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[2000] VSCA 18
Court of Appeal (Vic)
2000-02-25
WINNEKE, P., CALLAWAY and CHERNOV, JJ.A.
Original judgment source is linked above.
"The true position was, [before the 1987 amendments] and remains, that where evidence on one count is admissible on another, there is no point in ordering separate trials: see De Jesus v. R. at 10 per Dawson, J. The prejudice to the accused must usually be borne and mitigated, so far as is possible, by appropriate directions to the jury. The significance of evidence on one count being inadmissible on another count is that it makes it practicable to order separate trials if there is reason to do so. The reason is not the inadmissibility of the evidence but, in the case of sexual offences, the prejudice to the accused coupled with a doubt about the efficacy of any warning against misuse of the evidence".
In other passages of his judgment in that case, his Honour observed, in effect, that the question of severance arises in practice only if the evidence on one count is inadmissible on another[15].
- the alleged sexual assault that occurred during the powder rub.
Mr. Tehan agreed in argument that there were other relevant similarities such as the young age of the boys, that they came from families which were parishioners of the applicant and that during the powder rub they and the applicant were in a state of whole or partial undress. But he contended that these were not essential similarities and that in any event, there were material dissimilarities between the two sets of alleged offences. For example:
- the circumstances leading to the boys' visit to the manse were different
- what occurred shortly before and shortly after the powder rub was different as between P and the two brothers
- the powder rub which was applied by the applicant was administered differently to P and to the two brothers.
(a) The applicant used his position as Minister to persuade the parents, who were his parishioners, to allow the boys to stay with him overnight in the manse. In the case of the H family, he was also a regular visitor to their home. In the case of P and his friend, he took them to a film at Geelong and probably used that fact as a stepping stone to persuade the parents to allow the boys to stay with him overnight.
(b) The applicant gave each of the boys a powder rub and in the process, engaged in sexual behaviour towards them.
(c) In each case, the powder rub was administered while the boys were naked or almost naked and while the applicant was in a state of undress.
(d) In each case, the applicant engaged in further sexual behaviour towards the boys.
"the essential criterion is the achievement of a fair resolution of the issues. That requires fairness to the accused but also to the prosecution and those involved in it. Some, but by no means an exhaustive list, of the factors which may need to be considered are: how discrete or inter-related are the facts giving rise to the counts; the impact of ordering two or more trials on the defendant and his family; on the victims and their families; on press publicity; and importantly, whether directions which the judge can give to the jury will suffice to secure a fair trial if the counts are tried together. In regard to that last factor, jury trials are conducted on the basis that the judge's directions of law are to be applied faithfully. Experience shows ... that juries, where counts are jointly tried, do follow the judge's directions and consider the counts separately. Approaching the question of severance, as indicated above, judges will often consider it right to order separate trials. But I reject the argument that either generally or in respect of any class of case, the judge must so order".
(a) There was a large number of counts in the presentment and all but two of them related to the two brothers. Consequently, to lead evidence on the P counts of what the applicant did to them would be highly prejudicial to him. Such prejudice called for severance of the presentment which could have been easily and practically achieved.
(b) There was further prejudice to the applicant from the joinder of the counts because the offences contained sexual behaviour against young boys which would excite revulsion in the minds of the jury.
(c) The nature and extent of the offending in the case of the counts relating to M and S was relevantly different from that in relation to the P counts.
"Count 9: AND the Director of Public Prosecutions further presents that [GAE] at Daylesford in the said State on a date between the 2nd March 1981 and 20th August 1981 on an occasion other than that referred to in Count 4 took part in an act of sexual penetration with [M] a person who was above the age of ten years but under the age of sixteen years and to whom [GAE] was not married in that he introduced his penis into the anus of [M]."
The particulars in relation to that count were in the following terms:
"At Daylesford between 1.3.1981 [sic] and 20.8.81, [GAE] inserted his penis into the anus of [M] (11 yrs old). Ref.. [M] statement 1. Page 8. Para 1."
The relevant wording of the part of M's statement was in the following terms:
"Before he did that, he tried to put his penis into my anus. He did this by lifting my left leg slightly up and then pushed his penis into my anus. He could only get the tip of his penis in my anus. This caused great pain. He continued trying to push his penis further in but he would stop because I think he knew it wouldn't go in, he was too big."
In a previous part of the statement it is made clear that this conduct took place during the third episode. According to M's statement the sexual acts which are the subject of counts 3 to 7, were committed during the second episode in early March 1981. The acts, the subject of counts 8 to 12, were perpetrated during the third episode which occurred approximately two weeks later and before the manse counts. The latter offences took place during the fourth episode.
"Your Honour, could you please explain/clarify the meaning of `occasion' in the particulars of offence. For instance, is it essential that we satisfy ourselves as to what particular occasion, that is, first, second , third, et cetera, that the alleged acts occurred?"
The jury were then effectively discharged for that day. It is common ground that the reference in the question to "particulars of offence" was a reference to the presentment (a copy of which had been provided to the jury) and it seems clear enough that the first part of the question, reflected the jury's confusion as to the meaning they should attribute to the word "occasion". That there was some confusion about it was unsurprising given, as I have mentioned earlier, that it was given one meaning in the presentment and another at the trial, particularly during the cross-examination of M.
"I would seek to answer that question in this way. During the evidence of [M] and [S], each - particularly [M] - used the word "occasion" or "occasions" in the context of whether something took place on the first, second, third, et cetera, occasion. That word "occasion" was used in the sense of "episode". Each witness gave evidence of sexual acts taking place during a particular episode of sexual activity. The use of the word "occasion" in the presentment has a meaning different to that of "episode". The word "occasion", as used in the presentment, is so used to distinguish that alleged act from another act, whether that other act was in the same episode or not. In respect of Count 3, as I understand it, the Crown case is that that count relates to the first time such an act of rubbing his, the accused man's penis, on or near the bottom of [M] occurred, whatever episode it took place in, and as to Count 8, I understand that the Crown case is that Count 8 refers to the second time such type of act, that is the rubbing by the accused man of his penis on or near the bottom of [M], Count 8 refers to the second time such type of act occurred, no matter which episode it occurred in. Count 9 refers to the first time that the accused man committed, as alleged, anal sex upon or with [M], no matter which episode, whether the third, fourth or fifth episode of sexual activity that alleged act occurred in. If you, the jury, is satisfied beyond reasonable doubt that the particular act took place between the specified dates, then the jury is entitled to find the accused man guilty of that particular count you are then considering."
(a) Through the re-direction, the Crown changed the basis of its case almost at the end of the trial. Cases such as King v. R[28] and R. v. GAS[29] show that there is a fundamental rule that the Crown should not be permitted to make a material change to its case particularly at a late stage. In this case the changes were material and should not have been allowed at the late stage of the trial.
(b) The applicant was prejudiced by the re-direction in that -
(i) it produced lack of certainty as to the case that he had to meet;
(ii) there was a real risk that it would lead the jury to act on the evidence of uncharged acts and might also lead to lack of unanimity in their verdicts;
(iii) the re-direction was productive of uncertainty in the verdicts for the purpose of the possible plea of autrefois convict or autrefois acquit.
"[In the context of that case] it is theoretically possible that individual jurors identified different occasions as constituting the relevant offences so that there was no unanimity in relation to their verdict. That, of course, would be unacceptable, but it is more likely that the jury reached their verdict without identifying any particular occasions. Indeed, that is virtually inevitable because no means were afforded the jury whereby they could identify specific occasions. As I have indicated, such a result is tantamount to their having convicted the applicant, not in relation to identifiable offences, but only upon the basis of a general disposition on his part to commit offences of the kind charged".
"The complaint does not amount to corroboration of the complainant's evidence and is not evidence of the facts stated in the complaint. But it is the fact that the victim has not complained which is said to be destructive of the evidence given by the victim and usually part of the evidence of any recent complaint necessary to rebut that `presumption' will be given by the complainant. In our view it cannot be correct that the complainant should be prevented from giving that evidence because, for example, the person to whom the complaint was made has died, cannot be found, has forgotten what was said, is a hostile witness, did not hear the complaint when made, or now denies that the victim made the alleged complaint. The fact that the victim's evidence as to complaint is unsupported will, in the absence of an acceptable explanation, clearly go to the weight of the evidence of complaint; but in our view the evidence of either the complainant or the recipient is admissible although, as we have said, ordinarily that evidence would be corroborated by the other party to the communication also giving evidence of that fact."
In coming to this conclusion, their Honours rejected[45] the contrary view that was expressed by the Court of Appeal in New Zealand in R. v. Kincaid[46], namely, that evidence by the victim of having made a recent complaint is not admissible unless there is independent confirmation in what she said. In particular, their Honours disagreed with the conclusion of Casey, J. in that case (who gave the judgment of the Court) who said[47] that, without independent confirmation of the complaint, the victim's own evidence-in-chief that a complaint was made by her "takes the jury nowhere in deciding whether she is worthy of belief".
"The question which the applicant seeks to raise in this application for special leave to appeal is whether the evidence of recent complaint by a complainant in the trial of an accused charged with sexual offences is admissible if the person to whom she made the complaint is not called. That evidence was admissible to forestall any interference that might have been drawn adversely to the credit of the complainant if she had not complained. The appeal would not succeed and therefore special leave is refused."
[2] [1986] HCA 59; (1986) 161 C.L.R. 423 at 432 per Dawson, J.
[3] (1973) 58 Cr.App.R. 540 at 545-6.
[5] [1988] HCA 6; (1988) 164 C.L.R. 365 at 372-373. See also Glennon v. R. [1994] HCA 7; (1994) 179 C.L.R. 1 at 8 and Krakouer v. R. [1998] HCA 43; (1998) 194 C.L.R. 202 at [23].
[6] Mr. Tehan accepted that the judge was correct in refusing the application so far as M and S were concerned.
[7] [1992] SASC 3638; (1992) 58 S.A.S.R. 501, esp. at 503.
[8] (1993) 30 N.S.W.L.R. 510, esp. at 516.
[9] Shortly to be reported, Court of Appeal, 15th November 1995 at 10-13.
[11] R. v. Best [1998] 4 V.R. 603 passim but esp. at 616.
[12] R. v. Best at 611 line 45 - 612 line 29.
[13] Reference was also made in the charge to cross-examination.
[14] [1998] 4 V.R. 621 at 626.
[16] [1999] V.S.C.A. 93 at [24]-[25].
[17] R. v. Tektonopoulos at [30]; R_. v. D_ [1999] V.S.C.A. 148 at [49] - [53].
[26] in accordance with R. v. Best [1998] 4 V.R. 603 at 615; R. v. J (No.2) [1998] 3 V.R. 602 at 639-640 and R. v. Grech [1997] 2 V.R. 609 at 614.
[31] (1973) 58 Cr.App.R. 394 at 403.
[32] see Tadgell, J.A. in D.P.P. v. His Honour Judge G.D. Lewis [1997] 1 V.R. 391 at 398.
[34] [1937] HCA 77; (1937) 59 C.L.R. 467, particularly at 486ff.
[37] see, for example, the passage from Christou which is reproduced above. See also Webb & Hay v. R. [1994] HCA 30; (1994) 181 C.L.R. 41 at 55-56 and R. v. KRA at [20].
[39] see, for example, Tadgell, J.A. in Lewis, at 400.
[50] Jackson & Le Gros v. R. [1995] 1 Qd.R. 547 at 550.
[51] Ramstead v. R. [1999] 2 A.C. 92 at 97.
[52] (1995) 83 A.Crim.R. 78 at 83.
[53] R. v. Chaouk [1986] VicRp 70; [1986] V.R. 707 at 712 per Kaye, J.
[54] Chaouk at 715 per Fullagar, J.; Jackson & Le Gros v. R. at 551.
[56] (1974) 59 Cr.App.R. 196 at 199-200.
[58] Unreported, Court of Appeal, Supreme Court of Victoria, 21 April 1997.
[60] R. v. NRC [1999] V.S.C.A. 184 at [38]; M v. R. [1994] HCA 63; (1994) 181 C.L.R. 487 at 493.
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G A E [2000] VSCA 18