[2022] WASCA 127
General information, not legal advice.
Court of Appeal (WA)
2022-10-24
Mazza JA
Original judgment source is linked above.
I was continually being assaulted. I was threatened with assault. I had been threatened to have my arms and legs broken by people. I had [the deceased] threatening to come around and finish me off.
(1) It is lawful for a person (the occupant) who is in peaceable possession of a dwelling to use any force or do anything else that the occupant believes, on reasonable grounds, to be necessary -
(a) to prevent a home invader from wrongfully entering the dwelling or an associated place; or
(b) to cause a home invader who is wrongfully in the dwelling or on or in an associated place to leave the dwelling or place; or
(c) to make effectual defence against violence used or threatened in relation to a person by a home invader who is -
(i) attempting to wrongfully enter the dwelling or an associated place; or
(ii) wrongfully in the dwelling or on or in an associated place; or
(d) to prevent a home invader from committing, or make a home invader stop committing, an offence in the dwelling or on or in an associated place.
(1A) Despite subsection (1), it is not lawful for the occupant to use force that is intended, or that is likely, to cause death to a home invader unless the occupant believes, on reasonable grounds, that violence is being or is likely to be used or is threatened in relation to a person by a home invader.
(2) A person is a home invader for the purposes of subsection (1) if the occupant believes, on reasonable grounds, that the person -
(a) intends to commit an offence; or
(b) is committing or has committed an offence, in the dwelling or on or in an associated place.
(3) The authorisation conferred by subsection (1)(a), (b) or (d) extends to a person assisting the occupant or acting by the occupant's authority.
(4) If under subsection (1)(c) it is lawful for the occupant to use a degree of force, it is lawful for another person acting in good faith in aid of the occupant to use the same degree of force to defend the occupant.
(5) This section has effect even if the conduct it authorises would not otherwise be authorised under this Chapter.
(6) In this section -
associated place means -
(a) any place that is used exclusively in connection with, or for purposes ancillary to, the occupation of the dwelling; and
(b) if the dwelling is one of 2 or more dwellings in one building or group of buildings, a place that occupants of the dwellings use in common with one another;
offence means an offence in addition to any wrongful entry;
place means any land, building or structure, or a part of any land, building or structure.
harmful act means an act that is an element of an offence under this Part other than Chapter XXXV.
(2) A harmful act done by a person is lawful if the act is done in self-defence under subsection (4).
(3) If -
(a) a person unlawfully kills another person in circumstances which, but for this section, would constitute murder; and
(b) the person's act that causes the other person's death would be an act done in self-defence under subsection (4) but for the fact that the act is not a reasonable response by the person in the circumstances as the person believes them to be,
the person is guilty of manslaughter and not murder.
(4) A person's harmful act is done in self-defence if -
(a) the person believes the act is necessary to defend the person or another person from a harmful act, including a harmful act that is not imminent; and
(b) the person's harmful act is a reasonable response by the person in the circumstances as the person believes them to be; and
(c) there are reasonable grounds for those beliefs.
(5) A person's harmful act is not done in self-defence if it is done to defend the person or another person from a harmful act that is lawful.
(6) For the purposes of subsection (5), a harmful act is not lawful merely because the person doing it is not criminally responsible for it.
Ground 1: failure to leave 'home invader' defence to the jury Appellant's submissions
(1) The appellant was a person in peaceable possession of a dwelling (and so the 'occupant');
(2) the deceased was a home invader; namely a person the appellant believed, on reasonable grounds, intended to commit an offence or was committing or had committed an offence in the dwelling;
(3) the appellant believed, on reasonable grounds, that it was necessary to use force to the home invader to prevent her from committing, or to make her stop committing, an offence in the dwelling or an associated place; and
(4) accepting that the force used was likely to cause death to the home invader, the appellant must have believed on reasonable grounds that violence was being, or was likely to be, used or threatened in relation to a person by the deceased.
(1) The deceased was 'scary' when under the influence of alcohol;[171]
(2) the deceased gave the appellant a 'thousand mile stare', which 'unnerved him a bit' and he thought 'what fucken next';[172]
(3) the deceased had previously got angry and hit the appellant when he made comments about her drinking; the appellant had told the deceased to stop drinking just prior to the incidents the subject of the charge;[173]
(4) the deceased threatened the appellant with the knife by waving it around at him;[174]
(5) the appellant felt 'very uneasy' when the deceased first came out of the house with the knife;[175]
(6) the deceased called the appellant a 'cunt' and punched him in the head saying 'you can't do this to me', before collecting the knife a second time;[176]
(7) the deceased waved around and thrust the blade of the knife (a large, military-style dagger) towards the appellant and then back at herself;[177]
(8) the deceased did this with the knife several times;[178]
(9) the appellant had never seen behaviour like this before;[179]
(10) the appellant was so concerned that he wrestled the knife off the deceased;[180]
(11) the deceased was 'really strong' and it was difficult to get the knife off her;[181]
(12) the appellant received a cut to his thumb;[182]
(13) the appellant held the knife at chest height outwards in a defensive manner;[183]
(14) the appellant said 'what's the fuck going on? What's the fuck going on?' and then 'bang, that was it';[184]
(15) the deceased lunged straight at the appellant very quickly;[185]
(16) the appellant saw the knife in the deceased's chest;[186]
(17) the appellant 'didn't expect it to happen';[187]
(18) 'it all happened so quickly';[188]
(19) the appellant 'didn't do anything deliberately';[189]
(20) it 'was an accident' and the appellant does not know how the deceased was stabbed;[190]
(21) the deceased came towards him and 'it just happened';[191]
(22) the appellant was not thinking rationally and does not understand what happened;[192]
(23) the appellant was a 'battered husband';[193]
(24) the deceased could dominate the appellant physically and 'in every possible way';[194]
(25) the deceased had stabbed the appellant more times than he could count.[195]
The appellant's version at trial as to the circumstances and his state of mind at and around the time the knife penetrated the deceased
Operator: Okay. Tell me exactly what's happened.
Appellant Um, stabbed in the chest.
Operator: How did that happen, mate?
Appellant: Uh, argument.
Operator: [indistinct] when did this happen?
Appellant: Uh, five minutes ago.
Operator: Okay. Is, is the attacker still nearby?
Appellant: Oh, it was me, mate. That's why I'm ringing.
Operator: Okay.
Appellant: It was a domestic argument.
THORNS: And that's when she got me thumb and me hand. Um, it was just weird but anyway so I, I actually got, I managed to get it off her and I had it in my hand and then she just lunged at me.
SCON DYER: Okay.
THORNS: Just, just lunged and that's when it was in her and I didn't even know sort of thing. It took me, um, I, I don't know, to realise that she was stuck. And I pulled it out and, um, of course she, she was, um, she, she went back like this and, and, and I grabbed it and, and I got me phone out of me pocket and straight away, um, 'cause I still had her up, straight away dialled the, um, emergency number. (emphasis added)
SCON HELLER: So you said she lunged at you.
THORNS: She just, she just came.
SCON HELLER: Yep.
THORNS: Just not like, I don't know, I don't know, she just came.
SCON HELLER: Yep.
THORNS: I, I don't think she expected to happen what happened and I didn't expect what to happen, happened. I don't know what, but it, it's not like I did anything, I didn't do anything deliberately, I didn't.
SCON HELLER: So the knife blade has stabbed into [the deceased].
THORNS: Yes.
SCON HELLER: Yes. What's happened immediately after that?
THORNS: Um, I've realised she's been stabbed. (emphasis added)
Well, I went back there and I was saying something like, 'What's the fuck going on? What's the fuck going on?' And she just, pfft, bang, that was it.
...
You say you've got the knife and you were in the position which you indicated, and you did something like 'she was pfft'. What was that?
‑‑‑She lunged straight at me.
She lunged at you?---Straight at me.
With what speed did she lunge at you?---Very, very quick.
It was - it was instant.
Right?---Instant.
And what happened next? Where was Ms Booth after she lunged at you?‑‑‑I pushed her back to the - in the corner there.
Can you indicate on the photograph where you pushed Ms Booth back?‑‑‑In here.
The witness is indicating the corner of the L-shaped kitchen bench.
SIMMONDS J: Yes. And is that under the windows?
CHONG, MS: Yes.
SIMMONDS J: Yes.
CHONG, MS: And after you pushed her back into the corner, what then happened?---Well, I've gone back a little bit, and then I've seen the knife.
And where was the knife?---In her. (emphasis added)
The open‑ended, non‑leading questions asked by counsel in this passage should be noticed. We will return to this in considering ground 5.
The evidential onus cast upon the appellant does not present a high bar. The factual analysis must have regard to the evidence as a whole. But in undertaking that analysis, a judge must guard against speculation and the assumption of facts in favour of an accused where there are gaps in the evidence.
First, it was open to the jury to conclude that, to fend off a blow by the deceased, the appellant had raised the arm and the hand in which he was carrying the knife and had pushed or hit the deceased, but that the prosecution had not established beyond reasonable doubt that the appellant had consciously used the knife to attack or wound the deceased. Secondly, it was open to the jury to conclude that, despite what the appellant said, the prosecution had not established beyond reasonable doubt that the appellant had not acted in self‑defence. Thirdly, it was open to the jury to conclude that the prosecution had established that the appellant had deliberately attacked the deceased with the knife. In that last event the question would then have been whether the deceased was proved to have done so intending to kill (and thus was guilty of wilful murder) or had done so intending only to do grievous bodily harm (and thus was not guilty of wilful murder but guilty of murder).
Ground 3: inadmissible DNA evidence led through an unqualified police officer
The very last witness, the forensic biologist, Nadia Mahomed, is unlikely to be called. The DNA is really not in issue. It will be led through police in a circumscribed fashion.
The appellant's counsel did not respond to this outline of the State's position, which reflected agreement reached between counsel in an earlier email exchange.[275]
Ground 4: the prosecution's failure to adduce the DNA results for the knife, scabbard and polo shirt Appellant's submissions
(1) The nature, location and orientation of the two stab wounds suffered by the deceased in the course of the earlier incident. The deceased suffered a stab wound to the front of her neck that tracked from front to back and a second stab wound to the side of her neck that was 28 mm in length, and penetrated through muscle to a depth of 3 ‑ 4 cm.[283] The prosecutor submitted that the nature of the cuts to the deceased's neck was consistent with a stabbing, rather than a cut occurring inadvertently in the course of a struggle over the knife.[284]
(2) The text messages sent by the appellant after the deceased's neck was cut stated that the appellant had 'cut the [deceased's] throat', that she had deserved it, and that the appellant was waiting for the police. The prosecutor submitted that the appellant's attempts to explain these messages consistently with the deceased's neck having been cut inadvertently lacked any credibility.[285]
(3) The prosecution submitted that it would have been illogical for the appellant to leave the knife lying around in circumstances where the deceased was drinking and becoming violent, given the appellant's evidence that she had a fascination with knives and had stabbed him more times than he could count.[286]
Ground 5: incompetence of counsel Appellant's submissions
(1) Failing to request that the trial judge direct the jury on the home invader defence and self-defence, despite those defences being 'clearly raised' on the evidence;[288]
(2) failing to lead evidence directly relevant to self-defence, such as what was going through the appellant's mind when he held the knife defensively towards the deceased;[289]
(3) permitting the prosecutor to lead inadmissible DNA evidence from a police officer without sufficient explanation of DNA;
(4) failing to ensure that the prosecutor lead evidence of the DNA on the knife handle, scabbard, and polo shirt, thus depriving the jury of crucial evidence supporting the appellant's account; and
(5) running a defence solely based on unwilled act, which was bound to fail because of the evidence that the deceased would have had to jump onto the knife to impale herself, and which ignored reasonable alternative defences consistent with the stabbing being intentional.[290]
In this context, miscarriage of justice has two aspects, process and outcome. If the conduct of counsel has deprived the accused of a fair trial according to law, that will give rise to a miscarriage of justice without regard to whether counsel's conduct might have affected the outcome: TKWJ [76] (McHugh J); Nudd v The Queen [2006] HCA 9 [3] - [7] (Gleeson CJ). This corresponds with that limb of the proviso where there is a serious breach of the pre‑suppositions of a trial: Weiss v The Queen [2005] HCA 81; (2005) 224 CLR 300 [46]; Wilde v The Queen [1988] HCA 6; (1988) 164 CLR 365, 373. A complete failure to cross examine a complainant or a complete failure to address the jury may result in an unfair trial: TKWJ [76]. So too may wrong advice that an accused is not entitled to give evidence: Nudd [17].
In the majority of cases, irregular conduct of counsel will not deprive the appellant of a fair trial. In such circumstances, the ultimate question of whether a miscarriage of justice has occurred raises two issues. First, did counsel's conduct result in a material irregularity in the trial. Secondly, is there a significant possibility that the irregularity affected the outcome: TKWJ [79] (McHugh J); Ali v The Queen [2005] HCA 8; (2005) 79 ALJR 662 [18] (Hayne J).
The test of whether there is a material irregularity is objective: TKWJ [17], [27] - [28], [107]. Ordinarily, it is difficult to establish a material irregularity when the alleged error of counsel concerned forensic choices upon which competent counsel could have differing views: TKWJ [81]. However, if the error of counsel plainly affected the result of the trial, there will be a miscarriage even though the error involved a forensic choice or judgment. Where the error involves the failure to adduce evidence, there are parallels with the test for the admission of new or fresh evidence: TKWJ [32] (Gaudron J).
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[1] For which we will use the convenient shorthand 'defence'.
[166] Wimbridge v The State of Western Australia [2009] WASCA 196 [21]; Duckworth v The State of Western Australia [No 4] [2018] WASCA 2 [24] ‑ [27].
[167] Braysich v The Queen [2011] HCA 14; (2011) 243 CLR 434 [17], [36].
[169] Appellant's submissions [23] - [26], citing ts 563, 575, 578.
[172] Video record of interview (VROI) 16, 109, 112.
[198] Appellant's submissions [30]; appeal ts 35 - 36.
[200] Ugle v The Queen [2002] HCA 25; (2002) 211 CLR 171 [75].
[203] Appellant's submissions [39] - [40], citing Williams v Smith [1960] HCA 22; (1960) 103 CLR 539, 545.
[204] Macaree v The State of Western Australia [2011] WASCA 207.
[205] Hawke v The State of Western Australia [2017] WASCA 40.
[206] Appellant's submissions [44] - [45].
[231] Taiapa v The Queen [2009] HCA 53; (2009) 240 CLR 95 [5].
[234] Hawke [171]. While Mazza JA was in dissent as to whether there was an evidential basis for the s 23A defence, that does not detract from the general principle stated by his Honour.
[235] Appellant's submissions [28] - [30].
[242] Hawke [188], [194], [199].
[263] Appellant's submissions [54], citing Suresh v The Queen [1998] HCA 23; (1998) 72 ALJR 769 [23].
[266] Appellant's submissions [57], citing ts 378, 701.
[267] Appellant's submissions [58], citing VROI 168, 169.
[268] Appellant's submissions [59], citing ts 709.
[269] Appellant's submissions [60], citing ts 374; prosecution brief 425, 426, 429.
[270] Appellant's submissions [61], citing ts 745 - 746.
[272] R v Soma [2003] HCA 13; (2003) 212 CLR 299 [11], [79]; Johnston v The State of Western Australia [2010] WASCA 121 [4] ‑ [5]; RKT v The State of Western Australia [2017] WASCA 13 [50].
[276] Nudd v The Queen [2006] HCA 9; (2006) 80 ALJR 614 [9]; Baden‑Clay [48]; Hamilton v The Queen [2021] HCA 33; (2021) 95 ALJR 894 [54].
[278] Any such submission would have been inappropriate, given the absence of an evidentiary foundation for it.
[279] Appellant's submissions [63], [64], [66].
[281] Nguyen v The Queen [2020] HCA 23; (2020) 269 CLR 299 [36].
[292] Affidavit of Ms Patti Chong, sworn 26 April 2022 [42].
[293] Affidavit of Ms Patti Chong, sworn 26 April 2022 [44].
[294] Huggins v The State of Western Australia [2018] WASCA 61 [375] ‑ [401].
[295] TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124 [74]; McMahon v The State of Western Australia [2010] WASCA 143 [24]; CFM v The State of Western Australia [2017] WASCA 15 [118].
[297] TKWJ [74], [79]; R v Birks (1990) 19 NSWLR 677, 685; McMahon [24].
[298] Nudd [8] - [9]; KLM v The State of Western Australia [2009] WASCA 73; (2009) 194 A Crim R 503 [51].
[300] TKWJ [17], [27], [107]; Rodi v The State of Western Australia [2017] WASCA 81; (2017) 51 WAR 96 [115].
[301] McMahon [25] ‑ [27]; this passage has been applied by this court many times.
(2005) 79 ALJR 662
(2009) 240 CLR 95
(2005) 224 CLR 300
(1960) 103 CLR 539
(1998) 72 ALJR 769
(2006) 80 ALJR 614
(2021) 95 ALJR 894
(2002) 212 CLR 124
(1990) 19 NSWLR 677
(2017) 51 WAR 96
(1988) 164 CLR 365
(2011) 243 CLR 434
(2002) 211 CLR 171
(2003) 212 CLR 299
(2020) 269 CLR 299