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[2001] HCA 62
High Court of Australia
2001-09-06
Gleeson CJ, Callinan JJ, Hayne JJ
Original judgment source is linked above.
S Owen-Conway QC with R E Lindsay and R D Young for the appellant (instructed by Gunning)
R J Meadows QC, Solicitor-General for the State of Western Australia with R E Cock QC and R M Mitchell for the respondent (instructed by Director of Public Prosecutions for Western Australia)
R J Meadows QC, Solicitor-General for the State of Western Australia with R E Cock QC and R M Mitchell intervening on behalf of the Attorney-General for the State of Western Australia (instructed by Crown Solicitor for the State of Western Australia)
B M Selway QC, Solicitor-General for the State of South Australia with I K Haythorpe intervening on behalf of the Attorney-General for the State of South Australia (instructed by Crown Solicitor for the State of South Australia)
M G Sexton SC, Solicitor-General for the State of New South Wales with M J Leeming intervening on behalf of the Attorney-General for the State of New South Wales and the Attorney-General of the State of Tasmania (instructed by Crown Solicitor for the State of New South Wales and Crown Solicitor for the State of Tasmania)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Sentencing - Indefinite imprisonment - Conditions for making order of indefinite imprisonment - Sufficiency of material to support conclusion that an order for indefinite imprisonment could be imposed - Whether High Court should substitute order or remit matter for re-sentencing in the Supreme Court.
Words and phrases - "a danger to society, or a part of it".
Sentence Administration Act 1995 (WA), ss 14, 20, 22, 115.
(a) sentences an offender for an indictable offence to a term of imprisonment;
(c) does not make a parole eligibility order under Part 13 in respect of that term,
it may in addition to imposing the term of imprisonment for the offence (the 'nominal sentence'), order the offender to be imprisoned indefinitely.
(2) Indefinite imprisonment must not be ordered unless the court is satisfied on the balance of probabilities that when the offender would otherwise be released from custody in respect of the nominal sentence or any other term, he or she would be a danger to society, or a part of it, because of one or more of these factors:
(b) the risk that the offender will commit other indictable offences;
(c) the character of the offender and in particular -
(i) any psychological, psychiatric or medical condition affecting the offender;
(ii) the number and seriousness of other offences of which the offender has been convicted;
(3) In deciding whether an offender is a danger to society, or a part of it, the court -
(a) is not bound by section 6 but is bound by any guidelines on the imposition of indefinite imprisonment in a guideline judgment given under section 143; and
(b) may have regard to such evidence as it thinks fit."
"I am finding some difficulty with this sentencing exercise simply because, I think, of the lack of clear parameters for a declaration under section 98 but at the end of the day I am persuaded to the balance of probabilities that such declaration ought to be made and I am going to make such a declaration that there will be a term of imprisonment of 5 years. It will date from 1 December. There will be no eligibility for parole.
There will be 3 months on each of the other counts to be served concurrently but upon what is before me and upon this constant history of sex offending against younger females since 1991, on the evidence of the reports, on the evidence of the fact that previous detention has not operated to dissuade this offender I do come to the conclusion that he will be a danger to part of society because of a clear risk that he will commit other indictable offences. So therefore I am making that declaration of indefinite imprisonment."
"The possibility of medical assistance was raised previously by [the appellant], and may be useful to revisit, whether it be to reduce sexual drive or to address the compulsive nature. He expressed his willingness for assessment for suitability for medication and interestingly, [the appellant's sister] admitted that both herself and 2 sisters have suffered long term problems with obsessive‑compulsive conditions. Upon sentencing, [the appellant] will be re‑assessed by the sex offender treatment unit to determine what would be the most appropriate therapeutic options for him, given his response to previous treatment."
Read as a whole, then, the report expressed opinions about the risk that the appellant presented at the time of the report. It acknowledged that there may be some medical means of reducing that risk and that it was the appellant who had sought to explore that question. The author expressed no view about what effect such treatment may have.
"[B]ut at the end of the day I am persuaded to the balance of probabilities that such declaration ought to be made and I am going to make such a declaration that there will be a term of imprisonment of 5 years. It will date from 1 December. There will be no eligibility for parole. …
[U]pon what is before me and upon this constant history of sex offending against younger females since 1991, on the evidence of the reports, on the evidence of the fact that previous detention has not operated to dissuade this offender I do come to the conclusion that he will be a danger to part of society because of a clear risk that he will commit other indictable offences. So therefore I am making that declaration of indefinite imprisonment."
"Where there was any possibility that an order of indefinite imprisonment might be made, it was essential that the procedures observed should be regular and scrupulously thorough and that the materials, including the pre-sentence reports, should be as adequate and complete as fairness to the prisoner required."
"the fundamental proposition [is] that such powers are to be sparingly exercised, and then only in clear cases".
This opinion was expressed, although in Moffatt the Victorian legislation, unlike that of Western Australia considered in Chester, provided "safeguards like judicial rather than executive review and the identification of a narrower list of offences for which indefinite sentences can be imposed"[58].
"A person who indecently deals with a child is guilty of a crime and is liable to imprisonment for 10 years."
He was remanded in custody until 1 December 1998 in order that a Sex Offender's Treatment Report might be obtained.
"In summary, the [appellant] has a 13 year old record of sexual offending, although he admits to inappropriate sexual behaviour from the age of 11. His sexual offending is described as being well entrenched and it is considered that he does not have any strong personal convictions regarding recidivism which would assist him not to re-offend. On the question of risk assessment, the report suggests that, given his sexual history, his reponse to previous therapeutic interventions and his self-admitted ability to suspend empathy for his victims, he presents a high risk of re-offending in a sexual manner. The report concludes that he has an entrenched range of sexually deviant behaviours, consisting, it is said, of both 'hands on' and 'hands off' offences. He has demonstrated his dangerousness towards female children with whom he has come into contact and has also developed a range of paraphilic activities, such as wilful exposure and voyeurism, which he appears to be incorporating into his sexual offending behaviour. The current offences have progressed in seriousness from prior offences, in that an element of predatory behaviour has been introduced into his sexual offending repertoire." (emphasis added)
"In the present case, the remarks of the learned sentencing Judge in relation to the imposition of the indefinite sentence were brief. He found that, in terms of s 98(2) of the Act, the [appellant] would be a danger to a part of society when the [appellant] would otherwise be released from custody. And he so found because of the risk that the [appellant] will commit other indictable offences - s 98(2)(b). His Honour did not expressly rely upon the offences for which he was sentencing the [appellant] being of 'exceptional seriousness'. Nor did he expressly rely upon the character of the [appellant] as providing the foundation for the order. And he identified no 'other exceptional circumstances'. His Honour did not elaborate upon the 'other indictable offences' although, obviously enough, they must have been of the nature of sexual assaults or indecent dealings. Loitering and wilful exposure, for which the [appellant] has many convictions, are simple offences under s 43(1) and s 66(11) respectively of the Police Act 1892. In relation to the extent of the risk which the [appellant] posed, the letter from his present partner, which was not challenged, suggests that he is a very good step-parent to her daughter, and indicates that the three of them have had individual interviews with the Child Welfare Department (presumably now the Family and Children's Services) and that the department is happy with their situation and confident of her daughter's safety. Nor, it appears, has the department seen sufficient cause to intervene in the [appellant's] access to his other daughters.
Counsel for the [appellant] maintained that the report before his Honour was not sufficiently cogent to allow for the conclusion that the [appellant] would be a constant and continuing danger upon his release. Not without initial doubts, I now agree. In my opinion, the material before his Honour was not sufficient to warrant the ultimate step of imposing an indefinite sentence. In this respect, the material in the present case contrasts starkly with the nature of the material available in Powell v The Queen[70], which was cited by counsel for the Crown, and in Moffatt's case[71]. There has apparently been no psychological or psychiatric examination of the [appellant], no report on any such examination having been referred to in the report which was before his Honour. The qualifications and experience of the signatories to the report have not been provided. Moreover, the Crown's submission that an indefinite sentence should be imposed was made in less than convincing circumstances. Counsel for the Crown informed his Honour that he had only received the brief on the previous day and that he had only come to the conclusion on that night 'that that ought to be the way it goes'. No prior notice had been given to the [appellant] of the making of the submission. The sentencing was adjourned by his Honour and another prosecuting counsel appeared at the adjourned hearing. She commenced by saying that the Crown maintained its submission 'that your Honour at least considers s 98 of the Sentencing Act and I don't resile from what was said before in relation to that'. It needs to be stressed again that the power to order an indefinite sentence should only be exercised following a most careful hearing, at which all relevant material is before the Judge, that material being as adequate and complete as fairness to the prisoner requires."
"2. The learned sentencing Judge erred in law in failing to satisfy himself that the Appellant would be a danger to society or part of it at the time the Appellant would be released from custody in that he failed to give express consideration to all the relevant factors specified in s 98(2) of the Sentencing Act ('the Act').
(a) His Honour did not refer to the offences for which he was sentencing the Appellant as being of 'exceptional seriousness' under s 98(2)(a) of the Act;
(b) His Honour did not expressly rely upon the character of the offender under s 98(2)(c) of the Act;
(c) His Honour did not identify other exceptional circumstances under s 98(2)(d) of the Act.
Although s 98(2) of the Act allowed for his Honour to find that the Appellant would be a danger to society or part of it on one factor (being the risk that he will commit other indictable offences (s 98(2)(b)) his Honour should have given express consideration to all relevant factors set out in s 98(2)(a) to (d) of the Act.
(a) His Honour stated that the Appellant 'will be a danger to part of society because of a clear risk that he will commit other indictable offences' without saying whether this prognosis related to the time of his release from the nominal sentence or not.
(b) The pre-sentence report of the social worker, Linda Maule, states the Appellant '(presents) a high risk of re-offending in a sexual manner' without stating whether or not the Appellant is likely to be a continuing and constant risk.
(a) There was no pre-sentence report from a psychologist or psychiatrist to support such a prognosis;
(b) The pre-sentence report was deficient in failing to set out the qualifications and experience of the signatories;
(c) The pre-sentence report failed to analyse how far the Appellant's relationship with Ms Poole and a recent program of rehabilitation would assist him in not re-offending;
(d) Other factors advanced by his counsel from which inferences were open that the Appellant might not constitute a continuing danger to the public.
(a) The exceptional nature of the punishment of indefinite imprisonment and that a general history of recidivism ought not therefore to be sufficient to merit imposition of such a sentence;
(b) that before the offences for which he had been convicted the Appellant had not offended for some years and that his offending was of decreasing severity;
(c) that s 98(2) of the Act does not state that where a court is satisfied that an offender is a danger to society or part of society indefinite imprisonment should be ordered but that indefinite imprisonment must not be ordered unless an offender is a danger to society or part of it;
(d) that the sentencing judge did not consider this indictable offence standing on its own as being at 'the highest end' and did not expressly consider all the relevant factors;
(e) the absence of cogent expert evidence that the Appellant will be a constant danger to society or part of it.
(a) under the provisions of the Sentence Administration Act, 1995 the Executive and not the Judiciary exercises the power to set the length and to determine the cessation of an indefinite term of imprisonment (ss 14, 20 and 25 of the Sentence Administration Act, 1995);
(b) there is some indicia but no definite statutory criteria to guide the Parole Board in its decision whether or not to recommend to the Minister that a prisoner should be released on parole (s 14 of the Sentence Administration Act, 1995);
(c) in exercising executive power the Governor may not make a parole order to release a prisoner unless a report has been given to the Minister by the Parole Board (s 25(3) of the Sentence Administration Act, 1995);
(d) although the Parole Board must recommend to the Minister at stipulated times whether or not the Governor should be advised by the Minister to release the prisoner (s 20(2) of the Sentence Administration Act 1995) there is no corresponding duty upon the Minister to advise the Governor at any time to release any prisoner;
(e) the rules of natural justice (including the duty of procedural fairness) do not apply to the doing of any act by the Governor, Minister or Parole Board under Part 3 of the Sentence Administration Act (which provisions include ss 14, 20 and 25 of the Sentence Administration Act, 1995);
(f) there is no requirement to give reasons for a decision to a person serving a term of indefinite imprisonment if it is decided that it is in the interest of the prisoner or anyone else to withhold reasons (s 114 of the Sentence Administration Act 1995)."
"It seems that the prognosis is very poor and that recidivism is probable."
"Mr McGarry has a 13 year old official history of sexual offending, however admits to inappropriate sexual behaviour from the age of 11 years, which effectively means his sexual offending commenced some 26 years ago. His sexual offending is well entrenched, and despite his current desire to cease offending because of his new relationship, it is felt that Mr McGarry does not have any strong, personal convictions regarding recidivism which would assist him not to re-offend. Certainly the philosophy of his current support group appears to place responsibility for his behaviour outside of himself. Given his sexual history, his response to previous therapeutic interventions, and his self admitted ability to suspend empathy for his victims, Mr McGarry is considered to present a high risk of reoffending in a sexual manner."
"98. Indefinite imprisonment: superior court may impose
(a) sentences an offender for an indictable offence to a term of imprisonment;
(c) does not make a parole eligibility order under Part 13 in respect of that term,
it may in addition to imposing the term of imprisonment for the offence (the 'nominal sentence'), order the offender to be imprisoned indefinitely.
(2) Indefinite imprisonment must not be ordered unless the court is satisfied on the balance of probabilities that when the offender would otherwise be released from custody in respect of the nominal sentence or any other term, he or she would be a danger to society, or a part of it, because of one or more of these factors:
(b) the risk that the offender will commit other indictable offences;
(c) the character of the offender and in particular -
(i) any psychological, psychiatric or medical condition affecting the offender;
(ii) the number and seriousness of other offences of which the offender has been convicted;
(3) In deciding whether an offender is a danger to society, or a part of it, the court -
(a) is not bound by section 6 but is bound by any guidelines on the imposition of indefinite imprisonment in a guideline judgment given under section 143; and
(b) may have regard to such evidence as it thinks fit."
A prisoner sentenced to indefinite imprisonment may be released at any time after the sentence of indefinite imprisonment begins by means of a parole order made under Part 3 of the Sentence Administration Act 1995."[74]
"Where there was any possibility that an order of indefinite imprisonment might be made, it was essential that the procedures observed should be regular and scrupulously thorough and that the materials, including the pre-sentence reports, should be as adequate and complete as fairness to the prisoner required.
As Hayne JA pointed out in Moffatt[78], it is fundamental that the power to order indefinite imprisonment should be sparingly exercised and then only in clear cases. I would add that it is fundamental that it should only be exercised following a most careful hearing at which all relevant material is before the judge or judges responsible for making such an order. It is not something to be hurried. It is not a course to be dealt with on materials known to be incomplete or otherwise insufficient."
"It is not enough that the judges composing the appellate court consider that, if they had been in the position of the primary judge, they would have taken a different course. It must appear that some error has been made in exercising the discretion. If the judge acts upon a wrong principle, if he allows extraneous or irrelevant matters to guide or affect him, if he mistakes the facts, if he does not take into account some material consideration, then his determination should be reviewed and the appellate court may exercise its own discretion in substitution for his if it has the materials for doing so. It may not appear how the primary judge has reached the result embodied in his order, but, if upon the facts it is unreasonable or plainly unjust, the appellate court may infer that in some way there had been a failure properly to exercise the discretion which the law reposes in the court of first instance. In such a case, although the nature of the error may not be discoverable, the exercise of the discretion is reviewed on the ground that a substantial wrong has in fact occurred."
"I am finding some difficulty with this sentencing exercise simply because, I think, of the lack of clear parameters for a declaration under section 98 but at the end of the day I am persuaded to the balance of probabilities that such declaration ought to be made and I am going to make such a declaration that there will be a term of imprisonment of 5 years. It will date from 1 December. There will be no eligibility for parole.
There will be 3 months on each of the other counts to be served concurrently but upon what is before me and upon this constant history of sex offending against younger females since 1991, on the evidence of the reports, on the evidence of the fact that previous detention has not operated to dissuade this offender I do come to the conclusion that he will be a danger to part of society because of a clear risk that he will commit other indictable offences. So therefore I am making that declaration of indefinite imprisonment."
His Honour clearly had in mind the provisions of s 98 and the requirement that he decide whether he should make an order or not. I would take his Honour, by using the word "declaration", as saying no more than that he was declaring, or stating, or holding that there should be a sentence of indefinite imprisonment and ordering accordingly.
Chester (1988) 165 CLR 611 at 618 citing Veen v The Queen [No 1] (1979) 143 CLR 458 at 467, 468, 482‑483, 495; Walden v Hensler (1987) 163 CLR 561; Veen v The Queen [No 2] (1988) 164 CLR 465 at 472-474, 485-486. See also Williams, "Psychopathy, Mental Illness and Preventive Detection: Issues Arising from the David Case", (1990) 16 Monash University Law Review 161 at 170. ↑
Victoria, Social Development Committee, Inquiry into Mental Disturbance and Community Safety: Third Report, April 1992 at 56, citing Justice Vincent, Chairman of the Adult Parole Board; see also Fairall, "Violent Offenders and Community Protection in Victoria - The Gary David Experience", (1993) 17 Criminal Law Journal 40 at 50. ↑
R v Lyons [1987] 2 SCR 309 at 367 per La Forest J, referring to the problem of "false positives", that is, an erroneous over-prediction of future dangerousness: People v Murtishaw 631 P 2d 446 (1981); Alschuler, "Preventive Pretrial Detention and the Failure of Interest-Balancing Approaches to Due Process", (1986) 85 Michigan Law Review 510 at 551. ↑
Thompson v The Queen unreported, Court of Criminal Appeal of Western Australia, 19 October 1998 at 16, cited at Thompson (1999) 73 ALJR 1319 at 1319‑1320 [2] per Gaudron and Hayne JJ; 165 ALR 219 at 220. ↑
Thompson (1999) 73 ALJR 1319 at 1322‑1323 [18]; 165 ALR 219 at 224. ↑
McGarry
The Queen
[1999] WASCA 276
[2000] WASCA 186
(1988) 164 CLR 465
(1999) 195 CLR 665
(1999) 73 ALJR 1319
(1988) 165 CLR 611
(1996) 189 CLR 51
(2001) 75 ALJR 1342
(1948) 76 CLR 1
(2000) 74 ALJR 1013
(1979) 143 CLR 458
(1987) 163 CLR 561
(1995) 16 WAR 219
(1989) 167 CLR 94
(1936) 55 CLR 499