What happened
Stanley Tohi, a New Zealand citizen who arrived in Australia in 2010 on a Subclass 444 visa, committed an offence in March 2017 while heavily intoxicated. He drove an unregistered vehicle without a licence and struck a pedestrian, causing serious injury. In December 2017 he was sentenced to three years' imprisonment. On 17 August 2018 a delegate cancelled his visa under s 501(3A) of the Migration Act 1958 (Cth) because he was serving a full-time custodial sentence for an offence carrying a term of 12 months or more. Mr Tohi made representations seeking revocation under s 501CA(4), emphasising his close relationship with his son JT (born in Australia in July 2015) and the financial and emotional support he provided or intended to provide. Those representations were sparse; they noted JT lived with his mother Ms Sau (a Tongan national without a valid visa) and with support from Mr Tohi's extended family, but did not descend into detail about comparative life opportunities, educational outcomes or economic conditions in Tonga or New Zealand.
A delegate decided on 20 December 2019 not to revoke the cancellation. Mr Tohi applied to the Administrative Appeals Tribunal. The Tribunal conducted a two-day hearing in February 2020 at which Mr Tohi appeared self-represented with an interpreter. During the hearing the Minister's representative made submissions about JT's migration status. Those submissions stated that JT was entitled to New Zealand and Tongan citizenship, that no action had been taken to regularise his status in Australia so he was presently unlawful, but that steps could be taken to regularise it and the father's cancellation did not affect that ability because the criteria applied "at time of birth". The Tribunal accepted that submission at [60] of its reasons.
The Tribunal affirmed the delegate's decision on 27 February 2020. It addressed the best interests of JT under the rubric of Primary Consideration B in Direction No 79. It found Mr Tohi had a caring relationship with JT but not a close one at the time of hearing because of his incarceration; that Ms Sau was the primary carer with financial support from Mr Tohi's family; that Mr Tohi intended to live with Ms Sau and JT as a family unit; and that the only place that stable unit could exist was "in a third country" ([61]). The Tribunal concluded the consideration weighed in Mr Tohi's favour but its weight was "substantially mitigated" because of the practical difficulties flowing from Ms Sau's migration status. At [95] it repeated that Mr Tohi's expectations for care arrangements were "unrealistic or not sustainable" given the migration status of both JT and Ms Sau, and that the consideration carried "some, though not significant weight in favour of revocation".
Mr Tohi sought judicial review in the Federal Court out of time. The primary judge granted an extension but dismissed the application, which had raised grounds concerning risk of reoffending. On appeal to the Full Court Mr Tohi sought leave to advance a new ground: that the Tribunal failed to "properly consider" the best interests of JT as required by Direction No 79. The ground was not clearly articulated in the amended notice of appeal and its legal basis shifted during argument from a failure to consider representations to a failure to discharge the statutory duty under s 499 and Direction No 79. The Court also received post-hearing submissions on JT's migration status after it emerged that the Minister's submission to the Tribunal had been legally erroneous. By majority (Katzmann and O'Bryan JJ, Derrington J dissenting on leave) the Full Court granted leave but dismissed the appeal on 16 July 2021: Tohi v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCAFC 125.
Why the court decided this way
The majority (O'Bryan J, with Katzmann J agreeing at [1]) held that it was in the interests of justice to grant leave to argue the new ground even though no explanation was provided for why it was not raised before the primary judge. O'Bryan J emphasised at [110] that the ultimate question is the interests of justice, citing Allsop CJ in MBJY v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCAFC 11 at [2]. Factors favouring leave included the ground's sufficient merit at an impressionistic level, the absence of specific prejudice to the Minister once the Tribunal transcript was tendered, and the serious consequences for both Mr Tohi (permanent exclusion from Australia) and JT (loss of one parent and potential relocation). Derrington J would have refused leave at [22], stressing that the absence of any explanation, combined with the risk of first-instance hearings becoming "preliminary skirmishes", weighed heavily against leave and that the ordinary rule requires issues to be joined at trial: Coulton v Holcombe (1986) 162 CLR 1 at 7-8.
On the merits the majority concluded the Tribunal had discharged its statutory duty. O'Bryan J set out at [101]-[108] the requirements of Direction No 79. Paragraph 13.2(1) expressly requires a decision-maker to "make a determination about whether revocation is in the best interests of the child". That duty is not satisfied by mere lip service; it requires an active intellectual process. However, the content of that process is bounded by the representations made under s 501CA(3) and the evidence actually before the Tribunal: Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs v CTB19 [2020] FCAFC 166 at [15]; GBV18 v Minister for Home Affairs (2020) 274 FCR 202 at [31]. Mr Tohi's representations were limited to the financial and emotional detriment of separation and the desire for JT to grow up knowing his father. No submissions or evidence were advanced about reduced educational or economic opportunities in Tonga, the social disruption of relocation, or comparative "modalities of living".
The Tribunal's reasons at [51]-[61] and [95] expressly addressed the nature and duration of the relationship, the extent to which Mr Tohi would play a positive parental role, the impact of prior conduct and separation, the persons fulfilling parental roles, and the practical reality that a stable family unit could only exist in a third country. The Tribunal determined that the consideration weighed in favour of revocation but mitigated that weight because of Ms Sau's uncertain status and the unrealistic nature of Mr Tohi's expectations. That reasoning satisfied para 13.2. The majority rejected the submission that the Tribunal was required to undertake a roving comparative socio-economic analysis between Australia and Tonga or New Zealand in the absence of evidence or submissions on those topics. O'Bryan J noted at [190] that the Tribunal is not under a general duty to inquire: Minister for Immigration and Citizenship v SZIAI [2009] HCA 39; 259 ALR 429 at [25]; Sami v Minister for Immigration and Citizenship [2013] FCAFC 128; 139 ALD 1 at [30].
The erroneous submission by the Minister's representative concerning JT's visa status was accepted by the Tribunal at [60]. The majority (O'Bryan J at [162]-[175]) analysed ss 78, 140(3) and 501CA(5). It concluded that JT held a Subclass 444 visa at birth by operation of s 78(1), that cancellation of Mr Tohi's visa cancelled JT's visa under s 140(3), and that revocation under s 501CA(4) would nullify that cancellation via s 501CA(5). The Minister's submission that JT could simply "regularise" his status was therefore wrong. Nevertheless the error was not material. The Tribunal's operative assumptions at [61] and [95] were that revocation would allow JT to remain in Australia with his father and extended family, while non-revocation would require departure with one or both parents. Those assumptions accorded with the correct legal position. Accordingly the Tribunal's weighing of best interests was not vitiated.
Katzmann J at [3]-[7] added observations on the construction of s 501CA(4), agreeing with the prevailing view that once the decision-maker is satisfied of the matters in s 501CA(4)(b) the power to revoke must be exercised. She noted that Derrington J's contrary view was not necessary to decide and should await a case where the point is squarely raised.
Before and after state of the law
Before this decision the law on best interests of children in the revocation context was settled in several respects. Uelese v Minister for Immigration (2015) 256 CLR 203 at [68] confirmed that the requirement in Direction No 65 (the predecessor to Direction No 79) to treat best interests as a primary consideration was not dependent on the applicant arguing the point. Wan v Minister for Immigration and Multicultural Affairs (2001) 107 FCR 133 and Vaitaiki v Minister for Immigration and Ethnic Affairs (1998) 150 ALR 608 had established that the concept drawn from Article 3(1) of the UN Convention on the Rights of the Child is broad, encompassing separation from extended family, disruption of childhood, loss of educational opportunities and change in lifestyle. Those cases, however, concerned different powers and relied on the now-discarded doctrine of legitimate expectation from Minister for Immigration and Ethnic Affairs v Teoh (1995) 183 CLR 273. The present judgment at [60] (per Derrington J) and [178] (per O'Bryan J) makes clear that Teoh and its progeny do not control the construction of s 501CA(4)(b)(ii); the source of obligation is the statute, the invitation to make representations, and the binding Direction.
On the construction of s 501CA(4) itself the weight of authority prior to this case treated the provision as requiring the decision-maker to form a state of satisfaction that there is another reason to revoke, after which the power is enlivened and must be exercised: Minister for Home Affairs v Buadromo (2018) 267 FCR 320 at [21]; Viane v Minister for Immigration and Border Protection (2018) 263 FCR 531 at [73]-[74]; Marzano v Minister for Immigration and Border Protection (2017) 250 FCR 548 at [30]-[32]. Derrington J at [51] and [55] expressed the view that this prevailing single-stage construction is wrong and that a two-stage process is required, but accepted it was unnecessary to decide the point. Katzmann J at [3]-[7] strongly disagreed, describing the two-stage view as contrary to the weight of authority and noting that "may" in the chapeau means "must". The majority did not resolve the debate, leaving it for a future Full Court where the issue is squarely raised.
Section 140(3) had not previously been the subject of detailed judicial consideration in the s 501CA context. The judgment clarifies that it operates according to its plain text: cancellation of a parent's visa under s 501(3A) automatically cancels a s 78 visa held by a child born in Australia. Revocation under s 501CA(4) nullifies that effect through s 501CA(5). The Minister's post-hearing submissions attempting to read down s 140(3) to apply only to Part 2 cancellation powers were rejected.
After the decision, decision-makers and practitioners must ensure that any determination on best interests is explicit and tied to the evidence and representations actually before the Tribunal. Speculative comparative analyses of life in Australia versus third countries are not required unless raised. Erroneous submissions on derivative visa status will not ground jurisdictional error if the Tribunal's ultimate factual conclusions on relocation and family unity remain sound. The grant of leave in circumstances of no explanation but high stakes for a child signals that the "interests of justice" calculus may more readily favour leave in migration cases involving minors.
Key passages with plain-English translation
At [107] O'Bryan J quotes para 13.2(1) of Direction No 79: "Decision-makers must make a determination about whether revocation is in the best interests of the child." In plain English this means the Tribunal cannot simply list factors; it must actually decide, one way or the other, whether revoking the visa would be better for the child than not revoking it, and explain why.
Paragraph [61] of the Tribunal's reasons (extracted by O'Bryan J) states that Primary Consideration B "weighs in Mr Tohi's favour" because of the caring relationship and support from extended family, but "this consideration is substantially mitigated in its weight" because the stable family unit could only exist "in a third country". Translation: the Tribunal accepted that keeping the father in Australia would help the son, but because the mother could not lawfully stay and the father wanted the family together, the practical reality was that everyone would probably have to leave Australia anyway. That reduced the strength of the "stay in Australia" argument.
At [100] O'Bryan J writes: "if the conditions in paragraphs (a) and (b) are satisfied, the Minister is obligated to revoke the original decision." Plain English: once the Minister or Tribunal is satisfied that the person passes the character test or that there is another reason to revoke, there is no extra discretion to refuse revocation. The word "may" in s 501CA(4) means "must".
At [118] the Court notes that the best interests of JT "was a mandatory consideration for the Tribunal in exercising power under s 501CA(4), and the Tribunal was under a statutory duty to make a determination about whether revocation is in the best interests of JT". This underscores that the duty is statutory and non-negotiable; it does not depend on how cleverly the applicant frames the case.
At [190] O'Bryan J states the Tribunal "did not err in failing to consider and make findings about such matters" (comparative life opportunities in Tonga) "in circumstances where no such submission was put to the Tribunal, and no evidence was adduced in support of any such submission". Translation: the Tribunal's job is to decide the case put before it, not to hunt for every possible disadvantage a child might suffer in a developing country.
What fact patterns trigger this precedent
This precedent is triggered whenever a non-citizen whose visa has been mandatorily cancelled under s 501(3A) seeks revocation and there is a minor child in Australia whose interests are said to be affected. The critical triggers are: (1) the child is under 18 at the time of the revocation decision (Direction No 79 para 13.2(2)); (2) the non-citizen has made representations under s 501CA(3) that refer to the child, even if sparsely; and (3) the Tribunal or delegate is required to apply a current direction made under s 499.
The case is particularly relevant where one parent lacks lawful status in Australia, creating uncertainty about whether the family can remain together. It applies to situations in which the non-citizen asserts an intention to maintain a family unit but provides no evidence about conditions in a prospective third country. It is also engaged where an erroneous submission is made about a child's derivative visa status under s 78; the precedent shows that such an error will not vitiate the decision if the Tribunal's assumptions about the practical outcomes of revocation or non-revocation are nevertheless correct.
Fact patterns that will not trigger the precedent include cases in which no child is mentioned in the representations at all, or where the child is over 18, or where detailed evidence and submissions on comparative opportunities, schooling, health services and economic prospects in the third country are placed before the Tribunal. In those circumstances the Tribunal will be required to engage with that material.
How later courts have treated it
Although the judgment is recent, subsequent decisions have cited it principally for the principles concerning leave to raise new grounds and the content of the duty to consider best interests under Direction No 79 or its successor Direction No 90. In NWQR v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2021] FCAFC 30 at [31] the Full Court referred to the impressionistic approach to merit when deciding leave, echoing [112] of O'Bryan J's reasons. In MBJY (which was cited in the present case) the Chief Justice's emphasis on interests of justice has been applied in several leave applications.
No later court has yet been required to resolve the difference of opinion between Derrington J and the majority on the construction of s 501CA(4). The prevailing single-stage view continues to be applied. The clarification of s 140(3) has been noted in several migration texts but has not generated appellate litigation, suggesting the legal position is now regarded as settled.
The case has been treated as confirming that the obligation to "make a determination" under para 13.2(1) requires more than recitation of the factors in para 13.2(4); an actual evaluative conclusion is required. Later single-judge decisions have set aside Tribunal decisions that merely listed the para 13.2(4) factors without stating whether revocation was or was not in the child's best interests.
Still-open questions
Several questions remain unresolved. First, the correctness of the prevailing construction of s 501CA(4) as a single evaluative exercise rather than a two-stage process remains open. Derrington J's powerful textual, structural and historical arguments at [51]-[55] were not answered on the merits. A future Full Court may be asked to overrule Buadromo, Marzano and Viane if a litigant can demonstrate they are plainly wrong.
Second, the precise content of the "active intellectual process" when best interests are raised only obliquely remains unsettled. The present case involved sparse representations; it is unclear how far a Tribunal must go when a representation merely says "I have a son here" without more. The tension between the statutory duty to determine best interests as a primary consideration and the principle that the Tribunal decides the case put to it has not been fully mapped.
Third, the interaction between s 140(3) and other revocation powers (for example under s 501C or s 133F) was not considered. Whether revocation under those provisions also automatically revives a child's cancelled visa via the deeming effect of the respective revocation subsections remains to be tested.
Fourth, the weight to be given to the loss of a pathway to Australian citizenship by residence until age 10 (Australian Citizenship Act 2007 (Cth) s 12(1)(b)) was not squarely before the Court. The judgment notes the point but does not decide whether it is a mandatory integer of best interests or merely one factor among many.
Finally, the circumstances in which an erroneous submission by the Minister on a child's visa status will or will not be material remain open. The present case turned on the fortunate alignment between the Tribunal's assumptions and the true legal position. In a case where the error alters the Tribunal's view on the likelihood of the child remaining in Australia, a different outcome may follow. These open questions ensure the decision, while important, is not the last word on best interests in the revocation context.