[2025] VCAT 402
General information, not legal advice.
Victorian Civil and Administrative Tribunal
2025-05-12
Original judgment source is linked above.
Freedom of Information Act 1982 (Vic) - ss 32, 33(1) and 50(4) - whether investigation report subject to legal professional privilege - whether 'dominant purpose' test satisfied - whether report otherwise subject to release on public interest grounds
MVX v Ambulance Victoria (Review and Regulation) [2025] VCAT 402
This is my resignation letter, not from Ambulance Victoria, but life itself.
The document that records the outcome of the investigation into the circumstances surrounding your suicide attempt at Ambulance Victoria Headquarters in Doncaster on 9 April 2020. Any emails, meetings, or memos from AV staff responding to the outcome of the investigation into my suicide attempt.
Section 32 of the FOI Act - Legal professional privilege exemption
a) it contains a confidential communication between the client (or the client's agent) and the client's professional legal advisers that was made for the dominant purpose of obtaining or providing legal advice or is referrable to pending or completed litigation; > > b) it contains a confidential communication between the client's professional legal advisers and third parties that was made for the dominant purpose of pending or contemplated litigation; or > > c) it contains confidential communication between the client (or the client's agent) and third parties that was made for the purpose of obtaining information to be submitted to the client's professional legal advisers for the dominant purpose of obtaining advice on pending or completed litigation.[3]
In response to [MVX's email of 9 April 2020], I am aware that Ambulance Victoria engaged Maddocks Lawyers to conduct an investigation into the concerns raised by [MVX] and to provide a report to Ambulance Victoria on the investigation conducted.
The purpose of the report was to provide Ambulance Victoria with legal advice about the concerns raised, whether previous complaints had been addressed, and whether any further action was required by Ambulance Victoria so that it could made decisions in relation to [MVX]'s employment.
a) the CEO of Ambulance Victoria made a deliberate decision to engage a law firm to provide a report, so that the report could be covered by legal professional privilege; > > b) Ambulance Victoria considered the entirety of the Report to constitute legal advice; > > c) to the best of his knowledge, the Report was provided to and accessed by him and only two other people at Ambulance Victoria, being the CEO and the Executive Director of People and Culture; and > > d) to the best of his knowledge, he is the only current employee of Ambulance Victoria who knows the password to the document, which is stored securely and not on MVX's personnel file.
It was an end-to-end review of actions taken by Ambulance Victoria and the purpose was to provide Ambulance Victoria with legal advice on actions we have taken... Noting that the report was not making a decision on the applicant's employment, it would be appropriate that there was not an opportunity to provide input... The dominant and sole purpose was to provide legal advice on actions taken - not to make a future decision.
[Ambulance Victoria] did have an initial view that allegations or complaints had been responded to... The distinct purpose was to get external legal advice to confirm that was accurate... and for that to be provided to the CEO to provide clarity on actions taken.
a) he started as a Graduate Ambulance Paramedic in 2013; > > b) he made a bullying complaint in 2014, the investigation of which was not concluded because the subject of the complaint resigned from Ambulance Victoria; > > c) when issues were raised concerning his performance, Ambulance Victoria would not allow him to rely on the bullying incidents in mitigation of his position, because the allegations had not been substantiated; > > d) he raised several questions with Ambulance Victoria during his employment about processes and procedures that were unclear or inconsistently applied. While his queries were supposedly answered, the underlying issues of clarity and/or consistency were not addressed;[4] > > e) when WorkSafe Victoria investigated concerns he raised during his employment, Mr Davis had made a representation to WorkSafe Victoria about the training MVX was undertaking at Ambulance Victoria that was materially inaccurate; > > f) it was in the context of feeling his concerns were being ignored that, when Ambulance Victoria told him he could no longer be a paramedic in April 2020, he wrote to the CEO and attempted suicide via overdose; and > > g) after this, Maddocks was engaged to conduct an investigation into his concerns, but they never invited his input.
a) Harrison v Victoria Police (Review and Regulation) [2022] VCAT 280 - this case was said to be an example of a decision by VCAT to apply the exemption related to legal professional privilege to parts of a disciplinary investigation report and, further, not to apply the public interest override to release the otherwise redacted material. > > b) Mostafa v Victorian Workcover Authority (Review and Regulation) [2013] VCAT 782 - this case was commended to the Tribunal because it contains the principles applicable to consideration of the exemption contained in section 32 of the FOI Act that the Tribunal should adopt. It is a case about whether a regulatory investigation report prepared by WorkSafe Victoria was privileged and exempt from disclosure. > > c) Frugtniet v Legal Services Board (Review and Regulation) [2014] VCAT 1299 - this case was said to be authority for the proposition that, where copies of documents are annexed to a privileged investigation report, the copies themselves attract the confidentiality of legal professional privilege.
a) each page is marked privileged and confidential; > > b) the investigation was conducted by a solicitor; > > c) the analysis and findings are legal advice; > > d) the facts recited in the Report are necessarily intertwined with the legal advice provided and are, therefore, also confidential; > > e) the Report constitutes legal advice because it is about Ambulance Victoria's legal obligations; > > f) workplace health and safety obligations are referenced on page 4 of the Report; and > > g) the non-privileged documents annexed to the Report, which were already in existence when provided to the investigator, attract privilege by reason of having been included as copies in the Report.
a) she did not know how and by what correspondence or terms of reference the CEO of Ambulance Victoria procured the investigation by Maddocks; > > b) Ambulance Victoria had not produced a letter of instruction to Maddocks as part of its evidence in the proceeding, but such a letter would in any event be subject to legal professional privilege; > > c) there was no direct evidence of what two Ambulance Victoria staff were told about the purpose of the investigation prior to their participation in it; and > > d) there was an email marked private and confidential from a Maddocks solicitor to a staff member at Ambulance Victoria,[5] appearing as an annexure after page 40 of the Report,[6] apparently sent at the outset of the investigation. It states what work Maddocks intended to do as part of its investigation, the cost of that work, and its intention to draft a report which would arrive at certain findings of fact and advise on particular matters (Cost Estimate Email).
a) the High Court of Australia has said that a high-threshold public interest must be identified before the public interest override power can be exercised;[7] > > b) there is a difference between what is in the public interest and what is of interest to the public;[8] > > c) the Tribunal must express itself in terms of there being 'no practical alternative but to allow access' and the result has to be 'emphatic'[9]; > > d) the public interest is concerned with the community as a whole,[10] and not an individual or group of individuals. There is generally no public interest in disclosing documents relating to a matter of personal significance to an individual; and > > e) in order for the public interest to override the legal professional privilege exemption in section 32 of the FOI Act, public interest considerations of the highest order must exist[11] noting that the public interest factors in favour of maintaining legal professional privilege are very strong.[12]
a) the matters had been investigated and previously addressed by Ambulance Victoria; or > > b) the conduct of Ambulance Victoria, referred to a particular incident report, was justified; or > > c) an incident could not be investigated due to the passage of time; or > > d) that there was no breach of policy or health and safety obligations of Ambulance Victoria.
a) he is concerned that the investigation conducted by Maddocks was biased and that he was not afforded procedural fairness, because information was not sought from him or any witness he could have proposed; > > b) there is a need to release the Report so that the flaws in the way the investigation was conducted may be exposed, so that they can be addressed; and > > c) release of the Report will allow public scrutiny and transparency and, conversely, a decision to not release the Report
sets a dangerous precedent for a public sector entity to be able to investigate itself, and its senior staff, for alleged misconduct, alleged unethical behaviour and potentially unlawful behaviour and then hide the investigation from public scrutiny and independent oversight.
a) a Victorian Auditor General's Report, Bullying and Harassment in the Health Sector (2016), has previously identified the significant cost to the community of a failure to properly investigate bullying complaints, including by Ambulance Victoria; > > b) in its Final Report, Independent Review of Ambulance Victoria (2021), the Victorian Equal Opportunity and Human Rights Commission made adverse findings and recommendations about identified shortcomings in relation to safety, respect and trust in the Ambulance Victoria workplace and in relation to equality, fairness and inclusion within the organisation. Recommendation 19, in particular, supports the release of the Report, because it calls for publication of deidentified outcomes of reports and complaints; and > > c) a Victorian Parliamentary Inquiry[13] has recently been convened to inquire into issues impacting the management and functions of Ambulance Victoria.
a) revealing the reason for a government decision, any background information, and what information was considered in making it; > > b) enhancing scrutiny of government decision making and how government came to make a particular decision; > > c) ensuring government processes are transparent and accountable; > > d) enabling the public to determine whether the decision as reasonably justifiable; and > > e) facilitating public debate.
a) Conyers v Monash University [2005] VCAT 2509 - Counsel submitted that this case was indicative of the fact that employment matters would not ordinarily be sufficient to engage the public interest override. While it is not a case concerning an exemption applied to an investigation report, the Tribunal found that the public interest would have to be of the highest order to warrant disclosure of a document otherwise subject to legal professional privilege. > > b) Cochrane v Melbourne Polytechnic (Review and Regulation) [2017] VCAT 1816 - while this case did not relate to documents affected by legal professional privilege, Counsel said that it is relevant by way of example, because the Tribunal found that the public interest would not be served by release of an exempt document, in circumstances where the agency in question was already subject to scrutiny as a public body. > > c) AOZ v JLV (Review and Regulation) [2019] VCAT 31 - while this case was not a case in which the section 32 legal professional privilege exemption was applied, Counsel indicated that it was another example of a case in which the Tribunal determined that the public interest override did not apply to result in the release of documents in a workplace complaint and investigation context. > > d) Mickelburough v Victoria Police (General) [2009] VCAT 2786 - while this is not a case in which documents were said to be confidential under section 32 of the FOI Act, Counsel said that it was relevant by way of example because the Tribunal determined not to apply the public interest override to documents about systemic workplace bullying.
a) as a public sector organisation, it is already subject to scrutiny as a public body and the concern of the applicant to expose a bullying culture or broader workplace issues can be undertaken in those fora; > > b) disclosure of the Report will reveal only issues specific to the applicant and will not reveal broader irregularity or impropriety, so as to clear the air; > > c) legal professional privilege is a fundamental common law right[15] such that the public interest considerations required to override the exemption in section 32 of the FOI Act must be of the highest order; and > > d) there is a greater public interest in the Report not being disclosed, because it is vital for the conduct of internal investigations that information and complaints be obtained and held in confidence. Disclosure of the Report would impact the ability of Ambulance Victoria to obtain full and frank advice and information from those relevant to a workplace investigation.
a) the document is marked confidential and legally privileged; > > b) the document has been treated confidentially; and > > c) the investigator was a lawyer.
a) In his witness statement and in examination in chief, he stated that the purpose was to obtain legal advice about the concerns raised by MVX in his email to the CEO of 9 April 2020, whether previous complaints had been addressed, and whether any further action was required by Ambulance Victoria so that it could make decisions in relation to MVX's employment; and > > b) Under cross-examination he said, in substance, that the purpose of the Report was to get external legal advice to confirm that concerns raised by MVX had been responded to, that the Report was a review of actions taken by Ambulance Victoria and that the Report was provided to CEO to provide clarity on actions taken.
Section 50(4) of the FOI Act - public interest override
[1] Pursuant to section 49J of the FOI Act, the Commissioner was taken to have refused to grant access to documents because she had not within the required period completed the review of the decision of Ambulance Victoria.
[2] This is the email referred to in paragraphs 6 and 7 above.
[3] See Nekvapil, Victorian Administrative Law (Vol 2) [FOI.32.50] to [FOI.32.120].
[4] Examples given related to discrepancies he identified between the advice he received from clinical instructors in his practice about handling particular patient scenarios, compared with what the written Guidelines of Ambulance Victoria recommended.
[5] The person to whom the email was addressed was not the CEO.
[7] See Osland v Secretary, Department of Justice [2010] HCA 24; (2010) 84 ALJR 528, per French CJ, Gummow and Bell JJ.
[8] Davis v Victoria Police [2008] VCAT 1343.
[9] Secretary, Department of Justice v Osland [2007] VSCA 96 ('Osland') and Asher v Department of Premier and Cabinet [2008] VCAT 450.
[10] Simons v Department of Justice [2006] VCAT 2053.
[11] Chadwick v Department of Property and Services (1987) 1 VAR 444, 454; Smith v Director of Public Prosecutions (1987) 2 VAR 543, 548 (upheld by the Supreme Court on Appeal [1991] VicRp 6; [1991] 1 VR 63); Roberts v Southern Rural Water [2002] VCAT 1423, [12].
[12] Frugtniet v Legal Services Board [2014] VCAT 1299, [107].
[13] Conducted by the Legislative Council Legal and Social Issues Committee, see https://www.parliament.vic.gov.au/ambulancevicinquiry.
[15] The Daniels Corporation International Pty Ltd v ACC [2002] HCA 49, at [11], per Gleeson CJ, Gaudron, Gummow and Hayne JJ.
[16] BWO19 v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCAFC 181 at [62] per Raleigh J, citing DSE (Holdings) Pty Ltd v InterTAN Inc [2003] FCA 1191; (2003) 135 FCR 151 at [45] ; Archer Capital 4A Pty Ltd v Sage Group Plc(No 2) [2013] FCA 1098; (2013) 306 ALR 384 at [12] Kenquist Nominees Pty Ltd v Campbell (No 5) [2018] FCA 853 at [15].
MVX
Ambulance Victoria
(2010) 84 ALJR 528
(2003) 135 FCR 151
(2013) 306 ALR 384