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[2003] HCA 13
High Court of Australia
2003-03-13
Gleeson CJ, Callinan JJ, Hayne JJ
Original judgment source is linked above.
L J Clare for the appellant (instructed by Director of Public Prosecutions (Queensland))
R V Hanson QC with A W Moynihan for the respondent (instructed by Legal Aid Queensland)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Evidence - Admissibility - Prior inconsistent statement of accused - Whether prosecution can adduce evidence of prior inconsistent statement in cross-examination of accused - Whether sound recording of applicant's interview wrongly admitted into evidence.
Criminal law - Evidence - Complaints - Failure to object to cross-examination - Whether trial judge required to rule where failure to object.
Criminal law - Procedure - Prosecution case closed - Whether tender of prior inconsistent statement of accused evidence in rebuttal - Prosecution not permitted to split its case.
Evidence - Criminal trial - Prior inconsistent statement of accused - Whether sound recording wrongly admitted into evidence in rebuttal of prosecution case - Whether tender of sound recording impermissible attempt to split prosecution case - Complaints - Failure to object to cross-examination - Whether trial judge required to rule despite failure to object.
"The Court on any such appeal against conviction shall allow the appeal if it is of opinion that the verdict of the jury should be set aside on the ground that it is unreasonable, or cannot be supported having regard to the evidence, or that the judgment of the court of trial should be set aside on the ground of the wrong decision of any question of law, or that on any ground whatsoever there was a miscarriage of justice, and in any other case shall dismiss the appeal."
There having been no objection at trial to the evidence that was given and received about the respondent's police interview, it cannot be said that the judgment of the court of trial should be set aside on the ground of the wrong decision of any question of law[3]. The question then must be whether "on any ground whatsoever there was a miscarriage of justice"[4]. If there was not, the Court of Appeal was required to dismiss the appeal.
"It is impossible to conclude that the introduction of the tape in the circumstances in which this occurred here without the court adverting to the matters which have to be considered before such a course can be taken made no difference to the outcome."
"However, the Court may, notwithstanding that it is of the opinion that the point or points raised by the appeal might be decided in favour of the appellant, dismiss the appeal if it considers that no substantial miscarriage of justice has actually occurred."
No question of applying the proviso could arise, however, unless the Court of Appeal was of the opinion that a point raised by the appeal might be decided in favour of the present respondent. That, in this case, required attention to whether "on any ground whatsoever there was a miscarriage of justice".
"Nothing in this Act derogates from the power of the court in a criminal proceeding to exclude evidence if the court is satisfied that it would be unfair to the person charged to admit that evidence."
"(1) If a witness upon cross‑examination as to a former statement made by the witness relative to the subject matter of the proceeding and inconsistent with the present testimony of the witness does not distinctly admit that the witness has made such statement, proof may be given that the witness did in fact make it.
(2) However, before such proof can be given, the circumstances of the supposed statement sufficient to designate the particular occasion must be mentioned to the witness and the witness must be asked whether or not the witness has made such statement."
"It would therefore be advisable, in our opinion, for a trial judge as well as for the prosecutor, to bear in mind at the time the cross‑examination [about a prior inconsistent statement] is being entered upon that a serious problem may later arise if the prosecutor seeks to adduce evidence to establish the prior inconsistent statement, particularly if that statement amounts to or includes an admission by the accused of guilt or of some significant fact in relation to its proof."
As the Court went on to say, in exercising the discretion whether to permit the prosecution to adduce evidence of that prior inconsistent statement in rebuttal, consideration would have to be given to "the possibility of prejudice to the accused as well as of prejudice to the prosecutor which could have been avoided by appropriate action taken at an earlier point in the trial"[23].
"Yeah, I'm not say - I not say - the detective say with me, 'Did you push?', but for me, that time, I can't understand real good, but whatever he say I say, 'Yeah.' Sometime I say, 'Yes,' and it's not right. Sometime I say, 'No,' and it's not right. That's why I answer for that." (emphasis added)
"(1) If a witness upon cross-examination as to a former statement made by the witness relative to the subject matter of the proceeding and inconsistent with the present testimony of the witness does not distinctly admit that the witness has made such statement, proof may be given that the witness did in fact make it.
(2) However, before such proof can be given, the circumstances of the supposed statement sufficient to designate the particular occasion must be mentioned to the witness and the witness must be asked whether or not the witness has made such statement."
"Nothing in this Act derogates from the power of the court in a criminal proceeding to exclude evidence if the court is satisfied that it would be unfair to the person charged to admit that evidence."
"When a witness is asked as to what he said on a previous occasion, he is bound to answer the question; he cannot insist on seeing what he previously said before he answers it; he must answer. If his answer does not contradict what he said before, it is no use pursuing the topic further; he adopts his previous answer and it becomes part of his evidence; if he does contradict it, he can be contradicted in turn by shewing him what he said before."
"[O]nce a witness has his/her attention sufficiently drawn to the relevant occasion in a way that adequately identifies it and the witness does not admit the statement, the statement can be proved. It is not necessary that the witness persist in the denial after seeing a document or, as here, hearing the tape. In my view the requirements of the section were satisfied."
"The rule that the prosecution may not split its case, but must offer all its proofs before the prisoner is called upon for his defence, is not merely technical but is an important rule of fairness." (emphasis added)
"It would therefore be advisable, in our opinion, for a trial judge as well as for the prosecutor, to bear in mind at the time the cross-examination is being entered upon that a serious problem may later arise if the prosecutor seeks to adduce evidence to establish the prior inconsistent statement, particularly if that statement amounts to or includes an admission by the accused of guilt or of some significant fact in relation to its proof. We would add that the exercise by the trial judge of the discretion given him under s 371 [of the Criminal Code (Tas)] is a substantial matter and should follow upon a full consideration by the judge of the possibility of prejudice to the accused as well as of prejudice to the prosecutor which could have been avoided by appropriate action taken at an earlier point in the trial. Further, the matters pointed out by this Court in Shaw v The Queen[55] should be borne in mind in a case in which they are apposite."
"Clearly the principle is that the prosecution must present its case completely before the prisoner's answer is made. There are issues the proof of which do not lie upon the prosecution and in such cases it may have a rebutting case, as when the defence is insanity. When the prisoner seeks to prove good character evidence may be allowed in reply. But the prosecution may not split its case on any issue."
"The legitimate object of the proposed proof is to discredit the witness. Now the usual practice of the courts below, and a practice, to which we are not aware of any exception, is this; if it be intended to bring the credit of a witness into question by proof of any thing that he may have said or declared, touching the cause, the witness is first asked, upon cross-examination, whether or no he has said or declared, that which is intended to be proved. If the witness admits the words or declarations imputed to him, the proof on the other side becomes unnecessary; and the witness has an opportunity of giving such reason, explanation, or exculpation of his conduct, if any there may be, as the particular circumstances of the transaction may happen to furnish; and thus the whole matter is brought before the court at once, which, in our opinion, is the most convenient course."
Chief Justice Abbott went on to say that if the witness denied making the statement "proof in contradiction will be received at the proper season"[60].
"We recommend that a party should … be permitted not only as at present to contradict the testimony of the witness by other evidence, but also to prove that such witness has made opposite statements. But we think that a party having presented a witness to the jury as worthy of credit ought not to be allowed to impeach his character by general evidence.
In the cross-examination of an adverse witness, it, in like manner, frequently becomes material, with a view of impeaching his credit, to show that the witness has made statements relative to the subject matter of the cause different from those to which he has deposed in court. If these statements were verbal, and the witness, having been cross-examined concerning them, so as to afford him an opportunity of explanation, denies having made them, there is no doubt that evidence may be adduced to prove the alleged statements to which the witness has been cross-examined."
"If a witness, upon cross-examination as to a former statement made by him relative to the subject matter of the indictment or proceeding, and inconsistent with his present testimony, does not distinctly admit that he has made such statement, proof may be given that he did in fact make it; but before such proof can be given the circumstances of the supposed statement, sufficient to designate the particular occasion, must be mentioned to the witness, and he must be asked whether or not he has made such statement."
"The rule, as a rule, may be said to have had its birth with the response of the judges in The Queen's Case … in 1820. This utterance is said to have come as a surprise to the Bar; and up to that time no established requirement of the kind existed. None of the treatises by practitioners, English or American, published prior to The Queen's Case mentions such a proviso." (footnote omitted)
"Before [the Common Law Procedure Act 1854] it had probably been the common law that, quite apart from any statute, questions were admissible - certainly in the ordinary common law courts - whereby if a witness gave evidence of a fact that was relevant to the issue (and that is important, because if the question merely goes to credit, he cannot be contradicted) it could be put to him that on some earlier occasion he had made a contrary statement to somebody else and, if he denied it, that somebody else could be called. What was probably the common law was certainly made statutory by the Common Law Procedure Act, 1854, and then by Denman's Act, the Criminal Procedure Act, 1865, which is somewhat misnamed, because it applies not only to all courts of criminal judicature, but also to all other courts too."
"SOMA [indistinct] yep. Because sometimes I'll come sleep at my Aunty's place
SOMA [indistinct] everything like that, and I will open the windows because the air come in because this smell no good. Sometimes no air go in.
INMON So you went to your Aunty's place and you opened the windows up to let the air come in except for the smells no good sometimes?
SOMA Yeah. Yep. And I go inside of the house [indistinct] is outside. Just sitting in front of the house. And I come out. Said please give my wallet [indistinct]. And he tried get up … maybe feel that I do something for her. And that's why I pulled at the hair and said no I won't do something for you. I want my wallet back and will leave you alone. And [indistinct]. Yep. For that time I hold down the … the hair. I turned away, turned around and go inside the house and he follow me. He follow me he said please please Michael I don't have your wallet … I said please I want my wallet you take my wallet [indistinct] I know you take my wallet. Said look I lost my stuff [indistinct]. He lost my stuff [indistinct]. I said what's your stuff. He said he lost my marijuana. I said [indistinct] he said he wanted to come with me go find it. Said Nah-ah. I not smoke marijuana. I don't like it at all. But if you want to go find it give my wallet and you go find it … and get inside house … I go back inside house [indistinct] and he [indistinct] up inside and he cried and cried I said don't be cry I'm gonna do something for you. And he said please I don't know your wallet … I don't know anything. I said he tell me he lost your stuff he lost your marijuana and when … when you said [indistinct]. And after that … uh … after that he's coming in and said this is for [indistinct] your wallet. Said what [indistinct] my wallet. I said … and open … he open her clothes. I not open. I not do anything. He open her clothes. Put down [indistinct] and he lay down her bed. And … yep. I said [indistinct] please please Michael I don't know anything [indistinct] for your wallet. Yeah and do that and after that I said you want to go shower, and said yeah said go for shower [indistinct] go shower I go bring a towel [indistinct] and [indistinct] everything like that. I said if you want change your clothes anything like that … I do. Said nah I'm all right. And I said what do you want … I said you want to sleep here you all right … If you want to go home, I pay the taxi for you. And he said please I want to go home because of my dad, he go … he go to work, go somewhere like that. I said all right, what can I do. I want to ring up a taxi. Said yep all right for [indistinct] you ring up taxi and he … he'll ring up the taxi and after that [indistinct] … he say to me [indistinct] go stay in front of the house or wait for the taxi. I say yeah I do, and I [indistinct] money to pay the taxi. Said only five dollar. I said here because the change fall out [indistinct] my put it inside my wallet he put inside … [indistinct] uh what do you call this [indistinct] …
SOMA Pocket. And I'm go outside and said here this is a ten dollar for paying your taxi. And taxi come and he … he … he still hold on me … give a big hug … give a kiss for me and taxi comes [indistinct] here … I said all right you go and said yeah make sure you ring up me next day because he'd give to me the phone number. I said all right. [indistinct]. He go. That's all.
INMON She ... how come her beads have broken … around her neck?
SOMA Right. That's what time I go hold down the … the hair and I go down together
SOMA Yeah … hold together for the … for the … the … that one
INMON Behind the head? You're holding … you're … you're actually putting your hand here, uh just on where your collar is … underneath your collar at the back of your hairs
INMON Back of your neck … so … is that where you grabbed hold of this girl?
INMON Did you put anything around her mouth? A t-shirt?
SOMA The … yeah. Yeah. Because he … he … crying for tell everyone I rape and for that time I not rape … I'm angry for because I want my wallet back. I want to go to sleep with my girlfriend or I want to go to sleep inside my house. And he [indistinct]. And he … he … he tell … he say with me everything. I said I don't want you tell me your story, I want my wallet back, and I don't know why you jump on inside the taxi and come home.
INMON Well what … what where were you going … what."
She was crying inside the house, wasn't she?-- No. She not cry.
You forced her down on to the ground outside the house, didn't you?-- No.
You forced her on to the ground outside the house with sufficient force to leave marks on her back of the ground underneath?-- No.
HIS HONOUR: Was she ever lying on the ground?-- No. Only the time - inside the cab, outside. The time she stand up and take my wallet and smoke and she walk away, these the time she fall down a couple of time.
So, you say at no stage was she on the ground out in front of the house?-- That's - out from the gate?
I am saying out the front of the house you threw her on the ground, didn't you?-- No, no.
You did that because you were angry, didn't you, and you forced her onto the ground because you were angry?-- No.
Well, you see, you remember talking with Sergeant Inmon at Townsville on 19 May 2000. On that occasion you told him that she was crying, didn't you?-- No.
And you also told him that you pushed her onto the ground, didn't you?-- No.
Your Honour, can I have the tape recorder attached, please? Just have a listen to this."
"The introduction of the tape in the course of cross-examination of the accused amounts to evidence in rebuttal: see Pincus JA in Burns[76]. Lawrence[77] was also a case in which the relevant evidence was led during the case for the defence.
It is a general and fundamental principle governing the conduct of criminal trials that the evidence for the prosecution must be presented before an accused is called upon. In Shaw[78] the principle was stated succinctly in the joint judgment of Dixon, McTiernan, Webb and Kitto JJ in the following way: 'Clearly the principle is that the prosecution must present its case completely before the prisoner's answer is made.'
'The principle, authoritatively stated in Shaw, that the prosecution must present its case completely before the prisoner's answer is made, applies with equal force whether the Crown seeks to introduce evidence during the course of the case for the defence or after the close of the case for the defence. The rule that the prosecution may not split its case, but must offer all its proofs before the prisoner is called upon for his defence, is not merely technical but is an important rule of fairness.'"
"Complaint was made of the tender of a tape-recording of a telephone conversation to prove that in April 1997 the appellant, during the course of a long telephone conversation, the critical part of which is set out in the reasons of Muir J, threatened his wife. The appellant's outline says that the tape should not have been admitted. That is in my opinion correct. It is clear from the five authorities mentioned below that the judge had a discretion to exercise, since the proffered evidence constituted rebuttal and was therefore only admissible subject to the tests in Killick[82] and Chin[83]; the five cases are Niven[84], Ghion[85], Neville[86], Hall[87] and Kern[88]. This does not appear to have been recognised at the trial, where admission of the tape was not objected to. Had objection been made, in my opinion the evidence should have been excluded; the circumstance that the evidence was proffered during cross-examination of the appellant, rather than at the conclusion of his evidence, does not make the principle I have mentioned inapplicable. Rationally, the evidence proved little more than that the appellant, some six months before the occurrence of the alleged offences, had become very angry with his wife and used extravagant language towards her. If it had proved anything more specific an attempt might have been made to have it admitted in chief, on the principles discussed above in relation to the evidence of Michael.
In Killick the main judgment drew attention to the general rule that the evidence on which the Crown relies should be presented before it closes its case and to the fact that evidence tendered by the Crown after the close of the defence case 'may assume an inflated importance in the eyes of the jury'[89]. The evidence in question here was given before the defence case closed; but nevertheless it came in at a stage when its impact upon the jury's view of the appellant's credibility might have been considerable. Altogether different considerations would arise, as to the exercise of the discretion to admit evidence of a prior inconsistent statement made by an accused, where the point of inconsistency is one of central importance, although not one on which evidence could necessarily have been led in chief. An example of that would be a case where the accused, having told the police he knew absolutely nothing of the matter in question, gives evidence at his trial that he was indeed involved but in an innocent way."
"(a) The Court of Appeal erred in finding that the tape of the [respondent's] interview was wrongly admitted into evidence in spite of that Court's determination that the requirements of section 18 of the Evidence Act 1977 (Qld) were satisfied; and
(b) The Court of Appeal erred in finding that the tender of the tape of the [respondent's] interview amounted to evidence in rebuttal."
"Whilst perhaps it may be that evidence made admissible by s 98 in strictness does not always rebut the case made by the accused, yet the policy evidently expressed in s 371(i) would require a wide construction of the expression 'evidence in rebuttal'. It calls, in our opinion, for the exercise of the trial judge's discretion in relation to all evidence sought to be adduced by the Crown after the accused's defence is complete, that is to say, in what could be called a case in reply."
"Evidence may be called by the prosecution in rebuttal whenever the defendant gives evidence of fresh matter which the prosecution could not foresee. Thus, in an old case on a charge of theft, the defendant gave evidence that he had bought the property from A; A, called as a witness in rebuttal, was allowed to deny that he had sold the property to the defendant, but not to add that 'he had seen the defendant steal it' for this was merely confirmatory of the original charge.[99]"
"A witness may be cross-examined about a former statement made by him which is inconsistent with the evidence he gives at the trial. Under ss 17 and 18 of the Evidence Act 1977-1981, proof that he made such a statement may be given[104]. Before proof of it may be given the circumstance of his making it must be so designated to the witness as to identify the particular occasion on which it was made so as to enable him to explain it if he can[105]. Once the prior statement is proved in this fashion its contents necessarily form part of the evidence at the trial; but they are available only for the purpose of discrediting the witness by demonstrating that he is not worthy of belief. They are not available to prove, and they may not be relied upon as proving, the truth of facts in issue, even if (as s 18 requires that they must be) the contents of the prior statement relate to facts in issue. The jury in a criminal trial must be directed accordingly[106]. It is therefore plainly quite improper for counsel to adduce evidence of a prior inconsistent statement with a view to, or in the hope of, inducing a jury to act on that statement as evidence of facts in issue. Particularly is that so in criminal trials, where the statement, if acted upon by the jury for the illegitimate purpose of establishing the facts in issue, is potentially prejudicial to the accused. Hence the remark of Philp J, in giving judgment in the Court of Criminal Appeal in R v Thompson[107], that the 'calling of a witness known to be hostile solely with the motive of using him as a conduit pipe as it were to get in inadmissible evidence would be improper, and we should interfere if such a thing occurred.'
I have so far been speaking of the law as it was in Queensland before 1977. Whether juries were able to appreciate, and in practice observed, the distinction between evidence going only to credit and evidence going to the issue may be doubted. The legislature was evidently not confident they did because, in the Evidence Act in 1977, it altered the law governing the use to which a prior inconsistent statement might be put."
"Section 101 has changed the law. Prior inconsistent statements proved by virtue of s 17 or s 18 are no longer relevant only to credit. They are now also evidence of any facts they contain provided only that direct oral evidence of those facts would be admissible if given by the maker of the statement. That means that the direction, required by R v Pearson[109] and other cases to be given to the jury, is no longer appropriate. Indeed, to give it now would be incorrect if the statement in question satisfied the requirements of s 101."
"The source of the discretion invoked … is to be found in s 130 of the Evidence Act, or at any rate in the general power conferred by the common law, to exclude evidence that it would be unfair to the person charged to admit[112]. Section 130 expressly provides that nothing in the Act is to derogate from that power. Before the power under s 130 is called into operation two requirements must be fulfilled. It must be 'unfair' to the person charged to admit the evidence; and the Court must be 'satisfied' that it is unfair."
"Nothing in this Act derogates from the power of the court in a criminal proceeding to exclude evidence if the court is satisfied that it would be unfair to the person charged to admit that evidence."
Evidence Act 1906 (WA), s 21; Evidence Act 1929 (SA), s 28; Evidence Act 1939 (NT), s 19; Evidence Act 1958 (Vic), s 35; Evidence Act 1971 (ACT), s 61 (now replaced for the time being by Evidence Act 1995 (Cth), s 43; see also s 44); Evidence Act 1995 (NSW), s 43; Evidence Act 1995 (Cth), s 43; Evidence Act 2001 (Tas), s 43. ↑
Sopinka, Lederman and Bryant, The Law of Evidence in Canada, (1992) at 868. ↑
Bryant, "The Adversary's Witness: Cross-Examination and Proof of Prior Inconsistent Statements", (1984) 62 Canadian Bar Review 43. ↑
Taylor, A Treatise on the Law of Evidence, 12th ed (1931), vol 2, s1445. ↑
R v Hall [1986] 1 Qd R 462 at 463 per McPherson J. ↑
Wigmore, Evidence in Trials at Common Law, Chadbourn rev (1970), vol 3A, s1017. ↑
North Australian Territory Co v Goldsborough, Mort & Co [1893] 2 Ch 381 at 386; Alchin v Commissioner for Railways (1935) 35 SR (NSW) 498 at 509; Cotton v Commissioner for Road Transport and Tramways (1942) 43 SR (NSW) 66; R v Thynne [1977] VR 98 at 100. ↑
Crowley v Page (1837) 7 Car & P 789 at 792 [173 ER 344 at 345]. ↑
Stone and Wells, Evidence - Its History and Policies, (1991) at 675; Holdsworth, A History of English Law, (1965), vol 15 at 140. ↑
Holdsworth, A History of English Law, (1965), vol 15 at 141. ↑
(1820) 2 Brod & B 284 at 313 [129 ER 976 at 988]. ↑
Stone and Wells, Evidence - Its History and Policies, (1991) at 675; Cross on Evidence, 6th Aust ed (2000), s17535; see Crowley v Page (1837) 7 Car & P 789 [173 ER 344]. ↑
Wigmore, Evidence in Trials at Common Law, Chadbourn rev (1970), vol 3A, s1026. ↑
Wigmore, Evidence in Trials at Common Law, Chadbourn rev (1970), vol 3A, s1026. ↑
The Queen
Soma
(1955) 93 CLR 493
(1985) 157 CLR 671
(1952) 85 CLR 365
(1984) 154 CLR 563
(1974) 131 CLR 116
(1968) 118 CLR 513
(1981) 147 CLR 565
(1981) 38 ALR 1
(1978) 140 CLR 108
(2002) 76 ALJR 1552
(1998) 194 CLR 610