [2013] WASCA 25 [36].
[94] JJS v The State of Western Australia [2014] WASCA 136 [134] (Martin CJ; Pullin JA agreeing & Buss JA relevantly agreeing).
[95]Wood v The Queen [2012] NSWCCA 21; (2012) 84 NSWLR 581 [605].
[96] Carr v The Queen [1988] HCA 47; (1988) 165 CLR 314, 324 - 325 (Brennan J).
[97] Longman v The Queen [1989] HCA 60; (1989) 168 CLR 79, 86 (Brennan, Dawson & Toohey JJ).
[98] Tully v The Queen [2006] HCA 56; (2006) 230 CLR 234 [123] (Callinan J), [158] (Crennan J).
[99] RPS v The Queen [2000] HCA 3; (2000) 199 CLR 620 [41] (Gaudron A-CJ, Gummow, Kirby & Hayne JJ).
[100] Closing address, 7 September 2016 ts 19.
[101] Closing address, 7 September 2016 ts 19.
[102] Closing address, 7 September 2016 ts 19.
[103] Closing address, 7 September 2016 ts 17 - 18.
[104] Closing address, 7 September 2016 ts 15.
AK
The State of Western Australia
(2008) 232 CLR 438
(2007) 33 WAR 291
(2015) 256 CLR 47
(1997) 191 CLR 417
(2012) 245 CLR 588
(1989) 168 CLR 79
(2000) 199 CLR 620
(2001) 202 CLR 115
(2002) 212 CLR 124
(2005) 224 CLR 300
(1983) 152 CLR 657
(2006) 67 NSWLR 227
(1988) 165 CLR 314
(2008) 236 CLR 293
(1990) 19 NSWLR 677
(2003) 212 CLR 299
(2007) 228 CLR 232
(1980) 144 CLR 319
(2006) 230 CLR 234
(2012) 84 NSWLR 581
(1964) 109 CLR 529