New information or further submissions
28 In support of the appellant's first new ground Mr Godwin of Counsel, submitted that there is a distinction between new factual information and new submissions based upon existing facts. He submitted that, here, all that was done was the provision of additional submissions and no new facts or information was provided. He relied upon the decision in Minister for Immigration and Border Protection v CLV16 [2018] FCAFC 80 where it was said:
[50] It is concluded that a 'submission' which only addresses the information already made available for consideration by the Authority and which contains no additional factual information is neither:
1. A 'document'; nor
2. 'information'
for the purposes of the definition of 'new information' as set forth in s 473DC.
…
[54] The expression "new information" as defined in s 473DC(1), it is concluded, seeks to identify the sources whereby new factual material is sought to be placed before the Authority. To expose the Authority to the prospect of receiving an ever‐changing or continually emerging factual account of the claims for protection being advanced would run counter to the legislative objective of "fast track" decision‐making. But there remains no clearly expressed legislative intent to deny to a claimant the ability to place before the Authority - and to have the Authority in fact consider - a submission directed to an established pool of factual information.
He also relied on the following passage in Plaintiff M174/2016 v Minister for Immigration and Border Protection [2018] HCA 16:
[24] The term 'new information' must be read consistently when used in ss 473DC, 473DD and 473DE as limited to 'information' (which may or not be recorded in a document), in the ordinary sense of a communication of knowledge about some particular fact, subject or event, that meets the two conditions set out in s 473DC(1)(a) and (b).
29 The Court's attention was also drawn to the Full Court decision in NABE v Minister for Immigration and Multicultural and Indigenous Affairs (No 2) (2004) 144 FCR 1 (NABE (No 2)) and, in particular, that part of the judgment which considered the obligation of a decision maker to make a finding on a "substantial, clearly articulated argument relying upon established facts": Dranichnikov v Minister for Immigration and Multicultural Affairs (2003) 197 ALR 389 [24] (Dranichnikov) per Gummow and Callinan JJ, Hayne J agreeing [95]. In reliance on the reasons of Gummow and Callinan JJ in that case, their Honours in NABE (No 2) observed:
[56] The observations cited reflect the general principle that the first task of the Tribunal is to determine whether the applicant's claims are claims of a well-founded fear of persecution for one of the reasons set out in Art 1A(2) of the Refugees Convention. Those are questions of characterisation which involve in part questions of law. The factual questions that follow are, as in Dranichnikov, whether the applicant has a fear of persecution, whether it is well founded and if so whether the apprehended persecution is for a Convention reason. Those logical steps emerge as necessary elements of the Tribunal's review function by reference to the nature of the decision it is called on to review. The way in which it discharges that function flows from the powers and procedures prescribed for the Tribunal in the conduct of reviews and the use of the word "review".
30 That paragraph rightly emphasises the elemental consideration required by the decision maker which includes the factual elements of the existence of fear of persecution from some source for one of the reasons in the Convention.
31 The Court in NABE (No 2) then identified the obligation of the decision maker to consider claims which were not expressly articulated to it:
[58] The review process is inquisitorial rather than adversarial. The Tribunal is required to deal with the case raised by the material or evidence before it - Chen v Minister for Immigration and Multicultural Affairs (2000) 106 FCR 157 at [114] (Merkel J). There is authority for the proposition that the Tribunal is not to limit its determination to the "case" articulated by an applicant if evidence and material which it accepts raise a case not articulated - Paramananthan v Minister for Immigration and Multicultural Affairs (1998) 94 FCR 28 at 63 (Merkel J); approved in Sellamuthu v Minister for Immigration and Multicultural Affairs (1999) 90 FCR 287 at 293 - 294 (Wilcox and Madgwick JJ). By way of example, if a claim of apprehended persecution is based upon membership of a particular social group the Tribunal may be required in its review function to consider a group definition open on the facts but not expressly advanced by the applicant - Minister for Immigration and Multicultural Affairs v Sarrazola (No 2) (2001) 107 FCR 184 at 196 per Merkel J, Heerey and Sundberg JJ agreeing. It has been suggested that the unarticulated claim must be raised "squarely" on the material available to the Tribunal before it has a statutory duty to consider it - SDAQ v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 199 ALR 265 at [19] per Cooper J. The use of the adverb "squarely" does not convey any precise standard but it indicates that a claim not expressly advanced will attract the review obligation of the Tribunal when it is apparent on the face of the material before the Tribunal. Such a claim will not depend for its exposure on constructive or creative activity by the Tribunal.
32 Later their Honours agreed with the comments of Selway J in GBB v Minister for Immigration and Multicultural and Indigenous Affairs (2003) 199 ALR 364 where he accepted that it was not obligatory on an applicant to attach the correct Convention label to describe his or her plight and then added:
His Honour, in our view, correctly stated the position when he said (at [18]):
[18] The question, ultimately, is whether the case put by the appellant before the tribunal has sufficiently raised the relevant issue that the tribunal should have dealt with it.
This does not mean that the tribunal is only required to deal with claims expressly articulated by the applicant. It is not obliged to deal with claims which are not articulated and which do not clearly arise from the materials before it.
33 In reliance on the above, Mr Godwin further submitted that the obligation of the IAA was to consider any claim which clearly arises from the material before it which, if accepted, would give rise to fear of persecution. So the submissions went, if the applicant for a visa asserted a fear of persecution in their country of origin for any particular reason, the decision maker was required to consider a claim for protection based upon any other fact in the material regardless of whether the applicant asserted a fear of harm because of it.
34 With respect that submission cannot be accepted and it is an extension of the principle in Dranichnikov well beyond its intended limits.
35 The discussion in NABE (No 2) makes it clear that a claim for protection needs to be "raised" before the decision maker in order for it to be considered. The claim may be raised expressly by being articulated in one form or another. Where that is done the decision maker must turn its mind to whether the material which is available establishes the integers of the claim.
36 However, where the claim is unarticulated, the obligation of the decision maker is more obscure. As the authorities say, the implicit case must be one which "arises clearly" or "squarely" from the material. However, there is very little guidance as to how the claim is to be detected. Whilst it is said that it does not depend "for its exposure on constructive or creative activity" by the decision maker, nothing is identified as to the lengths to which the decision maker must go to detect the existence of a claim. It is apparent that in this exercise the authorities require the decision maker to "connect the dots" of a potential claim to some extent but they do not explain how many dots need to exist before the task needs to be attempted.
37 It must be kept in mind, as Gleeson CJ observed in Appellant S395/2002 v Minister for Immigration and Multicultural Affairs (2003) 216 CLR 473 [1], the claim advanced must be one which was made before the decision maker:
… Proceedings before the tribunal are not adversarial; and the issues are not defined by pleadings, or any analogous process. Even so, this court has insisted that, on judicial review, a decision of the tribunal must be considered in the light of the basis upon which the application was made, not upon an entirely different basis which may occur to an applicant, or an applicant's lawyers, at some later stage in the process.
38 Relevantly for the present case, if it is apparent that on the evidence, material or established facts before the decision maker that there is an absence of an essential element to a successful claim, can it be said that the claim "arises" such that the obligation arises to consider the claim. In order to "consider" the claim the decision maker would be required to set out in its reasons the evidence relating to the claim, assess that evidence and form a conclusion as to whether it can be sustained. Necessarily, that cannot be the obligation of the decision maker where it is clear that an essential element of a claim is missing. In order for a claim to be said to "arise", there needs to be some evidence or material suggestive of the existence of each element of the claim to be considered. Absent that, the decision maker cannot be expected to undertake an exploration and assaying of the material before it to ascertain whether an unarticulated claim exists.
39 In order for an entitlement to protection to arise under the Convention the claimant needs to have, inter alia, a "well-founded fear of persecution": s 36(2)(a) and s 5H of the Act. Under the Complementary Protection provisions there must be a real risk that the applicant will suffer significant harm: s 36(2)(aa) of the Act. The fear of persecution or the risk of harm are essential factual elements of these claims as explained in Dranichnikov and NABE (No 2) and, if they do not arise on the material before the decision maker, a relevant claim based on them does not arise for consideration.