CONSIDERATION
57 The question to be determined is whether the Tribunal is permitted for the purpose of assessing the applicant's remorse, and thereby the likelihood of his reoffending, to take into consideration evidence given by the applicant at the hearing which is contrary to the conclusions reached by the sentencing judge on matters which were not necessarily essential facts on which the conviction was recorded and the sentence imposed. In HZCP the evidence sought to be relied upon would have been totally exculpatory as the applicant there contended that he had only acted in self-defence and had not used the weapon he was found to have used.
58 The evidence given at the Tribunal hearing that the applicant says the Tribunal had regard to in its assessment of the applicant's remorse was that:
(1) Contrary to the sentencing judge's findings, the applicant denied knowing that he had chlamydia when he infected the 14 year old victim with the disease; and
(2) Contrary to the sentencing judge's findings, the applicant denied having sexual relations with the victim on more than three occasions.
59 Two points that counsel for the applicant pressed in oral submissions were that:
(1) The evidence relied upon by the sentencing judge to make the findings he did in relation to the two circumstances above was not before the Tribunal. The only evidence before the Tribunal was the statement of material facts which had been accepted on the guilty pleas by the applicant and which did not mention the applicant's three sexual offences being 'representative' or the infection of the victim with chlamydia. However, it is clear that the sentencing judge did rely to some extent on each of those factors and did so from his earlier dealings with the case where, for example, the applicant's position on chlamydia had been that he may have contracted it from the victim, a position he abandoned, but he maintained he was unaware that he had the condition - a fact the sentencing judge rejected.
(2) The evidence given by the applicant contrary to the sentencing judge's findings was adduced in cross-examination, so being elicited by counsel and the Tribunal and was not evidence put on by the applicant in support of his case.
60 This second factor, along with the focus on the applicant's remorse, also distinguishes the present case from HZCP and the recent decision in XRXL v Minister for Immigration, Citizenship, Migrant Services and Multicultural Affairs [2020] FCA 813.
61 With these facts in mind, the applicant's central contention is that the principle in HZCP extends beyond the proposition that, as a matter of statutory construction, the Tribunal is not permitted to impugn or go behind the findings of facts made by a sentencing judge. It extends such that the Tribunal is also precluded from assessing the truth or falsity of those facts. It must simply take them as read and established as the jurisdictional basis of the power under s 501CA(4) of the Act.
62 The applicant submits that without this extension of the principle as framed above, the following undesirable circumstance may prevail:
(a) an applicant has received a criminal sentence which is, on balance, a fair one such that there is no merit to, or point in advancing, an appeal;
(b) the applicant nonetheless disputes some of the conclusions expressed by the sentencing judge which did not form part of the agreed material facts;
(c) before the Tribunal, the applicant is cross-examined under oath about those matters; and
(d) the applicant is faced with a choice between lying under oath and accepting the facts found by the sentencing judge or denying those facts; which leads to
(e) an almost inevitable finding by the Tribunal that the applicant does not display remorse at the time of the hearing and is attempting to 'gloss over' the seriousness of his offending in the hope of achieving a favourable visa outcome.
63 As noted in HZCP (at [55]), the jurisdictional basis of the discretion to revoke a mandatory cancellation of a visa under s 501CA(4) can be articulated as follows:
The power under s 501CA(4) cannot arise unless there has been a visa cancellation under s 501(3A) which, in turn, must have as its foundation, a conviction or a sentence of one of these kinds. Neither power would arise without the prior foundation of the requisite conviction or the sentence.
64 Given the basis of the power is predicated on the existence of a conviction and sentence, the Tribunal is not permitted to go behind the essential finding of facts that underpinned the conviction and sentence: HZCP (at [63]). The applicant argues that there is no latitude in the Tribunal's consideration of 'another reason' to revoke under s 501CA(4)(b)(ii) for it to take into account any evidence put by an applicant that contradicts or rejects findings of the sentencing judge. The phrase 'another reason' cannot encroach upon, or impugn the necessary precondition of the fact that a criminal conviction and sentence exist: HZCP (at [70]).
65 The applicant argues that on this basis, there is no scope for findings as to remorse that are established based on evidence contrary to the facts underpinning the sentence.
66 In this case, (and no doubt others I would observe) the Minister has cross-examined an applicant on findings accompanying the sentence, thereby enabling evidence to be given by the applicant which is contrary to the facts found by the sentencing judge and it is these answers which have been applied by the Tribunal in its assessment of the applicant's remorse. It is contended that the Tribunal has, in effect, relied upon evidence that contradicts the findings of the sentencing judge in its assessment of whether there is 'another reason' to revoke the mandatory cancellation under s 501CA(4)(b)(ii). This proposition is supported by the following statements in HZCP (at [68], [75]-[77]):
68 To permit under the rubric of "another reason", evidence contrary to essential facts which must underlie this conclusion cannot have been the legislative intention. … But where the foundation for the jurisdiction is predicated on satisfaction of a test which turns on the conviction or sentence, relying on evidence contrary to the essential conviction or sentencing facts would in itself be an error.
…
75 The sentencing judge was required to make the factual findings which the appellant directly sought to impugn before the Tribunal.
76 Further, and consistently with the line of authority which stems from mid-twentieth century decisions dealing with this topic, there could be no sound or legitimate policy reason to assume that the legislature intended to depart from some decades of authority which precluded facts being relied upon which necessarily contradicted the underlying facts supporting the sentence. No such legislative intent is expressed. None can be inferred. None should be found or assumed, in the absence of a clear statement to such effect.
77 As a matter of policy, it would be highly undesirable if Minister or the Tribunal exercising a decision-making power that is founded on an earlier decision of a criminal court could, in effect, challenge the propriety or correctness of that decision, or reopen findings on which the decision was necessarily based. To make a finding of "another reason" on facts necessarily inconsistent with the conviction and sentence would be an incongruous outcome. …
(Emphasis added.)
67 But it must be noted that the following statements in HZCP suggest a narrower construction of the principle such that so long as the existence of the sentence or conviction is not challenged, the Tribunal is permitted to have regard to circumstances and facts that surround or relate to the sentence and conviction. At [56], citing Secretary to the Department of Justice and Regulation v LLF [2018] VSCA 155 (at [42]):
The authorities distinguish between cases where a previous conviction is the basis for a decision-maker or reviewing tribunal's jurisdiction and those where it is not. In the former case, the essential factual basis of the conviction (or sentence, as the case may be) is not able to be reviewed, but the circumstances of the conviction can be reviewed for a purpose other than impugning the conviction itself. …
At [78] and [184]):
78 The Tribunal's observation that it could not contradict or go behind a conviction was correct. The Tribunal's finding that it could not 'examine the facts upon which the conviction was based' is less clear because the phrase is ambiguous. On the one hand, it could merely be an extension of the (correct) legal principle just confirmed. On the other, it could be construed as an assertion that the Tribunal could not have regard to the facts as found by the court. In context, it is apparent that the Tribunal had in mind the first interpretation. The appellant's evidence was centred on assertions that the sentencing judge's fact-finding was wrong. In any event, the Tribunal's reasons are not to be read with an eye finely attuned to the perception of error: Minister for Immigration and Ethnic Affairs v Wu Shan Liang (1996) 185 CLR 259.
…
184 … In the Tribunal, evidence is simply the material before the Tribunal, however received. Further, the Tribunal may act on any probative material. It need not reason from that material in the way a court would reason. As to these matters, see: Minister for Immigration and Ethnic Affairs v Wu Shan Liang [1996] HCA 6; (1996) 185 CLR 259 at 282. …
68 These passages suggest a construction of the principle that permits a consideration of the factual findings of the sentencing judge, and any inconsistent evidence later adduced, for purposes other than impugning the essential facts underpinning the conviction and sentence. Such a construction presents a significant barrier to an acceptance of the applicant's proposition that a decision-maker is precluded from using the sentencing judge's findings to conclude that inconsistent evidence later adduced is implausible.
69 Further light is shed on this issue by Colvin J in HZCP where his Honour said (at [191]):
However, unless there is a compelling reason to doubt the integrity of the process by which a person was convicted and sentenced or a compelling explanation as to why a particular factual foundation should not be accepted, administrative decision-makers will not meet their obligation to make findings based upon logically probative material if they make contrary findings. A convicted defendant who advances a contrary version of events without a compelling explanation as to why the criminal proceedings should not be taken as proof of the facts underlying a conviction or sentence will not provide a logically probative basis upon which to doubt the veracity of those underlying findings. The type of explanation that may meet this requirement may be different where there is a plea of guilty said to have been induced by other considerations than when there was a conviction after trial by judge and jury. In an instance where there is a challenge to facts that underpin sentencing, it may depend upon the nature of the process undertaken at the time of sentencing, particularly whether facts were formally stipulated for that purpose. In this case such questions do not arise because, for the reasons given by McKerracher J, the facts that provided the foundation for the criminal conviction and sentence of the appellant were part of the foundation for the power to revoke.
(Emphasis added.)
70 This passage emphasizes again that it is not open for a decision-maker to reach contrary conclusions to the essential facts underlying the conviction and sentence. That was what the applicant in HZCP sought to do, 'without a compelling explanation', and was correctly not permitted to do so by the Tribunal.
71 In this case, counsel for the applicant sought to advance a compelling reason why the sentencing judge's findings as to the aggravating feature of infecting the victim with chlamydia should not be accepted. This fact was in issue throughout the sentencing process with the matter being adjourned so that further instructions could be sought in relation to the applicant's claim that it could have in fact been the victim that had infected the applicant with chlamydia because she had previously been sexually active. Ultimately, the applicant's counsel clarified the position by an email to that court in which it was stated that the applicant accepted he had infected the victim with chlamydia, albeit that he had done so unwittingly. The sentencing judge rejected however, the applicant's claim that the infection had been unwitting, finding instead that '[i]t's an infection which you undoubtedly would have had symptoms and been aware.' Counsel for the applicant in this matter contends that there is reason to doubt this finding on the basis that chlamydia is a 'notoriously asymptomatic infection' and that the sentencing judge could not have had any evidence before him on which to make the positive finding that the applicant must have been aware of the disease.
72 This is not to say that the Tribunal should have found differently from the sentencing judge on this point (as was contemplated by ground 2 which was not pressed), but in having this evidence put before it by the Minister and using it to assess the applicant's remorse, it is said that the Tribunal failed to consider the possibility that the evidence given by the applicant under cross-examination could be true. By accepting the finding of the sentencing judge as essentially 'infallible' (on both the chlamydia evidence and the representative nature of the sexual offences), both of which had been found by the sentencing judge to have occurred but neither of which had been included in the facts accepted for sentence by the applicant, it is argued that the Tribunal failed to properly assess the applicant's remorse, instead holding that any evidence contrary to what the sentencing judge had found, must, as a matter of course, indicate a lack of remorse.
73 By inquiring into those areas, and in turn basing its conclusions on evidence given in those areas, the Tribunal was investigating the foundational facts, the applicant says, on which the conviction and sentence were based, contrary, he says, to HZCP. The applicant's obligation before the Tribunal to give truthful evidence meant that when he was pressed on those matters in cross-examination, he gave answers which the Tribunal relied upon in doubting his remorse and in reaching conclusions as to the risk to the Australian community.
74 There are two important points, however, to note regarding the applicant's infection of the victim with chlamydia, unwittingly or otherwise. The first is that although the applicant did eventually affirm the position that he unwittingly infected the victim with chlamydia in his evidence before the Tribunal, the Tribunal was correct in describing the applicant's preceding evidence on this point as 'evasive' (at [102]). This is because the applicant raised before the Tribunal the possibility again that he may have contracted the disease from the victim and that the victim had had previous relationships. The second point, which was conceded by the applicant's counsel, is that the Tribunal (at [102]) assessed the applicant's evidence on a basis independent from the sentencing judge's findings, the basis being that the victim was unlikely to have contracted the disease from anyone else 'having just turned 14-years-old at the time the offending commenced.' On a close reading, the Tribunal's reasons (at [102]) do not actually make any findings about the applicant's evidence on the specific point of whether he was aware that he had chlamydia at the time of his offending.
75 A further difficulty in the well-constructed argument for the applicant is that there was no exploration, let alone finding, which impugned the essential facts of the conviction and sentence because the inquiry about those matters was not directed at impugning anything contained in the sentencing remarks, but simply to explore the applicant's current state of remorse. It is clear in my view that it is open to the Tribunal to explore and question matters surrounding the fundamental facts of the conviction and sentence.
76 The Tribunal may inquire into peripheral areas to explore the state of remorse at the time of the review as distinct from challenging or evaluating the degree of remorse as at the time of sentencing. It is entirely conceivable that the level of remorse could be different at the different times, in this case some two years apart.
77 There is a distinction between surrounding circumstances and those essential to the conviction and sentencing. The applicant says that the chlamydia factor was expressly treated as an aggravating factor in sentencing and the number of sexual encounters clearly had to be relevant to the sentencing even if only three counts were relied upon.
78 It is clear, as the applicant submits, that these two factors were not mentioned by the prosecutor in the agreed material facts. But it is also clear, as noted above, that the topic of chlamydia had arisen earlier in the course of the hearings as the applicant recanted on his first version of the facts after initially suggesting that he must have acquired the disease from the victim.
79 In my view, there are two reasons why the Tribunal did not go beyond the limits of inquiry and finding fixed by HZCP. The first reason is that the Tribunal, being entitled to explore current remorse as distinct from remorse at the time of sentencing, is entitled to explore that issue by testing what an applicant now says and feels about the offences. Secondly, although it could not reach a conclusion which directly conflicted with an essential fact of the sentencing, the aspects in question that the Tribunal used to assess the applicant's remorse were not central. They were not part of the agreed facts. Further, and in any event, the conclusions on those matters by the Tribunal were entirely consistent with the conclusions of the sentencing judge on those points. Even if those conclusions were factually wrong (that is, primarily the conclusion by the Tribunal, consistently with the sentencing judge, that there must have been more than three sexual offences beyond the three of which he was charged, in light of the Tribunal's actual approach to the chlamydia evidence as noted above at [71] and [74]), they would not normally give rise to an error of law. HZCP would not preclude, especially in the context of considering remorse, an examination of the facts and findings surrounding, but not essential to, those necessarily supporting the conviction and sentence.