[2024] VSCA 169
General information, not legal advice.
Court of Appeal (Vic)
2024-07-30
Leish JA, Lyons JA
Original judgment source is linked above.
SECRETARY TO THE DEPARTMENT OF JUSTICE AND COMMUNITY SAFETY
ADMINISTRATIVE LAW - Worker Screening Act 2020 - Working with children check ('WWC') application - 'WWC category C application' due to grooming charges being laid in 2015 against first respondent that did not result in conviction - Separate 2011 allegations of sexual misconduct made by child 1 against first respondent - Tribunal excluded interviews conducted in 2019 relating to 2011 allegations involving child 1 on basis they did 'not have sufficient probative weight' - Whether Tribunal erred by failing to exercise its review jurisdiction by ignoring material relevant to statutory task - Interviews had serious limitations that affected probative value and weight - No additional factual matters relevant to allegations in interviews beyond material already before Tribunal - Interviews not an essential feature of or centrally important to Tribunal's statutory task - No jurisdictional error - Leave to appeal granted - Appeal dismissed.
ADMINISTRATIVE LAW - Worker Screening Act 2020 - WWC application - Mandatory consideration of factors prescribed under s 65(2) - Whether Tribunal erred by taking into account irrelevant consideration - Whether Tribunal erred by failing to take into account mandatory consideration - No jurisdictional error established - Leave to appeal refused.
Chang v Neill [2019] VSCA 151; (2019) 62 VR 174, applied.
(a) by taking into account an irrelevant consideration that it was bound not to consider or, alternatively, misconstruing a statutory provision, namely s 65(2)(e) of the WS Act which prescribes a mandatory consideration (proposed ground 2); and/or
(b) by failing to take into account a consideration it was statutorily bound to consider by ss 108(1) and 65(2)(h) of the WS Act (proposed ground 3).
(a) grant leave to appeal on proposed ground 1 but dismiss the appeal;
(b) refuse leave with respect to proposed grounds 2 and 3; and
(c) refuse the application to adduce fresh evidence.
The statutory regime and applicable principles
65 Determination of WWC category C application
(1) The Secretary must give a WWC clearance on a WWC category C application unless -
(a) the Secretary is satisfied that giving the WWC clearance would pose an unjustifiable risk to the safety of children having regard to the factors set out in subsection (2); or
(b) the Secretary is satisfied that -
(i) a reasonable person would not allow their child to have direct contact with the applicant while the applicant was engaged in any type of child-related work; or
(ii) the applicant's engagement in any type of child-related work would pose an unjustifiable risk to the safety of children.
(2) For the purposes of subsection (1)(a), the Secretary must have regard to -
(a) the nature and gravity of the conduct and its relevance to child-related work; and
(b) the period of time since the applicant engaged, or allegedly engaged, in the conduct; and
(c) in the case of an offence, whether a finding of guilt or a conviction was recorded for it or a charge for it is still pending; and
(d) in the case of an offence, the sentence imposed for it; and
(e) the ages of the applicant and of any victim at the time the applicant engaged, or allegedly engaged, in the conduct; and
(f) whether or not the conduct has been decriminalised or has ceased to be subject to disciplinary charges since the applicant engaged, or allegedly engaged, in it; and
(g) the applicant's behaviour since the applicant engaged, or allegedly engaged, in the conduct; and
(h) the likelihood of future threat to a child caused by the applicant; and
(i) any information given by the applicant in, or in relation to, the application; and
(j) any other matter that the Secretary considers relevant to the application.
108 Jurisdiction of VCAT - WWC category C
(1) In a review of a decision to give a WWC exclusion on a WWC category C application or in relation to a WWC category C re-assessment, VCAT must determine whether in the particular circumstances it would be appropriate to refuse to give a WWC clearance, having regard to any matters to which the Secretary must have regard under section 65(2).
(2) VCAT must determine that it is appropriate to refuse to give a WWC clearance unless VCAT is satisfied that -
(a) a reasonable person would allow their child to have direct contact with the applicant while the applicant was engaged in any type of child-related work; or
(b) the applicant's engagement in any type of child-related work would not pose an unjustifiable risk to the safety of children.
(3) Even if VCAT does not determine under subsection (1) or (2) that it would be appropriate to refuse to give a WWC clearance, VCAT must determine that it is appropriate to refuse to give the clearance unless it is satisfied that it is in the public interest to give the clearance.
The Tribunal must act fairly and according to the substantial merits of the case in all proceedings.
(1) The Tribunal -
(a) is bound by the rules of natural justice;
(b) is not bound by the rules of evidence or any practices or procedures applicable to courts of record, except to the extent that it adopts those rules, practices or procedures;
(c) may inform itself on any matter as it sees fit;
(d) must conduct each proceeding with as little formality and technicality, and determine each proceeding with as much speed, as the requirements of this Act and the enabling enactment and a proper consideration of the matters before it permit.
(2) Without limiting subsection (1)(b), the Tribunal may admit into evidence the contents of any document despite the non-compliance with any time limit or other requirement specified in the rules in relation to that document or service of it.
(2A) Without limiting subsection (1), at the hearing of a proceeding the Tribunal may admit into evidence any material put before the Tribunal at an earlier stage of the proceeding, or any material put before the Tribunal in another proceeding, if the Tribunal considers it desirable to do so.
(2B) Subsection (2A) is subject to any other provision of this Act, an enabling enactment or any other law that provides that evidence or material is not admissible in a proceeding.
(3) Subject to this Act, the regulations and the rules, the Tribunal may regulate its own procedure.
(4) Subsection (1)(a) does not apply to the extent that this Act or an enabling enactment authorises, whether expressly or by implication, a departure from the rules of natural justice.
...
102 Evidence
(1) The Tribunal must allow a party a reasonable opportunity -
(a) to call or give evidence; and
(b) to examine, cross-examine or re-examine witnesses; and
(c) to make submissions to the Tribunal.
(2) Despite subsection (1), the Tribunal may refuse to allow a party to call evidence on a matter if the Tribunal considers that there is already sufficient evidence of that matter before the Tribunal.
Section 148 does not confer a general right of appeal on the merits of a case. If no threshold question of law can be identified, the case is not suitable for the type of restricted appeal that s 148 provides.
The 'question of law' requirement in s 148 confers a limited capacity on the Court to review findings of fact made by a Tribunal member. The requirement in s 148 to state a question of law is germane to the capacity of the Court to review findings of fact made by a Tribunal member. The identification of a question of law is not merely a precondition to the exercise of a right to appeal, but the subject matter of the appeal itself.[17]
This 'practical as well as principled restraint' means that the Court 'will not be concerned with looseness in the language of the Tribunal nor with unhappy phrasing of the Tribunal's thoughts'. Hence, the reasons of the Tribunal for the decision under review 'are not to be construed minutely and finely with an eye keenly attuned to the perception of error'. The reality is 'that the reasons of an administrative decision-maker are meant to inform and not to be scrutinised upon over-zealous judicial review by seeking to discern whether some inadequacy may be gleaned from the way in which the reasons are expressed'.[19]
The 2011 allegations concerning Child 1, Child 2 and Child 3
(a) during Terms 2 and 3 of 2011, TXD put his hand on Child 1's 'private parts' on around five occasions;
(b) it happened in the classroom when TXD called Child 1 up to the front of the class;
(c) TXD would put his hand on Child 1's back or shoulder, then 'rub [his] tummy' then put his hand on Child 1's groin; and
(d) Child 1 had seen TXD touch another child 'down by the groin' but did not know if TXD had made contact with this other child's groin.
The 2015 charges concerning the Child 4 allegations
(a) on 19 August 2015, he was issued an 'interim negative notice' under the WC Act 2005 (equivalent to an interim WWC exclusion under the WS Act);[28]
(b) on 4 September 2015, his employment was terminated by DET;
(c) on 9 September 2015, his assessment notice and working with children card were revoked by the Secretary and he was issued with a 'negative notice' (equivalent to a WWC exclusion); and
(d) on 10 September 2015, his teacher registration was suspended by VIT.
VIT's further investigations into the Child 1 and Child 4 allegations
[T]he reinstatement of TXD's teaching registration not be considered as he would be an unacceptable risk to vulnerable primary school children until [he] undertakes supervision and the supervisor reports to the VIT they are satisfied that any deficiets [sic] in his insights and professional boundaries and ethics have been sufficiently addressed.[29]
at best engaged in misguided goodwill and overstepped ethical boundaries by engaging in his relationship with [Child 4]. The lack of insight is the greatest risk factor discoverable, our opinion is for [TXD] to undergo extensive training before being re-evaluated for any teaching role.
(a) have regard to the matters to which the Secretary must have regard under s 65(2) ('s 65(2) factors');
(b) be satisfied that a reasonable person would allow their child to have direct contact with the applicant (i.e. TXD) while the applicant was engaged in any type of child-related work (s 108(2)(a)); and
(c) be satisfied that the applicant's engagement in any type of child-related work would not pose an unjustifiable risk to the safety of children (s 108(2)(b)); and
(d) be satisfied that it is in the public interest to give the clearance (s 108(3)).[31]
Fresh evidence application and proposed ground 1
...
1. As to Question A:
(a) By order dated 24 November 2022, and before the hearing of the review, the Tribunal directed that a recorded interview was not to be relied upon the hearing because it did not have 'sufficient probative weight.' The relevant interview was between a Child who had made allegations about TXD and a Victorian Institute of Teaching Investigator.
(b) The recorded interview was relevant to the Tribunal's task of review under s 108 of the WS Act.
(c) By excluding the recorded interview, the Tribunal failed to fulfill its statutory review task by failing to evaluate all of the material that was centrally relevant to its task.
(a) the audio file of the interview between officers of the VIT and Child 1 dated 25 January 2019 (i.e. the Child 1 interview);
(b) the video file of the interview between officers of the VIT and Child 1's sister dated 13 February 2019 (i.e. the sibling interview); and
(c) the transcripts of the 2019 interviews.
(a) the application for this material was made by the Secretary;
(b) TXD did not consent to the 21 September orders;
(c) in making the orders, the Tribunal had considered the powers conferred upon it by ss 108 and s 65(2) of the WS Act and ss 51 and 130 of the VCAT Act and noted that the Tribunal can take into account any matter it considers relevant; and
(d) '[o]nce the Tribunal has received the requested documents, the Tribunal will assess the relevance of and any weight to be given to the documents'.
Having reviewed the submissions filed by the parties in accordance with the orders of the Tribunal dated 3 November 2022, and having been satisfied that the recorded [2019] interviews referred to in those orders do not have sufficient probative weight, the Tribunal directs that the recorded [2019] interviews are not to be relied upon at the hearing in this matter.
(a) the Vitale report summarised at [31] to [34] above, which was based upon, among other things, the summary of the disclosure by Child 1 to police on 29 November 2011 prepared by Detective Senior Constable Tony Henry and the statement to police made by Child 1's mother. These last documents were exhibited to the Vitale report, but were not in the version before the Tribunal;
(b) the Greenwell report summarised at [35] above;
(c) the opening submissions before the VIT hearing, which commenced on 22 April 2022, which recorded in relation to the Child 1 allegations that:
(i) on the evening of 29 November 2011, Child 1 was interviewed by police in a VARE (video and audio recorded evidence);
(ii) Child 1 described a repeated process in which TXD, while sitting at his desk, would call Child 1 over to him and touch his genitals with his hand; and
(d) the Secretary's determination.
The authorities to which we have referred establish that a factual error may constitute jurisdictional error if it amounts to a constructive failure to perform the statutory function conferred on the decision-maker. As the Full Court of the Federal Court emphasised in MZYTS, this is not a failure to take into account a relevant consideration in the Peko-Wallsend sense. Factual errors that may constitute jurisdictional error include a failure by the decision-maker to have regard to relevant factual material and the taking into account of such material in a manner that misconstrues its nature or effect (the latter may be described as a constructive failure to have regard to the material). Whether such a factual error amounts to a constructive failure to perform the statutory function conferred on the decision-maker will depend on the importance of the material to the exercise of the function and the seriousness of the error. Jurisdictional error will be committed if the subject matter, scope and purpose of the statutory function indicate that taking into account the relevant material - properly construed - is an essential feature of a valid exercise of the function.[50]
(a) the subject matter of s 108 is that the Tribunal is vested with the power to review decisions of the Secretary related to WWC category C applications, being a special category of application where the applicant meets certain criteria (which relevantly include having been charged with a sexual offence against a child which has been finally dealt with other than by way of conviction or finding of guilt);
(b) the purpose and scope of s 108 are interrelated, namely VCAT must determine whether, in the particular circumstances, it would be appropriate to refuse a WWC clearance for such an applicant;
(c) in forming its view with respect to (b), the 'paramount consideration'[53] is the protection of children from sexual or physical harm. One of the main purposes of the WS Act is 'to assist in protecting children from sexual and physical harm by providing for screening of persons who work with, or care for, children';[54]
(d) the Tribunal's task in this statutory context is to weigh the risk to children posed by an applicant, having regard to their previous behaviour. The centrality of future risk to children (and the Tribunal's role in forecasting it) is reflected in the tests contained in the subsections of s 108: s 108(1) specifically incorporates the s 65(2) factors (where each is relevant to the likelihood or risk of future sexual or physical harm to a child caused by the applicant); s 108(2)(a) (which focuses on what a reasonable parent would do); and s 108(2)(b) (which focuses on whether there is an unjustifiable risk to the safety of children); and
(e) the nature of the evidence or material to be relied upon in making its decision is very much within VCAT's power and discretion, subject to VCAT's obligations to act in accordance with natural justice. We will discuss this further below.
Decisions about whether particular parts of the evidence should be admitted - and, if so, for what purpose - were matters for the judgment of the Tribunal. After all, the Tribunal is not bound by the rules of evidence and may inform itself in any way it sees fit, subject always to its obligation to act fairly and 'according to the substantial merits of the case'. Breaches of natural justice aside, appellate intervention in relation to an evidentiary ruling would only ever be warranted if it could be shown that the Tribunal's discretion had wholly miscarried - for example, because of a misapprehension of the matters in issue.[55]
(a) the 2019 interviews were not sworn evidence;
(b) those interviews were conducted seven years after the relevant events,
(c) the parents of Child 1 took an active role in the 2019 interviews with the result that the interviews were potentially infected by their involvement; and
(d) there was no intention on the part of the Secretary to call Child 1 (or make him available for cross examination).
...
2. As to Question B:
(a) At [87] of its reasons the Tribunal noted:
I observe from the evidence from the committal, especially that of the child's mother, that the child was not an immature or naïve and closeted child unfamiliar with sexualised behaviour and was in a domestic environment which was somewhat challenging.
(b) By implication from the nature, purpose and text of the WS Act, the matters adverted to in [87] by the Tribunal were an irrelevant consideration that must not be taken into account in the discharge of its review function.
(c) Alternatively, by considering the matters that are set out in [87], it can be inferred that the Tribunal misconstrued and/or misapplied s 65(2)(e) of the WS Act.
(a) section 65(2)(j): any other matter the Secretary considers relevant to the application;
(b) section 65(2)(h): the likelihood of future threat to a child caused by the applicant; and
(c) possibly s 65(2)(a): the nature and gravity of the conduct.
...
3. As to Question C:
(a) At [101]-[107] the Tribunal set out competing evidence relevant to the question of whether TXD presented a likelihood of a future threat to a child.
(b) The Tribunal did not reject any of that evidence (one way or the other). It follows that there was evidence before the Tribunal that had not been rejected that demonstrated the presence of a future threat to a child.
(c) By [108], it can be inferred that the Tribunal did not give any weight to the likelihood of a future threat to a child presented by TXD.
(d) It follows that the Tribunal failed to take into account the consideration required by s 65(2)(h).
(a) the competing psychological evidence of Dr Warren and Ms Matthews obtained for the purpose of the VIT investigations (see above at [51]-[52] (Dr Warren) and [[[62]](#_Ref158 (b) the recommendation of Ms Munro-Smith (see above at [54]) that TXD was ready for reinstatement of his teacher registration following completion of professional developme[63] training;63
(c) the favourable report provided by TXD's treating psychologist, Tara Couzens in support of his character;[64] and
(d) the Magistrates' Court of Tasmania's finding that TXD's actions in inappropriately crossing teacher-student boundaries would be unlikely to change in the future.[65]
(a) the Secretary submitted that Dr Warren's opinion should be preferred, on the basis that the methodology adopted by Ms Matthews was limited, noting that Ms Matthews' report observed that the allegations against TXD were 'thoroughly investigated unsubstantiated allegations'. The Secretary maintained that this observation could readily be discredited, relying on the findings of Ms Vitale (see above at [31]) and admissions of TXD in the County [66]urt trial;66
(b) the Secretary contended that Ms Munro-Smith lacked objectivity, referring to the Magistrates' Court of Tasmania's decision not to accept her evidence;[67] and
(c) the Secretary criticised Ms Couzen's evidence because she treated TXD for anxiety and depression, rather than in relation to child-related risks.[68]
(a) the Tribunal's conclusion at [108] must be read as the Tribunal concluding that the magnitude of threat was zero;
(b) 'to get to zero' is a substantial task in light of the evidence pointing in both directions, including towards a degree of future risk, which had not been rejected;
(c) as a result, the Secretary submitted that there was at least some likelihood of a future threat, which was not taken into account; and
(d) consequently, the Tribunal erred by failing to take into account a mandatory relevant consideration.
In weighing up the evidence, emphasis must be placed on the nature and gravity of the conduct considered in the context of [TXD]'s child-related work as a teacher at that time. Furthermore, a significant period has now passed and in the intervening years [TXD] has educated himself by undertaking professional development training. Therefore, I am satisfied that [TXD] does not pose an unjustifiable risk to the safety of children.[72]
(a) a significant body of relevant and contemporaneous material concerning Child 1's 2011 complaint was received into evidence and considered by the Tribunal;
(b) as stated at [116] above, it was not suggested that the 2019 interviews contained any new information in relation to TXD's conduct with Child 1;
(c) as a means of throwing light on the credibility of Child 1's 2011 complaint, the 2019 interviews were inherently flawed (as identified at [115] above);
(d) the Tribunal was vested with the discretion to determine what evidence it should receive; and
(e) after hearing detailed submissions, the Tribunal ordered that the 2019 interviews not be admitted into evidence because they were of insufficient probative value, and that order has not been challenged.[76]
[1] To ensure there is no possibility of identification, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the first respondent.
[2] TXD v Secretary to the Department of Justice and Community Safety (Review and Regulation) [2023] VCAT 420 (Quigley J) ('Reasons').
[3] Adopting the usual course, the Tribunal submitted to such order as the Court might make (save as to costs). See R v Australian Broadcasting Tribunal; ex parte Hardiman [1980] HCA 13; (1980) 144 CLR 13, 35 (Gibbs, Stephen, Mason, Aickin and Wilson JJ); [1980] HCA 13.
[4] Worker Screening Act 2020, s 1(a)-(b) ('WS Act').
[7] Ibid s 3 (definition of 'WWC check').
[12] There are three categories - A, B and C - with category C being assessed according to the least stringent legal test.
[13] WS Act, sch 5, cl 2. See also, Reasons, [27].
[15] Metricon Homes v Softley [2016] VSCA 60; (2016) 49 VR 746, 748 [5], 755 [22] (Warren CJ, Tate JA and Robson AJA agreeing); [2016] VSCA 60.
[16] Qu v Wilks [2023] VSCA 198, [67] (Beach, Kennedy and Walker JJA).
[17] [2016] VSCA 109; (2016) 218 LGERA 167, 179 [43]-[44] (Garde AJA, Tate and Kyrou JJA agreeing); [2016] VSCA 109. See also Fraser v Sperling [2017] VSCA 53 [55]-[56] (Maxwell P, Santamaria and McLeish JJA).
[18] Secretary to the Department of Justice and Regulation v OUX [2018] VSCA 178, [36] (Priest, Beach and Weinberg JJA) ('OUX') citing Collector of Customs v Pozzolanic Enterprises Pty Ltd [1993] FCA 356; (1993) 43 FCR 280, 286 (Neaves, French and Cooper JJ); [1993] FCA 456.
[19] OUX [2018] VSCA 178, [36] (Priest, Beach and Weinberg JJA) (citations omitted). See also Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259, 272 (Brennan CJ, Toohey, McHugh and Gummow JJ); [1996] HCA 6.
[20] The VIT is an independent statutory authority for the teaching profession, whose primary function is to regulate members of the teaching profession to ensure quality teaching, and provide for the safety and wellbeing of children. The VIT was established by the Victorian Institute of Teaching Act 2001 in December 2002 and undertakes its functions in accordance with the Education and Training Reform Act 2006.
[32] As to the s 65(2) factors: ibid [72]-[137]; as to s 108(2)(a): ibid [138]-[147]; as to s 108(2)(b): ibid [148]-[149]; as to s 108(3): ibid [150]-[154].
[37] Relying upon MDE v Department of Justice and Community Safety (Review and Regulation) [2022] VCAT 742, [48] (Senior Member Billings).
[49] Relying upon Chandra v Webber [2010] FCA 705; McCormack v The Commissioner of Taxation (2001) 114 FCR 574; [2001] FCA 1700; Attorney-General (NT) v Minister for Aboriginal Affairs [1989] FCA 202; (1989) 23 FCR 536.
[50] [2019] VSCA 151; (2019) 62 VR 174, 200 [92] (Maxwell ACJ, Beach and Kyrou JJA); [2019] VSCA 151 ('Chang').
[51] Ibid citing Minister for Immigration and Border Protection v MZYTS (2013) 230 FCR 431, 451 [64] (Kenny, Griffiths and Mortimer JJ); [2013] FCAFC 114.
[52] Minister for Immigration and Border Protection v SZSRS [2014] FCAFC 16; (2014) 309 ALR 67, 80 [56]-[57] (Katzmann, Griffiths and Wigney JJ); [2014] FCAFC 16.
[55] [2014] VSCA 75; (2014) 50 VR 256, [258]; [2014] VSCA 75 (citations omitted).
[56] It is unnecessary to decide whether the 24 November order was an 'order' within the meaning of s 148 of the VCAT Act. That section provides for an appeal from an order of VCAT, but not from a mere ruling: State of Victoria (Dept of Education) v Turner [2007] VSC 362; (2007) 17 VR 217, 219-20 [9] (Warren CJ); [2007] VSC 362.
[57] [2018] VSCA 178, [36] (Priest, Beach and Weinberg JJA). See [22] above.
[58] [2011] VSC 227; (2011) 34 VR 23, 36 [72]; [2011] VSC 227 ('Maleckas').
[60] Ibid. See Reasons, [97]-[100].
[71] Maleckas [2011] VSC 227; (2011) 34 VR 23, 36 [72] (Kyrou J).
Secretary to the Department of Justice and Community Safety
TXD [2024] VSCA 169
(2019) 62 VR 174
(1980) 144 CLR 13
(2016) 49 VR 746
(2016) 218 LGERA 167
(1993) 43 FCR 280
(1996) 185 CLR 259
(2001) 114 FCR 574
(1989) 23 FCR 536
(2013) 230 FCR 431
(2014) 309 ALR 67
(2014) 50 VR 256
(2007) 17 VR 217
(2011) 34 VR 23