[2024] TASSC 31
General information, not legal advice.
Supreme Court of Tasmania
2024-06-24
Brett J
Original judgment source is linked above.
CITATION: Lawler v Real Estate Institute of Tasmania [2024] TASSC 31
Appeal and new trial - Appeal - General Principles - Right of appeal - Nature of right - Appeals in the strict sense and appeals by way of rehearing - Tribunal and Magistrate incorrectly determined that nature of appeal was appeal in strict sense and in any event applied an incorrect standard of appellate review - Correctness standard - Need to show error in respect of appeal in the strict sense and a rehearing - How error is demonstrated.
Professions and Trades - Auctioneers and Agents - Disciplinary Proceedings - Nature of appeal from a decision of Property Agents Board to Tribunal in respect of a conduct complaint about a property agent - Hearing de novo - Nature of unsatisfactory professional conduct.
Cinar v Law Society of Tasmania [2014] TASSC 44
Kirk v Industrial Relations Commission of New South Wales [2010] HCA 1
Law Society of Tasmania v Turner and Kench [2001] TASSC 129, (2001) 11 Tas R 1
Adamson v The Pharmacy Board of Tasmania No 2 [2004] TASSC 82
Legal Practitioner v Council of the Law Society of the Australian Capital Territory [2011] ACTSC 110
Legal Profession Board of Tasmania v Barclay [2022] TASSC 14
Legal Profession Board of Tasmania v Glynn Williams [2023] TASFC 1
Ling v Incat Tasmania [2000] TASSC 87
Minister for Border Protection v SZVFW and others [2018] HCA 30
Minister for Immigration and Citizenship v SZMDS [2010] HCA 16
Norbis v Norbis [1986] HCA 17; (1986) 161 CLR 513
Pepper v Attorney General for the State of Queensland [2008] QCA 207
Potkonyak v Legal Services Commission (No 2) [2018] NSWCA 173
Protective Security Pty Ltd v Bedelph [2004] TASSC 128, 13 Tas R 354
Tasmanian Health Service v Public Trustee as the Administrator of the Estate of J [2020] TASFC 6
Vetter v Lake Macquarie City Council (2001) 202 CLR 439
Warren v Coombes [1979] HCA 9; (1979) 142 CLR 531
Judgment Number: [2024] TASSC 31
GRAEME LAWLER v REAL ESTATE INSTITUTE OF TASMANIA
(a) The Deputy Chief Magistrate misapprehended the nature of the appeal to the Tribunal and then the Magistrates Court, and consequently applied an incorrect standard of appellate review.
(b) His Honour's finding that the appellant's conduct constituted unsatisfactory professional conduct was not open on the evidence, and therefore constituted an error of law. In particular, the conduct did not answer the definition of unsatisfactory professional conduct in the Act because the appellant was not acting as a property agent when he engaged in the relevant conduct and further, the conduct had no bearing on his competence and diligence as a property agent.
(c) That the orders made by the Deputy Chief Magistrate were beyond his power under the MCAAD Act in that he purported to deal directly with the Board's decision when his power was limited to orders relating to the Tribunal's determination.
"As you can see Wayne I get upset bout these type of things!
Last week it was the REIT and Property Agents Board. There's graft and corruption (and kickbacks in some form or other - for example the middle pages of the Real Estate Guide) everywhere!!
And the boys clubs/networks in some of the above organisations - don't start me on that!
I know I am very vocal on these types of things - someone has to!!!
I get disappointed that other Property Representatives and Real Estate Agents (and there is a difference), aren't as vocal as me!
Someone needs to get some ball here and deal with some of these matters!!".
(a) if there is insufficient evidence to substantiate the complaint, dismiss the complaint and notify the property agent and the complainant of the dismissal,
(b) if the evidence appears to indicate that the conduct complained about only amounts to minor misconduct that can adequately be dealt with by the Board, deal with the matter in accordance with s 101,
(c) refer the conduct complaint to the Tribunal."
"(1) An aggrieved person may appeal to the Tribunal against a decision of the Board under this Act.
(2) In particular, a person may appeal against a decision of the Board -
(a) to refuse to grant or renew a licence; or
(b) to suspend the person's property agent licence.
(3) An appeal under this section is to be made in writing -
(a) within 14 days after notice of the Board's decision is given to the person; or
(b) within such further period as the Tribunal considers is appropriate in the interest of justice.
(4) An appeal under this section stays the operation of the decision that is the subject of the appeal.
(5) At the hearing of an appeal, the Tribunal may -
(a) confirm the decision under appeal; or
(b) set aside the decision and direct the Board to take such action as the Tribunal considers necessary."
"Appeals to the Tribunal are however by way of an appeal and not by way of a rehearing. Accordingly, the Tribunal is required to determine whether, on the material before it at the time it made its decision, the Board made a decision which was reasonably open to it.
The Tribunal accepts the submission on behalf of the Property Agent that in the current circumstances error will only exist if the Board's determination decision was illogical, irrational or unreasonable."
Review by the Magistrates Court (Administrative Appeals Division)
"(1) A review of a decision by the Court is to be by way of hearing de novo.
(2) In determining an application for a review of a reviewable decision, the Court may exercise all of the functions that are conferred or imposed by any relevant enactment on the decision-maker who made the decision.
(3) In determining an application for a review of a reviewable decision, the Court may decide -
(a) to affirm the reviewable decision; or
(b) to vary the reviewable decision; or
(c) to set aside the reviewable decision and make a decision in substitution for the reviewable decision it set aside; or
(d) to set aside the reviewable decision and remit the matter for reconsideration by the decision-maker in accordance with any directions or recommendations of the Court."
"a) Mr Lawler was acting as a property agent at all material times;
b) his Facebook post-dated 21 August 2019 alleged that the REIT, the Property Agents Board and the Mercury newspaper were involved in graft, corruption and kickbacks, on any reasonable reading of the post;
c) his allegation was without any basis in fact and the publication of his post was motivated by the grievances set out in his letter of response to the Board;
d) the property agent unreasonably refused the REIT's requests to remove, explain or clarify the post, for a period of about 9 days, during which period the post remained on the property agent's page;
e) that conduct amounted to acting in a way that may be detrimental to the reputation or interests of the property agents industry contract to clause 15 of the Code of Conduct;
f) the conduct fell short of the standard of competence and diligence that a reasonable member of the public is entitled to expect from a reasonably competent property agent."
"1 That the Board is to deal with the matter on the basis that the evidence substantiates the complaint that the property agent's conduct amounts to unsatisfactory professional conduct.
Grounds 1, 2, 5 and 7 - the nature of the appeal under s 116
I think that is clear from the statutory context. The Society is not obliged to hold a hearing or give reasons for its decision. The Court is empowered by s84(2) to make any order that it considers appropriate on the appeal. There is no restriction on the grounds of appeal, nor is there any requirement to identify grounds of appeal. Counsel for the parties referred me to a number of decisions that support the conclusion that the appeal is one by way of hearing de novo: Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd [1976] HCA 62; (1976) 135 CLR 616; Veghelyi v Council of the Law Society of New South Wales (1989) 17 NSWLR 669; Legal Practitioner v Council of the Law Society of the Australian Capital Territory [2011] ACTSC 110; Barakat v Law Society (NSW) [2014] NSWSC 773."
"The Law Society Council contended that s 81(1)(a) of the Act provides for an appeal by way of a hearing de novo. The parties are not confined to the evidence which was before the Law Society. The opinion of the Court is substituted for the opinion of the Law Society. In the present appeal the Law Society sought to introduce evidence of events which occurred after the decision of the Law Society was made on 3 June 2010.
Whether the appeal is intended to be by way of hearing de novo or otherwise depends on the statutory intent. In Builders Licensing Board v Sperway Constructions (Syd) Pty Ltd [1976] HCA 62; (1976) 135 CLR 616 (Sperway), Mason J said at 621-622:
'Where a right of appeal is given to a court from a decision of an administrative authority, a provision that the appeal is to be by way of rehearing generally means that the court will undertake a hearing de novo, although there is no absolute rule to this effect. ... There are, of course, sound reasons for thinking that in many cases an appeal to a court from an administrative authority will necessarily entail a hearing de novo ... The nature of the proceeding before the administrative authority may be of such a character as to lead to the conclusion that it was not intended that the court was to be confined to the materials before the authority. There may be no provision for a hearing at first instance or for a record to be made of what takes place there. The authority may not be bound to apply the rules of evidence or the issues which arise may be non-justiciable. Again, the authority may not be required to furnish reasons for its decision. In all these cases there may be ground for saying that an appeal calls for an exercise of original jurisdiction or for a hearing de novo.
On the other hand the character of the function undertaken by the administrative authority in arriving at its decision may differ markedly from the instances already supposed. The authority may be required to determine justiciable issues formulated in advance; to conduct a hearing, at which the parties may be represented by barristers and solicitors, involving the giving of oral evidence on oath which is subject to cross-examination; to keep a transcript record; to apply the rules of evidence; and to give reasons for its determination. In such a case a direction that the appeal is to be by way of rehearing may well assume a different significance.
But in the end the answer will depend on an examination of the legislative provisions rather than upon an endeavour to classify the administrative authority as one which is entrusted with an executive or quasi-judicial function, classifications which are too general to be of decisive assistance. Primarily it is a question of elucidating the legislative intent, a question which in the circumstances of this case is not greatly illuminated by the Delphic utterance that the appeal is by way of rehearing'. (emphasis added) (citations omitted)
The Legal Profession Act does not require or provide for the Law Society Council to conduct a hearing before it refuses to renew a practising certificate. It does not require the Law Society Council to make a record of what takes place or to give reasons for the decision. It does not require the Law Society Council to apply the rules of evidence. In contrast, where the Law Society Council investigates and decides complaints against legal practitioners, it is bound to give notice of the complaint to the legal practitioner and allow the legal practitioner to make submissions and to keep a record of the proceedings, give reasons for the decision and accord procedural fairness (see Legal Profession Act, Pts 4.2, 4.4, 4.5 and 4.6).
"The course of High Court authority since Warren v Coombes has accordingly proceeded on a consistent understanding of how the line of demarcation is to be drawn between those of a primary judge's conclusions which attract the correctness standard of appellate review reaffirmed in that case and those which attract the deferential standard applicable to appellate review of an exercise of judicial discretion. Without excluding the potential for other considerations to affect the standard of appellate review in a particular category of case, the understanding provides a principled basis for making at least the principal distinction.
The line is not drawn by reference to whether the primary judge's process of reasoning to reach a conclusion can be characterised as evaluative or is on a topic on which judicial minds might reasonably differ. The line is drawn by reference to whether the legal criterion applied or purportedly applied by the primary judge to reach the conclusion demands a unique outcome, in which case the correctness standard applies, or tolerates a range of outcomes, in which case the House v The King standard applies. The resultant line is not bright; but it is tolerably clear and workable."
"The duty of the appellate court is to decide the case - the facts as well as the law - for itself. In so doing it must recognize the advantages enjoyed by the judge who conducted the trial. But if the judges of appeal consider that in the circumstances the trial judge was in no better position to decide the particular question than they are themselves, or if, after giving full weight to his decision, they consider that it was wrong, they must discharge their duty and give effect to their own judgment."
(1) The Code of Conduct is to contain guidance on what does or does not constitute unsatisfactory professional conduct and professional misconduct.
(3) A failure on the part of a property agent to observe a provision of the Code does not of itself render the property agent liable to disciplinary action, but the failure may be relied upon as tending to establish that the property agent was guilty of unsatisfactory professional conduct or professional misconduct."
"Although unsatisfactory professional conduct and professional misconduct are defined in the legislation, the terms, as defined, are open-ended, thus requiring the decision-maker to make an evaluative determination as to whether the impugned conduct 'falls short of the standard of competence and diligence that a member of the public is entitled to expect of a reasonably competent Australian legal practitioner', or whether the 'the conduct involves a substantial or consistent failure to reach or maintain a reasonable standard of competence and diligence'. As this Court observed in Griffin v Council of the Law Society of New South Wales [2016] NSWCA 364 at [91]:
'These descriptions of "professional misconduct" and the definition in s 497(1) of [the Legal Profession Act] demonstrate that the concept ... is concerned with improper or incompetent behaviour by a legal practitioner which casts doubt on the practitioner's fitness to engage in legal practice.' (footnote omitted)
In Bechara v Legal Services Commissioner (2010) 79 NSWLR 763; [2010] NSWCA 369, this Court noted, at [44], that:
'... there are no fixed categories of professional misconduct. Much depends on whether the conduct falls outside "generally accepted standard[s] of common decency and common fairness'.'"
"His Honour's purported decision to set aside the Second Respondent's decision and the making of directions directed to the Second Respondent was an improper exercise of the power under the enactment under which they were purportedly made, namely s 26 of the Magistrates Court (Administrative Appeals Division) Act 2001."
Lawler
Real Estate Institute of Tasmania [2024] TASSC 31
(2001) 11 Tas R 1
(1986) 161 CLR 513
(2001) 202 CLR 439
(1979) 142 CLR 531
(2003) 214 CLR 118
(1976) 135 CLR 616
(1989) 17 NSWLR 669
(2010) 79 NSWLR 763