[2023] VSCA 141
General information, not legal advice.
Court of Appeal (Vic)
2023-06-13
Priest JA, Niall JA, Taylor JA
Original judgment source is linked above.
• to have a sexual interest in female children, who are family members, aged between 6 - 8 years, and a willingness to act on that interest;
• to have a sexual interest in the complainant [HC] and a willingness to act on that interest; and
• to have a sexual interest in the complainant [KS] and a willingness to act on that interest.
• to sexually touch female children, who are family members, aged between 6 - 8 years, whilst under his care or supervision, and whilst other adults are not present;
• to sexually touch the complainant [HC], his granddaughter, aged 8 years, whilst under his care or supervision, and whilst other adults are not present; and
• to sexually touch the complainant [KS], his niece, aged between 7 - 8 years, whilst under his care or supervision, and whilst other adults are not present.
The trial judge's ruling on tendency and severance
It follows that the evidence identified in the tendency notice as sought to be relied upon as tendency evidence is evidence which satisfies s 97(1)(b). Its probative value, I am satisfied, is not substantially outweighed by the risk of unfair prejudice. For the same reasoning that I have applied there I am also satisfied that the tendency evidence should not be excluded under s 137. The application to rely on the evidence identified as capable of being relied on as tendency evidence in the notice is therefore allowed and the application to exclude it under s 137 is refused.
It follows, having regard to these findings, that the application for severance of the charges concerning the granddaughter and those concerning the niece is also refused.
(1) Evidence of the character, reputation or conduct of a person, or a tendency that a person has or had, is not admissible to prove that a person has or had a tendency (whether because of the person's character or otherwise) to act in a particular way, or to have a particular state of mind unless -
...
(b) the court thinks that the evidence will, either by itself or having regard to other evidence adduced or to be adduced by the party seeking to adduce the evidence, have significant probative value.
...
(2) Tendency evidence about an accused, or coincidence evidence about an accused, that is adduced by the prosecution cannot be used against the accused unless the probative value of the evidence substantially outweighs any prejudicial effect it may have on the accused.
Since proof of an accused's commission of a sexual offence against a complainant on one occasion makes it more likely that the accused may have committed another, generally similar sexual offence against the complainant on another occasion, at least where the two are not too far separated in point of time, where an accused is charged with a number of counts of generally similar sexual offences against a single complainant the several counts may ordinarily be joined in a single indictment and so tried together.[20] In such cases, evidence of each charged act is admissible as circumstantial evidence in proof of each other charged act and, for the same reason, evidence of each uncharged act is admissible in proof of each charged act.[21]
In a multiple complainant sexual offences case, where a question arises as to whether evidence that the accused has committed a sexual offence against one complainant is significantly probative of the accused having committed a sexual offence against another complainant, the logic of probability reasoning dictates that, for evidence of the offending against one complainant to be significantly probative of the offending against the other, there must ordinarily be some feature of or about the offending which links the two together. More specifically, absent such a feature of or about the offending, evidence that an accused has committed a sexual offence against the first complainant proves no more about the alleged offence against the second complainant than that the accused has committed a sexual offence against the first complainant. And the mere fact that an accused has committed an offence against one complainant is ordinarily not significantly probative of the accused having committed an offence against another complainant.[23] If, however, there is some common feature of or about the offending, it may demonstrate a tendency to act in a particular way proof of which increases the likelihood that the account of the offence under consideration is true.
Hughes illustrates the point. The case involved multiple complainants each alleging that the accused had committed one or more sexual offences against her, where the offences that were alleged to have been committed against some groups of complainants were in significant respects different in kind and circumstance from the sexual offences alleged to have been committed against each other group of complainants.[24] It was not disputed that evidence of each sexual offence alleged to have been committed against a complainant was admissible as tendency evidence in proof of other sexual offences alleged to have been committed against that complainant, even though, in some cases, the nature of the offending differed significantly from one charge to another. The issue was how much if any of each complainant's evidence of the sexual offences and uncharged acts alleged to have been committed against her was admissible as tendency evidence in proof of the sexual offences alleged to have been committed against the other complainants. And the case was ultimately decided by majority[25] on the basis that, taken as a whole, the evidence of each alleged sexual offence and uncharged act demonstrated a common feature that a man of mature years had a sexual interest in female children under 16 years of age and a tendency to act upon it by committing sexual offences against them opportunistically in circumstances which entailed a high risk of detection. In the view of the majority, such was the significance of that common feature that evidence of each alleged sexual offence and uncharged act had significant probative value in proof of each other charged offence.
By contrast, in a single complainant sexual offences case, where a question arises as to whether evidence that the accused has committed one sexual offence against the complainant is significantly probative of the accused having committed another sexual offence against that complainant, there is ordinarily no need of a particular feature of the offending to render evidence of one offence significantly probative of the other. ...
[1] To avoid the possibility of identifying the alleged victim of a sexual offence, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the applicant.
[2] Crimes Act 1958 (as amended by the Crimes Amendment (Sexual Offences and Other Matters) Act 2014, s 47(1).
[4] No verdicts were taken on charges 4 and 7, sexual assault of a child under 16, they being alternatives to charges 3 and 6 respectively.
[5] Crimes Act 1958 (as amended by the Crimes Amendment (Sexual Offences) Act 2016, s 49D(1).
[6] On 8 June 2022, the trial judge sentenced the applicant to three years' imprisonment on each of charges 1, 2, 5 and 8, and to six years' imprisonment on charges 3 and 6. Orders for cumulation resulted in a total effective sentence of eight years and six months' imprisonment, upon which the judge fixed a non-parole period of five years and six months.
[7] The initial notice, dated 29 July 2020, was amended by leave of the trial judge on 6 May 2021 and on 17 March 2022.
[8] Counsel for the applicant did not challenge the prosecution's reliance on the evidence of KS to support tendency reasoning with respect to the charges of offending solely against her.
[9] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 ('Hughes').
[10] R v Bauer (a pseudonym) [2018] HCA 40; (2018) 266 CLR 56 ('Bauer').
[11] Hughes, 356-7 [41] (Kiefel CJ, Bell, Keane and Edelman JJ).
[12] Bauer, 87 [58] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ).
[13] IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300, 314-6 [49]-[54] (French CJ, Kiefel, Bell and Keane JJ).
[14] R v TJB [1998] 4 VR 621, 630.
[15] R v Papamitrou [2004] VSCA 12; (2004) 7 VR 375, 388.
[16] R v Demirok [1976] VicRp 19; [1976] VR 244, 254.
[17] DPP v Pearson (a pseudonym) [2021] VSCA 336; R v CHS [2006] VSCA 19; (2006) 159 A Crim R 560.
[18] Dempsey (a pseudonym) v The Queen [2019] VSCA 224, [101].
[19] Bauer, 83 [50] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ) (citations as in original).
[21] HML v The Queen [2008] HCA 16; (2008) 235 CLR 334 at 397-398 [168], 401-402 [181] (Hayne J).
[22] Bauer, 87-8 [58]-[60] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ) (citations as in original; emphasis added).
[23] See HML v The Queen [2008] HCA 16; (2008) 235 CLR 334 at 354 [11]-[12] (Gleeson CJ); at 382-383 [105] (Hayne J; Gummow J and Kirby J agreeing at 362 [41], 370 [59]); GBF v The Queen [2010] VSCA 135 at [26]; BBH v The Queen [2012] HCA 9; (2012) 245 CLR 499 at 525 [70]-[71] (Hayne J; Gummow J agreeing at 522 [61]).
[24] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at 358-360 [44]-[54] (Kiefel CJ, Bell, Keane and Edelman JJ).
[25] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 at 361-362 [57]-[60] (Kiefel CJ, Bell, Keane and Edelman JJ).
[26] See also McPhillamy v The Queen [2018] HCA 52; (2018) 361 ALR 13, 17 [16], 19 [26]-[27] and 20 [31]-[32] (Kiefel CJ, Bell, Keane and Nettle JJ).
[27] Hughes, 361 [57]-[58] (Kiefel CJ, Bell, Keane and Edelman JJ).
Gustav (a pseudonym)
The King [2023] VSCA 141
CRIMINAL LAW - Appeal - Conviction - Sexual offending involving children under 16 - Whether tendency evidence admitted at trial admissible - Whether refusing severance of matters amounted to unfair prejudice - Common feature to offending imbued significant probative value to tendency evidence - Appeal refused - Evidence Act 2008 ss 97, 101 - Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 - R v Bauer (a pseudonym) [2018] HCA 40; (2018) 266 CLR 56.
(2017) 263 CLR 338
(2018) 266 CLR 56
(2016) 257 CLR 300
(2004) 7 VR 375
(2008) 235 CLR 334
(2012) 245 CLR 499
(2018) 361 ALR 13