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[2009] HCA 29
High Court of Australia
2009-08-26
French CJ, Bell JJ, Gummow J
Original judgment source is linked above.
A W Street SC with K S Cochrane and M J Duncan for the plaintiff (instructed by Provest Law)
S J Gageler SC, Solicitor-General of the Commonwealth with S B Lloyd SC and J G Renwick for the second defendant (instructed by Australian Government Solicitor)
G T W Tannin SC with J C Pritchard intervening on behalf of the Attorney-General for the State of Western Australia (instructed by State Solicitor for Western Australia)
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Constitutional law (Cth) - Judicial power of the Commonwealth - Military courts - Member of Australian Defence Force charged under Defence Force Discipline Act 1982 (Cth) ("Act") - Where hearing before Australian Military Court ("AMC"), established by s 114 of Act - Where AMC a court of record and decision subject to appeal to tribunal - Relevance of fact that AMC has criminal jurisdiction - Whether AMC exercising judicial power of the Commonwealth - Whether AMC created in accordance with Ch III of Constitution.
Constitutional law (Cth) - Defence power - Military courts - AMC independent from command structure - Whether creation of AMC beyond the scope of s 51(vi) of Constitution - Whether creation of AMC inconsistent with power vested in Governor-General by s 68 of Constitution.
Words and phrases - "command structure", "court", "court of record", "courts-martial", "judicial power", "judicial power of the Commonwealth", "service tribunal".
Constitution, Ch III, ss 51(vi), 68, 71, 72, 73(ii), 75(v), 77, 122.
Defence Force Discipline Act 1982 (Cth), ss 3(1), 53, 61, 63, 114-121, 140, 188AP, 188AZ, 191.
Defence Force Discipline Appeals Act 1955 (Cth), s 20.
"(1) A court, to be known as the Australian Military Court, is created by this Act.
Note 1: The Australian Military Court is not a court for the purposes of Chapter III of the Constitution.
Note 2: The Australian Military Court is a service tribunal for the purposes of this Act: see the definition of service tribunal in subsection 3(1).
(1A) The Australian Military Court is a court of record.
(b) such other Military Judges as from time to time hold office in accordance with this Act."
The significance of the classification of the AMC as a "service tribunal" is discussed later in these reasons[4]. The AMC has jurisdiction conferred by s 115 to try certain charges of offences against the Act or the regulations made under it and, by virtue of the 2008 Act, to hear and determine certain "appeals" from decisions of "summary authorities", including commanding officers. The AMC is to have a seal (s 119). It may sit at any place in or outside Australia (s 117) and is constituted by a single Military Judge (s 116).
"To ensure that discipline is just, tribunals acting judicially are essential to the organization of an army or navy or air force. But they do not form part of the judicial system administering the law of the land."
"directed to the maintenance of the defining characteristic of armed forces as disciplined forces organised hierarchically".
Within that command structure, and in contrast to the operation of the civilian justice system, the sentences of courts‑martial required confirmation by a superior officer and that confirmation in turn might be quashed upon petition to higher levels of the chain of command.
"It is becoming increasingly apparent that Australia's disciplinary system is not striking the right balance between the requirements of a functional Defence Force and the rights of Service personnel, to the detriment of both. Twenty years since the introduction of the [1982 Act], the time has come to address seriously the overall viability of the system. Australian judicial decisions and the evidence before this committee suggest the discipline system is becoming unworkable and potentially open to challenge on constitutional grounds. Overseas jurisprudence and developments suggest that alternative approaches may be more effective."
"The limitations resulting from those constraints means that having a separate military court outside Chapter III is preferable to bringing the military justice system into line with Chapter III requirements.
The Government will instead establish a permanent military court, to be known as the Australian military court, to replace the current system of individually convened trials by Courts Martial and Defence Force Magistrates. The Australian military court would be established under appropriate Defence legislation and would satisfy the principles of impartiality and judicial independence through the statutory appointment of military judge advocates by the Minister for Defence, with security of tenure (fixed five‑year terms with possible renewal of five years) and remuneration set by the Remuneration Tribunal (Cth). To enhance the independence of military judge advocates outside the chain of command, they would not be eligible for promotion during the period of their appointment.
Advice to the Government indicates that a military court outside Chapter III would be valid provided jurisdiction is only exercised under the military system where proceedings can reasonably be regarded as substantially serving the purpose of maintaining or enforcing service discipline."
"Courts martial and trials by Defence Force magistrates were not designated as 'courts of record' under the [1982 Act]. Consistent with this, the AMC was not specifically made a court of record because there was no legal or practical reason for doing so. Additionally, it avoided conferring the characteristics of a civilian court (with greater jurisdiction) on the AMC. Notwithstanding this, the functional attributes of a court of record are provided for in the Bill, including the capacity to deal with contempt of the court, conduct of proceedings in public, and a requirement to record proceedings. The AMC has now been accorded the status of a court of record, noting that there will be a provision to limit publication of proceedings in the interests of the security and defence of Australia or for particularly sensitive matters."
"'Court' as the name of a place is merely a secondary meaning. 'The Court' is the deciding and enforcing authority, even if it sits under a tree, as sometimes it does in parts of the British Empire."
"In ordinary usage the word 'court' has many meanings: they range from the group who form the retinue of a sovereign to an area used to play certain ball games. Legal usage also gives the word several meanings. Thus a 'court' may refer to a body exercising judicial power as in the Constitution, Ch III, or to a body exercising non‑judicial power such as the Coroners Court or to a court of petty sessions hearing committal proceedings. It may even refer to a body exercising judicial and arbitral powers such as the former Commonwealth Court of Conciliation and Arbitration or the Queensland Industrial Court."
"Had there been no Chap III in the Constitution it may be supposed that some at least of the legislative powers would have been construed as extending to the creation of courts with jurisdictions appropriate to the subject matter of the power. This could hardly have been otherwise with the powers in respect of bankruptcy and insolvency (s 51(xvii)) and with respect to divorce and matrimonial causes (s 51(xxii)). The legislature would then have been under no limitations as to the tribunals to be set up or the tenure of the judicial officers by whom they might be constituted. But the existence in the Constitution of Chap III and the nature of the provisions it contains make it clear that no resort can be made to judicial power except under or in conformity with ss 71‑80."
"By definition contempt is confined as an offence to courses of conduct prejudicial to the judicial power and does not extend to impairments of other forms of authority. Obstructions to the exercise of executive power, administrative power, legislative power or other governmental power are not within the conception of the offence of contempt of court."
"Naval Courts Martial, Military Courts Martial, Courts of Admiralty, Courts of Prize, are all liable to the controlling authority, which the Courts of Westminster Hall have from time to time exercised, for the purpose of preventing them from exceeding the jurisdiction given to them: the general ground of prohibition being an excess of jurisdiction, when they assume a power to act in matters not within their cognizance."
That reasoning was applicable to the jurisdiction of this Court established by s 75(v) of the Constitution.
"was to focus attention on those elements in the making of administrative decisions which are analogous to judicial determination as a means of determining whether the rules of natural justice apply in a particular case. The emphasis given in subsequent decisions to the presence and absence of these characteristics diverted attention from the need to insist on the adoption in the administrative process of fair and flexible procedures for decision‑making, procedures which do not necessarily take curial procedures as their model."
Thereafter, in Australian Broadcasting Tribunal v Bond[48] Deane J explained:
"There was a time when it was customary to refer to the duty of a non‑curial statutory decision‑maker to observe common law requirements of fairness and detachment in certain circumstances as a 'duty to act judicially' (see, eg, Testro Bros Pty Ltd v Tait[49]; Board of Education v Rice[50]; R v Electricity Commissioners[51]; Local Government Board v Arlidge[52]). There were, however, disadvantages in that phraseology. For one thing, as Lord Diplock pointed out in O'Reilly v Mackman[53], it tended to give rise to, and preserve, subtle and often confusing distinctions between decisions that were 'quasi‑judicial' and those that were 'merely' administrative. For another, particularly in this country where there is a constitutional barrier against the conferral of any part of the judicial power of the Commonwealth upon an administrative decision‑maker, it involved the potential for confusion between an obligation to act judicially and the well‑settled notion of exercising judicial power."
"The command in chief of the naval and military forces of the Commonwealth is vested in the Governor‑General as the Queen's representative."
The reference to the naval and military forces "of the Commonwealth" had, in 1900 and for some time thereafter, a particular significance in the scheme of Imperial naval defence[56]. The Constitution, by special provision in covering cl 5, was not in force on those British ships which were the Queen's ships of war even if their first port of clearance or port of destination was in Australia.
"The command‑in‑chief of the naval and military forces of the Commonwealth is, in accordance with constitutional usage, vested in the Governor‑General as the Queen's Representative. This is one of the oldest and most honoured prerogatives of the Crown, but it is now exercised in a constitutional manner. The Governor‑General could not wield more authority in the naval and military business of the country than he could in the routine work of any other local department. Of what use would be the command without the grant of the supplies necessary for its execution? All matters, therefore, relating to the disposition and management of the federal forces will be regulated by the Governor‑General with the advice of his Ministry having the confidence of Parliament."
"(1) A court, to be known as the Australian Military Court, is created by this Act.
Note 1: The Australian Military Court is not a court for the purposes of Chapter III of the Constitution.
Note 2: The Australian Military Court is a service tribunal for the purposes of this Act: see the definition of service tribunal in subsection 3(1).
(1A) The Australian Military Court is a court of record.
(b) such other Military Judges as from time to time hold office in accordance with this Act."
It is sufficient for present purposes to note that the provisions of Div 3 of Pt VII, apart from s 114, are s 115 (dealing with the jurisdiction of the AMC), s 116 (providing for the exercise of the jurisdiction of the AMC), s 117 (providing that the AMC may sit in or outside Australia), s 118 (concerning the referral of charges to the AMC and nomination of a Military Judge to try a charge), s 119 (providing for the seal of the AMC), s 120 (providing for an AMC stamp) and s 121 (providing for staff necessary to assist the AMC).
"Had there been no Chap III in the Constitution it may be supposed that some at least of the legislative powers would have been construed as extending to the creation of courts with jurisdictions appropriate to the subject matter of the power. This could hardly have been otherwise with the powers in respect of bankruptcy and insolvency (s 51(xvii)) and with respect to divorce and matrimonial causes (s 51(xxii)). The legislature would then have been under no limitations as to the tribunals to be set up or the tenure of the judicial officers by whom they might be constituted. But the existence in the Constitution of Chap III and the nature of the provisions it contains make it clear that no resort can be made to judicial power except under or in conformity with ss 71‑80. An exercise of a legislative power may be such that 'matters' fit for the judicial process may arise under the law that is made. In virtue of that character, that is to say because they are matters arising under a law of the Commonwealth, they belong to federal judicial power. But they can be dealt with in federal jurisdiction only as the result of a law made in the exercise of the power conferred on the Parliament by s 76(ii) or that provision considered with s 71 and s 77." (emphasis added)
"there is no sensible reason why the AMC should not expressly be made a court of record and making it so would put beyond doubt its status as a court and its judicial authority". (emphasis added)
"The concept [of court of record] has meaning in connection with the civilian court system. The AMC is not part of that system and should not be conferred with a status that might be taken to suggest that it is (or that it has a similar jurisdiction). There is no reason to expand the use of the concept in relation to the AMC, which is a unique statutory creature. Its powers should generally be set out in its enabling legislation and not determined by reference to powers exercised by courts in the civilian system. The statutory status of the proposed AMC and its judicial authority is clear. The status of 'court of record' is also not required to establish the independence or impartiality of the proposed AMC."
"11. A court of record is a court that is declared by an Act to be so or a court that has the power to impose a fine or imprisonment for contempt against it or for another substantive offence (contempt includes disturbance of proceedings, interference with the authority of the court or publication of material which may prejudice its proceedings).
"Subject to section 63, the Australian Military Court has jurisdiction to try any charge against any person."
Section 115(2) qualifies the generality of s 115(1) by excluding from the jurisdiction of the AMC the trial of charges of certain offences committed by service personnel undergoing detention, but this qualification may be put aside from further consideration.
"(1) If a person sentenced by a court‑martial in pursuance of this Act to punishment for an offence is afterwards tried by a civil court for the same offence, that court shall, in awarding punishment, have regard to the military punishment he may have already undergone.
(2) Save as aforesaid, nothing in this Act shall exempt an officer or soldier from being proceeded against by the ordinary course of law, when accused or convicted of any offence, except such an offence as is declared not to be a crime for the purpose of the provisions of this Act relating to taking a soldier out of Her Majesty's service."
"Just as judgment of a court of record in a civil action changes the cause of action to a matter of record[141], conviction in a court of record in respect of a criminal offence brings about 'the substitution of a new liability'[142]."
If the impugned provisions are valid, the AMC is given power to make a binding and authoritative determination of the issues of fact and law which are tendered on the trial of an offence the elements of which are identified by the generally applicable criminal law. If the impugned provisions are valid, the AMC is given power to punish a person found guilty of that offence. And, if the impugned provisions are valid, it follows from its being a court of record that the decision of the AMC would preclude further prosecution for the same offence under the generally applicable criminal law.
Commonwealth v Anti‑Discrimination Tribunal (Tasmania) (2008) 169 FCR 85. ↑
Trust Company of Australia Ltd v Skiwing Pty Ltd (2006) 66 NSWLR 77. ↑
Re Governor, Goulburn Correctional Centre; Ex parte Eastman (1999) 200 CLR 322 at 345‑346 [56]. ↑
Leeth v The Commonwealth (1992) 174 CLR 455 at 469; [1992] HCA 29; APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 407 [233]; [2005] HCA 44. ↑
Part IX was repealed by s 45 of the Transport and Communications Legislation Amendment Act (No 2) 1989 (Cth). ↑
(1927) 39 CLR 411 at 424, 454; [1927] HCA 15. ↑
See Northern Pipeline Construction Co v Marathon Pipe Line Co 458 US 50 at 67‑70, 91 (1982); Chemerinsky, Federal Jurisdiction, 5th ed (2007) at 221‑225, 236‑263; Wright and Kane, Law of Federal Courts, 6th ed (2002) at 48‑61. ↑
731 F 2d 743 (1984). Nevertheless, the Tax Court is a "Court of Law" within the meaning of the Appointments Clause in Art II, so that the Congress may authorise it to appoint its "inferior Officers": Freytag v Commissioner of Internal Revenue 501 US 868 (1991). ↑
50 USCA s1803. The validity of this legislation was upheld in United States v Cavanagh 807 F 2d 787 at 791‑792 (1987) and United States v Nicholson 955 F Supp 588 at 592‑593 (1997). Cf Wilson v Minister for Aboriginal and Torres Strait Islander Affairs (1996) 189 CLR 1. ↑
R v Kirby; Ex parte Boilermakers' Society of Australia (1956) 94 CLR 254 at 269; [1956] HCA 10. ↑
The Master Undertakers' Association of NSW v Crockett (1907) 5 CLR 389 at 392‑393; [1907] HCA 65; K‑Generation Pty Ltd v Liquor Licensing Court (2009) 83 ALJR 327 at 349 [129]; 252 ALR 471 at 496; [2009] HCA 4. ↑
Halsbury's Laws of England, 1st ed, vol 9 at 10. ↑
(1918) 25 CLR 434 at 455; cf at 467 per Isaacs and Rich JJ. ↑
From decisions of the Appeal Tribunal there lies an "appeal" to the Federal Court on a question of law. See Hembury v Chief of the General Staff (1998) 193 CLR 641; [1998] HCA 47. ↑
See APLA Ltd v Legal Services Commissioner (NSW) (2005) 224 CLR 322 at 409 [241]. ↑
29 & 30 Vict c 109. The Naval Discipline (Dominion Naval Forces) Act 1911 (Imp) made provision for the application of the 1866 Act to naval forces raised by the self‑governing Dominions. The 1866 Act was repealed by s 137 of the 1957 UK Act. ↑
44 & 45 Vict c 58. The 1881 Act ceased to have effect in the United Kingdom on 31 December 1956 (Revision of the Army and Air Force Acts (Transitional Provisions) Act 1955 (UK), s 1) when it was replaced by the 1955 UK Act. ↑
See Tarring, Chapters on the Law Relating to the Colonies, 4th ed (1913) at 31. ↑
By the Defence Act 1917 (Cth), s 23, and the Air Force Act 1939 (Cth), s 3. ↑
See R v Bevan; Ex parte Elias and Gordon (1942) 66 CLR 452 at 461‑462, 463, 470‑471, 476‑477, 482‑486; [1942] HCA 12. ↑
(1995) 183 CLR 245 at 258‑259, 269‑271; [1995] HCA 10. See also Albarran v Companies Auditors and Liquidators Disciplinary Board (2007) 231 CLR 350 at 358‑360 [16]‑[24], 363 [34]‑[35]; [2007] HCA 23. ↑
See White v Director of Military Prosecutions (2007) 231 CLR 570 at 596‑597 [53] and, with respect to the British naval station in Sydney Harbour, New South Wales v The Commonwealth (1926) 38 CLR 74; [1926] HCA 23. ↑
Official Record of the Debates of the Australasian Federal Convention, (Melbourne), 10 March 1898 at 2251‑2264. ↑
Official Record of the Debates of the Australasian Federal Convention, (Melbourne), 10 March 1898 at 2254. ↑
Official Record of the Debates of the Australasian Federal Convention, (Melbourne), 10 March 1898 at 2263. ↑
Todd, Parliamentary Government in the British Colonies, 2nd ed (1894) at 377. ↑
Quick and Garran, The Annotated Constitution of the Australian Commonwealth, (1901) at 713. ↑
Official Record of the Debates of the Australasian Federal Convention, (Melbourne), 10 March 1898 at 2258. ↑
cf Re Tracey; Ex parte Ryan (1989) 166 CLR 518 at 563 per Brennan and Toohey JJ; [1989] HCA 12. ↑
cf R v Cox; Ex parte Smith (1945) 71 CLR 1 at 23. ↑
cf Huddart, Parker & Co Pty Ltd v Moorehead (1909) 8 CLR 330 at 357 per Griffith CJ; [1909] HCA 36. ↑
cf Rola Co (Australia) Pty Ltd v The Commonwealth (1944) 69 CLR 185 at 198‑199 per Latham CJ; [1944] HCA 17. ↑
Defence Act 1903 (Cth), ss 89, 90, 91. See now DFDA, s 53(5). ↑
Waterside Workers' Federation of Australia v J W Alexander Ltd (1918) 25 CLR 434 at 446, 454‑456, 467; [1918] HCA 56; R v Turner; Ex parte Marine Board of Hobart (1927) 39 CLR 411 at 441‑442; [1927] HCA 15. ↑
(2006) 226 CLR 328 at 343 [42]; [2006] HCA 30. ↑
Thompson v Australian Capital Television Pty Ltd (1996) 186 CLR 574 at 606; [1996] HCA 38. ↑
R v Wilkes (1948) 77 CLR 511 at 519; [1948] HCA 22. ↑
Section 68 provides: "The command in chief of the naval and military forces of the Commonwealth is vested in the Governor‑General as the Queen's representative." ↑
Re Aird; Ex parte Alpert (2004) 220 CLR 308 at 321‑322 [36]‑[37]; White v Director of Military Prosecutions (2007) 231 CLR 570 at 580‑581 [3]; [2007] HCA 29. ↑
Re Tracey; Ex parte Ryan (1989) 166 CLR 518 at 591; White v Director of Military Prosecutions (2007) 231 CLR 570 at 599‑602 [65]‑[75]. ↑
Lane
Morrison
[2009] HCA 4
[1998] HCA 47
[1942] HCA 12
[1995] HCA 10
[1994] HCA 25
(1999) 200 CLR 322
(1945) 71 CLR 1
(2007) 231 CLR 570
(1996) 189 CLR 1
(1996) 187 CLR 416
(1918) 25 CLR 434
(1986) 6 NSWLR 497
(2008) 169 FCR 85
(2006) 66 NSWLR 77
(1992) 174 CLR 455
(2005) 224 CLR 322
(1927) 39 CLR 411
(1956) 94 CLR 254
(1907) 5 CLR 389
(2009) 83 ALJR 327
(1951) 82 CLR 587
(1998) 193 CLR 641
(1942) 66 CLR 452
(1985) 159 CLR 550
(1990) 170 CLR 321
(1963) 109 CLR 353
(1995) 183 CLR 245
(2007) 231 CLR 350
(1926) 38 CLR 74
(1989) 166 CLR 518
(1991) 172 CLR 460
(1994) 181 CLR 18
(1909) 8 CLR 330
(1944) 69 CLR 185
(2004) 220 CLR 308
(2006) 226 CLR 328
(1996) 186 CLR 574
(1948) 77 CLR 511
[2005] HCA 44
[1990] HCA 33