[2026] NSWCATAD 72
General information, not legal advice.
NCAT Administrative and Equal Opportunity
2026-03-13
Original judgment source is linked above.
I request access to any briefings and advice received from NSW Health relating to then Secretary Harrisson's 27 August 2021 announcement of "The Vaccination of Education and Care Workers Public Health Order" by email to all DET NSW Staff.
I request access to any briefings and advice received from NSW Health about the role of COVID-19 vaccination in reducing transmission of the SARS CoV-2 virus. I request access to any records created internally about the role of COVID-19 vaccination in reducing transmission of the SARS CoV-2 virus.
I request access to any briefings and advice received from NSW Health as part of its plans to create the "safest return to face to face teaching learning" as staged in the 27 August 2021 email from Secretary Harrisson".
I seek external review by NCAT on the grounds that the Department of Education failed to adequately address key aspects of my GIPA application, and this failure was effectively upheld by the IPC in its review. Specifically, the following concerns remain unresolved: the absence of any substantive pre-27 August 2021 advice or briefings from NSW Health; a lack of documentation regarding COVID-19 transmission risk or the rationale behind the 27 August policy; apparent date inconsistencies in the released records; and whether the Department took all reasonable steps to identify and provide relevant material, as required under the GIPA Act.
(1) To affirm the decision dated 20 February 2025 to refuse access to information on the grounds that it is subject to a claim for LPP, as a result of which there is a conclusive presumption of an overriding public interest against disclosure (sch 1 cl 5 of the GIPA Act).
(2) To affirm the decision dated 9 September 2025 to refuse access to information on the grounds that it is Cabinet information as a result of which there is a conclusive presumption of an overriding public interest against disclosure.
(3) To affirm the implicit decision that no further information responsive to the application is held by the first respondent.
(4) Section 106 of the GIPA Act applies with respect to the request for information made to the second respondent.
(1) Searches of TRIM/HP Records Manager using the key words "COVID, COVID-19, Vaccinations, Return to School, NSW Health, Public Health Order, NSW Health Advice, SEOC and SHEOC".
(2) Searches of the following sub-folders in the COVID-19 Taskforce SharePoint - Admin; Briefings; Budget estimates and PAC; Comms; Daily Briefings Secretary exec paper; Health Advice; House Folder Notes; LGA vaccination rollout; Return to School Plan; Vaccination workstream; Year 12 vaxx data;
(3) Additional searches of his own inbox and the inbox of Amber Mackary, Director COVID Taskforce, Project Management Office using search terms consistent with the TRIM/HP records search.
(1) An email chain dated 13 October 2021 between the Director Policy & Stakeholders of the COVID-19 Taskforce and General Counsel and two other legal officers of the first respondent, seeking legal advice.
(2) A reply from the General Counsel of the first respondent dated 14 October 2021.
(3) An email exchange between the Director Policy & Stakeholders of the COVID-19 Taskforce and an officer of NSW Health (discussing that advice) and their response.
(1) Document 4 is am empty template document;
(2) Document 6 is a single slide for a draft PowerPoint presentation that does not deal with the matters requested by the applicant;
(3) Document 16 is a draft internal document that does not contain information requested by the applicant; and
(4) Document 19 is a document relating to the internal governance of the COVID-19 Taskforce and it is outside the scope of the GIPA request.
34. It has always been my understanding that Budget estimates briefing material is Cabinet information and, consistent with that, it is my experience that this material is to be managed under strict conditions of confidentiality. Within the Department, access is limited to staff directly involved in their preparation. I am not aware of any circumstance in which such briefing material has been approved for public disclosure or published.
106 Decisions about Cabinet and Executive Council information
(1) On an NCAT administrative review of a decision by an agency that there is an overriding public interest against disclosure of information because the information is claimed to be Cabinet or Executive Council information (as described in Schedule 1), NCAT is limited to deciding whether there were reasonable grounds for the agency's claim and is not authorised to make a decision as to the correct and preferable decision on the matter.
(2) If NCAT is not satisfied, by evidence on affidavit or otherwise, that there were reasonable grounds for the claim, it may require the information to be produced in evidence before it.
(3) If NCAT is still not satisfied after considering the evidence produced that there were reasonable grounds for the claim, NCAT is to reject the claim when determining the review application and may then proceed to make a decision as to the correct and preferable decision on the matter.
(4) NCAT is not to reject the claim unless it has given the Premier a reasonable opportunity to appear and be heard in relation to the matter.
(5) The Premier is a party to any proceedings on an application under this section.
2 Cabinet information
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of information (referred to in this Act as Cabinet information) contained in any of the following documents -
(a) a document that contains an official record of Cabinet,
(b) a document prepared for the dominant purpose of its being submitted to Cabinet for Cabinet's consideration (whether or not the document is actually submitted to Cabinet),
(c) a document prepared for the purpose of its being submitted to Cabinet for Cabinet's approval for the document to be used for the dominant purpose for which it was prepared (whether or not the document is actually submitted to Cabinet and whether or not the approval is actually given),
(d) a document prepared after Cabinet's deliberation or decision on a matter that would reveal or tend to reveal information concerning any of those deliberations or decisions,
(e) a document prepared before or after Cabinet's deliberation or decision on a matter that reveals or tends to reveal the position that a particular Minister has taken, is taking, will take, is considering taking, or has been recommended to take, on the matter in Cabinet,
(f) a document that is a preliminary draft of, or a copy of or part of, or contains an extract from, a document referred to in paragraphs (a)-(e).
(2) Information contained in a document is not Cabinet information if -
(a) public disclosure of the document has been approved by the Premier or Cabinet, or
(b) 10 years have passed since the end of the calendar year in which the document came into existence.
(3) Information is not Cabinet information merely because it is contained in a document attached to a document referred to in subclause (1).
(4) Information is not Cabinet information to the extent that it consists solely of factual material unless the information is contained in a document that, either entirely or in part, would -
(a) reveal or tend to reveal information concerning any Cabinet decision or determination, or
(b) reveal or tend to reveal the position that a particular Minister has taken, is taking or will take on a matter in Cabinet.
(5) In this clause, Cabinet includes a committee of Cabinet and a subcommittee of a committee of Cabinet.
10. There is no definition of "information" in the Act; nor is there a definition of document.
11. Under s 4 of the Act, "government information" means information contained in a record held by an agency.
12. "Record" is defined in Sch 4, cl 10 as follows:
10 Meaning of "record"
(1) In this Act -
record means any document or other source of information compiled, recorded or stored in written form or by electronic process, or in any other manner or by any other means.
(2) A reference in this Act to a record includes a reference to a copy of the record.
(3) For the purposes of the definition of record in this Act, the knowledge of a person is not a record.
13. In the Interpretation Act 1987 (NSW), document is defined in the Dictionary in Sch 4 as follows:
document means any record of information, and includes -
(a) anything on which there is writing, or
(b) anything on which there are marks, figures, symbols or perforations having a meaning for persons qualified to interpret them, or
(c) anything from which sounds, images or writings can be reproduced with or without the aid of anything else, or
(d) a map, plan, drawing or photograph.14.
14. The focus of this appeal is on cl 2(1)(c) of Sch 1 to the Act (the dominant purpose clause). Also highly relevant is cl 2(2) of Sch 1 to the Act (the sunset clause).
15. Administrative review of decisions by the Tribunal, where it is claimed that the information is Cabinet information, is circumscribed by s 106 of the Act, which provides that the Tribunal must follow a step-by-step approach to determining the matter. Initially, the Tribunal is limited to deciding whether there were reasonable grounds for the agency's claim of Cabinet information: s 106(1) of the Act. At that stage, the Tribunal is not authorised to make a decision as to the correct and preferable decision.
16. The Tribunal was indeed satisfied that the Department had reasonable grounds for making the claim and it was therefore not necessary to take any further steps.
(1) He asserted that the documents produced with the original decision were largely irrelevant to the nature of the GIPA request, and that very few documents were related to the 27 August 2021 email from Secretary Harrisson or the role of COVID-19 vaccination in the reduction of SARS-CoV-2 transmission. He therefore sought clarification of the search terms that were used, but the respondent replied to the effect that if he were not satisfied with the information, he could lodger a request for internal or external review.
(2) The applicant then applied to the Information Commissioner for an external review of the original decision. On 30 April 2025, the Information Commissioner determined that the original decision did not provide any explanation for the decision to refuse access under sch 1 cl 5 and it had not satisfied ss 61 & 97(1) of the GIPA Act.
(3) The applicant sought further clarification from the Information Commissioner and on 1 May 2025, the IPC made the following further recommendations to the respondents:
In addition to the IPC's recommendation under section 93, the IPC also recommends under section 92 of the GIPA Act, that the Agency takes into consideration the submissions made by the applicant regarding the adequacy of searches relating to his access application. The Information Commissioner considers that these submissions have not been appropriately addressed by the Agency in its Notice of Decision. Given the deficiencies identified by the PIC in the Agency's original Notice of decision (as addressed by the section 93 recommendation), in any reconsideration of its decision, the Agency is recommended to address these submissions in detail and provide relevant search information to justify the adequacy of its searches. (emphasis added by the applicant)
(4) On 1 May 2025, the first respondent replied that the Information Commissioner's recommendation was neither binding nor reviewable and that its position on reasonable searches and releasing the information was unchanged.
(5) The applicant asserted that Dr Wood did not state the folders, locations, drives, platforms or systems that were searched and the original decision did not identify any of the officers who carried out the searches and/or their positions and qualifications. It did not provide any information regarding the timing of the searches that were performed and it did not state whether searches were conducted using date filters, subject line filters, attachment filters or full-mailbox indexing. It did not state how the respondents satisfied itself that records of interactions with Health NSW did or did not exist. He also stated, relevantly:
39. The original decision did not provide any evidence addressing why significant categories of information that would be expected to have ordinarily existed, such as pre-27 August 2021 NSW Health briefings or advice relating to COVID-19 vaccine transmission reduction, or briefings or advice relevant to the "safest return to face-to-face teaching were not identified during the Department's searches".
(6) The applicant stated that he separated the released records from the original decision into 46 distinct, viewable documents and organised them chronologically in a new document. Based on this, he asserted that: (1) only 13 documents pre-dated 27 August 2021; (2) only three documents were authored by or received from Health NSW; and (3) none of those documents were related to Secretary Harrisson's announcement dated 27 August 2021. Therefore, none of the documents released responded to request 1.
(7) In relation to request 2, he asserted that only 18 were authored by or received from or included correspondence shared by Health NSW. Eight documents contained some relevant information, which was mostly statements in relation to the role of COVID-19 vaccination without any citations or epidemiological/scientific studies supporting them and only three documents contained information that was directly relevant to the role of COVID-19 vaccination in reducing transmission of the SARS-Cov-2 virus. Therefore, the majority of the released information did not respond to the request.
(8) In relation to request 3, he asserted that only 22 documents were created internally by the first respondent and only three of these contained relevant information. However, they contained only general statements in relation to COVID-19 vaccination and none of them contained information that was directly relevant to explaining the role of COVID-19 vaccination in reducing transmission of the virus. Therefore, the majority of the information was not responsive to the request.
(9) In relation to request 4, he asserted that only 18 documents were authored by, received from, or included correspondence from NSW Health and only three responded to the "safest return to face-to-face learning" as stated in the email from Secretary Harrisson on 27 August 2021. These contained only general statements and they did not contain information that was directly relevant to the request.
61. I make this affidavit to assist the Tribunal in determining whether the Department has conducted searches to meet the requirements of the GIPA Act and whether the decisions made on my application were properly formed...
91. It is settled law than where a lawyer provides assistance in an administrative, policy or executive capacity, LPP does not attach Sydney Airports Corporation Ltd v Singapore Airlines Ltd [2005] NSWCA 47. The respondent has failed to adduce specific evidence proving that Ms Hargans was acting in her strict legal capacity to advise on rights and liabilities, rather than in a policy capacity to assist with the drafting of Public Health order communications or risk matrices.
92. Crucially, Wood concedes at [26(c)] of his affidavit that the email chain in question was forwarded by Ms Hill to an officer of NSW Health and discussed in a reply.
93. LPP protects confidential communications between a client (the Department) and its lawyer. NSW Health is a separate agency with distinct statutory functions. The voluntary disclosure of legal advice to a third party such as NSW Health is ordinarily inconsistent with maintaining confidentiality, and therefore amounts to a waiver of privilege under the principles in Mann v Carnell (1999) HCA 66.
94. While Wood asserts there was a "mutual expectation... as to confidentiality", the respondent has not pleaded nor proved "common interest privilege". The interests of the Department of Education (operational school management) and NSW Health (public health management are not identical). Without a specific submission and evidence establishing the requisite common interest, the Tribunal should find that the voluntary disclosure to NSW Health waived any privilege that may have existed.
95. The Information Commissioner previously found the respondent's justification for LPP lacking. The respondent has repeated this error in thee further decision by providing a schedule that lists generic descriptions such as "email dated 21 August 2021" without identifying the author, recipient, or the nature of the advice.
99. Having been found liable in Dawking precisely because its operational implementation was distinct from the Cabinet mandate, it is an abuse of process for the Department to now claim in these proceedings that the records of that same implementation are identical to the Cabinet mandate for the purposes of the GIPA Act.
100. The judicial findings in Dawking confirm that the Department's actions on 27 August 2021 were operational, distinct, and in some respects "erroneous" compared to the actual Public Health Order. Documents recording these distinct operational actions - specifically requests 1 and 4 of the application - cannot properly be classified as Cabinet-in-Confidence under schedule 1, clause 2. They are records of the Department's distinct administrative response, not the Cabinet's deliberations.
104. Public interest immunity is not equivalent to Cabinet-in-Confidence. A document may be immune from production in court proceedings under public interest immunity without satisfying the strict statutory test for cabinet information under schedule 1, clause 2 of the GIPA Act. The fact that public interest immunity was relied upon in Kassam does not establish that the health advice was created for the dominant purpose of Cabinet, nor that it falls within the clause 2 exemption.
105. Accordingly, the fact that NSW Health advice was placed before CPC in August 2021 cannot, in itself, establish that the dominant purpose of its creation was cabinet deliberation within the meaning of clause 2(1)(b).
106. To treat operational or scientific material as Cabinet information merely because it was later forwarded to CPC would collapse the distinction preserved expressly in clause 2(3) and would extend the Cabinet exemption far beyond its statutory scope.
107. Kassam therefore supports, rather than undermines, the applicant's submission: the existence and relevance of NSW Health advice in established, but its subsequent use before CPC does not convert it into Cabinet material for the purposes of the GIPA Act.
Legal professional privilege
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of information that would be privileged from production in legal proceedings on the ground of client legal privilege (legal professional privilege), unless the person in whose favour the privilege exists has waived the privilege.
(1) the existence of a client and lawyer relationship;
(2) confidential communication made between a client and a lawyer, or a confidential document prepared by the client, lawyer or another person;
(3) the communication or document was brought into existence for the dominant purpose of providing legal advice to the client, or to provide the client with professional legal services relating an existing, anticipated or pending proceedings.
118 Legal advice
Evidence is not to be adduced if, on objection by a client, the court finds that adducing the evidence would result in disclosure of -
(a) a confidential communication made between the client and a lawyer, or
(b) a confidential communication made between 2 or more lawyers acting for the client, or
(c) the contents of a confidential document (whether delivered or not) prepared by the client, lawyer or another person,
for the dominant purpose of the lawyer, or one or more of the lawyers, providing legal advice to the client.
119 Litigation
Evidence is not to be adduced if, on objection by a client, the court finds that adducing the evidence would result in disclosure of -
(a) a confidential communication between the client and another person, or between a lawyer acting for the client and another person, that was made, or
(b) the contents of a confidential document (whether delivered or not) that was prepared,
for the dominant purpose of the client being provided with professional legal services relating to an Australian or overseas proceeding (including the proceeding before the court), or an anticipated or pending Australian or overseas proceeding, in which the client is or may be, or was or might have been, a party.
Confidential nature of the communication or document
(1) The confidential quality of communications is a question of fact.
(2) To establish its confidential quality, information must have been supplied under an express or implied pledge of confidentiality.
(3) The confidential quality of the information may be inferred from the nature of the relationship between the informer and person informed.
(4) The confidential quality of the information must be determined in the light of all of the circumstances of the particular case.
5 Legal professional privilege
(1) It is to be conclusively presumed that there is an overriding public interest against disclosure of information that would be privileged from production in legal proceedings on the ground of client legal privilege (legal professional privilege), unless the person in whose favour the privilege exists has waived the privilege.
(2) If an access application is made to an agency in whose favour legal professional privilege exists in all or some of the government information to which access is sought, the agency is required to consider whether it would be appropriate for the agency to waive that privilege before the agency refuses to provide access to government information on the basis of this clause.
(3) A decision that an agency makes under subclause (2) is not a reviewable decision under Part 5.
125 Loss of client legal privilege: misconduct
(1) This Division does not prevent the adducing of evidence of:
(a) a communication made or the contents of a document prepared by a client or lawyer (or both), or a party who is not represented in the proceeding by a lawyer, in furtherance of the commission of a fraud or an offence or the commission of an act that renders a person liable to a civil penalty, or
(b) a communication or the contents of a document that the client or lawyer (or both), or the party, knew or ought reasonably to have known was made or prepared in furtherance of a deliberate abuse of a power.
(2) For the purposes of this section, if the commission of the fraud, offence or act, or the abuse of power, is a fact in issue and there are reasonable grounds for finding that:
(a) the fraud, offence or act, or the abuse of power, was committed, and
(b) a communication was made or document prepared in furtherance of the commission of the fraud, offence or act or the abuse of power,
the court may find that the communication was so made or the document so prepared.
(3) In this section:
power means a power conferred by or under an Australian law.
111. The evidence of Ms Ware was of practice. Evidence of established practice is an orthodox way of proving matters of fact: Connor v Blacktown District Hospital [1971] 1 NSWLR 713 at 721 per Asprey JA (Mason JA agreeing). This was relevant evidence; relevant in the sense that it was rationally capable of affecting the Tribunal's assessment of whether a document had been prepared for Cabinet's approval; even in the sense asserted by the appellant.
112. The evidence of the contemporaneous emails from the Cabinet office (and not Cabinet itself, as the appellant emphasises) was also capable of grounding an inference that Cabinet, itself, sought to approve the Notes for their dominant purpose (assuming that to be necessary).
113. Having regard to the evidence, as extracted above, we are satisfied that the evidence relied on at first instance was probative of the fact in issue; namely, that the Notes were prepared for Cabinet (even assuming there to be a need that the Notes must be prepared, at the command of Cabinet). The "no evidence" ground therefore fails.
114. For completeness, it is to be recalled that on review of a decision concerning Cabinet information, the Tribunal is limited to deciding whether there were reasonable grounds for the agency's claim and is not authorised to make a decision as to the correct and preferable decision on the matter: s 106(1) of the Act. In other words, the test is whether the Department had a reasonable basis for its claim and not whether the claim was made out per se.
37. Clause 2 of Schedule 1 clearly distinguishes between "information" and "a document". This is apparent in all of the sub-clauses within cl 2(1) as each of those sub-clauses refers to "Cabinet information" contained in "a document" (see cl 2(1)((a) - (f) set out above). Clause 2(2)(a) specifically refers to public disclosure of "the document" which contains the information having been approved by the Premier or Cabinet. On a plain reading of the text it is the document itself which must have been approved for public release, not information contained in that document. There is no indication in any of the evidence that Document 28 has been approved for public release by the Premier or Cabinet. Clause 2(2)(a) therefore does not apply.
71. The statutory test, however, is whether the information consists solely of factual material, not whether it contains factual material as well as other material of a non-factual nature. In this case the information, whether in the Roadmaps or the attachments, consists to a great extent of targets, projections and estimates. While the setting of targets and the making of projections and estimates is in one sense a fact, the information itself consists also of opinions or recommendations about the desirability, likelihood and attainability of certain outcomes. It is not solely factual material. Nor does it lose that character because of the largely in numerical form. The same would be true of the budget documents themselves.
No further information held - adequacy of searches
(1) I am satisfied that pages 139 to 141 of the documents listed in the schedule of documents to the decision dated 20 February 2025, are subject to LPP and by operation of Sch 1 cl 5 of the GIPA Act that there is a conclusive presumption of an overriding public interest against disclosure.
(2) I am satisfied that documents numbered 2, 3, 5, 7, 8, 9, 10, 11, 12, 13, 14, 15, 20 and 22 are Cabinet Information and that by operation of Sch 1 cl 2(1)(e) there is a conclusive presumption of an overriding public interest against disclosure.
(3) I am satisfied that the respondents conducted reasonable searches and that they do not hold any additional information to that identified in the decisions dated 20 February 2025 and 9 September 2025.
(4) Section 106 of the GIPA Act applies with respect to the request for information made to the second respondent.
(1) The decisions dated 20 February 2025 and 9 September 2025 are affirmed.
(2) Section 106 of the GIPA Act applies with respect to the request for information made to the second respondent.
I hereby certify that this is a true and accurate record of the reasons for decision of the Civil and Administrative Tribunal of New South Wales.
O'Halloran
Secretary, Department of Education & The Premier of New South Wales [2026] NSWCATAD 72;
AWB v Cole [2006] FCA 1234
Brazel v Sydney Water [2020] NSWCATAD 188
Buttrose v NSW Trustee and Guardian [2023] NSWCATAD 165
Chamley v Sydney Children's Hospital Network [2013] NSWADT 197
D'Adam v NSW Treasury [2014] NSWCATAD 68
Department of Education v Dawning [2024] NSWCA 4.
Jackson v University of New South Wales [2019] NSWCATAD 224
Kassam v Hazzard; Henry v Hazzard [2021] NSWSC 1320
Lock the Gate Alliance v Department of Planning and Environment [2019] NSWCATAD 6
Patrick v Department of Communities & Justice [2025] NSWCATAP 206
Pratt Holdings Pty Ltd v Commissioner of Taxation [2004] FCAFC 122; (2004) 136 FCR 357
Re Southland Coal Pty Ltd (Receivers and Managers appointed) (in liq) [2006] NSWSC 899
Seven Network Limited v News Limited [2005] FCA 142
Sydney Airports Corporation Ltd v Singapore Airlines Ltd [2005] NSWCA 47
Telstra Corporation Ltd v Minister for Communications, Information Technology and the Arts (No 2) [2007] FCA 1445
Waterford v Commonwealth [1987] HCA 25
Williams v Department of Industry and Investment [2012] NSWADT 192
(2004) 136 FCR 357