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[2003] HCA 64
High Court of Australia
2003-11-12
Gleeson CJ, Callinan JJ, Callinan J
Original judgment source is linked above.
On appeal from the Supreme Court of South Australia
D H Peek QC with J A Richards for the appellant (instructed by Lipson Street Chambers)
S A Millsteed QC with A P Kimber for the respondent (instructed by Director of Public Prosecutions (South Australia))
Notice: This copy of the Court's Reasons for Judgment is subject to formal revision prior to publication in the Commonwealth Law Reports.
Criminal law - Murder - Joint criminal enterprise - Appeal against conviction - Misdirection by trial judge - Failure to leave manslaughter to jury - Whether jury properly instructed would necessarily have returned verdict of guilty of murder - Whether failure to leave manslaughter to jury occasioned substantial miscarriage of justice.
Criminal Law Consolidation Act 1935 (SA), s 353(1).
"The prosecution also submitted to the trial judge that the alternative verdict of manslaughter should be left to the jury. It was said that if the jury found that Preston intended to commit the crime of murder, but Gillard contemplated that a robbery only might be committed and if Gillard was aware of the fact that Preston was carrying a gun, then there would be a sufficient basis for a finding that Gillard committed the offence of manslaughter. According to the submission, Gillard would be guilty of manslaughter in these circumstances if he was a party to the commission of an unlawful and dangerous act, namely, the presentation of the gun."
"If ... two men attack another without any intention to cause death or grievous bodily harm, and during the course of the attack one man forms an intention to kill the victim, and strikes the fatal blow with that intention, he may be convicted of murder while the other participant in the plan may be convicted of manslaughter. The reason why the principal assailant is guilty of murder and the other participant only of manslaughter in such a case is that the former had an actual intention to kill whereas the latter never intended that death or grievous bodily harm be caused to the victim, and if there had not been a departure from the common purpose the death of the victim would have rendered the two participants guilty of manslaughter only. In some cases the inactive participant in the common design may escape liability either for murder or manslaughter. If the principal assailant has gone completely beyond the scope of the common design, and for example 'has used a weapon and acted in a way which no party to that common design could suspect', the inactive participant is not guilty of either murder or manslaughter. If however the use of the weapon, even if its existence was unknown to the other party, is rightly regarded as no more than an unexpected incident in carrying out the common design the inactive participant may be convicted of manslaughter."[7]
"The question of law is whether the statement, so construed, amounts to a confession to the crime of manslaughter. There can be no doubt that it was a confession to engaging in an unlawful act consisting of a false imprisonment of and an assault upon the deceased in common with the other two men, and an act which was dangerous by reason of the carrying of the loaded firearm. The statement also conveys that murder was not within [L's] contemplation. In those circumstances, if the death of the deceased resulted from the unlawful and dangerous act, [L] would be guilty of manslaughter .... But not all deaths occurring in the course of an unlawful and dangerous enterprise which does not include murder in its scope result in criminal liability for manslaughter on the part of the participants. Questions of causation arise.
In the present case I feel no doubt that if the death had resulted from the accidental discharge of the loaded firearm [L] would be guilty of manslaughter. If one of the participants had formed, through panic or anger, a sudden intention to wound or kill the deceased, I think ... that that would be regarded as a result of the dangerous act of carrying a loaded firearm as part of the joint enterprise and that [L] would be guilty of manslaughter. That, however, is not what [L's] statement conveys. It conveys that the death of the deceased was the result of a deliberate act which could only have been premeditated and which indicated that his companions had entertained the intention to kill from the beginning. In those circumstances, it seems to me that the death cannot be regarded as having been caused by the dangerous nature of the enterprise into which [L] had entered. The cause of the deceased's death was unrelated to any danger created by imprisonment of the deceased or the carrying of the loaded firearm for the purpose of restraining him. The cause was the murderous intention entertained, unknown to [L], by the other two participants. In those circumstances I do not think that a verdict of manslaughter was open upon [L's] statement and there is no basis in the evidence upon which manslaughter could have been left to the jury as a possible verdict."
"As I observed earlier, the relevant direction was given on the basis that the jury was satisfied that Mr Zappia knew Mr Kamleh was carrying a loaded gun and intended to use it to threaten Mr Rasti. That is an important point. Mr Zappia knew that a dangerous weapon was being taken to the scene. Having regard to the nature of the joint enterprise ... an inevitable conclusion was that if, in the course of the confrontation, Mr Kamleh formed an intention to kill, that was no more than an unexpected incident in the carrying out of the common design ... .
Would it make any difference if it were a reasonable possibility that Mr Kamleh formed the intention to kill relatively early in the piece, perhaps shortly before, or as the men entered the apartment? My view is that in the circumstances of this case it would not. The joint enterprise that is posited was, all along, to confront Mr Rasti, and to use the loaded pistol to threaten him. I do not consider that it makes any difference when Mr Kamleh formed the intention to kill."
"There was no occasion [in Johns v The Queen[16]] for the Court to turn its attention to the situation where one party foresees, but does not agree to, a crime other than that which is planned, and continues to participate in the venture. However, the secondary offender in that situation is as much a party to the crime which is an incident of the agreed venture as he is when the incidental crime falls within the common purpose. Of course, in that situation the prosecution must prove that the individual concerned foresaw that the incidental crime might be committed and cannot rely upon the existence of the common purpose as establishing that state of mind ... As Sir Robin Cooke observed, the criminal culpability lies in the participation in the joint criminal enterprise with the necessary foresight ... That is in accordance with the general principle of the criminal law that a person who intentionally assists in the commission of a crime or encourages its commission may be convicted as a party to it."
"The appellant was entitled to a trial at which directions according to law were given. It is contrary to human experience that in situations in which a choice of decisions may be made, what is chosen will be unaffected by the variety of the choices offered, particularly when, as here, a particular choice was not the only or inevitable choice."
The evidence supporting exculpation and inculpation
Common purpose homicide: The scope for manslaughter
Reconsideration of McAuliffe neither sought nor required
Gray (1999) 23 Criminal Law Journal 201 at 217. ↑
eg Re Patterson; Ex parte Taylor (2001) 207 CLR 391, an earlier decision reached by six Justices of the Court in Nolan v Minister for Immigration and Ethnic Affairs (1988) 165 CLR 178 was overruled. ↑
Cato, "Foresight of Murder and Complicity in Unlawful Joint Enterprises Where Death Results", (1990) 2 Bond Law Review 182; Brown et al, Criminal Laws: Materials and Commentary on Criminal Law and Process in New South Wales, 3rd ed (2001) at 1362. ↑
Odgers, "Criminal Cases in the High Court of Australia - McAuliffe and McAuliffe", (1996) 20 Criminal Law Journal 43 at 45 ("Odgers"); Gray (1999) 23 Criminal Law Journal 201 at 205. ↑
K J M Smith, A Modern Treatise on the Law of Criminal Complicity, (1991) at 214-222; J C Smith, "Criminal Liability of Accessories: Law and Law Reform", (1997) 113 Law Quarterly Review 453 at 454-456; Law Commission, Consultation Paper No 131, Assisting and Encouraging Crime, (1993) at 58-62. ↑
Stark, "The natural and probable consequences doctrine is not a natural result for New Mexico - State v Carrasco", (1998) 28 New Mexico Law Review 505; Chism, "State v Carson: A misguided attempt to retain the natural and probable consequence doctrine of accomplice liability under the current Tennessee code", (1998) 29 University of Memphis Law Review 273; Mueller, "The Mens Rea of Accomplice Liability", (1988) 61 Southern California Law Review 2169. See also New York Penal Law s20.00 and the Model Penal Code s2.06. See also LaFave, Criminal Law, 3rd ed (2000) at 636 and People v Prettyman 926 P 2d 1013 at 1015, 1019 (Cal 1996) endorsing liability of the confederate for crimes committed as a "natural and probable consequence" of the crime originally aided and abetted. ↑
Stuart, Canadian Criminal Law: A Treatise, 4th ed (2001) at 617-618 citing R v Logan [1990] 2 SCR 731 and R v Jackson [1993] 4 SCR 573; cf the Canadian Criminal Code s 21(2) referred to in Barlow (1997) 188 CLR 1 at 37-39. ↑
Australia, Review of Commonwealth Criminal Law, Interim Report: Principles of Criminal Responsibility and Other Matters (1990) at 205-208. ↑
South Australia, Criminal Law and Penal Methods Reform Committee of South Australia, The Substantive Criminal Law, 4th Report (1977) at 300-309. The Committee proposed a redefinition of the common law doctrine by reference to the principle of recklessness. It recommended that an accomplice should be liable for a collateral offence if a substantial risk had been adverted to. The report was written before Johns (1980) and McAuliffe (1995). It has not been implemented. ↑
Law Commission, Consultation Paper No 131, Assisting and Encouraging Crime, (1993) at 57-64. The Law Commission's Website states that the final report on this subject will be issued in 2004. ↑
Law Reform Commission of Canada, Secondary Liability: Participation in Crime and Inchoate Offences, Working Paper 45, (1985) at 28. ↑
cf Zoneff v The Queen (2000) 200 CLR 234 at 260-262 [64]-[68]. ↑
Joint reasons at [1]-[8]; reasons of Hayne J at [99]-[102]. ↑
The appellant's case in this regard relied on the recorded interview with police that was received in evidence before the jury. ↑
This is why extended common purpose has been described as "reckless accessoryship": Odgers (1996) 20 Criminal Law Journal 43 at 45. ↑
Oceanic Sun Line Special Shipping Company Inc v Fay (1988) 165 CLR 197 at 252; Northern Territory v Mengel (1995) 185 CLR 307 at 347. ↑
MacKenzie v The Queen (1996) 190 CLR 348 at 367-368, referring to R v Kirkman (1987) 44 SASR 591 at 593 per King CJ. ↑
The "traditional" statement appearing in Johns (1980) 143 CLR 108 at 130-131; the "extended" rule being stated in McAuliffe (1995) 183 CLR 108 at 114. ↑
This is the application of Johns (1980) 143 CLR 108 at 130-131. ↑
Gillard
The Queen
(2000) 78 SASR 279
(2000) 201 CLR 414
(1995) 183 CLR 108
(1992) 174 CLR 313
(1997) 188 CLR 1
(1978) 140 CLR 108
(1991) 56 SASR 302
(2002) 84 SASR 206
(1980) 143 CLR 108
(2003) 77 ALJR 1151
(1991) 172 CLR 378
(1985) 156 CLR 473
(2001) 207 CLR 391
(1988) 165 CLR 178
(2000) 200 CLR 234
(1988) 165 CLR 197
(1995) 185 CLR 307
(1996) 190 CLR 348
(1987) 44 SASR 591
(1937) 58 CLR 190
(1913) 17 CLR 570
(1954) 92 CLR 660
(1982) 148 CLR 668
(1986) 161 CLR 423
(1963) 111 CLR 610
(2002) 77 ALJR 292
(1998) 194 CLR 106
(2000) 206 CLR 161
(2003) 201 ALR 271
(2002) 76 ALJR 1078
(2002) 77 ALJR 139
(2002) 209 CLR 203
(2003) 77 ALJR 908
(1999) 199 CLR 387
(1971) 124 CLR 107
(1955) 93 CLR 493