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[2005] HCA 76
High Court of Australia
2005-12-08
Officer J, Gleeson CJ, Heydon JJ
Original judgment source is linked above.
On appeal from the Supreme Court of New South Wales
M G Sexton SC, Solicitor-General for the State of New South Wales with P R Sternberg for the appellant (instructed by Crown Solicitor for New South Wales)
J J Graves SC with R J de Meyrick for the respondent (instructed by T D Kelly & Co)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Negligence - Breach of duty of care - Prison authorities - Respondent was a prisoner admitted to minimal supervision Work Release Programme - Respondent had been threatened by other prisoners - Appellant knew of threats - Respondent assaulted by a group of prisoners - Scope of duty of prison authorities to protect the safety of prisoners under its control - Whether the appellant breached its duty of care to the respondent - Whether effective measures were adopted to prevent a foreseeable risk of injury to the respondent.
GLEESON CJ, GUMMOW, KIRBY, HAYNE, CALLINAN AND HEYDON JJ.
"Reported by Officer J Kirby (SLEF) the finding of two metal knuckle dusters.
All SLEF workers to be searched at 12.15 pm on leaving the SLEF area. Institution to purchase one metal detector for use when prisoners return from work at SLEF."
"Today 9/8/91, I was approached by the Welfare Officer Mrs Torda, in relation to prisoner Peter Andrew Bujdoso. I then spoke to Bujdoso in company with Mrs Torda.
Bujdoso told me that [another prisoner] was moved into this [an apparent error for 'his'] cell last night, and since that time was causing trouble by turning other prisoners against him. He requested that I move him to another section of the gaol.
The SAU being fully occupied, I arranged for him to be accommodated in Unicom House.
S P O R Brown at 2.15 pm informed me that he has been told by a prisoner that Bujdoso would not be safe in Unicom House.
I have instructed Mr Brown to immediately submit a report on this matter."
Unicom House was an area within the Silverwater complex in which drug and alcohol treatment was provided. It was also known as the D & A Unit.
"On commencing duties as SPO in the D & A unit I was informed by Mr Lehn [a prison officer] that inmate Bujdoso 186369 was moved into the unit on Mr Lewis's instructions. I have also been informed that the inmate was moved into the D & A because his cell mate had threatened him. I was also told that Bujdoso was a rock spider and that some of the inmates were going to flog him if he is not moved out of the D & A Unit. I have conveyed this message to Mr Lewis who has stated that Bujdoso is 'there and is stopping there.' I wish it known that the onus is now on Mr Lewis should anything happen to this inmate. Furthermore Bujdoso is here even though he has not got a drug or alcohol problem so he will not be attending the classes which is part of the criteria to be moved into the D & A unit."
"I Peter Bujdoso, feel that I am in no danger. I feel that other inmates will throw verbal abuse at me but I am firmly convinced that is as far as it will go, I wish to remain at Silverwater."
"I accept that the prison officials do not want to accept responsibility for my safety. I take that responsibility on myself."
"The problem at Silverwater is the attitude of certain inmates. They are violent to the core and there is some lapse in the system allowing them to achieve a C3 classification. I am willing to allow myself to be locked in separation to the majority of prisoners with the aim of achieving my stage 2 where I can be reunited with my family."
"There was tendered in the [respondent's] case a report from Mr Ryan, a consultant who has had some experience, albeit limited, in the correctional services industry. Notwithstanding this, he does make some points which are worthy of consideration. In his report of 14 November 2002 ... he sets out the history of what he had been informed were threats made to the [respondent]. In particular he referred to the [respondent's] movements from Oberon to Kirkconnell and from the dorms into Unicom House due to threats made against him.
He also points out that there always exists in the prison community a definite hierarchy or pecking order and sex offenders are of the lowest stratum. To quote from his report:
'Once prisoners make it through to something like a work release program, there is an inferred expectation that they require minimal supervision and maintenance. After all they are free in the wider community for much of the time so their propensity for errant or illegal behaviour is deemed to be at a minimum. That does not take into account however, that there will always be present in even the most open of correctional setting a hard core, recidivist element. Such individuals are most often long term and institutionalised offenders who tread a very fine line but who often fall back easily into criminal ways.'
He goes on to say that placement on the work release program subjected the [respondent] to further exposure because he was in a setting where there was almost no direct supervision or monitoring for lengthy periods during the night. Moving him into Unicom House drew even more attention to him and would have attracted even more adverse interest because of the fact that he was a non participant in the drug and alcohol treatment program. The cell/room in which he lived was fundamentally insecure, the size of the work release unit, its layout and the absence of a prison officer made it a most dangerous environment in which to place someone of [the respondent's] circumstances.
Mr Ryan postulates that while it is generally advantageous for any prisoner to make his way through the various levels of security to the point where he can participate in a work release program there are some cases where the contrary is indicated. The [respondent's] was one such case. He concludes:
'In summary, despite [the respondent's] insistence that he participate in the works release program, proper consideration of the case would have dictated a refusal of that request. In the alternative, further security should have been provided for [the respondent] given his special circumstances and the well documented knowledge of the concerns about him.'
There are significant inaccuracies in the statement of facts upon which Mr Ryan based his opinion. The first was that there were records of minor assaults perpetrated upon the [respondent].
Whilst the [respondent] gave evidence of one previous minor assault in March 1991 at Kirkconnell, he did not report it and I am satisfied on the probabilities that it was never recorded and so never came to the notice of the prison authorities.
The second inaccuracy is the statement that '[the respondent] was placed in an environment where there had been recorded weapons findings.' In support of this he relied upon exhibit B. That document, however, refers to knuckle dusters being located within the SLEF area. That area was fenced off and quite separate from the work release units."
"The control vested in a prison authority is the basis of a special relationship which extends to a duty to take reasonable care to prevent harm stemming from the unlawful activities of third parties."
It was the primary judge's opinion however that the appellant had not been in breach of the duty of care which it owed to the respondent in this case. The primary judge said this:
"The [appellant] concedes that the supervision was minimal but says that it was appropriate in the light of the fact that the inmates in the units and Silverwater House had all passed through various tests and observations to the extent that they were trusted to go out into the community on works release and/or day leave. Accordingly they could be trusted not to inflict an assault upon a fellow inmate. In my view this is a reasonable conclusion for the authorities in charge of that prison to have reached."
One finding of the primary judge which the Court of Appeal thought important was that the history of the respondent, as known to the appellant, "was one where there was a potential that the [respondent] could be subjected to physical violence".
"Prisoners convicted of sexual assaults on minors are known in prison as 'rock spiders'. They are regarded with contempt by other prisoners and are often subjected to verbal and physical abuse by them. For this reason sexual offenders are sometimes placed in protective custody. The [respondent] did not wish to be placed under protection and attempted, while in gaol, to stay away from other paedophiles. He also attempted to keep secret the offences of which he had been convicted. He was, however, unsuccessful."
"In late 1990, the system was changed by reducing the number of officers in Silverwater House and the Units to one. The second officer was moved to a different section of the Silverwater complex. Mr Mercer, who at the relevant time was an assistant superintendent at Silverwater, testified that the officers were reduced from two to one 'because of the lack of custodial issues and the administrative and accountability role that they played'. It is apparent from other evidence given by Mr Mercer that, by 'custodial issues' he meant issues involving the potential escape of the prisoners. 'Accountability' involved head counting. It does not seem from Mr Mercer's testimony that any thought was given to the personal safety of the prisoners residing in the Units.
The effect of the reduction in officers meant that for substantial periods within every two hours there was no officer at the Units and the prisoners were left entirely alone there.
The lock on the [respondent's] room door was flimsy and out of date. It could be forced open fairly easily. Its purpose was merely to give privacy to the inmates. As the trial judge found, 'it was never intended to keep out a person or persons who might be striving to enter the room with felonious intent'."
"At Silverwater [the respondent] had received the anonymous threatening letter and had been called a rock spider. In a report dated 26 September 1991, Mr Edwards stated that the [respondent] had 'often reported incidents in which he had been threatened, vilified or humiliated'. Mr Edwards testified:
'Those issues came up in ongoing discussions about whether or not [the respondent] could be maintained safely at Silverwater.'
He said that that information 'was related to other staff in case discussions, direct discussions of how well he could be managed.'
The fact that the [respondent] signed a document stating that he did not fear for his safety does not detract from the actual knowledge of those in control of the Units that his safety was at risk. Indeed, the fact that Mr Rochford and Mr Lewis asked him to make a statement to that effect indicates that they appreciated that he was at risk and did not want to be blamed should the risk materialise."
"... I consider that the [appellant] did breach the duty of care it owed the [respondent] and the judge erred in finding to the contrary. The system of trusting the C3 prisoners had not always worked, there had been a serious assault in the past and virtually continuous minor infractions. The [appellant] had reduced to one the number of guards on duty at the Units for reasons unrelated to prisoner safety. Importantly, the [appellant] had actual knowledge that the [respondent] was at risk. Nevertheless, it took no additional steps to protect him. Those in control and who knew that the [respondent] had been threatened did not even inform the guard at the Units (Mr Lehn) of this fact, and did not even provide the [respondent] with a more secure lock on his door. Nothing was done. In my view that was negligent."
"Once people move into unit accommodation and work release that sort of oversight and surveillance was absolutely minimal and it was usually because these people had passed through every possible check ... that we could come up with to determine that they were about as low risk of committing further offences in or out of gaol as we could estimate."
"An affirmative obligation to use care to control the conduct of others may also be raised by a special relationship between the actor and the person injured. Thus where one stands in loco parentis, or is put in charge of persons under circumstances that deprive them of normal means of self-protection (eg, prisoners), he must use care to restrain the foreseeable dangerous conduct of third persons that unreasonably threatens his wards."
In s320 of the Restatement of Torts, the reporter for which was Professor Prosser, it is said, with reference to a range of persons, including gaolers[18]:
"One who is required by law to take or who voluntarily takes the custody of another under circumstances such as to deprive the other of his normal power of self-protection or to subject him to association with persons likely to harm him, is under a duty to exercise reasonable care so to control the conduct of third persons as to prevent them from intentionally harming the other or so conducting themselves as to create an unreasonable risk of harm to him, if the actor
(a) knows or has reason to know that he has the ability to control the conduct of the third persons, and
(b) knows or should know of the necessity and opportunity for exercising such control."
"The duty on those responsible for one of Her Majesty's prisons is to take reasonable care for the safety of those who are within, including the prisoners[20]. Actions will lie, for example, where a prisoner sustains injury as a result of the negligence of prison staff[21]; or at the hands of another prisoner in consequence of the negligent supervision of the prison authorities[22], with greater care and supervision, to the extent that is reasonable and practicable, being required of a prisoner known to be potentially at greater risk than other prisoners[23]; or if negligently put to work in conditions damaging to health[24]; or if inadequately instructed in the use of machinery[25]; or if injured as a result of defective premises[26].
The prison authorities also owe a duty of care to members of the public, and an action will lie where property is damaged by prisoners which results from negligence on the part of the authorities, but a wide latitude will be allowed the authorities in determining proper ways of dealing with inmates before liability is imposed[27]."
Modbury Triangle Shopping Centre Pty Ltd v Anzil (2000) 205 CLR 254. ↑
The seriousness of risk of injury to prisoners and its consequences for criminal justice and the penal system appear from York v The Queen (2005) 79 ALJR 1919. ↑
See Logan v United States 144 US 263 at 285 (1892). ↑
Harper, James and Gray, The Law of Torts, 2nd ed (1986), vol 3, s18.7. ↑
2d, vol 2, Div 2, "Negligence", Ch 12, "General Principles", (1965). ↑
As to the liability of the Home Office where a prisoner is held in intolerable conditions of confinement see R v Deputy Governor of Parkhurst Prison, ex p Hague [1992] 1 AC 58, sub nom Hague v Deputy Governor of Parkhurst Prison [1991] 3 All ER 733, HL. See also Toumia v Evans (1999) Times, 1 April, CA. ↑
Pullen v Prison Comrs [1957] 3 All ER 470, [1957] 1 WLR 1186. ... ↑
Ferguson v Home Office (1977) Times, 8 October, where damages were awarded in respect of injuries to a prisoner's hand. The duty applies even if the machine was not at the time being used in the interests of the prison authorities: Ferguson v Home Office supra. ↑
Christofi v Home Office (1975) Times, 31 July, where a prisoner was awarded damages for injuries received as a result of a fall on a broken step. ↑
Home Office v Dorset Yacht Co Ltd [1970] AC 1004, [1970] 2 All ER 294, HL. ↑
Cekan v Haines (1990) 21 NSWLR 296 at 306-307, 314. ↑
Wyong Shire Council v Shirt (1980) 146 CLR 40. ↑
New South Wales
Bujdoso
(1958) 98 CLR 177
(1990) 21 NSWLR 296
(2002) 211 CLR 540
(1992) 176 CLR 408
(2000) 205 CLR 254
(2005) 79 ALJR 1919
(1980) 146 CLR 40