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[2005] HCA 40
High Court of Australia
2005-08-10
Mansfield J, Heerey J, Heydon JJ
Original judgment source is linked above.
(b) the order of Mansfield J in the Federal Court of Australia dated 2 December 2002 be set aside and, in place thereof, order that:
(ii) the decision of the Tribunal be set aside; and
(iii) the matter be remitted to the Tribunal to be determined according to law.
D De Marchi for the appellant (instructed by Pipers)
P J Hanks QC with E Ford for the respondent (instructed by Australian Government Solicitor)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Repatriation pension - Whether injury arose out of or was attributable to defence service - Whether attendance at Mess function compulsory - Whether attendance at Mess function constituted defence service - Applicant injured as a result of falling from window due to intoxication.
Administrative law - Tribunal of the Commonwealth - Whether Administrative Appeals Tribunal gave reasons which conformed to law - Sufficiency of reasons - Whether perverse findings of fact constitute an error of law - Jurisdiction of Federal Court to disturb perverse findings of fact - Whether returning matter to the Administrative Appeals Tribunal would be futile - Whether High Court should substitute a finding on the facts.
Statutes - Construction - Interpretation of beneficial provisions.
Words and phrases - "defence-caused", "defence service", "attributable to", "arose out of".
Administrative Appeals Tribunal Act 1975 (Cth) ss 29, 43, 44, 57A.
Veterans' Entitlement Act 1986 (Cth) ss 44(1), 70(1), 70(5), 70(7), 70(9), 120(4), 120B(3), 180A(3).
"The evidence of the present appellant and RSM Lee, the truthfulness of which was not disputed and which was implicitly accepted by the tribunal, show that attendances by a SNCO at the sergeants' mess, and especially at a function to welcome visiting dignitaries, were an integral, and valuable, part of army life. Sergeants and other SNCOs need to be in regular informal contact about the operation of the unit and the well-being of those serving in it. The longstanding tradition is that a mess, whether sergeants' or officers', is perhaps the best place where this can be done effectively. Moreover the camaraderie of the mess encourages the maintenance and development of trust, loyalty and regimental pride which are essential for an effective military organisation.
When the mess entertains a distinguished visitor the unit is, so to speak, on show. If 3 Battalion RAR were to provide an embarrassingly small turnout of Warrant Officers and Sergeants for the Senior RSM in the Australian Army because the appellant preferred to read a book in his own quarters, it may be doubted whether his conduct would have been accepted by his colleagues and RSM Lee as purely a matter of free choice for him."
(b) a member of the Forces or member of a Peacekeeping Force has become incapacitated from a defence-caused injury or a defence-caused disease;
the Commonwealth is, subject to this Act, liable to pay:
(d) in the case of the incapacity of the member - pension by way of compensation to the member;
"(5) For the purposes of this Act, the death of a member of the Forces (other than a member to whom this Part applies solely because of section 69A) or member of a Peacekeeping Force shall be taken to have been defence-caused, an injury suffered by such a member shall be taken to be a defence-caused injury or a disease contracted by such a member shall be taken to be a defence-caused disease if:
(a) the death, injury or disease, as the case may be, arose out of, or was attributable to, any defence service, or peacekeeping service, as the case may be, of the member;
(c) the death is to be deemed by subsection (6) to be defence-caused, the injury is to be deemed by subsection (7) to be a defence-caused injury or the disease is to be deemed by subsection (7) to be a defence-caused disease, as the case may be; or
(d) the injury or disease from which the member died, or has become incapacitated:
(i) was suffered or contracted during any defence service or peacekeeping service of the member, but did not arise out of that service; or
(ii) was suffered or contracted before the commencement of the period, or the last period, of defence service or peacekeeping service of the member, but not during such a period of service;
and, in the opinion of the Commission, the injury or disease was contributed to in a material degree by, or was aggravated by, any defence service or peacekeeping service rendered by the member, being service rendered after the member suffered that injury or contracted that disease; ..."
"(7) Where, in the opinion of the Commission, the incapacity of a member of the Forces or member of a Peacekeeping Force was due to an accident that would not have occurred, or to a disease that would not have been contracted, but for his or her having rendered defence service or peacekeeping service, as the case may be, or but for changes in the member's environment consequent upon his or her having rendered any such service:
(a) if the incapacity of the member was due to an accident - that incapacity shall be deemed to have arisen out of the injury suffered by the member as a result of the accident and the injury so suffered shall be deemed to be a defence-caused injury suffered by the member; or
(b) if the incapacity was due to a disease - the incapacity shall be deemed to have arisen out of that disease and that disease shall be deemed to be a defence-caused disease contracted by the member, for the purposes of this Act."
"(3) In applying subsection 120(4) to determine a claim, the Commission is to be reasonably satisfied that an injury suffered by a person, a disease contracted by a person or the death of a person was war-caused or defence-caused only if:
(a) the material before the Commission raises a connection between the injury, disease or death of the person and some particular service rendered by the person; and
(i) a Statement of Principles determined under subsection 196B(3) or (12); or
(ii) a determination of the Commission under subsection 180A(3);[[3]]
that upholds the contention that the injury, disease or death of the person is, on the balance of probabilities, connected with that service."
"The Tribunal finds that on the evening of 27 February 1986, between 4.30pm and 9.00pm, the applicant attended the sergeants mess at the Holdsworthy Army Base to socialise with fellow NCOs. They drank alcoholic beverages, ate a meal and had a friendly conversation. The situation was in fact no different to what they might have done, had they decided to go to a hotel away from the Base.
The only links between the Army and the intoxication of [the appellant] were that the intoxication occurred on an Army Base and that [the appellant] and his fellow drinkers were soldiers. The intoxication was not caused by, nor did it arise out of any task that [the appellant] had to do as a soldier, nor did it arise out of his defence service, nor did it occur in the course of his defence service.
Consequently, the subsequent injury to [the appellant's] knee was not caused by his defence service, nor did it arise out of or in the course of his defence-service. It was not service-related nor was it defence-caused, within the meaning of those terms in the Veterans' Entitlement Act 1986."
"Whether the left knee injury arose out of the applicant's defence service depends upon whether there is a causal connection between the defence service and the incapacity from the left knee injury[9]. The connection need not be the sole or dominant or prominent cause of the injury; it is sufficient if it is a contributory cause or connection. In Repatriation Commission v Law[10] Aickin J (with whom Gibbs CJ, Stephen and Mason JJ agreed) said the natural meaning of the words then under consideration (in ss 101(1)(b) and 101(1A) of the Repatriation Act 1920 (Cth)) was to point to a causal connection rather than a temporal connection between the defence service and the injury or disease. The words there under consideration were relevantly to the same effect as those in s 70(5)(a) of the Act. If the cause of the injury is the personal or domestic activities of the claimant, and the defence service provides no more than the circumstances in which the cause operated, then the injury does not arise out of, and is not attributable to, defence service[11]."
"The reasons of the AAT were brief ... It is true, as Heerey J observes, that neither in that passage[13] nor in the next paragraph of its reasons did the AAT refer to the expression 'attributable to' used in s 70(5)(a) of the Act. Such an omission was not relied on as a ground of appeal below or before us. That is hardly surprising. The intoxication and the fall took place during [the appellant's] defence service. In that context, any notion of attribution would not suggest a less proximate causal relationship, between defence service and the injury, than would be conveyed by the expression 'arise out of', which expression was fastened upon by the AAT.
The critical finding of the AAT was that [the appellant] was not required to attend the relevant function on the day in question. Its view about whether the injury was defence caused was based on that finding. We agree with the primary judge that that finding was open to the AAT. Moreover, the statement by the AAT that the intoxication did not 'arise out of any task that [the appellant] had to do as a soldier' does not, in our view, suggest that the AAT took the view that the only relevant service was that performed by a member at risk of disciplinary action for insubordination."
"The tribunal said that the appellant's intoxication did not 'arise out of any task that (he) had to do as a soldier'. However, things a person does in the course of serving as a soldier are not limited to the obeying of lawful commands, directions and orders under disciplinary sanction pursuant to ss 27, 28 or 29 of the Defence Force Discipline Act 1982 (Cth). In Henderson v Cmr of Railways (WA) (1937) ... where the High Court was concerned with a workers' compensation statute which spoke of injury 'arising out of or in the course of employment', Dixon J said[16]:
'To be in the course of employment, the acts of the workman must be part of his service to the employer. But the difficulty lies in the application of this conception. For the service consists in more than the actual performance of the work which the workman is employed to do. It includes the doing of whatever is incidental to the performance of the work. General expressions of this kind have not proved very helpful. ... Where the accident arises shortly before the beginning of actual work or shortly after its cessation, or in an interval when labour is suspended, and it occurs at or near the scene of operations, the question whether it arises in the course of the employment will depend on the nature and terms of the employment, on the circumstances in which work is done and on what, as a result, the workman is reasonably required, expected or authorized to do in order to carry out his actual duties." (Emphasis added by Heerey J)
"In the present case, the expression 'arose out of, or was attributable to, any defence service', although made up of ordinary words, is one that conveys a compound legal concept. It is not like the ordinary word 'business' which was at issue in Hope[18] or the word 'insulting'[19]. For upwards of a century in common law jurisdictions, courts have construed the meaning of such expressions in workers' compensation legislation. Accordingly the correct application of the expression to the facts found in the present case raised a question of law for the purposes of s 44 of the Administrative Appeals Tribunal Act 1975 (Cth), subject to the need to make a further finding on the causation issue, as explained above[20].
The Tribunal erred in law in the application of this statutory criterion. It effectively ignored what the appellant was, as a matter of practicality, required or expected to do as part of his service in the army. The primary judge did not correct that error. It might also be said that if injury can only arise out of or be attributable to defence service if it occurs when the claimant is doing something which he or she is ordered to do, it is strange that the Act contemplates injury being compensable even when it arises out of disobedience of an order, as long as there has not been a serious default or wilful act or a serious breach of discipline."
The appellant's argument based on s 70(7) of the Act
"… we were all military and you understand most of the people same as I had joined the military at 17, had seen no outside life, had no other life, there was no life but the military. That's all we knew, that's all we talked about."
"I … went to spit out, and out I went of my window and over-balanced drunk, that's - I went out my window".
"And you were a bit the worse for ware [sic] because of alcohol, were you? … Yes, I had drunk, yes.
Is that what you are claiming, that because you were the worse for ware [sic] from alcohol you fell out the window, or was it just an accidental over-balance? … Well, I think it is a matter - I don't think I would have over-balanced and gone out if I hadn't drunk."
"The Tribunal made a different finding, namely that the [appellant's] attendance at the function and his excessive consumption of alcohol at the function was not related in any relevant way to his defence service. It found his attendance at the function was a matter for the [appellant], as was the extent of his alcohol consumption.
In my view these findings were clearly open to the Tribunal."
"If the cause of the injury is the personal or domestic activities of the claimant, and the defence service provides no more than the circumstances in which the cause operated, then the injury does not arise out of, and is not attributable to, defence service: see eg per Denning J in Wedderspoon v Minister of Pensions[43]."
"[t]he critical finding of the AAT was that Mr Roncevich was not required to attend the relevant function on the day in question. Its view about whether the injury was defence caused was based on that finding. We agree with the primary judge that that finding was open to the AAT. Moreover, the statement by the AAT that the intoxication did not 'arise out of any task that Mr Roncevich had to do as a soldier' does not, in our view, suggest that the AAT took the view that the only relevant service was that performed by a member at risk of disciplinary action for insubordination."
(1) The sufficiency of reasons issue: Whether the Tribunal gave sufficient reasons for its conclusion adverse to the appellant and, if it did not, whether the Federal Court erred on a question of law in failing to detect and remedy that insufficiency?
(2) The error on a question of law issue: Whether the decision of the Tribunal adverse to the appellant was correctly found by the Federal Court to have been open to it on the evidence, rendering it impermissible for that Court, as the majority concluded, to disturb the Tribunal's fact finding, even if that finding might appear factually erroneous or even perverse?
(3) The causation issue: Whether it was open to the Tribunal on the evidence before it to conclude that the intoxication of the appellant, that caused him to fall suffering injury to his knee, was a personal, voluntary or domestic act sustaining the Tribunal's conclusion that the appellant's injury was not "defence-caused" excluding correction by the Federal Court?
(4) The misdirection issue: Whether the Tribunal erred in law in the way in which it defined the attributes of defence service, and if so, whether this required correction by the Federal Court?
(5) The futility issue: Whether it would be futile for this Court to remit this case to the Tribunal bearing in mind the probability of the Tribunal concluding, on a correct application of the law, that the appellant's injury was, or was not, "defence-caused"?
(6) The consequential orders issue: Having regard to the conclusions on the foregoing issues, and the resolution of other grounds of appeal, what relief should be granted in the case, if any?
"The real issue was whether the relevant factor, namely the fall, was in fact related to the [appellant's] defence service. That issue was identified and addressed by the Tribunal."
"… [a] question of law arises when it is contended on the one hand that there was no material before the Commission on which it could find that it did, or on the other that on the material which the Commission accepted and its findings on that material it necessarily followed that it did … Between these two extremes, the question is one of degree, depending on the view taken of the relative importance and significance of the facts proved in the evidence; and a decision either way by the Commission is one of fact and cannot be disturbed by this Court."
"[A] deliberate human act is therefore most often a barrier … in tracing back causes … [I]t is often something through which we do not trace the cause of a later event and something to which we do trace the cause through intervening causes of other kinds". (original emphasis)
"His weak heart and his sleeplessness were not causes of his death, but only the circumstances in which the cause operated. They were factors in the situation, but factors which fell short of being causes. … The dose was taken by [him] in his personal capacity. … The consequences of such an action are no more attributable to war service than the consequences of drinking too much or smoking too much or playing a game of squash. The cases show that when the cause of the death or disablement lies in the man's own personal or domestic sphere, and the war service does no more than provide the circumstances in which the cause operated, it is not attributable to war service."
"Everyone knows as the outset that if the consumption continues, a stage will be reached at which judgment and capacity to care for oneself will be impaired, and even ultimately destroyed entirely for at least a period."
"Even assuming the various difficulties identified about the formulation of a duty of care to monitor and moderate the amount of liquor the appellant drank could be overcome, the breach of such a duty, however it is expressed, was not a cause of the injuries the appellant sustained. … [T]he Club could do nothing more to require her to take care. In particular, it could not lawfully detain her. If, as happened here, she left the Club and was injured, any carelessness of the Club in selling her liquor was not a cause of what happened."
"The only links between the Army and the intoxication of Mr Roncevich were that the intoxication occurred on an Army Base and that Mr Roncevich and his fellow drinkers were soldiers. The intoxication was not caused by, nor did it arise out of any task that Mr Roncevich had to do as a soldier, nor did it arise out of his defence service, nor did it occur in the course of his defence service."
(3) A determination under this subsection in respect of a particular kind of injury, disease or death must be in writing and must:
(a) state that it has effect only in relation to the class of veterans or members of the Forces referred to in subparagraph (1)(b)(i); and
(b) state that it applies only in respect of claims relating to:
(i) eligible war service (other than operational service) rendered by a veteran; or
(ii) defence service (other than hazardous service) rendered by a member of the Forces; and
(ii) which of those factors must be related to service rendered by a person;
before it can be said, on the balance of probabilities, that an injury, disease or death of that kind is connected with the circumstances of that service." ↑
Repatriation Medical Authority Instrument No 60 of 1997. ↑
Roncevich v Repatriation Commission [2001] AATA 199 (16 March 2001). ↑
Roncevich v Repatriation Commission (2001) 66 ALD 105. ↑
Roncevich v Repatriation Commission [2002] AATA 343 (14 May 2002) at [9]-[11]. ↑
Roncevich v Repatriation Commission [2002] FCA 1458 (2 December 2002) at [18]. ↑
See eg Holthouse v Repatriation Commission (1982) 1 RPD 287 at 288 per Davies J. ↑
Roncevich v Repatriation Commission (2004) 75 ALD 345 at 354 [34]; 37 AAR 397 at 406. ↑
cf Pettitt v Dunkley [1971] 1 NSWLR 376 at 381-382, 385, 388; Fox v Percy (2003) 214 CLR 118 at 165-166 [148] per Callinan J. ↑
At the date of the claim made by the appellant under the Act, s 57A provided:
(1) A request for review of a decision under section 57 must:
(a) be made within 3 months after the person seeking review was notified of the decision; and
(b) set out the grounds on which the request is made; and
(2) If a request for review of a decision is made in accordance with subsection (1) the Commission must review the decision.
(3) If the Commission has delegated its powers under this section to the person who made the decision under review, that person must not review the decision." ↑
Kavanagh v The Commonwealth (1960) 103 CLR 547 at 558 per Fullagar J; Repatriation Commission v Law (1981) 147 CLR 635 at 647, 649 per Aickin J. ↑
Roncevich v Repatriation Commission [2002] AATA 343 (14 May 2002) at [9]. ↑
Re Colonel Aird; Ex parte Alpert (2004) 78 ALJR 1451; 209 ALR 311. ↑
R v Monopolies and Mergers Commission; Ex parte National House Building Council, [1994] TLR 38; Walsh v Rother District Council [1978] 1 All ER 510 at 514 per Donaldson J. ↑
Roncevich v Repatriation Commission (2003) 75 ALD 345. ↑
Administrative Appeals Tribunal Act 1975 (Cth) ("AAT Act"), s 44(1). ↑
Constituted pursuant to the Defence Act 1903 (Cth), s 30. ↑
(1981) 147 CLR 635 at 649 per Aitkin J (with whom Gibbs CJ, Stephen and Mason JJ concurred). ↑
See eg Kavanagh v The Commonwealth (1960) 103 CLR 547 at 555-557 considering the Commonwealth Employees' Compensation Act 1930 (Cth), s 9(1); cf Zickar v MGH Plastic Industries Pty Ltd (1996) 187 CLR 310 at 335, 351-352. ↑
Under the Act, s 70(5)(c) and (d) and s 70(7). ↑
[2002] FCA 1458 at [18] citing Holthouse v Repatriation Commission (1982) 1 RPD 287 at 288. ↑
Defence personnel were earlier entitled to benefits under the Commonwealth Employees' Compensation Act 1930 (Cth). That Act was repealed by the Compensation (Commonwealth Employees) Act 1971 (Cth). ↑
Roncevich v Repatriation Commission [2002] AATA 343 (14 May 2002) at [10] ("Reasons of the Tribunal"). ↑
Azzopardi v Tasman UEB Industries Limited (1985) 4 NSWLR 139 at 149. ↑
Azzopardi v Tasman UEB Industries Limited (1985) 4 NSWLR 139 at 146-151. See also Soulemezis v Dudley (Holdings) Pty Ltd (1987) 10 NSWLR 247 at 253-254; Warley Pty Ltd v Adco Constructions Pty Ltd (1988) 8 BCL 300 at 305-308; X v The Commonwealth (1999) 200 CLR 177 at 218-219 [136]. ↑
See eg Mahony v Industrial Registrar of New South Wales (1986) 8 NSWLR 1 at 5; Haines v Leves (1987) 8 NSWLR 442 at 476; cf at 469-470; Warley Pty Ltd v Adco Construction Pty Ltd (1988) 8 BCL 300 at 310-311; Tracy Village Sports and Social Club v Walker (1992) 111 FLR 32 at 37; Bowen-James v Delegate of the Director-General of the Department of Health (1992) 27 NSWLR 457 at 474-475; Wilson v Lowery (1993) 110 FLR 142 at 146-147; Bruce v Cole (1998) 45 NSWLR 163 at 188. ↑
See, for example, Dibeek Holdings Pty Ltd v Notaras [2000] FCA 1212 at [52]; contra C A Ford Pty Ltd t/as Caford Castors v Comptroller-General of Customs (1993) 46 FCR 443 at 446. ↑
See, for example, Hill v Green (1999) 48 NSWLR 161 at 212-213; contra at 177. ↑
See, for example, Young v Northern Territory (2004) 183 FLR 121 at 129. ↑
(2004) 217 CLR 469; see especially at 494-495 [90]-[92]. ↑
cf Chamberlain, "Duty-Free Alcohol Service", (2004) 12 Tort Law Review 121; Hamad, "The intoxicated pedestrian: Tortious reflections", (2005) 13 Tort Law Review 14; Dixon and Spinak, "Common Law Liability of Clubs for Injury to Intoxicated Patrons: Cole v South Tweed Heads Rugby League Football Club Ltd", (2004) 27 University of New South Wales Law Journal 816. ↑
Reasons of the Tribunal at [10] (emphasis added). ↑
A similar reference to "in the course of his defence service" appears in the Reasons of the Tribunal at [11]. ↑
See joint reasons at [17], citing Henderson v The Commissioner of Railways (WA) (1937) 58 CLR 281. See also Hatzimanolis v ANI Corporation Ltd (1992) 173 CLR 473. ↑
(2003) 75 ALD 345 at 359 [58] (emphasis added). ↑
Roncevich
Repatriation Commission
[2001] AATA 199
[2002] AATA 343
(1980) 147 CLR 635
(1937) 58 CLR 281
(1980) 144 CLR 1
(2003) 214 CLR 118
(1960) 103 CLR 547
(1981) 147 CLR 635
(2004) 78 ALJR 1451
(1939) 62 CLR 160
(1988) 166 CLR 1
(1996) 187 CLR 310
(2001) 206 CLR 323
(1997) 191 CLR 559
(1985) 4 NSWLR 139
(1987) 10 NSWLR 247
(1999) 200 CLR 177
(1986) 8 NSWLR 1
(1987) 8 NSWLR 442
(1992) 111 FLR 32
(1992) 27 NSWLR 457
(1993) 110 FLR 142
(1998) 45 NSWLR 163
(1993) 46 FCR 443
(1999) 48 NSWLR 161
(2004) 183 FLR 121
(1983) 76 FLR 341
(1944) 69 CLR 96
(1991) 171 CLR 506
(2002) 36 MVR 408
(1985) 155 CLR 422
(1954) 91 CLR 268
(1991) 172 CLR 378
(1992) 176 CLR 408
(1998) 195 CLR 232
(2004) 217 CLR 469
(1992) 173 CLR 473
(1994) 50 FCR 252
(1995) 57 FCR 25