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[2019] WASCA 133
Court of Appeal (WA)
2019-08-29
Quinlan CJ
Original judgment source is linked above.
the appropriate total effective sentence is one of 10 years imprisonment. For the reasons given by Mitchell and Beech JJA, that total effective sentence gives appropriate weight to all of the relevant sentencing considerations, including the appellant's pleas of guilty.
mother, MG, and had been living with the family for some time before the period of the offending.
(1) The appellant breached his position of trust, power and influence over the victims, who were his de facto children and depended on him for support, care and guidance.[35]
(2) Two of the victims, K and L, were very young.[36]
(3) The offending was so repeated, particularly against K, as to be routine in the household.[37]
(4) A number of the individual offences and the offending overall revealed an extreme degree of depravity.[38]
(1) The appellant pleaded guilty to the offences, for which, taking into account the nature of the offences and the timing of the pleas, the sentencing judge applied a discount of 25% pursuant to s 9AA of the Sentencing Act 1995 (WA).[41]
(2) After initially denying any offending to the police, the appellant made a number of admissions, in particular after the CCTV footage was seized from the house.[42]
(3) The appellant's statements to police in respect of the offending the subject of counts 1 to 13 and 92 amounted to voluntary disclosure of offences that would not otherwise have been discovered.[43] In sentencing on those counts, his Honour stated that, due to these voluntary admissions, the sentences he imposed were much lower than they would otherwise have been.[44]
(4) The appellant had good antecedents; he had a record of employment and no record of convictions.[45]
(5) The appellant expressed a willingness to undertake sex offender treatment. However, the sentencing judge observed that it would not be easy to shift the appellant's attitudes, given his thoughts and beliefs with respect to offending of this kind. His Honour observed that this was illustrated by the way the appellant appeared to shift responsibility to his 11-year-old victim, K.[46]
(1) the fact that, evident from the appellant's police interviews seen by his Honour, the appellant was an articulate man of some intelligence;
(2) the frequently plausible way that the appellant lied in two of his police interviews; and
(3) the appellant's efforts to shift blame to K and to maintain ties with MG.
Similarly, his Honour was not persuaded that the appellant's expressed willingness to undergo treatment was motivated by genuine remorse.[47]
Ground 1: were the sentences on counts 58 and 59 manifestly excessive? The appellant's submissions
(1) Sentencing is a discretionary exercise. An appellate court can intervene only if the appellant demonstrates either an express or implied material error. Express error involves acting on a wrong principle, for example by mistaking the law or facts or taking into account an irrelevant matter. Implied error arises where the end result is so unreasonable or unjust that the court must conclude that a substantial wrong has occurred. Thus, an appellate court cannot substitute its own opinion for that of the sentencing court merely because the appellate court would have exercised a sentencing discretion differently.
(2) In order to determine whether a sentence for an individual offence is manifestly excessive, the offence should be viewed in light of the maximum sentence prescribed by law for the crime, the standards of sentencing customarily imposed with respect to it, the place that the criminal conduct occupies on the scale of seriousness of crimes of that type, and the offender's personal circumstances.
(3) The first limb of the totality principle requires that the total effective sentence imposed on an offender who has committed multiple offences bears a proper relationship to the overall criminality involved in all of the offences (including those, if any, in respect of which the offender is still serving or is yet to serve a term of imprisonment), viewed in their entirety, having regard to all relevant facts and circumstances including those referable to the offender personally (and including, for example, the desirability of accommodating any wish to rehabilitate), all relevant sentencing factors and the total effective sentences imposed in comparable cases.
(4) The range of sentences customarily imposed for a crime does not establish the range of a sound exercise of the sentencing discretion. Sentences customarily imposed in comparable cases provide a yardstick or reference point for ensuring broad consistency in sentencing, bearing in mind the scope for significant variations in relevant sentencing factors, and that there is no single correct sentence. What is important is the unifying principles which sentences imposed in comparable cases reveal and reflect.
(5) When this court dismisses an appeal against sentence and when it resentences on a successful appeal, its decision does not fix the upper or lower limit of the range.
(6) Where there is a challenge on totality grounds, the severity of a sentence imposed on an individual count generally falls to be assessed in light of the sentences imposed in respect of the other counts and its contribution to the total effective sentence. A heavy individual sentence (that is not manifestly excessive) may be softened by an order that it be served concurrently with sentences imposed in relation to the other counts. A relatively light sentence (that is not manifestly inadequate) may, as a practical matter, have increased severity if it is ordered to be served cumulatively. The real question is whether the total effective sentence is unreasonable or plainly unjust.
The principles applicable to cases of intrafamilial sexual abuse are well established. The primary sentencing considerations for such offences are appropriate punishment of the offender and personal and general deterrence, having regard to the need to protect vulnerable children. Matters personal to an offender are ordinarily of less mitigatory weight than might otherwise be the case. The fact that an offender is otherwise of good character ordinarily has only little weight because the offences are of a kind that, until revealed, generally do not impact on other people or upon their perception of the offender: The State of Western Australia v PJW.
There is no tariff for offences of the kind committed by the respondent because of the great variation that is possible in the circumstances of the offending and of offenders. Nevertheless, it is important to consider comparable sentencing cases.
Any sexual penetration of a child is serious. The maximum penalty for an offence contrary to s 329(2) of the Criminal Code (WA) of 20 years' imprisonment illustrates this point.
It is relevant in a case such as this, where the respondent has sexually penetrated the victim in different ways, to acknowledge that there is no 'hierarchy' of sexual penetration in the sense that some forms of sexual penetration are always to be regarded as less serious than others: "C" v The State of Western Australia. That said, generally speaking, penile penetration of the vagina or the anus has been regarded as more serious than digital penetration, cunnilingus and fellatio. Without, in any way, attempting to describe all of those circumstances which can aggravate a sentence for an offence of sexual penetration where an act of sexual penetration is committed in circumstances of particular degradation or humiliation or causes injury (whether physical or psychological), such considerations should generally result in a more severe sentence. In the case of children, the offences of sexual penetration committed against very young children will also generally result in a more severe sentence. (footnotes omitted)
(1) MG's breasts were exposed for approximately four seconds;
(2) MG was otherwise fully clothed, with only her breasts briefly exposed;
(3) the appellant's touching of MG's breasts with the fork was very brief, occurring for approximately two seconds;
(4) the appellant was sitting on the couch, with MG standing and facing him;
(5) L was bending over a coffee table approximately 1 m from MG and approximately 1.5 m from the appellant. L looked briefly at MG before looking back at the coffee table;
(6) K was sitting on the couch approximately 0.5 m from the appellant and approximately 2 m from MG. K appears to have been looking in the direction of MG;
(7) the offending did not involve the touching of either K or L; and
(8) there was no apparent communication between the appellant, MG, K and L.
(1) the appellant's voluntary disclosure of some of the offending;
(2) the fact that, whilst the offending was serious, the offending did not involve the ongoing sexual penetration of a victim's vagina or anus, or a sexual relationship of such a type;
(4) the appellant's pleas of guilty and the 25% discount applied by the sentencing judge; and
(1) The offending was aggravated by a grave breach of trust, its sustained and repeated nature, the fact that there were three victims, two of whom were very young, and the degree of depravity involved in a number of the offences and the offending as a whole.[77]
(2) The offences cannot properly be characterised as isolated incidents or momentary lapses.[78] Rather, the appellant persistently and callously treated his young de facto children, particularly K, as sexual playthings for the purposes of his own sexual gratification. He committed a series of serious offences against his two de facto daughters during a concentrated period of time, which involved subjecting the 11-year-old K, in particular, to debasing sexual acts, including ejaculating onto her face.[79]
(3) The absence of physical violence or extreme perversion, and the fact that the offending could conceivably have been worse, does not diminish the gravity of what actually occurred.[80]
(5) The offending had seriously damaging effects on S, as emerges from her victim impact statement.[83]
(6) The seriousness of the offending is elevated by the fact that, on a number of occasions, K fellated and masturbated the appellant to ejaculation.[84]
It also seeks to distinguish features of the cases on which the appellant relies, namely The State of Western Australia v FJG and AIM, from those of the present case.[95]
Often, given the wide variety of combinations of offending conduct, offenders and victims involved in sexual offences against children, different views may reasonably be taken as to whether the overall criminality involved in a group of offences in one case is greater or lesser than that involved in a group of offences in a different case. That variety makes it difficult to identify direct comparators and complicates any attempt to analyse whether the total effective sentence imposed in a particular case reveals a comparatively more severe or lenient approach than that adopted in a different case.
(1) In VIM, the court referred to a broad sentencing range, in post‑transitional terms, in cases of pleas of guilty, to sentences from 6 years 8 months' imprisonment to 12 years 8 months' imprisonment.[100]
(2) In The State of Western Australia v Prince, McLure P identified 12 cases involving pleas of guilty. Those cases disclosed a sentencing range from 4 years 2 months' imprisonment to 12 years 6 months' imprisonment, with the majority of cases involving the imposition of sentences of around 8 years' imprisonment.[101] In cases of pleas of not guilty, her Honour referred to cases involving sentences ranging from 6 years' imprisonment to 14 years 6 months' imprisonment.[102]
(3) In JJR, a large number of cases were reviewed in which the sentences ranged from 7 to 16 years' imprisonment.[103] The substantial majority of those sentences were imposed after trial.
It was important that the mitigating effect of the pleas of guilty be reflected, not only in the individual sentences, but in the total effective sentence. That is particularly so in a case involving sexual offending against child complainants. The process of giving evidence of such offences is often re-traumatising and damaging for the victims. Unless the benefits to the victims and the State resulting from pleas of guilty are properly reflected in the total effective sentence, there will be little incentive for an offender to plead guilty. The absence of such an incentive will increase the number of victims who are exposed to the risk of further psychological harm through the requirement for them to participate in the trial process. This court has previously recognised the appropriateness of a substantial discount for a plea of guilty in cases of sexual offending against children. (footnotes omitted)
Consequently, in our view, in considering broadly comparable cases, it is important to bear in mind whether a sentence was imposed after trial, or imposed upon the offender's plea of guilty.
(1) RGT v The State of Western Australia,[106] in which this court imposed a total effective sentence of 16 years' imprisonment. That case involved 29 sexual offences, including 16 counts of sexual penetration committed against three complainants, one of whom was aged 2, and another between 7 and 9. The offending involved a range of penetration, including penile/vaginal penetration of two of the complainants.
(2) The State of Western Australia v BKJ, in which this court dismissed a State appeal against the imposition of a total effective sentence of 14 years' imprisonment. That case involved 61 sexual offences, including 24 counts of indecent recording and 34 counts involving indecent dealing or sexual penetration. The offender received a 25% discount on the individual sentences for his pleas of guilty. His offending spanned 10 years, against a complainant who was aged between 2 and 12 years. The offending included incidents of penile/vaginal penetration and penile/anal penetration and had many egregious features, including penetration of the complainant's vagina and anus with various implements, the use of various bondage objects and the filming and uploading of some of the offending behaviour.
(3) GHK v The State of Western Australia,[107] in which this court imposed a total effective sentence of 14 years' imprisonment. In that case, there were six victims. The 24 counts ranged from indecent dealing to multiple offences of sexual penetration, including digital/vaginal penetration, cunnilingus, fellatio, penile/vaginal penetration and attempted penile/anal penetration. The complainants ranged in age from 4 to 13 years when the offences were committed.
(4) GMS v The State of Western Australia,[108] in which this court dismissed an appeal against the imposition of a total effective sentence of 12 years 6 months' imprisonment. In that case, there was sexual offending against two complainants. The offending against one complainant occurred regularly over many years; the counts charged were representative. She became pregnant, leading to an abortion. The offences involved multiple penile/vaginal penetration offences. The pleas of guilty were entered only the day before trial. The offender had a prior conviction of indecent dealing with a child.
(5) LYN, in which this court sentenced the offender to a total effective sentence of 12 years' imprisonment for his sexual offending against three complainants, all of whom were his daughters. His offences included a number of indecent dealing offences, together with a range of forms of sexual penetration, including penile/vaginal penetration. Against two of the complainants, the offences were representative of a course of conduct by him that continued over many years.
(1) EXF v The State of Western Australia,[110] in which this court dismissed an appeal against the imposition of a total effective sentence of 11 years 6 months' imprisonment. There were 14 counts of indecent dealing, including cunnilingus, fellatio and requiring the victim to masturbate the offender to ejaculation. The offences charged reflected a course of conduct over about six years against the offender's three stepdaughters. The offender pleaded guilty at a very late stage.
(2) MMC v The State of Western Australia,[111] in which this court dismissed an appeal against the imposition of a total effective sentence of 11 years' imprisonment. There were four complainants, three of whom were his de facto daughters. The offender pleaded guilty to 16 offences, of which five were unlawful carnal knowledge, four were penile penetration of the vagina and the remaining were, variously, digital penetration, cunnilingus, touching the complainant's breast or attempted penile/anal penetration. The offending against two of the complainants was representative and, in the case of one complainant, extended over almost three years.
(3) LJH, in which this court sentenced the offender to a total effective sentence of 10 years' imprisonment for a variety of sexual offences against a single 14 to 15‑year‑old complainant, who was his de facto daughter. There were 26 counts of sexual penetration, including nine counts of penile/vaginal penetration, as well as 17 counts of other sexual offences, mostly involving indecently recording of a de facto child. The offending extended over a period of almost two years.
(1) MAS v The State of Western Australia[114] (12 years; 25 counts, including penile/vaginal penetration, penile/anal penetration, fellatio and cunnilingus, without consent in fact; the offending extended over seven years against the offender's de facto daughter, who was aged between 11 and 18 years; at times threats and violence were used; when she became pregnant the offender insisted she have an abortion).
(2) ARK v The State of Western Australia[115] (12 years; nine counts, including five counts of penile/vaginal penetration; representative of a course of offending over about four years from when the complainant was about 11 years old; the offender was physically aggressive and used manipulation and intimidation to ensure the complainant's continued compliance with his demands).
(3) JJR (12 years; 10 counts, four of which were sexual penetration, including penile/vaginal penetration, fellatio and digital penetration; two complainants, one aged between 9 and 11 years and the other between 7 and 12 years; the offending extended over about seven years; the sentence of 12 years' imprisonment was described as 'undoubtedly severe').
(4) AIM (12 years; 13 counts, six of which were sexual penetration, including penile/vaginal penetration, fellatio and digital penetration; two complainants, one aged between 7 and 8 years, the other between 4 and 7 years; the offences were representative and extended for about three years against one complainant and about 20 months against the other).
(5) CJF v The State of Western Australia[116] (12 years; six counts, four of which were sexual penetration, including penile/vaginal penetration and digital penetration; the offences were representative of ongoing sexual abuse occurring over an extended period commencing when the complainant was 9 years old; the offender used violence and threats).
(6) KSN v The State of Western Australia[117] (12 years; 15 counts, 14 of which were sexual penetrations, including penile/vaginal penetration, penile/anal penetration, fellatio, cunnilingus and digital penetration; the offences were representative of offending over about four or five years against the complainant when she was aged between 11 or 12 and 16 years; the offender used threats, forceful behaviour, alcohol and cannabis to facilitate the sexual activity).
(7) SG v The State of Western Australia[118] (12 years; 13 counts, 11 of which were sexual penetrations, including fellatio, digital penetration and penile/vaginal penetration, one of which resulted in pregnancy; the offending was representative of a course of conduct over four to five years while the complainant was aged between 11 and 16 years; the offender used bribery and promises together with intimidation and physical coercion to obtain sexual favours).
(1) his abuse of his position of trust as the de facto father of his victim;
(3) the sustained nature of his offending against K;
(4) the significant degree of depravity exhibited by many of his offences against K; and
(5) the seriously damaging effects upon S of his offending against her.
We accept, as the respondent submits, that the appellant persistently and callously treated K as a sexual plaything for his own sexual gratification. We also accept the respondent's submission as to the limited weight to be attributed to the mitigating factors referred to in [76] above.
(1) On each of counts 34 and 36, we would impose a sentence of 12 months' imprisonment.
(2) On each of counts 58 and 59, we would impose a sentence of 4 months' imprisonment.
(3) For totality reasons, we would reduce the sentence on count 68 from 4 years to 3 years' imprisonment.
To avoid doubt, we note that these orders do not affect the orders made under s 63A of the Restraining Orders Act 1997 (WA), those orders not being part of the sentence.
Appellant allowed K to masturbate his penis until he ejaculated
Appellant rubbed K's vagina on the outside of her leggings
Appellant allowed K to masturbate his penis until he ejaculated
Appellant repeatedly attempted to poke K's anus with his fingers
Appellant poked K's buttock and anus area with his fingers
Appellant allowed MG to rub his genital area in K's presence
Appellant rubbed K's genital area while rubbing his own genital area
Appellant allowed K to rub his genital area while he rubbed K's genital area
Appellant licked the hand K was using to masturbate his penis
Appellant licked the hand K was using to masturbate his penis
Appellant masturbated his penis and ejaculated onto K's face
Appellant tickled MG's exposed breasts with a fork in L's presence
Appellant tickled MG's exposed breasts with a fork in K's presence
Appellant rubbed MG's exposed breasts in K's presence
Appellant rubbed his genital area while K masturbated his penis
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
Research Associate/Orderly to the Honourable Justice Beech
[1] LYN v The State of Western Australia [2019] WASCA 45 [51].
[57] Appellant's submissions [42], referring to PDT v The State of Western Australia [2012] WASCA 134, SGT v The State of Western Australia [2017] WASCA 136 and The State of Western Australia v Shephard [2018] WASCA 140.
[58] Respondent's submissions [27] citing SGT [38].
[59] Respondent's submissions [27] - [28]. In its submission, SGT and The State of Western Australia v Shephard are in the former category, while PDT is in the latter category.
[64] Giglia v The State of Western Australia [2010] WASCA 9 [40].
[65] Gaskell v The State of Western Australia [2018] WASCA 8 [56], [151].
[66] The State of Western Australia v BKJ [2018] WASCA 136 [119].
[67] The State of Western Australia v BKJ [88] ‑ [91].
[68] The State of Western Australia v Shephard [42], and cases there cited.
[69] Appellant's submissions [41]; appeal ts 16.
[70] There are many decisions of this court which so hold, applying the principle stated in McGarry v The Queen [2001] HCA 62; (2001) 207 CLR 121 [9] to sentences imposed at the same time for multiple offences. See, for example, Sathitpittayayudh v The State of Western Australia [2015] WASCA 152 [28]; Burnes v The State of Western Australia [2017] WASCA 77 [41]; Gaskell [152]; YDN v The State of Western Australia [2018] WASCA 62 [53]; Law v The Queen [2019] WASCA 81 [134]. A different approach appears to have been taken by the Full Court of the South Australian Supreme Court in the context of the legislation applicable in South Australia. See R v Tyler [2016] SASCFC 7; (2016) 124 SASR 412; R v Irvine [2016] SASCFC 104; (2016) 126 SASR 146.
[72] The State of Western Australia v FJG [2012] WASCA 206.
[73] AIM v The State of Western Australia [2014] WASCA 155.
[74] VIM v The State of Western Australia [2005] WASCA 233; (2005) 31 WAR 1.
[75] Respondent's submissions [34] - [44].
[77] Respondent's submissions [36], [39].
[79] Respondent's submissions [42], [67] - [68].
[83] Respondent's submissions [43] - [44].
[85] Respondent's submissions [45] - [48]; appeal ts 21 - 23.
[86] Respondent's submissions [49] - [50].
[87] Respondent's submissions [54], citing LJH v The State of Western Australia [2016] WASCA 155; (2016) 261 A Crim R 355 [82].
[88] Respondent's submissions [55], citing SCN v The State of Western Australia [2017] WASCA 138 [104].
[89] Respondent's submissions [65]. See also [66].
[90] The State of Western Australia v Prince [2011] WASCA 22.
[91] Respondent's submissions [52], [53], [57].
[92] LYN v The State of Western Australia [2019] WASCA 45.
[93] JJR v The State of Western Australia [2018] WASCA 51.
[94] Respondent's submissions [60] - [64].
[95] Respondent's submissions [58], [59], [66].
[96] Respondent's submissions [69] - [70].
[101] The State of Western Australia v Prince [20].
[102] The State of Western Australia v Prince [20].
[104] See, for example, LYN [51], and cases there cited; see also LJH [86].
[106] RGT v The State of Western Australia [2017] WASCA 120.
[107] GHK v The State of Western Australia [2014] WASCA 19.
[108] GMS v The State of Western Australia [2009] WASCA 107.
[109] B v The Queen [2002] WASCA 236.
[110] EXF v The State of Western Australia [2015] WASCA 118.
[111] MMC v The State of Western Australia [2012] WASCA 187.
[112] ERA v The State of Western Australia [2013] WASCA 163.
[113] The circumstances of the offending in each of these cases, with the exception of AIM, are outlined in more detail in JJR.
[114] MAS v The State of Western Australia [2012] WASCA 36.
[115] ARK v The State of Western Australia [2014] WASCA 45.
[116] CJF v The State of Western Australia [2012] WASCA 69.
[117] KSN v The State of Western Australia [2017] WASCA 156.
[118] SG v The State of Western Australia [2013] WASCA 236.
(2016) 124 SASR 412
(2016) 126 SASR 146
(2001) 207 CLR 121
(2005) 31 WAR 1