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[2004] VSCA 12
Court of Appeal (Vic)
2004-02-27
WINNEKE, P., ORMISTON and BUCHANAN, JJ.A.
Original judgment source is linked above.
The applicant, she said, closed the door after him. He told her not to make any noise or "I will fire your brother". She remained silent; and he blocked her escape by standing against the door (count 10; unlawful imprisonment). M.P. said:
"He removed his hand from my mouth and passionately ... started kissing me [with his tongue]. ... He then started rubbing my breasts above my clothing, with both of his hands."
She said that she did not know what to do. He then removed the singlet top, exposing her bra. He then rubbed her breasts again. Then he lifted her bra, and "licked and sucked" her breasts and nipples (count 11; indecent act with child under 16). Although she struggled, she did not want to upset him because she did not know what he would do. He then pulled her around so that they were "side on". He lowered her pants and underwear to her ankles and commenced to rub his unexposed penis against her bottom (count 12; indecent act). She noticed that he began to lower his own pants; but heard someone else enter the toilets, and move to another cubicle. The applicant, very softly, told her to raise her legs and told her to "shut up", putting his hand over her mouth. He knelt down in front of her until the other person had left. She said that, as he had been rubbing her breasts, he was groaning and saying that "her breasts were beautiful". He then pushed her legs apart and inserted a finger or fingers into her vagina. He was "rough" and was "hurting her". He asked her whether she was "enjoying" it. She did not reply; but - she said - it "felt disgusting". She then lashed out with her feet and kicked him as hard as she could in the stomach. He removed his fingers and left (count 13; digital rape). M.P. remained in the cubicle for some 10 minutes. She said that she was in a state of shock and did not know what to do. She then dressed herself and walked back to the store where she "nodded" good-bye to her brother and went home. From there, she made a telephone call to a friend - Michael Read - telling him, inter alia, that her brother's boss had "had his way with her". Read gave evidence in which he said he remembered a `phone call from M.P. in the course of which she had told him that her brother's boss had "come on to her". She did not tell her brother (i.e. J.P.), she said, because she was "too embarrassed". She agreed that, at some time after these events, she commenced to visit the store again; but not as frequently. She did so because she and her brother did not live together; and the store was a convenient place to visit him after school.
(i) The trial judge erred in failing to order severance of the presentment. (5 particulars substantiating this ground were given.)
(ii) A miscarriage of justice resulted from the failure to order severance of the presentment; and in particular, the evidence of each complainant was not admissible in the case of another or others.
(iii) The trial judge erred in the directions concerning the use of the evidence of each complainant in the case of the others. (Particulars were given of the asserted erroneous directions.)
(iv) The trial judge erred in his directions to the jury concerning separate consideration of each count. (Particulars were given.)
(v) The trial judge misdirected the jury as to the mental element in relation to counts 1, 11, 12, 14 and 15 (indecent act with a child under 16); and in particular, he directed that:
"An act is wilful for the purposes of this offence either in that the accused intended to perform the act alleged or did so reckless as to the consequences of his act.".
(vi) The verdicts of guilty on counts 1, 4 and 5 are unsafe and unsatisfactory; and in particular, no jury acting reasonably could have come to the conclusion that the activity said to found the count in each case was indecent.
Grounds 1 and 2 - Severance of counts; lack of "cross-admissibility of complainants' evidence
"Despite sub-section (3) and any rule of law to the contrary, if in accordance with this Act, two or more counts charging sexual offences are joined in the same presentment, it is presumed that those counts are triable together";
"The presumption created by sub-section (3AA) is not rebutted merely because evidence on one count is inadmissible on another count."
As this Court pointed out in R. v. K.R.A.[6], these amendments make it appropriate that severance of the presentment :
"should be approached on the basis that the rule of law or practice which had hitherto existed in this State had been, and was intended to be, modified by these amendments in favour of the more pragmatic approach adopted in the case of R. v. Christou[7].
In particular, the Court pointed out that the trial judge should consider whether potential prejudice could be overcome by appropriate directions, bearing in mind that juries can be trusted to heed the directions of the trial judge.
"(2) Propensity evidence relevant to facts in issue in a proceeding for an offence is admissible if the court considers that in all the circumstances it is just to admit it despite any prejudicial effect it may have on the person charged with the offence. (3) The possibility of a reasonable explanation consistent with the innocence of the person charged with an offence is not relevant to the admissibility of the evidence referred to in sub-section (2). (4) Nothing in this section prevents a court taking into account the possibility of a reasonable explanation consistent with the innocence of the person charged when considering the weight of the evidence or the credibility of a witness. (5) This section has effect despite any rule of law to the contrary."
The purpose and scope of these provisions was considered by this Court in R. v. Best[8]. That decision makes it clear that the purpose of the section was to displace the "no other reasonable explanation" test for admissibility of "propensity evidence" as developed by the High Court in Hoch v. R.[9] and Pfennig v. R.[10] in favour of the "just to admit the evidence despite its prejudicial effect" test enunciated by the House of Lords in Director of Public Prosecutions v. P.[11]. Evidence which is broadly described as "propensity evidence" will now be admissible provided that it is "relevant to facts in issue in a proceeding" and if the court considers that "in all the circumstances it is just to admit it despite any prejudicial effect it may have ..." Issues arising as to the reliability of the evidence on account of possible collusion, collaboration or innocent infection are for the jury to decide[12].
"As this matter has been left in Reg. v. Boardman, I am of the opinion that it is not appropriate to single out `striking similarity' as an essential element in every case in allowing evidence of an offence against one victim to be heard in connection with an allegation against another."
"When a question of the kind raised in this case arises, I consider that the judge must first decide whether there is material upon which a jury would be entitled to conclude that the evidence of one victim about what occurred to that victim, is so related to the evidence given by another victim, about what happened to that other victim, that the evidence of the first victim provides strong enough support for the evidence of the second victim to make it just to admit it notwithstanding the prejudicial effect of admitting the evidence. This relationship, from which support is derived, may take many forms, and while these forms may include `striking similarity' in the manner in which the crime is committed, consisting of unusual characteristics in its execution, the necessary relationship is by no means confined to such circumstances. Relationships in time and circumstances other than these may well be important relationships in this connection. Where the identity of the perpetrator is in issue, and evidence of this kind is important in that connection, obviously something in the nature of what has been called ... a signature or other special feature will be necessary. To transpose this requirement to other situations where the question is whether a crime has been committed, rather than who did commit it, is to impose an unnecessary and improper restriction upon the application of the principle." (my emphasis)
These principles have been regularly applied in this Court in determining whether a trial judge had correctly exercised his discretion not to sever counts in cases such as this one on the basis that the evidence was admissible in accordance with the provisions of s.398A of the Crimes Act[13].
"The next matter I want to deal with is that you are considering 15 counts here. They are being all heard together as a matter of convenience because, if you have to have 15 separate trials, there would be a fair duplication (sic) of evidence, wouldn't there, and take a considerable amount of time. But despite that fact, that the 15 counts are being heard together, the accused is entitled to have you, and you must, deal with each count and the evidence relevant to it one by one, that is, ensuring with each count that the Crown has proved its case beyond reasonable doubt. Of course, you should be logical and consistent in dealing with different counts and there may well be quite a degree of commonality, that is, facts that pertain to all or several counts, and those particularly apply with respect to each of the six complainants, but it would be illogical to find a fact differently in respect of different counts, so that you do need to be logical and consistent there, but even accepting that fairly commonsense proposition, it does not alter the rule which I just indicated to you, which is that you must, when deciding if the elements are made out and therefore whether the accused is guilty or not guilty, go through the counts one by one. It would be quite wrong for you simply to apply the logic, `Well he's guilty of one count, so therefore he must be guilty of the others', or the other way round, `He's not guilty on one count, therefore he must be not guilty on the others'. You must consider each count and the evidence relating to it and ensure that with each count, before you bring in a verdict of guilty, that the Crown has proved its case beyond reasonable doubt."
"Did the accused do what has been alleged he did by the six complainants? You are aware that in his record of interview, he denies that he took part in any of the conduct alleged. Then, as I say, there is also an issue in respect to a couple of offences of indecent act with a child under 16 as to whether the actual behaviour was indecent. They are the issues you should focus on as you are considering the evidence and while you are deliberating. As you are aware, there are six complainants, six girls who say that the accused man committed sexual offences upon them. What I want to turn to now is to tell you how you can, and how you cannot, use their evidence. I have already directed you that you must consider each count and the evidence related to it separately. I further direct you - and when I say I direct you, that means that you must follow what I am telling you because it is a direction of law - I further direct you that you must not reason that if the accused committed an offence against one complainant, that he was the kind of person who was likely to have committed an offence against another complainant. The commission of an offence charged can only be proved by the evidence relating to it. You are entitled to consider that the evidence of all the complainants taken as a whole makes it more probable that each of them is telling the truth. All their evidence may therefore be received by you as mutually supportive of their respective allegations. Here the question of collusion or collaboration between complainants is being raised; that is that they all got together to make up a consistent story. I direct you that you must be satisfied beyond reasonable doubt that no such factor was operating, that is collusion or collaboration, before you may use the evidence of one complainant as supportive of the evidence of another complainant."
His Honour then went on to give instruction as to the defence contention that some of the complainants had concocted or embellished their evidence as a consequence of particular assigned motives. No contention has been made in this Court that such directions were inadequate.
"In all but the most exceptional cases in which evidence of criminal conduct other than that which is the subject of the charges before the court, is allowed to go before a jury, it is encumbent upon the trial judge to direct the jury as to the use which they are entitled to make of such evidence and, even more importantly in most cases, the uses to which such evidence must not be put."
That reasoning applies also in this case where the evidence of the other complainants was being led as being probative of the allegations made by each[15].
Ground 5 - Misdirection of mental element re "indecent act"
Applying these principles, I do not regard these verdicts as unsafe. It was, in my view, well open to the jury to find that the acts of pulling a 15 year old girl between his legs and kissing her on the cheek in circumstances where the accused and the victim were in an isolated car park and the victim was resisting, were acts committed in circumstances of indecency. Likewise, in my view, it was open to the jury to find that the placing of the hand of the accused on the thigh of K.W, and sliding it up towards the groin on the two occasions where J.P. had been asked to leave the car to "check the brake-lights,", were also acts of "indecency" in accordance with the instructions which the jury had been given. There is nothing in the decisions relied upon by the applicant of R. v. Harkin[21] or R. v. Court[22] which would lead me to the contrary view. Accordingly I would reject this ground.
[2] cf. R. v. Vaitos (1981) 4 A.Crim.R. 238 at 271-2.
[3] [1998] 4 V.R. 621 at 626-7, per Callaway, J.A.
[4] [2000] VSCA 18; [2000] 1 V.R. 198 at 205 per Callaway, J.A.; at 212-3 per Chernov, J.A.
[5] [2001] VSCA 17 at [99] per Callaway, J.A.; with whose reasons the President and Ormiston, J.A. concurred.
[6] [1999] VSCA 157; [1999] 2 V.R. 708 at 715 per the President, Brooking and Ormiston, JJ.A.
[7] [1997] A.C. 117 at 129. The leading judgment was given by Lord Taylor of Gosforth who, adopting the reasoning of Lord Lane, C.J. in R. v. Cannan (1990) 92 Cr.App.R. 16, took the view that the statute gave the trial judge an undoubted discretion and that to hold that, in sexual offence cases, it should be exercised in a particular way was an unnecessary fetter on the discretion. The "essential criterion" was "a fair resolution of the issues" which involved not only fairness to the accused but also to the prosecution and its witnesses. His Lordship referred to the decisions of the High Court in De Jesus and Sutton (supra).
[9] [1988] HCA 50; (1988) 165 C.L.R. 292 at 296.
[12] R. v. Best, supra, at 611 per Callaway, J.A.
[13] cf. R. v. G.A.E, supra at pp.212-3 per Chernov, J.A.; R. v. Best, supra, at pp.610-11; R. v. Mitchell [2000] VSCA 54; (2000) 112 A.Crim.R. 315 at 318-9 per Tadgell, J.A.; R. v P.J.O. [2001] VSCA 213, per Buchanan, J.A. at [15]-[17]; R. v. Glennon, supra, at [109]-[111] per Callaway, J.A.
[15] R. v. Schlaefer (1984) 37 S.A.S.R. 207 at 211 per King, C.J.
[16] R. v. Best, supra, at 618, ll.30 ff.
[17] cf. B.R.S. v. R. [1997] HCA 47; (1997) 191 C.L.R. 275 at 301 per Gaudron, J.
[18] cf. R. v. P.J.O., supra, at [27]-[28] per Buchanan, J.A.; R. v. A.L.P. [2002] VSCA 210 (18 December 2002) per Eames, J.A. at [96].
[19] M. v. R. [1994] HCA 63; (1994) 181 C.L.R. 487 at 493).
[20] Chamberlain v. R. [No.2] (1984) 153 C.L.R. at 532, 621.
R
Papamitrou [2004] VSCA 12
"In Sutton v. The Queen [1984] HCA 5; (1984) 152 C.L.R. 528 (a case arising under the law of South Australia) this Court applied the same principle to cases of rape. In that case I said at 531): `Before us it was accepted by counsel for the prosecution that where an accused is charged with a number of sexual offences, the charges should not be tried together if the evidence on one count is not admissible on another count. That was the view taken by the majority of the House of Lords in Director of Public Prosecutions v. Boardman [1975] A.C. 421 at 442, 447, 459, and it is a view consonant with justice ...'."