[2025] FCA 387
General information, not legal advice.
Federal Court of Australia
2025-04-23
Nicholas J
Original judgment source is linked above.
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Mr T Cordiner KC with Ms C Cunliffe and Ms M McGrath
(a) until 21 May 2025; or
(b) if any application for leave to appeal is filed by that date, until the determination of that application or the determination of any appeal if leave to appeal is granted.
Note: Entry of orders is dealt with in Rule 39.32 of the Federal Court Rules 2011.
(1) AU 2013203677 ("677");
(2) AU 2013203748 ("748");
(3) AU 2013203685 ("685");
(4) AU 2013203689 ("689"); and
(5) AU 2013203751 ("751").
Each of the Applications is entitled "Antigen Binding Proteins to Proprotein Convertase Subtilisin Kexin Type 9 (PCSK9)".
Claim 5, a Residue Claim, is for:
- An isolated monoclonal antibody that binds to at least one of amino acid residues 207, 208, 162, 164, 167, or 123 of SEQ ID NO: 1, and wherein the monoclonal antibody blocks binding of PCSK9 to LDLR.
An isolated monoclonal antibody, wherein, when bound to PCSK9, the monoclonal antibody binds to at least one of the following residues: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, and wherein the monoclonal antibody blocks binding of PCSK9 to LDLR.
...
An isolated monoclonal antibody that recognizes an epitope on human PCSK9, wherein the epitope comprises at least ten of the following residues: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, wherein the monoclonal antibody reduces binding between PCSK9 and an EGFa domain of LDLR.
...
- An isolated monoclonal antibody that binds to amino acids in human PCSK9, wherein the amino acids comprise ten or more of the following amino acids: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, and wherein the monoclonal antibody reduces binding between PCSK9 and an EGFa domain of LDLR.
Claims 2 and 13 do not use the word "residue", however, as with claims 1 and 10, they identify particular amino acid residues by reference to their place in the sequence.
An isolated monoclonal antibody that binds to human PCSK9 and reduces binding between human PCSK9 and an EGFa domain of LDLR, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody that comprises a heavy chain variable region of the amino acid sequence in SEQ ID NO: 67; and a light chain variable region of the amino acid sequence in SEQ ID NO: 12.
An isolated monoclonal antibody that binds to human PCSK9 and is neutralizing in that an excess of said antibody reduces the quantity of human PCSK9 bound to LDLR in an in vitro competitive binding assay, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody that comprises: a heavy chain variable region of the amino acid sequence in SEQ ID NO: 49; and a light chain variable region of the amino acid sequence in SEQ ID NO: 23.
Throughout the specification and claims, unless the context requires otherwise, the word "comprise" or variations such as "comprises" or "comprising", will be understood to imply the inclusion of a stated integer or group of integers but not the exclusion of any other integer or group of integers.
(a) Failure to define the invention - The claims of each of the Applications fail to define the invention in that they pertain to any "isolated monoclonal antibody" having some claimed functional features only. The "blocking" function of an antibody, knowledge of the epitope or a residue or residues on an antigen to which an antibody binds, or reference to another antibody with which an antibody competes, does not define the structure of, or characterise the construction of, an antibody as claimed.
(b) Not a manner of manufacture - The claims of each of the Applications fail to define a manner of manufacture because they are for no more than a mere desideratum, namely, any MAb providing particular functional outcomes.
(c) Lack of fair basis - The claims travel well beyond any invention described in the specification and omit essential features of that invention and are therefore not fairly based.
(d) Lack of clarity - The Competition Claims lack clarity because it is not clear whether "competes" means any degree of competition or some particular numerical degree of competition and, in any event, there is no workable standard to determine the exact boundaries of the claims. Various alternative competitive binding assays described in the specification can produce different results.
(e) Failure to describe the invention fully - The claims of each of the Applications are properly characterised as claims to a multiplicity of inventions, each a different antibody with a unique amino acid sequence and binding to a different epitope on PCSK9. The Applications are therefore insufficient because the person skilled in the art ("PSA") would need to engage in the research project described in Examples 1 to 3 of the Applications in an attempt to produce one embodiment of each such invention.
(f) Lack of inventive step - The use of an antibody to inhibit PCSK9 had been postulated in well-known, peer-reviewed literature. LDLR residues in the PCSK9 and LDLR EGFa domain interface ("the PCSK9/EGFa interface") were known. It was "logical" that an antibody that blocks the binding of PCSK9 to LDLR (to any degree) would do so by binding to an epitope that included any one of the residues in the PCSK9/EGFa interface. It follows that the inventions do not involve any inventive step.
I can accept that a lower standard may apply to proof of evidence such as whether a document has been published or, indeed, whether a prior art vessel was well-known. I do not accept that it properly applies to the factual question that itself is the test for obviousness or lack of inventive step. Where the factual question is itself the legal test, as set out in s 7(3) of the Act, it seems to me that it should be determined at the higher standard. That means that where there are two opposing expert views that are conclusive on obviousness, both presented bona fide by witnesses of accepted expertise, unless one set of views can be rejected on proper grounds, the legal burden to establish a ground of opposition is not discharged; the court cannot be practically certain that obviousness or lack of inventive step is established.
(i) the proper construction of a specification is a matter of law: Décor Corporation Pty Ltd v Dart Industries Inc [1988] FCA 399; (1988) 13 IPR 385 at 400 [(Décor Corporation Pty Ltd)];
(ii) a patent specification should be given a purposive, not a purely literal, construction: Flexible Steel Lacing Co v Beltreco Ltd (2000) 49 IPR 331; [2000] FCA 890 at [81] (Flexible Steel Lacing); and it is not to be read in the abstract but is to be construed in the light of the common general knowledge and the art before the priority date: [Kimberly]-Clark Australia Pty Ltd v Arico Trading International Pty Ltd (2001) 207 CLR 1; 177 ALR 460; 50 IPR 513; [2001] HCA 8 [(Kimberly-Clark v Arico)] at [24];
(iii) the words used in a specification are to be given the meaning which the normal person skilled in the art would attach to them, having regard to his or her own general knowledge and to what is disclosed in the body of the specification: Décor Corporation Pty Ltd at 391;
(iv) while the claims are to be construed in the context of the specification as a whole, it is not legitimate to narrow or expand the boundaries of monopoly as fixed by the words of a claim by adding to those words glosses drawn from other parts of the specification, although terms in the claim which are unclear may be defined by reference to the body of the specification: [Kimberly]-Clark v Arico at [15]; Welch Perrin & Co Pty Ltd v Worrel [1961] HCA 91; (1961) 106 CLR 588 at 610; Interlego AG v Toltoys Pty Ltd [1973] HCA 1; (1973) 130 CLR 461 at 478; the body of a specification cannot be used to change a clear claim for one subject matter into a claim for another and different subject matter: Electric & Musical Industries Ltd v Lissen Ltd [1938] 4 All ER 221 at 224-5; (1938) 56 RPC 23 at 39;
(v) experts can give evidence on the meaning which those skilled in the art would give to technical or scientific terms and phrases and on unusual or special meanings to be given by skilled addressees to words which might otherwise bear their ordinary meaning: Sartas No 1 Pty Ltd v Koukourou & Partners Pty Ltd [1994] FCA 1529; (1994) 30 IPR 479 at 485-6 (Sartas No 1 Pty Ltd); the court is to place itself in the position of some person acquainted with the surrounding circumstances as to the state of the art and manufacture at the time ([Kimberly]-Clark v Arico at [24]); and
(vi) it is for the court, not for any witness however expert, to construe the specification; Sartas No 1 Pty Ltd at 485-6.
In reality, antibodies have extremely complex three-dimensional ("3D") shapes. The biological function of a protein is dependent on its 3D shape, because the shape of a protein affects how it interacts with other molecules.
The "constant end" of an antibody (in the antibody depicted above, the two heavy chain CH2-CH3 regions) is called the Fc region.
... a region of an antigen that is bound by an antigen binding protein [i.e., antibody] that targets that antigen, and when the antigen is a protein, includes specific amino acids that directly contact the antigen binding protein.
Epitopes can be further defined as structural or functional. Functional epitopes are generally a subset of the structural epitopes and have those residues that directly contribute to the affinity of the interaction (e.g. hydrogen bonds, ionic interactions). Structural epitopes can be thought of as the patch of the target which is covered by the antibody.
(a) Salt bridge (ionic bond) - an interaction between the positive charge of an atom of one amino acid side chain in the first protein with the negative charge of an atom of another amino acid side chain in the second protein. This is the strongest of the non-covalent interactions;
(b) Hydrogen bond - an interaction between the hydrogen atom attached to a highly electronegative atom in an amino acid residue of one protein, and a highly electronegative atom in an amino acid residue of another protein; and
(c) Van der Waals interactions - these include a range of different types of typically very weak interactions that arise due to a temporary redistribution of electrons of atoms.
Techniques to analyse antibodies and antibody-antigen interactions
Assays which measure binding, competition and blocking
if the epitope on the antigen to which it binds does not overlap with the epitope which binds to the ...capture antibody. If the epitopes overlap, the antibodies compete for binding and the ...detection antibody will not bind.
Binding of the...detection antibody indicates that the...capture antibody and...detection antibody do not compete because they can bind to the...antigen at the same time. However, if the...detection antibody is not bound, this indicates that the two antibodies are not capable of binding to the...antigen at the same time.
(a) the amino acid sequence of PCSK9 (Figures 1A and 1B);
(b) the amino acid sequences of parts of various antibodies (Figures 2A - 3JJJ); and
(c) structural models of PCSK9 and the reference antibodies.
The CDRs from the two chains of each heavy chain/light chain pair mentioned above typically are aligned by the framework regions to form a structure that binds specifically with a specific epitope on the target protein (e.g., PCSK9).
[0260] Various heavy chain and light chain variable regions are provided herein and are depicted in FIGs. 2A-3JJ and 3LL-3BBB. In some embodiments, each of these variable regions can be attached to the above heavy and light chain constant regions to form a complete antibody heavy and light chain, respectively. Further, each of the so generated heavy and light chain sequences can be combined to form a complete antibody structure.
[0261] Specific examples of some of the variable regions of the light and heavy chains of the antibodies that are provided and their corresponding amino acid sequences are summarized in TABLE 2.
[0262] Again, each of the exemplary variable heavy chains listed in Table 2 can be combined with any of the exemplary variable light chains shown in Table 2 to form an antibody. Table 2 shows exemplary light and heavy chain pairings found in several of the antibodies....
In some instances, the antibodies include at least one variable heavy chain and one variable light chain from those listed in Table 2. In other instances, the antibodies contain two identical light chains and two identical heavy chains. As an example, an antibody or antigen binding protein can include a heavy chain and a light chain, two heavy chains, or two light chains. In some embodiments the antigen binding protein comprises (and/or consists) of 1, 2, and/or 3 heavy and/or light CDRs from at least one of the sequences listed in Table 2 (CDRs for the sequences are outlined in FIGs. 2A‑3D, and other embodiments in FIGs. 3CCC-3JJJ and 15A-15D). In some embodiments, all 6 CDRs (CDR1-3 from the light (CDRL1, CDRL2, CDRL3) and CDR1-3 from the heavy (CDRH1, CDRH2, and CDRH3)) are part of the ABP. In some embodiments, 1, 2, 3, 4, 5, or more CDRs are included in the ABP. In some embodiments, one heavy and one light CDR from the CDRs in the sequences in Table 2 is included in the ABP (CDRs for the sequences in table 2 are outlined in FIGs. 2A‑3D). In some embodiments, additional sections (e.g., as depicted in FIG. 2A-2D, 3A-3D, and other embodiments in 3CCC-3JJJ and 15A-15D) are also included in the ABP. Examples of CDRs and FRs for the heavy and light chains noted in Table 2 are outlined in FIGs. 2A-3D (and other embodiments in FIGs. 3CCC-3JJJ and 15A-15D). Optional light chain variable sequences (including CDR1, CDR2, CDR3, FR1, FR2, FR3, and FR4) can be selected from the following: 5, 7, 9, 10, 12, 13, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 28, 30, 31, 32, 33, 35, 36, 37, 38, 39, 40, 42, 44, and 46. Optional heavy chain variable sequences (including CDR1, CDR2, CDR3, FR1, FR2, FR3, and FR4) can be selected from the following: 74, 85, 71, 72, 67, 87, 58, 52, 51, 53, 48, 54, 55, 56, 49, 57, 50, 91, 64, 62, 89, 65, 79, 80, 76, 77, 78, 83, 69, 81, and 60.
In some embodiments, the ABP binds selectively to the form of PCSK9 that binds to LDLR (e.g., the autocatalyzed form of the molecule). In some embodiments, the antigen binding protein does not bind to the c-terminus of the cataylytic [sic] domain (e.g., the 5. 5-10, 10-15, 15-20, 20-25, 25-30, 30-40 most [sic] amino acids in the c-terminus). In some embodiments, the antigen binding protein does not bind to the n-terminus of the catalytic domain (e.g., the 5. 5-10, 10-15, 15-20, 20-25, 25-30, 30-40 most [sic] amino acids in the n-terminus). In some embodiments, the ABP binds to amino acids within amino acids 1-100 of the mature form of PCSK9. In some embodiments, the ABP binds to amino acids within (and/or amino acid sequences consisting of) amino acids 31-100, 100-200, 31-152, 153-692, 200-300, 300-400, 452-683, 400-500, 500-600, 31-692, 31-449, and/or 600-692. In some embodiments, the ABP binds to the catalytic domain. In some embodiments, the neutralizing and/or non-neutralizing ABP binds to the prodomain. In some embodiments, the ABP binds to both the catalytic and pro domains. In some embodiments, the ABP binds to the catalytic domain so as to obstruct an area on the catalytic domain that interacts with the pro domain. In some embodiments, the ABP binds to the catalytic domain at a location or surface that the pro-domain interacts with as outlined in Piper et al ... In some embodiments, the ABP binds to the catalytic domain and restricts the mobility of the prodomain. In some embodiments, the ABP binds to the catalytic domain without binding to the pro-domain. In some embodiments, the ABP binds to the catalytic domain, without binding to the pro-domain, while preventing the pro domain from reorienting to allow PCSK9 to bind to LDLR. In some embodiments, the ABP binds in the same epitope as those surrounding residues 149-152 of the pro-domain in Piper et al. In some embodiments, the ABPs bind to the groove (as outlined in Piper et al.) on the V domain. In some embodiments, the ABPs bind to the histidine-rich patch proximal to the groove on the V domain. In some embodiments, such antibodies (that bind to the V domain) are not neutralizing. In some embodiments, antibodies that bind to the V domain are neutralizing. In some embodiments, the neutralizing ABPs prevent the binding of PCSK9 to LDLR. In some embodiments, the neturalizing [sic] ABPs, while preventing the PCSK9 degradation of LDLR, do not prevent the binding of PCSK9 to LDLR (for example ABP3 1A4). In some embodiments, the ABP binds to or blocks at least one of the histidines depicted in Figure 4 of the Piper et al. paper. In some embodiments, the ABP blocks the catalytic triad in PCSK9.
[0280] Other antibodies that are provided are variants of the ABPs listed above formed by combination or subparts of the variable heavy and variable light chains shown in Table 2 and comprise variable light and/or variable heavy chains that each have at least 50%, 50-60, 60-70, 70-80%, 80-85%, 85-90%, 90-95%, 95-97%, 97-99%, or above 99% identity to the amino acid sequences of the sequences in Table 2 (either the entire sequence or a subpart of the sequence, e.g., one or more CDR). In some instances, such antibodies include at least one heavy chain and one light chain, whereas in other instances the variant forms contain two identical light chains and two identical heavy chains (or subparts thereof). In some embodiments, the sequence comparison in FIG. 2A-3D (and 13A-13J and other embodiments in 15A-15D) can be used in order to identify sections of the antibodies that can be modified by observing those variations that impact binding and those variations that do not appear to impact binding. For example, by comparing similar sequences, one can identify those sections (e.g., particular amino acids) that can be modified and how they can be modified while still retaining (or improving) the functionality of the ABP. In some embodiments, variants of ABPs include those consensus groups and sequences depicted in FIGs. 13A, 13C, 13F, 13G, 13H, 131 and/or 13J and variations are allowed in the positions identified as variable in the figures ...
[0281] In certain embodiments, an antigen binding protein comprises a heavy chain comprising a variable region comprising an amino acid sequence at least 90% identical to an amino acid sequence selected from at least one of the sequences of SEQ ID NO: 74, 85, 71, 72, 67, 87, 58, 52, 51, 53, 48, 54, 55, 56, 49, 57, 50, 91, 64, 62, 89, 65, 79, 80, 76, 77, 78, 83, 69, 81, and 60. In certain embodiments, an antigen binding protein comprises a heavy chain comprising a variable region comprising an amino acid sequence at least 95% identical to an amino acid sequence selected from at least one of the sequences of [the previously mentioned SEQ IDs]. In certain embodiments, an antigen binding protein comprises a heavy chain comprising a variable region comprising an amino acid sequence at least 99% identical to an amino acid sequence selected from at least one of the sequences of [the previously mentioned SEQ IDs].
[0282] In some embodiments, the antigen binding protein comprises a sequence that is at least 90%, 90-95%, and/or 95-99% identical to one or more CDRs from the CDRs in at least one of sequences of [the previously mentioned SEQ IDs]. In some embodiments, 1, 2, 3, 4, 5, or 6 CDR (each being at least 90%, 90-95%, and/or 95-99% identical to the above sequences) is present.
[0283] In some embodiments, the antigen binding protein comprises a sequence that is at least 90%, 90-95%, and/or 95-99% identical to one or more FRs from the FRs in at least one of sequences of [the previously mentioned SEQ IDs]. In some embodiments, 1, 2, 3, or 4 FR (each being at least 90%, 90-95%, and/or 95-99% identical to the above sequences) is present.
[0284] In certain embodiments, an antigen binding protein comprises a light chain comprising a variable region comprising an amino acid sequence at least 90% identical to an amino acid sequence selected from at least one of the sequences of SEQ ID NO: 5, 7, 9, 10, 12, 13, 15, 16, 17, 18, 19, 20, 21, 22, 23, 24, 26, 28, 30, 31, 32, 33, 35, 36, 37, 38, 39, 40, 42, 44, and 46. In certain embodiments, an antigen binding protein comprises a light chain comprising a variable region comprising an amino acid sequence at least 95% identical to an amino acid sequence selected from at least one of the sequences of [the previously mentioned SEQ IDs]. In certain embodiments, an antigen binding protein comprises a light chain comprising a variable region comprising an amino acid sequence at least 99% identical to an amino acid sequence selected from at least one of the sequences of [the previously mentioned SEQ IDs].
[0285] In some embodiments, the antigen binding protein comprises a sequence that is at least 90%, 90-95%, and/or 95-99% identical to one or more CDRs from the CDRs in at least one of sequences of [the previously mentioned SEQ IDs]. In some embodiments, 1, 2, 3, 4, 5, or 6 CDR (each being at least 90%, 90-95%, and/or 95-99% identical to the above sequences) is present.
[0286] In some embodiments, the antigen binding protein comprises a sequence that is at least 90%, 90-95%, and/or 95-99% identical to one or more FRs from the FRs in at least one of sequences of [the previously mentioned SEQ IDs]. In some embodiments, 1, 2, 3, or 4 FR (each being at least 90%, 90-95%, and/or 95-99% identical to the above sequences) is present.
[0287] In light of the present disclosure, a skilled artisan will be able to determine suitable variants of the ABPs as set forth herein using well-known techniques. In certain embodiments, one skilled in the art can identify suitable areas of the molecule that may be changed without destroying activity by targeting regions not believed to be important for activity. In certain embodiments, one can identify residues and portions of the molecules that are conserved among similar polypeptides. In certain embodiments, even areas that can be important for biological activity or for structure can be subject to conservative amino acid substitutions without destroying the biological activity or without adversely affecting the polypeptide structure.
[0288] Additionally, one skilled in the art can review structure-function studies identifying residues in similar polypeptides that are important for activity or structure. In view of such a comparison, one can predict the importance of amino acid residues in a protein that correspond to amino acid residues which are important for activity or structure in similar proteins. One skilled in the art can opt for chemically similar amino acid substitutions for such predicted important amino acid residues.
[0289] One skilled in the art can also analyze the three-dimensional structure and amino acid sequence in relation to that structure in similar ABPs. In view of such information, one skilled in the art can predict the alignment of amino acid residues of an antibody with respect to its three dimensional structure. In certain embodiments, one skilled in the art can choose not to make radical changes to amino acid residues predicted to be on the surface of the protein, since such residues can be involved in important interactions with other molecules. Moreover, one skilled in the art can generate test variants containing a single amino acid substitution at each desired amino acid residue. The variants can then be screened using activity assays known to those skilled in the art. Such variants can be used to gather information about suitable variants. For example, if one discovered that a change to a particular amino acid residue resulted in destroyed, undesirably reduced, or unsuitable activity, variants with such a change can be avoided. In other words, based on information gathered from such routine experiments, one skilled in the art can readily determine the amino acids where further substitutions should be avoided either alone or in combination with other mutations.
[0294] In some embodiments, the variants are variants of the nucleic acid sequences of the ABPs disclosed herein. One of skill in the art will appreciate that the above discussion can be used for identifying, evaluating, and/creating ABP protein variants and also for nucleic acid sequences that can encode for those protein variants. Thus, nucleic acid sequences encoding for those protein variants (as well as nucleic acid sequences that encode for the ABPs in Table 2, but are different from those explicitly disclosed herein) are contemplated. For example, an ABP variant can have at least 80, 80-85, 85-90, 90-95, 95-97, 97-99 or greater identity to at least one nucleic acid sequence described in SEQ ID NOs: 152, 153, 92, 93, 94, 95, 96, 97, 98, 99, 100, 101, 102, 103, 104, 105, 106, 107, 108, 109, 110, 111, 112, 113, 114, 115, 116, 117, 118, 119, 120, 121, 122, 123, 124, 125, 126, 127, 128, 129, 130, 131, 132, 133, 134, 135, 136, 137, 138, 139, 140, 141, 142, 143, 144, 145, 146, 147, 148, 149, 150, 151 or at least one to six (and various combinations thereof) of the CDR(s) encoded by the nucleic acid sequences in [the previously mentioned SEQ IDs].
The figures 80-85, 85-90, 90-95, 95-97 and 97-99 in [0294] above appear to be percentage variations (though this is not explicit) from the nucleic acid sequences.
Epitopes to which anti-PCSK9 antibodies bind are provided. In some embodiments, epitopes that are bound by the presently disclosed antibodies are particularly useful. In some embodiments, antigen binding proteins that bind to any of the epitopes that are bound by the antibodies described herein are useful. In some embodiments, the epitopes bound by any of the antibodies listed in Table 2 and FIGs. 2 and 3 are especially useful. In some embodiments, the epitope is on the catalytic domain PCSK9.
In some embodiments, the domain(s)/region(s) containing residues that are in contact with or are buried by an antibody can be identified by mutating specific residues in PCSK9 (e.g., a wild-type antigen) and determining whether the antigen binding protein can bind the mutated or variant PCSK9 protein. By making a number of individual mutations, residues that play a direct role in binding or that are in sufficiently close proximity to the antibody such that a mutation can affect binding between the antigen binding protein and antigen can be identified. From a knowledge of these amino acids, the domain(s) or region(s) of the antigen that contain residues in contact with the antigen binding protein or covered by the antibody can be elucidated. Such a domain can include the binding epitope of an antigen binding protein. One specific example of this general approach utilizes an arginine/glutamic acid scanning protocol ... In general, arginine and glutamic acids are substituted (typically individually) for an amino acid in the wild-type polypeptide because these amino acids are charged and bulky and thus have the potential to disrupt binding between an antigen binding protein and an antigen in the region of the antigen where the mutation is introduced. Arginines that exist in the wild-type antigen are replaced with glutamic acid. A variety of such individual mutants are obtained and the collected binding results analyzed to determine what residues affect binding.
... determines if a residue is part of the structural epitope, meaning those residues in the antigen which contact or are buried by the antibody. Arginine and glutamic acid sidechains are charged and bulky and can disrupt antibody binding even if the mutated residue is not directly involved in antibody binding.
[0348] As noted above, residues directly involved in binding or covered by an antigen binding protein can be identified from scanning results. These residues can thus provide an indication of the domains or regions of SEQ ID NO: 1 (or SEQ ID NO: 303 or SEQ ID NO: 3) that contain the binding region(s) to which antigen binding proteins bind. As can be seen from the results summarized in Example 39, in some embodiments an antigen binding protein binds to a domain containing at least one of amino acids: 207, 208, 185, 181, 439, 513, 538, 539, 132, 351, 390, 413, 582, 162, 164, 167, 123, 129, 311, 313, 337, 519, 521, and 554 of SEQ ID NO: 1 or SEQ ID NO: 303. In some embodiments, the antigen binding protein binds to a region containing at least one of [the above mentioned amino acids] of SEQ ID NO: 1 or SEQ ID NO: 303.
[0349] In some embodiments, the antigen binding protein binds to a region containing at least one of amino acids 162, 164, 167, 207 and/or 208 of SEQ ID NO: 1 or SEQ ID NO: 303. In some embodiments, more than one (e.g., 2, 3, 4, or 5) of the identified residues are part of the region that is bound by the ABP. In some embodiments, the ABP competes with ABP 21B12.
[0350] In some embodiments, the antigen binding protein binds to a region containing at least one of amino acid 185 of SEQ ID NO: 1 or SEQ ID NO: 303. In some embodiments, the ABP competes with ABP 31H4.
The term "neutralizing antigen binding protein" or "neutralizing antibody" refers to an antigen binding protein or antibody, respectively, that binds to a ligand and prevents or reduces the biological effect of that ligand. This can be done, for example, by directly blocking a binding site on the ligand or by binding to the ligand and altering the ligand's ability to bind through indirect means (such as structural or energetic alterations in the ligand). In some embodiments, the term can also denote an antigen binding protein that prevents the protein to which it is bound from performing a biological function. In assessing the binding and/or specificity of an antigen binding protein, e.g., an antibody or immunologically functional fragment thereof, an antibody or fragment can substantially inhibit binding of a ligand to its binding partner when an excess of antibody reduces the quantity of binding partner bound to the ligand by at least about 1-20, 20-30%, 30-40%, 40-50%, 50-60%, 60-70%, 70-80%, 80-85%, 85 90%, 90-95%, 95-97%, 97-98%, 98-99% or more (as measured in an in vitro competitive binding assay). In some embodiments, in the case of PCSK9 antigen binding proteins, such a neutralizing molecule can diminish the ability of PCSK9 to bind the LDLR. In some embodiments, the neutralizing ability is characterized and/or described via a competition assay. In some embodiments, the neutralizing ability is described in terms of an IC50 or EC50 value. In some embodiments, ABPs 27B2, 13H1, 13B5 and 3C4 are non-neutralizing ABPs, 3B6, 9C9 and 31A4 are weak neutralizers, and the remaining ABPs in Table 2 are strong neutralizers. In some embodiments, the antibodies or antigen binding proteins neutralize by binding to PCSK9 and preventing PCSK9 from binding to LDLR (or reducing the ability of PCSK9 to bind to LDLR). In some embodiments, the antibodies or ABPs neutralize by binding to PCSK9, and while still allowing PCSK9 to bind to LDLR, preventing or reducing the PCSK9 mediated degradation of LDLR. Thus, in some embodiments, a neutralizing ABP or antibody can still permit PCSK9/LDLR binding, but will prevent (or reduce) subsequent PCSK9 involved degradation of LDLR.
[0505] Specific core PCSK9 amino acid residues of the interaction interface with the LDLR EGFa domain were defined as PCSK9 residues that are within 5 Å of the EGFa domain. The core residues are as follows: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, and S381.
[0506] Boundary PCSK9 amino acid residues of the interaction interface with the LDLR EGFa domain were defined as PCSK9 residues that are 5-8 Å from the EGFa domain. The boundary residues are as follows: W156, N157, L158, E159, H193, E195, H229, R237, G240, K243, D367, I368, G370, A371, S373, S376, and Q382. Residues that are underlined are nearly or completely buried within PCSK9.
[0507] As will be appreciated by one of skill in the art, the results from this example demonstrate where PCSK9 and EGFa interact. Thus, antibodies that interact with or block any of these residues can be useful as antibodies that inhibit the interaction between PCSK9 and the EGFa domain of LDLR (and/or LDLR generally). In some embodiments, antibodies that, when bound to PCSK9, interact with or block any of the above residues or are within 15-8, 8, 8-5, or 5 angstroms of the above residues are contemplated to provide useful inhibition of PCSK9 binding to LDLR.
As will be appreciated by one of skill in the art, the results from Example 30 demonstrate where antigen binding proteins to PCSK9 can interact on PCSK9 and still block PCSK9 from interacting with EGFa (and thus LDLR). Thus, antigen binding proteins that interact with any of these PCSK9 residues or that block any of these residues can be useful as antibodies that inhibit the interaction of PCSK9 and EGFa (and LDLR accordingly). Thus, in some embodiments, antibodies that interact with any of the above residues or interact with residues that are within 5 Å of the above residues are contemplated to provide useful inhibition [of] PCSK9 binding to LDLR. Similarly, antigen binding proteins that block any of the above residues (which can be determined, for example, via a competition assay) can also be useful for inhibition of PCSK9/LDLR interaction.
... antigen binding proteins that bind to PCSK9 can also inhibit the interaction between PCSK9 and the LDLR by clashing with various regions of the LDLR (not just the site at which LDLR and PCSK9 interact).
Analysis of the structure shows where this antibody interacts with PCSK9 and demonstrated that antibodies that do not bind to the LDLR binding surface of PCSK9 can still inhibit the degradation of LDLR that is mediated through PCSK9 (when the results are viewed in combination with Example 40 and 41 below) ...
... epitopes which overlap but do not completely occlude each other may allow for the second ABP to still have enough high-affinity interactions with the target to allow binding. ABPs with a much higher affinity may have a greater ability to bump a blocking ABP out of the way. In general, if competition is observed in either order the ABPs are said to bin together, and if both ABPs can block each other then it is likely that the epitopes overlap more completely.
In my opinion, these are stringent cut-offs (set to require a large change in binding) that are likely to miss "real" hits (false negatives) but minimize false positives. Although the EC50 and Bmax are different measurements, they are obtained by analyzing the same data sets. I note that the residues identified through the Bmax methodology are different from those identified through the EC50 methodology. This is not surprising to me. Both methods measure different parts of the data curve. When analyzing the results of arginine scanning, it is important to look at the results of both of these methods in order to get a complete list of hits.
While there were approximately a dozen mutants that could have been expected to have an effect on binding (based upon the crystal structure), the present experiment demonstrated that, surprisingly, they did not. As will be appreciated by one of skill in the art, the results presented above are in good agreement with the crystal structures and PCSK-9's [sic] binding of these antibodies. This demonstrates that the provided structural and corresponding functional data adequately identifies the key residues and areas of interaction of the neutralizing ABPs and PCSK9. Thus, variants of the ABPs that possess the ability to bind to the above noted areas are adequately provided by the present description.
Firstly, the mutation might disrupt the direct physico-chemical interaction between residues which contributes to the binding.
Secondly, the mutation may be proximal to the residues contributing to the direct physico-chemical interaction but change the juxtaposition of the two residues such that they no longer interact.
Thirdly...the mutation may be distal to the residues contributing to the direct physico-chemical interaction, but might affect the native structure of PCSK9 such that the juxtaposition of residues that are involved indirect [sic] physico-chemical interaction, is altered.
Fourthly, the mutation may be advantageous and actually enhance the binding affinity; for example, an arginine may be able to form a salt bridge with a negatively charged residue on the antibody or produce subtle changes in protein structure, leading to changes in interactions at a number of residues.
40 Specifications
(1) A provisional specification must describe the invention.
(2) A complete specification must:
(a) describe the invention fully, including the best method known to the applicant of performing the invention; and
(b) where it relates to an application for a standard patent-end with a claim or claims defining the invention; and
(c) where it relates to an application for an innovation patent-end with at least one and no more than 5 claims defining the invention.
(3) The claim or claims must be clear and succinct and fairly based on the matter described in the specification.
(4) The claim or claims must relate to one invention only.
The description of the invention is not the definition of it. "A claim is a portion of the specification which fulfils a separate and distinct function. It, and it alone, defines the monopoly; and the patentee is under a statutory obligation to state in the claims clearly and distinctly what is the invention which he desires to protect": see Lord Russell of Killowen in E.M.I. Ltd. v. Lissen Ltd (1939), 56 R.P.C. 23, at p. 41.
...I accept that, from a verbal or grammatical viewpoint, the expression "substantially pure" is not unclear. I accept also that "any purely verbal or grammatical question that can be resolved according to ordinary rules for the construction of written documents, does not, once it has been resolved, leave uncertain the ambit of the monopoly claimed": Welch Perrin and Co Pty Ltd v Worrel [1961] HCA 91; (1961) 106 CLR 588 at 610. But the concern of s 40(3), in my view, is not confined to such matters. The purpose of a claim is to define the invention (s 40(2)(b)), and it is in that context that the requirement of clarity is to be considered. In my view, that requirement is that a claim must clearly define the invention, so far as it relates to the matter claimed. A claim which is a model of verbal or grammatical clarity may none the less fail the test of this requirement if it leaves the definition of the boundaries of the invention uncertain or variable.
A claim will be bad if it fails to define the monopoly claimed so that the skilled addressee of the patent can know the exact boundaries of the area within which they will be trespassers.
It is clear in our judgment that the question whether the patentee has sufficiently defined the scope of his claims is to be considered in relation to the facts of each case, that allowance is to be made for any difficulties to which the circumstances give rise, and that all that is required of the patentee is to give as clear a definition as the subject matter admits of. It is also clear in our judgment that, while the court is to have regard to all the relevant facts, the issue of definition is to be considered as a practical matter and little weight is to be given to puzzles set out at the edge of the claim which would not as a practical matter cause difficulty to a manufacturer wishing to satisfy himself that he is not infringing the patent. We accept also that definition of the scope of a claim is not necessarily insufficient because cases may arise in which it is difficult to decide whether there has been infringement or not provided the question can be formulated which the court has to answer in deciding the issue of infringement.
(1) "blocks binding of PCSK9 to LDLR" (claims 1 and 5 of 677, claim 1 of 689);
(2) "competes for binding to PCSK9 with an antibody" comprising certain features (claim 23 of 677);
(3) "binds to human PCSK9 and reduces binding between human PCSK9 and an EGFa domain of LDLR, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody" comprising certain features (claim 1 of 685); and
(4) "binds to human PCSK9 and is neutralizing in that an excess of said antibody reduces the quantity of human PCSK9 bound to LDLR in an in vitro competitive binding assay, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody" comprising certain features (claim 1 of 748);
(5) "reduces binding between PCSK9 and [an] EGFa domain of LDLR" (claims 1, 2, 10 and 13 of 751).
(a) in the case of the Epitope Claims, binds to (or recognises) an epitope on PCSK9 that includes one or more of the identified amino acid residues; and
(b) in the case of the Residue Claims, binds to one or more of the identified amino acid residues.
It is not an uncommon practice to define either a feature in a claim or the whole combination claimed, by defining the result or effect that the feature or combination is to create rather than by defining the physical arrangement or structure of the feature. Indeed defining a feature by reference to a result may in some circumstances represent the only, or the only practicable, way of defining a structure or composition. There is no doubt that claiming by reference to a result to be achieved may be a legitimate way of describing the physical characteristics of the claimed invention or some part of it, even if it is not clear from the claim what is the purpose to be served by the specified result. Defining an invention, or some part of it, by reference to a result to be obtained will seldom lead to a lack of clarity in a claim, provided that in the case of an article the defined result introduces a limitation into the claim that is sufficient to characterise the construction of the article: that is, the claim will not lack clarity provided it is possible to distinguish clearly articles in which the defined result is obtained from those in which it is not.
(Footnotes omitted)
As Dr Bodkin recognises, the authorities establish that a claim may be made by reference to a result if, in the case of an article, the limitation is sufficient to characterise the construction of the article claimed. Dr Bodkin suggests that a claim will meet this requirement where one is able to distinguish between those items which fall within the patentee's monopoly, and those which do not. Although that understanding is expressed in the context of the clarity requirement, the authorities discussed below indicate that it is equally apposite to claim definition.
... No doubt, as was exemplified in No-Fume Ltd. v. Frank Pitchford & Co. Ltd. [(1935) 52 RPC 231], a claim may validly be limited merely by the result to be attained but, as is said in Terrell on the Law of Patents, 11th ed., (1965), p. 96, this may only be done if "the limitation is 'sufficient to characterise the construction of the article claimed' Mullard Radio Valve Co. Ltd. v. British Belmont Radio Ltd. [(1938) 56 RPC 1, at p 16]." Here the limitation, by reference to the result, the attaining of a clamping effect between two projections, does not characterize the construction of the toy building blocks.
In Raleigh Cycle Co. Ltd. v. H. Miller & Co. Ltd. [(1946) 63 RPC 113] Vaisey J., at first instance, gathered together a number of passages from the cases defining the function of a claim and certain of these, culled from the judgment of Lord Russell of Killowen in Electric & Musical Industries Ltd. v. Lissen Ltd. [[1938] 4 All ER 221; 56 RPC 23], Lord Normand described, on appeal [[1948] 1 All ER 308 at p 319] as an authoritative exposition of the function of the claim in a specification. It suffices, for my purpose, to refer specifically to one of these passages, in which it is said [[1938] 4 All ER at p 224; 56 RPC at p 39]:
"The function of the claims is to define clearly and with precision the monopoly claimed, so that others may know the exact boundaries of the area within which they will be trespassers."
In the present case claim 1 fails in this respect, it nowhere defines with clarity or precision, or indeed at all, the exact boundaries of the area over which monopoly is claimed. On the contrary the matter is left quite indefinite ...
The claim asserts a monopoly limited by reference to the result of incorporating in the construction of the hollow blocks the suggested relationship between primary and secondary projections, the result being that at least one primary projection is "clamped against" at least one secondary projection. It is permissible to limit a claim by reference to result (see No-Fume Ltd. v. Frank Pitchford & Co. Ltd. [(1935) 52 RPC 231]), so long as, in the case of an article, the limitation is "sufficient to characterize the construction of the article claimed" (Mullard Radio Valve Co. Ltd. v. British Belmont Radio Ltd. [(1938) 56 RPC 1 at p 16]). As we have observed, the claim is in our opinion sufficiently limited.
... because they do not define..."an...antibody". They do not elucidate the amino acid sequence (i.e., the structure) ... of any antibody or any fragment thereof ...Therefore, the claims fail to define the structure of the very thing that is said to have been invented, and by which the desired result might be achieved.
Ultimately, Sanofi contended in its closing submissions that none of the Exemplary Claims defined any MAb by reference to the amino acid sequence of its variable domain, nor did any aspect of the Exemplary Claims enable the PSA to discern the amino acid sequence of any claimed antibody. Instead, the claimed MAbs are, Sanofi asserted, defined solely and indirectly by reference to the antigen PCSK9 (in the case of the Epitope Claims), or residues on PCSK9 (in the case of the Residue Claims), or both PCSK9 and a reference antibody (in the case of the Competition Claims).
Ultimately, the question is a simple one. Can a person skilled in the art determine whether the thing they have or the act they have done, falls within the claim, including by, if necessary, routine experimentation? Any specific structural or functional limitation should allow the person skilled in the art to sufficiently "characterise the construction of the article claimed" by reference to its inherent characteristics.
The function of the claims is to define clearly and with precision the monopoly claimed, so that others may know the exact boundaries of the area within which they will be trespassers. Their primary object is to limit and not to extend the monopoly. What is not claimed is disclaimed.
...it is not objectionable for a claim to include reference, implicitly or explicitly, to a method of testing which is needed to demonstrate that the result defined in the claim is achieved, provided the test method is adequately described in the body of the specification. The same applies to a feature of a claim whose properties are defined by reference to the result of conducting a specified test ...
Mr Shavin KC's argument under this ground is not that the method of testing is unclear or ambiguous but instead that defining the MAb by reference to results obtained through testing after generation is impermissible. In my opinion Mr Shavin's argument is contrary to authority.
A discharge tube for amplifying electric oscillations comprising a screening grid between the control grid and the anode, characterised in that an auxiliary electrode is placed between the screening grid and the anode and next to the latter and is directly connected to the cathode so as to be maintained continuously at the cathode potential whereby the increase of the screening grid current at the expense of the anode current will be substantially avoided.
Unlike Claim 1, which is a process claim, the amended Claim 2 is, as was the original Claim 2, an apparatus claim and it must stand or fall as such. In such a claim it is permissible in a proper case to define the physical characteristics of the article by a suitable reference to the results which it is to achieve. It is no objection to such a method of definition in cases where it is appropriate that experiment may be required in order that a worker in the art may know whether an article which he has made does or does not infringe the patent. A permissible reference to results is in truth as much a description of the physical characteristics of the article as a reference to its size or strength or chemical composition would be, and in many cases such a reference is the only practical method of describing the article or some characteristic which it possesses. On the other hand, it is not permissible to import into an apparatus claim a method of definition which is appropriate only to a process claim. Thus an article which is not in itself patentable cannot be made the subject of a good apparatus claim merely by pointing out that, if it is used in a particular way or in a particular collocation, it will produce novel and useful results.
Out of respect for the learned [trial] judge, I will explain in a few words the considerations which, in my opinion, make it impossible to support what is the basic finding in his judgment. He holds ... that at the date of the Patent anyone skilled in the art would have understood the phrases "screening grid" and "control grid" and that the Specification and drawings would have enabled a competent workman to manufacture a discharge tube having an anode and a control grid with a screening grid placed between them. That such a workman could have constructed a discharge tube with grids capable by their physical construction of acting as screening and control grids I agree; but the difficulty is that a discharge tube could have been constructed in accordance with the directions given in which the same grids were also capable of acting in a different way; in other words, the learned Judge appears to assume in this passage that the words "control" and "screening" are sufficient to confine the grids in question to grids with specific physical characteristics sufficient to differentiate them, and in this I cannot agree with him. That this was his view is, I think, shown by his reference to the words "of large diameter" contained in the Specification in [British Thomson-Houston v. Corona Lamp Works, Ld. (1922) 39 RPC 49]. Those words were words of physical description, and it was held that they were sufficient to characterise the construction of the article claimed. In the present case, if my own reasoning is correct and my view of the evidence well founded, the words "screening" and "control" necessarily import a reference to the manner in which the grids are used and are not sufficient, without the importation of such a reference, to characterise the valve.
Since the decision of this Court in the case of No-Fume, Ld., v. Frank Pitchford & Company, Ld. [(1935) 52 RPC 231], it must be taken, at all events in this Court, that an article which is differentiated from articles of a similar type by the requirement that its proportions should be so adjusted as to produce in use a stated result may well be patentable. The problem raised by the words under consideration does not seem to me to be concluded by this consideration.
I am unable to agree with the view taken upon this point in the Courts below. The fact that the directions are admitted to be sufficient to enable any competent workman to make a lamp according to the Patent seems to me to be inconsistent with the contention that the ambit of the invention is not sufficiently defined, inasmuch as, in order to carry out the invention by making a lamp, the workman must be able to attach a meaning to the words "large diameter" occurring in the Specification. But, apart from this consideration, it appears to be that there is no ambiguity about the words...The workman is working to get the result which is described in the later lines of Claim 1, and in choosing the degree of largeness he will be guided by the results yielded by particular sizes.
... the Claims themselves set forth the properties (features) that an antibody must satisfy. In doing so, to someone with our knowledge and experience, the Claims suggest the strategy for determining or the type of experiments needed to determine if an antibody satisfies the Claims.
6.10 The issues raised by the claims of the [Applications] are whether the claims, properly characterised, disclose proper subject matter for the grant of letters patent or, in the context of this ground of opposition, disclose a mere desideratum.
6.11 A claim will fail to constitute a manner of manufacture if it does not identify something that extends beyond an abstract idea or mere desideratum. Put another way, the invention claimed must involve the practical application to a useful end.
In oral submissions, the appellants sought to make much of the fact (if it be a fact) that the claimed method cannot be implemented using "generic software". The difficulty with this submission is that the claims in suit do not secure, as an essential feature of the invention, any particular software or programming that would carry out the method. It is left entirely to those wishing to use the method to devise, and then to implement, a suitable computer program for that purpose. As we have said, all that the specification teaches is that the processing system be "suitably programmed".
the claims do not identify the structure of the isolated monoclonal antibodies claimed and the expert evidence establishes that it was not at any relevant date (or now) possible to reverse engineer a particular antibody from one of the functional attributes identified in the claims. It can be seen that the claims do not encompass proper subject matter for the grant of letters patent.
A number of factors may be relevant in determining whether the exclusive rights created by the grant of letters patent should be held by judicial decision, applying s 18(1)(a) of the Act, to be capable of extension to a particular class of claim. According to existing principle derived from [National Resource Development Corporation v Commissioner of Patents [1959] HCA 67; (1959) 102 CLR 252], the first two factors are necessary to characterisation of an invention claimed as a manner of manufacture:
Whether the invention as claimed is for a product made, or a process producing an outcome as a result of human action.
Whether the invention as claimed has economic utility.
When the invention falls within the existing concept of manner of manufacture, as it has been developed through cases, they will also ordinarily be sufficient. When a new class of claim involves a significant new application or extension of the concept of "manner of manufacture", other factors including factors connected directly or indirectly to the purpose of the Act may assume importance. They include:
- Whether patentability would be consistent with the purposes of the Act and, in particular:
3.1 whether the invention as claimed, if patentable under s 18(1)(a), could give rise to a large new field of monopoly protection with potentially negative effects on innovation;
3.2 whether the invention as claimed, if patentable under s 18(1)(a), could, because of the content of the claims, have a chilling effect on activities beyond those formally the subject of the exclusive rights granted to the patentee;
3.3 whether to accord patentability to the invention as claimed would involve the court in assessing important and conflicting public and private interests and purposes.
Whether to accord patentability to the invention as claimed would enhance or detract from the coherence of the law relating to inherent patentability.
Relevantly to Australia's place in the international community of nations:
5.1 Australia's obligations under international law;
5.2 the patent laws of other countries.
- Whether to accord patentability to the class of invention as claimed would involve law-making of a kind which should be done by the legislature.
Factors 3, 4 and 6 are of primary importance. Those primary factors are not mutually exclusive. It may be that one or more of them would inform the "generally inconvenient" limitation in s 6 of the Statute of Monopolies. It is not necessary to consider that question given that no reliance was placed upon that proviso. They are nevertheless also relevant to the ongoing development of the concept of "manner of manufacture".
Any company or person seeking an improved method of blocking the binding of PCSK9 to LDLR by way of an antibody would have to undertake a full research project to create new monoclonal antibodies and would only know, after having made the monoclonal antibodies and tested them, whether they fall within the bounds of any claim. Thus, any company seeking to develop new monoclonal antibodies to inhibit the binding of PCSK9 to LDLR would have to incur the full cost of that research project before being able to ascertain if it might fall within the scope of any of the claims. This position is analogous to that discussed by the plurality in [Myriad] at [93]. Claims of such breadth will have a chilling effect on legitimate competition and innovation in this field.
When proper regard is paid to their emphasis on genetic information, the subject matter of the claims lies at the boundaries of the concept of "manner of manufacture". That it does lie at the boundaries is further evidenced by the odd consequence that if the claims are properly the subject of a patent, the patent could be infringed without the infringer being aware of that fact. That consequence coupled with the very large, indeed unquantified size of the relevant class of isolated nucleic acids, all of which bear the requisite information, raises the risk of a chilling effect upon legitimate innovative activity outside the formal boundaries of the monopoly and risks creating a penumbral de facto monopoly impeding the activities of legitimate improvers and inventors.
Discovery adds to the amount of human knowledge, but it does so only by lifting the veil and disclosing something which before had been unseen or dimly seen. Invention also adds to human knowledge, but not merely by disclosing something. Invention necessarily involves also the suggestion of an act to be done, and it must be an act which results in a new product, or a new result, or a new process, or a new combination for producing an old product or an old result.
It is trite law that you cannot patent a discovery, but if on the basis of that discovery you can tell people how it can be usefully employed, then a patentable invention may result. This in my view would be the case, even though once you have made the discovery, the way in which it can be usefully employed is obvious enough.
The truth is that the distinction between discovery and invention is not precise enough to be other than misleading in this area of discussion. There may indeed be a discovery without invention-either because the discovery is of some piece of abstract information without any suggestion of a practical application of it to a useful end, or because its application lies outside the realm of "manufacture". But where a person finds out that a useful result may be produced by doing something which has not been done by that procedure before, his claim for a patent is not validly answered by telling him that although there was ingenuity in his discovery that the materials used in the process would produce the useful result no ingenuity was involved in showing how the discovery, once it had been made, might be applied. The fallacy lies in dividing up the process that he puts forward as his invention. It is the whole process that must be considered; and he need not show more than one inventive step in the advance which he has made beyond the prior limits of the relevant art.
... First, the distinction between mere discovery and an invention lies in its practical application to a useful end. Secondly, it is important that the invention be considered as a unitary concept, not segregated artificially into parts. The invention may arise from an idea and then be applied in a perfectly well known way, and yet the combined effect of the idea and its application may result in patentable subject matter, as arose from the example described in Hickton's Patent Syndicate v Patents and Machine Improvements Co Ltd (1909) 26 RPC 339...The approach of the appellants in the present appeal, which seeks to disaggregate the discovery of cffDNA in maternal plasma or serum from the method used to harness that discovery, tends to overlook these matters. Thirdly, an invention may reside in an abstract idea, such as the condensation of steam that is then put to a useful end, even though the way of putting it to that end can be carried out in many useful ways, all of which are otherwise known.
... it was submitted that all that had been done was to select a desirable characteristic of a computer program, the ability to search, in the manner described, a data base of the type described, and "to claim all computers present and future possessing that characteristic".
That submission should not be accepted. It may be that such a claim lacks novelty, is obvious, or lacks utility, or there is a failure to comply with one or other of the limbs of s 40 because, for example, the invention is not fully described or the claim is not clear and succinct. But if such hurdles all are surmounted, then in our opinion in a case such as the present there does not remain an independent ground of objection as to patentability, within the sense of s 18(1)(a) of the 1990 Act.
A method of orally treating man to cure or prevent erectile dysfunction in man in need of such treatment, which comprises treatment with an orally effective amount of cGMP PDEV inhibitor, or a pharmaceutically acceptable salt thereof, or a pharmaceutical composition containing either entity.
There can be no doubt that oral treatment of impotence was seen as desirable and much preferable to the existing alternatives of intracavernosal injection, surgical implantation, vacuum construction devices and reconstructive surgery. However, the alleged invention disclosed in the patent goes further. The patent specification tells the reader the manner in which the desired object is to be achieved, namely by the use of an orally effective cGMP PDEV inhibitor. This cannot be characterised, as Lilly says, as a "bare idea".
The claim was not to a "bare idea" or "mere desideratum", because it required treatment with an orally effective amount of a cGMP PDEv inhibitor, rather than merely stating a wished for result (i.e., the oral treatment of impotence).
... I consider that the specification in the present case, on its face, goes further than to disclose "a wished for result". It asserts that the prior art does not permit the synthesis of the compounds of interest in substantially pure form and, therefore, that those substantially pure compounds did not previously exist. It "tells the reader the manner in which the desired object is to be achieved" (Eli Lilly at [213]).
119C Infringement exemptions: acts for experimental purposes
(1) A person may, without infringing a patent for an invention, do an act that would infringe the patent apart from this subsection, if the act is done for experimental purposes relating to the subject matter of the invention.
(2) For the purposes of this section, experimental purposes relating to the subject matter of the invention include, but are not limited to, the following:
(a) determining the properties of the invention;
(b) determining the scope of a claim relating to the invention;
(c) improving or modifying the invention;
(d) determining the validity of the patent or of a claim relating to the invention;
(e) determining whether the patent for the invention would be, or has been, infringed by the doing of an act.
This exemption would extend to any experimental work directed to the development of any new MAb or improvements to any of the MAbs disclosed in the CS.
The question whether the claim is fairly based is not to be resolved . . . by considering whether a monopoly in the product would be an undue reward for the disclosure. Rather, the question is a narrow one, namely whether the claim to the product being new, useful, and inventive, that is to say, the claim as expressed, travels beyond the matter disclosed in the specification.
That statement was approved by the High Court in Kimberly-Clark Australia Pty Ltd v Arico Trading International Pty Ltd [2001] HCA 8; (2001) 207 CLR 1 ("Kimberly-Clark") at [15] and again in Lockwood Security Products Pty Limited v Doric Products Pty Ltd [2004] HCA 58; (2004) 217 CLR 274 ("Lockwood No 1") at [57].
... the language points to a comparison between the claims and what is described in the specification only, and again it does not call for any inquiry into an ''inventive step'', or inventive ''merit'' or a ''technical contribution to the art''.
... the correct position is that a claim based on what has been cast in the form of a consistory clause is not fairly based if other parts of the matter in the specification show that the invention is narrower than that consistory clause. The inquiry is into what the body of the specification read as a whole discloses as the invention. An assertion by the inventor in a consistory clause of that of which the invention consists does not compel the conclusion by the court that the claims are fairly based nor is the assertion determinative of the identity of the invention. The consistory clause is to be considered by the court with the rest of the specification.
[167] Apotex also submitted that even if the disclosure in the specification is not limited to Formulations C and D, the ranges are not fairly based in the absence of an explanation of the mechanism or reasoning founding the relationship between those ranges and the pharmacokinetic parameters. It argued that for the claims to be fairly based, the specification must disclose an established [in-vitro in-vivo correlation] to provide a "predictive connection". We do not accept this submission.
[168] The specification does not need to identify the reasoning or the "theoretical basis" underpinning the selection of content, ratio and dissolution limits referred to in the claims. Similarly, for the purpose of providing fair basis, the specification does not need to describe the invention in a different or more detailed way than the claims ...
...isolated monoclonal antibodies 21B12, 31H4 and, perhaps, 16F12 with specific amino acid sequences with respect to the CDRs of each such amino acid and specific permitted substitutions to such CDRs.
(1) "hundreds, if not thousands or many more, antibodies"
(2) "each epitope to which each (and any) antibody binds, provided it includes one (or some set of) the residues stated in the claim"; (emphasis original)
(3) "antibodies that 'block' binding of the PCSK9/LDLR interaction to any degree"; and
(4) "antibodies that reduce total cholesterol level by any degree or not at all".
Sanofi advanced four arguments in support of its fair basis attack on the Epitope and Residue Claims, which it said were based on different constructions of the CS. The first of these, it says, is based on the construction least favourable to its case. As I understood Sanofi's submission, what it refers to as the "least favourable construction to its case" is a construction that equates the disclosure of core and boundary residues of the interaction interfaces of PCSK9 and 21B12 or 31H4 in the Applications to a description of the functional and structural epitopes of those antibodies.
(1) The CS does not disclose the Table 2 Antibodies as "the invention".
(2) Even if some subset of those competing Table 2 Antibodies have overlapping epitopes with 21B12 or 31H4, the extent of the overlap is not identified nor is any structural or functional epitope of the antibody identified.
(3) It is "farfetched" to suggest that overlapping epitopes identify an antibody that is "likely" or "more likely than not" to have an epitope comprising one of the six residues identified in claim 1 of 677 (or, it follows, any of the residues identified in the other Exemplary Claims).
(4) Even if the PSA were permitted to engage in some "prediction" or "extrapolation" of the invention described in the specification to "demonstrate a 'principle'", the predictions made by Professor Petsko about those antibodies which co-binned with 21B12 were made on the premise that those antibodies were "strong blockers", but the claims are not so confined. In any event, the "principle" of an antibody that binds to PCSK9 to block LDLR was common general knowledge and incorporated into the specification in its entirety.
(5) The PSA would not assume that changes to the amino acid sequences of antibodies would result in antibodies that would have the same properties, and the CS does not disclose proof of this principle.
The sweet spot is a sequence of 15 amino acids out of PCSK9's 692 total amino acids ... By binding to the sweet spot, scientists found, an antibody could prevent PCSK9 from binding to and degrading LDL receptors.
Claim 10 of the 751 Application claims "an...antibody that recognizes an epitope ...comprising at least ten of the following residues". Claim 13 of the 751 Application claims "an...antibody that binds to... ten or more" amino acid residues identified in claim 13 of the 751 Application. The Applications do not describe any antibody that does so.
Structural biologists understand, consistent with the ... disclosure [at 0525 of the CS], that 'the distance between the [antibody] and PCSK9 is the shortest distance between the covalently bonded atom on PCSK9 and the covalently bonded atom of the [antibody] that are the closest atoms of PCSK9 and the [antibody].'
Next, the structural biologist will identify the type of non-covalent interaction that may form between the atoms of the amino acids that are involved in the binding:
[B]ased upon the known chemistry of those atoms, a structural biologist concludes that a certain type of noncovalent interaction (or interactions) has formed between them.
The second step of this process involves a manual determination by the expert as to the existence of non-covalent interactions.
a small number of residues in the structural epitope of a small number of antibodies - including 21B12 and 31H4, which the experts agree does not constitute the entire epitope (which would be 15-20 residues in the functional epitope).
Sanofi emphasised the fact that there is no arginine scanning hit for S153 in regard to 21B12, and that some of the data recorded was, in the opinion of Professor M Parker, the sort that would be "thrown out".
(1) "The PSA would not understand the designation of 'core' and/or 'boundary' residues to define the structural epitope of an antibody. At its highest, the PSA would understand that the 'core' residues and some 'boundary' residues may form part of the structural epitope"; and
(2) "Nor would the PSA understand the designation of 'core' and 'boundary' residues as a reference to PCSK9 residues with which any atoms on any residues of 21B12, 31H4 or LDLR-EGFa formed non-covalent interactions. At best, the PSA would understand the designation of 'core' residues as a convenient way of providing a list of residues to consider analysing to determine whether or not they are involved in non-covalent interactions."
As a result, Sanofi says, the designation of core and boundary residues is not a real and reasonably clear disclosure of the invention of the Epitope and Residue Claims.
The fourth argument is that already considered with respect to claim definition: i.e., none of the claims of the Applications characterise the construction of "an isolated monoclonal antibody" across the breadth of the claims.
Crystallography is one area about which people can look at a structure and sometimes disagree about what the structure is really trying to say ...
The reality may be that the document is so obscure that different results can be achieved by trying to follow its teaching. It is not enough if the instructions are such that a number of equally qualified notional addressees can arrive at completely different end points, some within the scope of the claimed invention and some not. If reasonable addresses can come to different conclusions there is a conundrum as to which is right. That is not enablement.
Amgen's submissions on the Epitope and Residue claims
[007c] In one aspect of the present invention, there is provided an isolated monoclonal antibody that binds an epitope on hPCSK9 comprising one or more of amino acid residues 207, 208, 162, 164, 167 or 123 of SEQ ID NO: 1, and wherein the monoclonal antibody blocks binding of PCSK9 to LDLR.
[007b] In one aspect of the present invention, there is provided an isolated monoclonal antibody, wherein, when bound to PCSK9, the monoclonal antibody binds to at least one of the following residues: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, and wherein the monoclonal antibody blocks binding of PCSK9 to LDLR.
[007b] In one aspect of the present invention, there is provided an isolated monoclonal antibody recognizes an epitope on human PCSK9 comprising amino acid residues: S153, R194, D238, D374, T377, and F379 of SEQ ID NO: 3, wherein the monoclonal antibody reduces binding between PCSK9 and EGFa domain of LDLR.
Further, Amgen said that each such statement is supported by the balance of the CS.
[007c] In another aspect of the present invention, there is provided an isolated monoclonal antibody that binds to amino acids in human PCSK9 of SEQ ID NO: 1, wherein the amino acids comprise S153, R194, D238, D374, T377, and F379 of SEQ ID NO: 3, and wherein the monoclonal antibody reduces binding between PCSK9 and an EGFa domain of LDLR.
[007d] In a further aspect of the present invention there is provided an isolated monoclonal antibody that recognizes an epitope on human PCSK9, wherein the epitope comprises at least ten of the following residues: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, wherein the monoclonal antibody reduces binding between PCSK9 and an EGFa domain of LDLR.
[007e] In yet another aspect of the present invention there is provided an isolated monoclonal antibody that binds to amino acids in human PCSK9, wherein the amino acids comprise ten or more of the following amino acids: S153, I154, P155, R194, D238, A239, 1369, S372, D374, C375, T377, C378, F379, V380, or S381 of SEQ ID NO: 3, and wherein the monoclonal antibody reduces binding between PCSK9 and an EGFa domain of LDLR.
With respect to the epitope claims, the CS describes a class of blocking antibodies that bind epitopes comprising the recited residues. With respect to the residue claims, the CS describes a class of blocking antibodies that bind the recited residues. The CS also exemplifies antibodies within these classes.
As will be appreciated by one of skill in the art, Examples 28-32, and their accompanying figures, provide a detailed description of how and where EGFa interacts with PCSK9 and how two representative neutralizing antigen binding proteins, 211B12 and 31H4 interact with PCSK9 and produce their neutralizing effect. As such, one of skill in the art will readily be able to identify antigen binding molecules that can similarly reduce the binding between EGFa (including LDLR) and PCSK9 by identifying other antigen binding molecules that bind at or near at least one of the same locations on PCSK9 ...
... Sanofi ignores the fact that the description of the invention is not limited to 21B12 and 31H4. Rather, the CS discloses that any antibodies that have an epitope that includes an interaction with the Nominated Residues will be useful. 21B12 and 31H4 are examples of such antibodies. The CS discloses antibodies (not a single antibody) binding "at least one" or "one or more" of the identified residues and teaches that such antibodies can block PCSK9 from binding to LDLR. The claimed antibodies thus are fairly based on the description in the CS.
(Emphasis original)
The "Nominated Residues" are defined by Amgen as the specific PCSK9 amino acid residues located in the "small and specific region" on PCSK9 to which the class of claimed antibodies bind.
Core interaction interface amino acids were determined as being all amino acid residues with at least one atom less than or equal to 5 Å from the PCSK9 partner protein. 5 Å was chosen as the core region cutoff distance to allow for atoms within a van der Waals radius plus a possible water-mediated hydrogen bond. Boundary interaction interface amino acids were determined as all amino acid residues with at least one atom less than or equal to 8 Å from the PCSK9 partner protein but not included in the core interaction list. Less than or equal to 8 Å was chosen as the boundary region cutoff distance to allow for the length of an extended arginine amino acid.
Consideration of the Epitope and Residue Claims
[0505] Specific core PCSK9 amino acid residues of the interaction interface with the LDLR EGFa domain were defined as PCSK9 residues that are within 5 Å of the EGFa domain. The core residues are as follows: S153, I154, P155, R194, D238, A239, I369, S372, D374, C375, T377, C378, F379, V380, and S381.
[0506] Boundary PCSK9 amino acid residues of the interaction interface with the LDLR EGFa domain were defined as PCSK9 residues that are 5-8 Å from the EGFa domain. The boundary residues are as follows: W156, N157, L158, E159, H193, E195, H229, R237, G240, K243, D367, I368, G370, A371, S373, S376, and Q382. Residues that are underlined are nearly or completely buried within PCSK9.
[0507] As will be appreciated by one of skill in the art, the results from this example demonstrate where PCSK9 and EGFa interact. Thus, antibodies that interact with or block any of these residues can be useful as antibodies that inhibit the interaction between PCSK9 and the EGFa domain of LDLR (and/or LDLR generally). In some embodiments, antibodies that, when bound to PCSK9, interact with or block any of the above residues or are within 15-8, 8, 8-5, or 5 angstroms of the above residues are contemplated to provide useful inhibition of PCSK9 binding to LDLR.
[0509] The depicted structure also allows one to identify specific core PCSK9 amino acid residues for the interaction interface of 31H4 with PCSK9. This was defined as residues that are within 5 Å of the 31H4 protein. The core residues are as follows: W72, F150, A151, Q152, T214, R215, F216, H217, A220, S221, K222, S225, H226, C255, Q256, G257, K258, N317, F318, T347, L348, G349, T350, L351, E366, D367, D374, V380, S381, Q382, S383, and G384.
[0510] The structures were also used to identify boundary PCSK9 amino acid residues for the interaction interface with 31H4. These residues were PCSK9 residues that were 5-8 Å from the 31H4 protein. The boundary residues are as follows: K69, D70, P71, S148, V149, D186, T187, E211, D212, G213, R218, Q219, C223, D224, G227, H229, L253, N254, G259_,_ P288, A290, G291, G316, R319, Y325_,_ V346, G352, T353, G365, 1368, 1369, S372, S373, C378, F379, T385_,_ S386, and Q387. Amino acid residues completely buried within the PCSK9 protein are underlined.
...
[0512] As will be appreciated by one of skill in the art, the results from Example 29 demonstrate where antibodies to PCSK9 can interact on PCSK9 and still block PCSK9 from interacting with EGFa (and thus LDLR). Thus, antigen binding proteins that interact with any of these PCSK9 residues, or that block any of these residues (e.g., from other antigen binding proteins that bind to these residues), can be useful as antibodies that inhibit the interaction of PCSK9 and EGFa (and LDLR accordingly). Thus, in some embodiments, antigen binding proteins that interact with any of the above residues or interact with residues that are within 5 Å of the above residues are contemplated to provide useful inhibition [of] PCSK9 binding to LDLR. Similarly, antigen binding proteins that block any of the above residues (which can be determined, for example, via a competition assay) can also be useful for inhibition of the PCSK9/LDLR interaction.
[0514] Specific core PCSK9 amino acid residues of the interaction interface with 21B12 were defined as PCSK9 residues that are within 5 Å of the 21B12 protein. The core residues are as follows: S153, S188, I189, Q190, S191, D192, R194, E197, G198, R199, V200, D224, R237, D238, K243, S373, D374, S376, T377, and F379.
[0515] Boundary PCSK9 amino acid residues of the interaction interface with 21B12 were defined as PCSK9 residues that were 5-8 Å from the 21B12 protein. The boundary residues are as follows: I154_,_ T187, H193, E195, I196, M201, V202, C223, T228, S235, G236, A239, G244, M247, I369, S372, C375_,_ and C378. Amino acid residues nearly or completely buried within the PCSK9 protein are underlined.
...
[0517] As will be appreciated by one of skill in the art, the results from Example 30 demonstrate where antigen binding proteins to PCSK9 can interact on PCSK9 and still block PCSK9 from interacting with EGFa (and thus LDLR). Thus, antigen binding proteins that interact with any of these PCSK9 residues or that block any of these residues can be useful as antibodies that inhibit the interaction of PCSK9 and EGFa (and LDLR accordingly). Thus, in some embodiments, antibodies that interact with any of the above residues or interact with residues that are within 5 Å of the above residues are contemplated to provide useful inhibition [of] PCSK9 binding to LDLR. Similarly, antigen binding proteins that block any of the above residues (which can be determined, for example, via a competition assay) can also be useful for inhibition of PCSK9/LDLR interaction.
123/S153
(Claims 1 and 5 of 677, 1 of 689, 1, 2, 10 and 13 of 751)
124/ I154
(Claims 1 of 689, 10 and 13 of 751)
125/ P155
(Claims 1 of689, 10 and 13 of 751)
164/ R194
(Claims 1 and 5 of 677, 1 of 689, 1, 2, 10 and 13 of 751)
208/ D238
(Claims 1 and 5 of 677, 1 of 689, 1, 2, 10 and 13 of 751)
209/ A239
(Claims 1 of 689, 10 and 13 of 751)
339/ I369
(Claims 1 of 689, 10 and 13 of 751)
Example 28 (core), example 29 (boundary), example 30 (boundary)
342/ S372
(Claims 1 of 689, 10 and 13 of 751)
Example 28 (core), example 29 (boundary), example 30 (boundary)
334/ D374
(Claims 1 of 689 Application, 1, 2, 10 and 13 of 751)
Example 28 (core), example 29 (core), example 30 (core)
345/ C375
(Claims 1 of 689, 10 and 13 of 751)
347/ T377
(Claims 1 of 689, 1, 2, 10 and 13 of 751)
348/ C378
(Claims 1 of 689, 10 and 13 of 751)
Example 28 (core), example 29 (boundary), example 30 (boundary)
349/ F379
(Claims 1 of 689, 1, 2, 10 and 13 of 751)
Example 28 (core), example 29 (boundary), example 30 (core)
350/ V380
(Claims 1 of 689, 10 and 13 of 751)
351/ S381
(Claims 1 of 689, 10 and 13 of 751)
As will be appreciated by one of skill in the art, Examples 28-32, and their accompanying figures, provide a detailed description of how and where EGFa interacts with PCSK9 and how two representative neutralizing antigen binding proteins, 21B12 and 31H4 interact with PCSK9 and produce their neutralizing effect. As such, one of skill in the art will readily be able to identify antigen binding molecules that can similarly reduce the binding between EGFa (including LDLR) and PCSK9 by identifying other antigen binding molecules that bind at or near at least one of the same locations on PCSK9.
When a combination claim states an invention which gives an old result by a new means, the monopoly is limited, at any rate prima facie, to the new means. But when by a new application of principle the inventor has obtained a new result or thing, even when it be done by a combination, he may claim all the alternative means by which the thing or result may be achieved.
Sanofi submitted that the CS describes a new application of a known principle, rather than the application of a new principle.
There's nothing in the specification which tells you that antibodies binding to PCSK9 are an old result. There's nothing, actually, even going so far as saying antibodies which bind and block PCSK9 binding to LDLR is an old result, and certainly not one which is limited to the target regions or areas which these antibodies must bind in order to have the relevant properties of the claims.
seek a monopoly in regard to any antibody that competes with 21B12 or 31H4 (as tested in any order under any conditions in any competition binding assay) and, on Amgen's case, competes to any degree and reduces binding of PCSK9/LDLR to any degree.
[007d] In another aspect of the present invention, there is provided an isolated monoclonal antibody that binds to human PCSK9 and is neutralizing in that an excess of said antibody reduces the quantity of human PCSK9 bound to LDLR in an in vitro competitive binding assay, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody that comprises: a heavy chain variable region of the amino acid sequence in SEQ ID NO: 49; and a light chain variable region of the amino acid sequence in SEQ ID NO: 23.
[007d] In a further aspect of the present invention, there is provided an isolated monoclonal antibody that binds to human PCSK9 and reduces binding between human PCSK9 and an EGFa domain of LDLR, wherein said monoclonal antibody competes for binding to PCSK9 with an antibody that comprises a heavy chain variable region of the amino acid sequence in SEQ ID NO: 67; and a light chain variable region of the amino acid sequence in SEQ ID NO: 12.
Attention should also be drawn to references to competition within the consistory clauses of 677, such as [0015]:
In some aspects, the invention comprises an isolated antigen binding protein that competes for binding to PCSK9 with an antigen binding protein disclosed herein.
...In some embodiments, the ABP binds to any one of the epitopes bound by the antibodies discussed herein. In some embodiments, this can be determined by competition assays between the antibodies disclosed herein and other antibodies.
[0349] In some embodiments, the antigen binding protein binds to a region containing at least one of amino acids 162, 164, 167, 207 and/or 208 of SEQ ID NO: 1 or SEQ ID NO: 303. In some embodiments, more than one (e.g., 2, 3, 4, or 5) of the identified residues are part of the region that is bound by the ABP. In some embodiments, the ABP competes with ABP 21B12.
[0350] In some embodiments, the antigen binding protein binds to a region containing at least one of amino acid 185 of SEQ ID NO: 1 or SEQ ID NO: 303. In some embodiments, the ABP competes with ABP 31H4.
(Emphasis added)
That is a disclosure of the invention of a class of antibodies that compete with each of the reference antibodies referred to in the Competition Claims.
All that the provisional specification needs to do is describe generally and fairly the nature of the invention, and not to enter into all the minute details as to the manner in which the invention is to be carried out. It is a mode of protecting an inventor until the time of filing the final specification. It is not intended to be a complete description of the invention, but simply to disclose the invention fairly, though in its rough state. The interval of time between the provisional and the final is intended to provide an opportunity for the development and precise expression of the invention foreshadowed in the provisional.
If a new feature were a development along the same line of thought which constitutes or underlies the invention described in the earlier document, it might be that that development could properly be regarded as fairly based on the matter disclosed in the earlier document, and that the new process described in the later document which incorporates that development could as a whole be regarded as fairly based upon the matter disclosed in the earlier document. If, on the other hand, the additional feature involves a new inventive step or brings something new into the combination which represents a departure from the idea of the invention described in the earlier document, it could not, I think, be properly described as fairly based upon the earlier document.
Where the holder of the provisional specification proceeds with a complete specification with a view to the grant of a patent, it is recognised that greater definition, as a result of further experimentation or otherwise, may be achieved before the later step is taken and the result expressed therein. Some generality of expression in the provisional specification is accepted.
[0006] In some embodiments, the invention comprises an antigen binding protein to PCSK9.
[0007] In some aspects, the invention comprises an isolated antigen binding protein that binds PCSK9 comprising...[reference is made here to various combinations of the heavy chain CDRs and light chain CDRs identified by amino acid sequence in P1].
[0008] In some aspects, the invention comprises an isolated antigen binding protein that specifically binds to an epitope that is bound by any of the ABPs disclosed herein.
...
[0012] In some aspects, the invention comprises an isolated antigen binding protein that competes for binding to PCSK9 with an antigen binding protein disclosed herein.
In some embodiments, the ABP binds to the catalytic domain of PCSK9. In some embodiments, the ABP binds to the mature form of PCSK9. In some embodiments the ABP binds in the prodomain of PCSK9. In some embodiments, the ABP selectively binds to the mature form of PCSK9. In some embodiments, the ABP binds to the catalytic domain in a manner such that PCSK9 cannot bind or bind as efficiently to LDLR...In some embodiments, the ABP binds to any one of the epitopes bound by the antibodies discussed herein. In some embodiments, this can be determined by competition assays between the antibodies disclosed herein and other antibod[i]es. In some embodiments, the ABP binds to an epitope bound by one of the antibodies described in Table 2. In some embodiments, the antigen binding proteins bind to a specific conformational state of PCSK9 so as to prevent PCSK9 from interacting with LDLR.
Priority date of the Epitope and Residue Claims
In the alternative, given that it is possible that the epitope is conformational, a combination of alanine scanning and/or arginine scanning, antibody FAB/PCSK9 co-crystalization [sic], and limited proteolysis/LC-MS (liquid chromatography mass spec.) can be employed to indentify [sic] the epitopes.
According to Sanofi's submission, it follows from this paragraph that the priority date of each of the Epitope and Residue Claims can be no earlier than the disclosure of the arginine scanning experiments upon the filing of P4.
Industry scientists with interests in PCSK9 and its inhibition were biomedical researchers with experience in lipid/cholesterol metabolism and cardiovascular and metabolic diseases. PCSK9 was considered among the highest priority targets at Bristol-Myers Squibb ("BMS") and was resourced accordingly (involvement expanded as work progressed). The BMS PCSK9 drug discovery team comprised scientists with the following backgrounds. The team was led by a senior PhD biochemist/biologist with 20 years of experience (i.e., myself), and co-led by a senior PhD medicinal/organic chemist with ~15 years of experience. The team included other PhD and master level scientists with 5-10 or more years of experience. Together, team and leaders had expertise and experience in the following disciplines: molecular biology, cell biology, immunochemistry, fluorescence microscopy and instrumentation, in vivo physiology, applied genomics/ bioinformatics, high-throughput screening/instrumentation technology, protein expression and purification, computer-aided drug design (CADD)/protein in silico modelling, protein biophysics, protein crystallography, nuclear magnetic resonance (NMR), pharmacokinetics, and toxicology. Each senior scientist had a lab group with bachelor/master level associate scientists. The team also had connections with clinical researchers (MD and associates) and the global marketing group for relevant advice. Smaller biotechnology companies would obviously be more limited in scope and scale of the group interested in PCSK9 and its inhibition.
[97] The common general knowledge is a general body of knowledge attributed to the hypothetical non-inventive skilled person or team. In Minnesota Mining and Manufacturing Company v Beiersdorf (Australia) Limited [1980] HCA 9; (1980) 144 CLR 253, Aickin J at 292 referred to common general knowledge as "... the background knowledge and experience which is available to all in the trade in considering the making of new products, or the making of improvements in old, and it must be treated as being used by an individual as a general body of knowledge". It is knowledge actually known and used by skilled persons in the relevant field generally or accepted by the bulk of those who are engaged in the particular art: Ranbaxy Laboratories Ltd v AstraZeneca AB [2013] FCA 368; (2013) 101 IPR 11, Middleton J at [215] ("Ranbaxy Laboratories") citing British Acoustic Films Ltd v Nettlefold Productions (1936) 53 RPC 221 at 250 ("British Acoustic Films"). Knowledge is not common general knowledge unless it is sufficiently widely known or used to become generally accepted and assimilated into the minds of people skilled in the relevant art and therefore part of the common general knowledge: see Gilead Sciences Pty Ltd v Idenix Pharmaceuticals LLC [2016] FCA 169; (2016) 117 IPR 252 at [210]- [214] ("Gilead") where Jagot J referred to some of the leading authorities including, Aktiebolaget Hässle v Alphapharm Pty Ltd [2002] HCA 59; (2002) 212 CLR 411 at [31]. It will include publications to which the skilled addressee would refer as a matter of course: ICI Chemicals and Polymers Ltd v Lubrizol Corporation Inc [1999] FCA 345; (1999) 45 IPR 577 at [112] per Emmett J.
[98] However, information does not become common general knowledge merely because it might appear in a journal even if it is one read by persons in the art: Ranbaxy Laboratories at [217] per Middleton J citing (inter alia) Eli Lilly & Co Ltd v Apotex Pty Ltd [2013] FCA 214; (2013) 100 IPR 451 at [468]; Wake Forest University Health Sciences v Smith & Nephew Pty Ltd (No 2) [2011] FCA 1002; (2011) 92 IPR 496 at [96], General Tire at 482-3. In the latter case, the English Court of Appeal referred with approval to the following passage in the judgment of Luxmoore J in British Acoustic Films at 250:
In my judgment it is not sufficient to prove common general knowledge that a particular disclosure is made in an article, or series of articles, in a scientific journal, no matter how wide the circulation of that journal may be, in the absence of any evidence that the disclosure is accepted generally by those who are engaged in the art to which the disclosure relates. A piece of particular knowledge as disclosed in a scientific paper does not become common general knowledge merely because it is widely read, and still less because it is widely circulated. Such a piece of knowledge only becomes general knowledge when it is generally known and accepted without question by the bulk of those who are engaged in the particular art; in other words, when it becomes part of their common stock of knowledge relating to the art.
While the relevant principles were not in dispute, there was significant disagreement between the parties as to how they apply in this case.
MR SHAVIN: And people in the field would look to those journals as journals that had a strong peer review process and produced high-quality papers.
DR PARKER: As did I.
MR SHAVIN: Yes. And so to understand what is happening, you would expect that your colleagues, like you, would have been looking for publications, be that online or ultimately in print.
DR PARKER: They were, certainly. We discussed them.
MR SHAVIN: Yes. And you discussed them at conferences.
DR PARKER: No. I mean, internally in our team.
MR SHAVIN: In your team. And you would have expected that that was common practice in the industry.
DR PARKER: I would.
MR SHAVIN: Yes. Including in Australia.
DR PARKER: Definitely.
HIS HONOUR: Sorry. Did you say, "definitely"?
DR PARKER: Definitely, I said. Yes. Definitely. Yes.
While those matters are covered by Amgen's express admissions, I should also record that they are in my opinion established by the evidence of Professor Horton and Dr R Parker.
(i) Antisense oligonucleotides ("ASOs") or RNA interference (e.g. small interfering RNA or siRNA) to degrade the PCSK9 mRNA in the liver (if the mRNA is degraded no protein is ever made and thus this approach would not depend on where PCSK9 functions); > > (ii) small molecules that inhibited the autocatalytic cleavage of PCSK9 in the endoplasmic reticulum ("ER") of the liver cell (it had been demonstrated before the priority date that PCSK9 must cleave itself in the ER for it to fold normally and be secreted and thus this approach would also not depend on where PCSK9 functions); and > > (iii) small molecules that selectively and specifically blocked PCSK9 secretion from the cell (all studies suggested that the activity of PCSK9 occurs in a post-ER compartment).
Because these approaches aimed to inhibit PCSK9 before its secretion from the ER, they worked inside the cell (i.e. intracellularly) (CGK7).
I considered that PCSK9 was the one of the most promising pharmaceutical targets since the development of statins ... We (meaning I and my colleagues in the BMS PCSK9 drug discovery team) also recognized that it would be challenging. We saw that effective inhibition or suppression of PCSK9 expression had the potential to lower LDL levels even more than statins, and that this would have beneficial effects on "hard" CV clinical endpoints including mortality. It could be additive or synergistic with statins and they could potentially be used together in some patients ... We saw that a range of therapeutic approaches might be able to accomplish this. The unknowns about how and where PCSK9 functioned meant that multiple approaches and modalities were called for, and a lot of resources were warranted ...
Dr R Parker's evidence indicates that he considered PCSK9 to be a promising but challenging target which might be addressed by a range of approaches including its inhibition or suppression.
Considered together, the available data now suggest that PCSK9 can function both extra- and intracellularly, but we do not know which pathway predominates under normal and/or pathologic conditions.
This statement is discussed in more detail below, but it is important to note that it is expressed rather tentatively (i.e., "the available data now suggest") which is consistent with Dr R Parker's view that this was an "emerging hypothesis".
[384] An invention is a patentable invention if the invention, when compared with the prior art base, involves an inventive step: see s 18(1)(b)(ii) of the Act. Section 7(2) of the Act uses the word "obvious" in the course of describing what must be established before an invention can be held not to involve an inventive step. Something may be "obvious" in light of the common general knowledge, or the common general knowledge coupled with relevant s 7(3) information.
[385] An invention may be obvious in light of the common general knowledge if the person skilled in the art faced with the same problem as the inventor would have taken, as a matter of routine, whatever steps might have led from the prior art to the invention, whether they be the steps of the inventor or not. If the person skilled in the art would be directly led as a matter of course to take such steps in the expectation that doing so might well produce a useful or better alternative to the prior art then the invention will be obvious: Wellcome Foundation Limited v VR Laboratories (Aust.) Proprietary Limited (1981) 148 CLR 262 ("Wellcome") at 286 per Aickin J, [Aktiebolaget Hässle v Alphapharm Pty Limited [2002] HCA 59; (2002) 212 CLR 411 ("Alphapharm")] at [50]-[53]. In Alphapharm at [53] the plurality approved what is commonly referred to as the reformulated or modified Cripps question as providing an acceptable approach to obviousness.
[386] A claimed invention is not obvious merely because the person skilled in the art would consider that it was "worthwhile to try". However, there will be some cases in which the person skilled in the art will be directly led, as a matter of course, to try a number of different alternatives in the expectation that each may well produce a useful alternative. Merely because one pathway to an invention is shown to be obvious, does not mean that another such pathway might not also be obvious. Two or more pathways may be obvious, even though some of them might be more obvious than others.
[387] Further:
- The question is not whether the claimed invention is obvious to the Court, but whether it would be obvious to the person skilled in the art who is taken to be equipped with the relevant common general knowledge as it stood at the priority date together with any relevant s 7(3) information but who lacks any capacity for inventiveness.
- A "scintilla of invention" can sustain a valid patent, but there must be "some difficulty overcome, some barrier crossed" or something "beyond the skill of the calling": Lockwood Security Products Pty Ltd v Doric Products Pty Ltd (No 2) [2007] HCA 21; (2007) 235 CLR 173...at [52]; RD Werner & Co Inc v Bailey Aluminium Products Pty Ltd [1989] FCA 57; (1989) 25 FCR 565 at 574; Allsop Inc v Bintang Ltd (1989) 15 IPR 686 at 701.
- The court must be wary of the misuse of hindsight or ex post facto analysis in deciding whether a claimed invention lacks any inventive step: see Aicken J in [Minnesota Mining and Manufacturing Company v Beiersdorf (Australia) Limited [1980] HCA 9; (1980) 144 CLR 253] at 293-294 and Wellcome at 286, and the plurality in Alphapharm at [21].
We conclude that secreted PCSK9 [i.e., extracellular PCSK9] associates with the LDLR and reduces hepatic [i.e., liver] LDLR protein levels.
Considered together, the available data now suggest that PCSK9 can function both extra- and intracellularly, but we do not know which pathway predominates under normal and/ or pathologic conditions. Currently, all studies suggesting that the protein functions intracellularly have been performed using PCSK9 overexpression via a strong CMV promoter. Overexpression may permit association of PCSK9 and the LDLR in an intracellular compartment that does not occur physiologically. In the current studies, we were able to demonstrate that physiologically relevant concentrations of PCSK9 could significantly reduce the number of cell-surface LDLRs when added to HepG2 cells ... Additional studies to determine the relative contribution of extracellular PCSK9 in the regulation of LDLR protein levels will require determining whether the infusion of PCSK9 into the circulation of PCSK9-knockout mice will decrease the number of LDLRs in liver and raise plasma cholesterol levels.
...
The genetic data from humans with loss-of-function mutations in PCSK9 combined with the studies in knockout mice that lack PCSK9 clearly indicate that inhibitors of the protease would be of therapeutic benefit for the treatment of hypercholesterolemia. Inasmuch as overexpression of the catalytically inactive form of PCSK9 in mice did not alter LDLR protein levels, an inhibitor of PCSK9's protease activity in the ER [i.e., intracellular activity] should be sufficient to block its ability to reduce LDLR protein levels. If PCSK9 functions as a secreted factor [i.e., extracellularly] as suggested by the current data, then additional approaches to neutralize its activity, including the development of antibodies to block its interaction with the LDLR or inhibitors to block its action in plasma, can be explored for the treatment of hypercholesterolemia.
[Professor Horton] thought the preponderance of experimental evidence supported PCSK9 functioning in blood to destroy LDLRs thus the development of antibodies to block the PCSK9-LDLR ...[was] the preferred route given industries experience in making therapeutic antibodies, the speed at which this can be accomplished -both to obtain an affective [sic] blocking antibody and to get an antibody to clinic, and the safety and efficacy record of antibodies already used in the clinic at the time of all three relevant dates for chronic diseases.
In my view, that evidence indicates that Professor Horton's view as to the existence of the extracellular pathway was much less definitive than Sanofi has portrayed it in its submissions.
If PCSK9 functions primarily as a secreted protein in plasma, agents that interfere with the PCSK9:LDLR interaction at the cell surface also have the potential to lower plasma LDL[ cholesterol] levels in individuals with hypercholesterolemia.
A third option to inhibit PCSK9 activity is to prevent binding of PCSK9 to LDLRs at the cell surface with small molecules, peptides, or antibodies directed against PCSK9. Overexpressing soluble LDLR or adding EGF-A fragments to cultured cells inhibits the ability of exogenously added PCSK9 to mediate LDLR degradation. The success of this approach depends on PCSK9 functioning primarily at the cell surface.
The specific interactions between PCSK9 and the LDLR remain to be elucidated, and it is likely that knowledge of this interaction will be beneficial in completing the picture of how PCSK9 regulates extracellular levels of LDLR.
...we're not just trying to follow what everybody is doing. We're not just following the horse that got out of the gate first... we had our own approaches and it's a highly competitive industry. I think we all accept that. This is especially on a target like - that had the potential that PCSK9 had. Hugely competitive. So we're going to take approaches that we think we can succeed at. We're going to take approaches that we think we may be right about and, if our ideas turned out to be correct, we're going to be at the head of the field and everybody else is going to be looking at us.
...at the time of filing WO 797, we had not used the PCSK9-b and PCSK9-c polypeptide sequences to generate antibodies, and I had no intention to do so. The generality of these passages is consistent with the fact that we had not done any antibody experiments and the WO 797 only relates to the cloning of two PCSK9 variants. We never developed antibodies to these variants.
The application filed by BMS appears to be directed to variants of PCSK9 and methods of producing them. The abstract states:
The present invention provides novel polynucleotides encoding PCSK9b and PCSK9c polypeptides, fragments and homologues thereof. Also provided are vectors, host cells, antibodies, and recombinant and synthetic methods for producing said polypeptides. The invention further relates to diagnostic and therapeutic methods for applying these novel PCSK9b and PCSK9c polypeptides to the diagnosis, treatment, and/or prevention of various diseases and/or disorders related to these polypeptides. The invention further relates to screening methods for identifying agonists and antagonists of the polynucleotides and polypeptides of the present invention.
I mean, we are competitive, ... but we don't know what the others are doing, that's a key point here. I mean, I knew that Merck was working on small molecules because they reported in March at a conference, and I think Dr Horton was there...I didn't know others were working on antibodies. I don't know how it would be that I would have known that; I didn't have access to that kind of infiltration or spies, or whatever it would have taken. I didn't. I wish I had but I didn't.
Then and now we still have no intracellular inhibitor. And so the extracellular pathway, that's why it was so exciting because it provided an easy and quick method to move a drug forward. It, of course, did depend upon it being correct. But developing antibodies that block the interaction of PCSK9 and the LDL receptor can be done relatively rapidly and inexpensively. And the assay was already in the literature for them to use because we had already proven that PCSK9 and the LDL receptor were bound together. And so it was simply a function of generating antibodies and looking for one that would block their interaction and then test it in a cultured cell or an animal to see if it worked. And so it wasn't a huge outlay in expense and the time is relatively short and it could be done very quickly by pharmaceutical companies.
... was a high stakes, high difficulty target ... And I have to say, your Honour, you can perhaps imagine it's difficult for me here today, being a - a careful scientist at the time and working in the environment I'm working in, and yet standing here today and telling you the story with full knowledge that antibodies work. And I would say that in some sense I have to accept that I was wrong - that we were wrong, not necessarily on the antisense approach, but wrong on thinking that monoclonal antibodies were not the way to go. That's a difficult position to be in. But I'm trying to put myself back in the period of time. It's pretty difficult for me to assess degrees of improbability or - or risk or likelihood of success. I - I think it was a difficult target in all respects. There was nothing easy here.
In 2008, we judged that taking an additional approach that might be able to target PCSK9 outside the cell, which we believed was the surface of the plasma membrane, was now worth taking as complimentary to the other therapeutic modalities in which we were deeply engaged. This led to the beginnings of the Adnectin program in mid-2008. The potential advantages of Adnectins over antibodies and other lgG molecules including lower cost of goods and the ability to formulate high doses were attractive and added to our decision making to begin working in this area. Further, by engineering the Adnectin with protein domains that promote hepatic internalization, I and my BMS Research Team speculated that an intracellular locus of interaction might be possible.
... without the [CS], you're flying blind and, with it, you know exactly what you're going to do. So what I mean by flying blind is, if you imagine yourself in the cockpit of an - flying a plane. You're the pilot. At night, you can't see the runway. You can't see the airport because it's not lit up. You've got a panel of instruments in front of you, which are the techniques you've got available to you. You - these are not calibrated and anyone can fail.
You don't know if they're going to work. So what's my chances of hitting the deck, landing on one of those two epitope surfaces, meaning the runways? Pretty low. I wouldn't like my chances ...
The issue that we have here, your Honour, is that in any one of those techniques ... There's a significant chance of failure and, if any one fails, you don't get anything out of 10 step screening process, starting with the immunisation to achieving the final antibodies. And so your chances of getting through those 10 steps with an antibody is incredibly low in many cases and as many people - my colleagues have found, there are some antigens you can't raise an antibody to ... I think it's a complex process with limited chances of success without the teachings of the [CS] ... I really think that, without the [CS], it would be - chances of success are very low, given the complexity of the individual steps.
(a) they do not define whether a numerical threshold applies to "competes" (and if so, what numerical threshold); and
(b) they fail to provide a "workable standard" to determine whether an antibody as claimed in the Competition Claims, "competes for binding to PCSK9".
The term "compete" when used in the context of antigen binding proteins (e.g., neutralizing antigen binding proteins or neutralizing antibodies) that compete for the same epitope means competition between antigen binding proteins as determined by an assay in which the antigen binding protein (e.g., antibody or immunologically functional fragment thereof) being tested prevents or inhibits (e.g., reduces) specific binding of a reference antigen binding protein (e.g., a ligand, or a reference antibody) to a common antigen (e.g., PCSK9 or a fragment thereof). Numerous types of competitive binding assays can be used to determine if one antigen binding protein competes with another, for example: solid phase direct or indirect radioimmunoassay (RIA), solid phase direct or indirect enzyme immunoassay (EIA), sandwich competition assay (see, e.g., Stahli et al., 1983, Methods in Enzymology 9:242-253); solid phase direct biotin-avidin EIA (see, e.g., Kirkland et al., 1986, J. Immunol. 137:3614-3619) solid phase direct labeled [sic] assay, solid phase direct labeled [sic] sandwich assay (see, e.g., Harlow and Lane, 1988, Antibodies, A Laboratory Manual, Cold Spring Harbor Press); solid phase direct label RIA using I-125 label (see, e.g., Morel et al., 1988, Molec. Immunol. 25:7-15); solid phase direct biotin-avidin EIA (see, e.g., Cheung, et al., 1990, Virology 176:546-552); and direct labeled [sic] RIA (Moldenhauer et al., 1990, Scand. J. Immunol. 32:77-82). Typically, such an assay involves the use of purified antigen bound to a solid surface or cells bearing either of these, an unlabelled test antigen binding protein and a labeled [sic] reference antigen binding protein. Competitive inhibition is measured by determining the amount of label bound to the solid surface or cells in the presence of the test antigen binding protein. Usually the test antigen binding protein is present in excess. Antigen binding proteins identified by competition assay (competing antigen binding proteins) include antigen binding proteins binding to the same epitope as the reference antigen binding proteins and antigen binding proteins binding to an adjacent epitope sufficiently proximal to the epitope bound by the reference antigen binding protein for steric hindrance to occur. Additional details regarding methods for determining competitive binding are provided in the examples herein. Usually, when a competing antigen binding protein is present in excess, it will inhibit (e.g., reduce) specific binding of a reference antigen binding protein to a common antigen by at least 40-45%, 45-50%, 50-55%, 55-60%, 60-65%, 65-70%, 70-75% or 75% or more. In some instances, binding is inhibited by at least 80-85%, 85-90%, 90-95%, 95-97%, or 97% or more.
The term "neutralizing antigen binding protein" or "neutralizing antibody" refers to an antigen binding protein or antibody, respectively, that binds to a ligand and prevents or reduces the biological effect of that ligand. This can be done, for example, by directly blocking a binding site on the ligand or by binding to the ligand and altering the ligand's ability to bind through indirect means (such as structural or energetic alterations in the ligand)...
Sanofi addresses the various causes of competition that are posited in the [CS]... For the purposes of construction, these matters are irrelevant. Competition is determined by an assay, and it does not matter what causes the competition.
I agree with that interpretation of the CS and the Competition Claims.
I think, whenever you do experiments using different technologies or analytical techniques, you can end up with different results. I mean, not - they're usually in the same order, if I'm making myself clear ... from a high binding antibody to a weak antibody or a weak blocker to a high blocker, but the actual numerical value may differ.
I take from this evidence that while the numerical values produced by different assays may vary, they will usually produce consistent results in terms of identifying which antibodies compete and whether they do so strongly or weakly.
PROF MAHLER: So what it means is that - what it means is that when you - when you go through immunisation protocol and raise antibodies, you don't have any control over what you get. You can't - it's not as though you have a preconceived idea that, "I'm going to make antibodies that compete and therefore I'm going to do this" ... You don't know what you're going to get and so you're going to immunise with PCSK9, you're going to generate a panel of antibodies, and then you will test them, and then you will know whether they compete or not.
But you can't have a preconceived idea about - about what you want and translate that into some protocol that gives you something that - that the animal does...You have no control over which antibodies are going to be raised. Everything happens downstream with the testing of what you have got so - so what I meant by that is that you - you - you can't have a preconceived idea that the application is going to assist me to make antibodies that compete, because it - it doesn't. That - that's the way I read the question.
HIS HONOUR: Well, it assists you to determine whether or not they compete at the very end of your program.
PROF MAHLER: It's after you - it's after you let the animal do the work. You - you screen the antibodies, you end up with a panel, then you can say whether they compete. But the fact that you want - you want antibodies that compete - well, there's nothing you can do. The application doesn't assist or give you any - it can't. It - it's not possible. It can't.
HIS HONOUR: Well - - -
PROF MAHLER: It can't tell you how to make antibodies that compete.
HIS HONOUR: What about the assistance it gives at that very last step ... though?
PROF MAHLER: Which last step is that, sorry?
HIS HONOUR: Determining whether or not they do compete.
PROF MAHLER: Of course, because you have got - right at the end you have got the antibodies that they compete with so then you can test them. But that's totally independent of do these antibodies assist me in generating antibodies that compete. They - they don't.
... the different methodologies in the different types of assays discussed in paragraph [0231] are likely to yield different results. Therefore, it is typical in the industry when reporting results, to identify the assay by which the results were obtained.
However, I understood this evidence to be referring to potential numerical differences in assay results. He did not say that any of the assays identified in CS [0231] would be likely to produce either a false positive or false negative.
Examples 10 and 37: There were some discrepancies in the binning for antibodies listed in Tables 2 and 8.3 of the Application, from Examples 10 and 37, respectively, as pointed out in Paragraph 167 of my Declaration dated 28th [February] 2018. Overall there was consistency in the binning of antibodies with a few differences. It is my experience that different methods can yield different results in some circumstances.
There are a few minor discrepancies between the results ... All antibodies that were tested in both Example 10 and 37 and were found in Example 10 to co-bin with 31H4 were still found to do so in Example 37. All but one of the antibodies that co-binned with 21B12 in Example 10 were found to do so in Example 37; the exception was 30A4, which co-binned with 21B12 in Example 10 but was put in the "catch-all" bin in Example 37. However, when I examine the Example 37 data in Figures 23A-23C of the 677 Application, I conclude that 30A4 in fact DOES co-bin with 21B12. The apparent discrepancy may therefore be a clerical error.
MR SHAVIN: The order in which the ABPs are employed can be important - - -
PROF HUDSON: Yes.
MR SHAVIN: - - - and you accept, don't you, that if you're doing a competitive binding assay, you may get different results depending upon the sequence that you use.
PROF HUDSON: Correct.
MR SHAVIN: Yes. And if ABP(a) is employed as the reference antibody and blocks the binding of ABP(b), the converse is not always true, and you accept that.
PROF HUDSON: Correct.
As will be appreciated by one of skill in the art, if the reference ABP prevents the binding of the probe ABP then the antibodies are said to be in the same bin. The order in which the ABPs are employed can be important. If ABP A is employed as the reference ABP and blocks the binding of ABP B the converse is not always true: ABP B used as the reference ABP will not necessarily block ABP A. There are a number of factors in play here: the binding of an ABP can cause conformational changes in the target which prevent the binding of the second ABP, or epitopes which overlap but do not completely occlude each other may allow for the second ABP to still have enough high-affinity interactions with the target to allow binding. ABPs with a much higher affinity may have a greater ability to bump a blocking ABP out of the way. In general, if competition is observed in either order the ABPs are said to bin together, and if both ABPs can block each other then it is likely that the epitopes overlap more completely.
This paragraph of the CS teaches the skilled addressee that if competition is observed in either order then the test antibody and the reference antibody will bin together, thereby implying that they will compete for binding to PCSK9.
... binds to human PCSK9 and is neutralizing in that an excess of said antibody reduces the quantity of human PCSK9 bound to LDLR in an in vitro competitive binding assay, wherein said monoclonal antibody competes for binding to PCSK9 with [21B12].
I note, though, that in this claim the requirement for an "excess" of antibody in an in vitro competitive binding assay appears to relate to the assay used to determine if the MAb competes with PCSK9, rather than the assay used to determine if the MAb competes with 21B12.
... [W]ill the disclosure enable the addressee of the specification to produce something within each claim without new inventions or additions or prolonged study of matters presenting initial difficulty?"
In Kimberly-Clark and [Lockwood No 1] the High Court was concerned with various product claims each of which consisted of a number of features all of which were essential (in the sense of non-optional) integers of the claim. However, there are some types of claim that may need to be approached slightly differently including, in particular, claims to methods for producing one or more specified results. For example, a claim for a method of producing one or more of outcomes A, B or C might be infringed if the alleged infringer uses the method to produce outcome A, but not outcome B or C...it would seem to me to be wrong in principle to hold that the description of the invention is sufficient if the specification enables the use of the method to achieve outcome A, but not outcomes B or C. It would be inconsistent with the purposes of the Act to confer a monopoly on a patentee for a method of producing any of outcomes A, B or C, if the patentee's disclosure only enabled the use of the method to produce some of those outcomes.
The Court in Tramanco did not eschew the requirement set out in Kimberly-Clark at [25] that the disclosure enable the addressee to produce something within each claim. Rather it considered that if a claim properly construed had the effect of claiming three distinct alternative outcomes, the position would not be any different to a case where each outcome was expressed in a separate claim. If the disclosure of the specification did not enable at least one method falling within each of the alternatives, then it would not conform with the requirement of s 40(2)(a) ...
[854] ... in my view the peculiar claims at issue in Tramanco were to a method for logging the performance of a vehicle suspension and determining one or more parameters selected from the group consisting of A, B, and C (ie the claim included methods for determining only one parameter out of A, B, C, combinations of two parameters A+B, A+C, B+C and all three parameters A+B+C).
[855] But leaving aside special classes of claims to methods producing one or more specified optional outcomes, it is well settled that only one embodiment within each claim need be enabled for sufficiency purposes. An invention is sufficiently disclosed if a skilled person could make a single embodiment of the invention which falls within the scope of the claims ...
I certify that the preceding four hundred and seventy (470) numbered paragraphs are a true copy of the Reasons for Judgment of the Honourable Justice Nicholas.
Annexure A
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