austlii:nsw/NSWPICMP/2025/280
General information, not legal advice.
NSWPICMP
2025-04-23
Original judgment source is linked above.
Gentle v Civilnett Pty Ltd [2025] NSWPICMP 280
WORKERS COMPENSATION - Workplace Injury Management and Workers Compensation Act 1998; review of Medical Assessment Certificate (MAC); the date on which a condition must exist for to apply; whether Medical Assessor (MA) correctly applied ; whether MA's assessment of additional whole person impairment (WPI) for ADLs correct; - MA did not correctly apply ; MA did not err with his assessment of additional WPI for ADLs; MAC revoked; new certificate issued.
14 January 2025. 2. The appellant relies on the following grounds for appeal under s 327(3) of the Workplace Injury Management and Workers Compensation Act 1998 (the 1998 Act): * the assessment was made on the basis of incorrect criteria, and * the MAC contains a demonstrable error. 3. The delegate is satisfied that, on the face of the application, at least one ground of appeal has been made out. The Appeal Panel has conducted a review of the original medical assessment but limited to the ground(s) of appeal on which the appeal is made. 4. Rule 128 of the Personal Injury Commission Rules 2021 (the PIC Rules) and Procedural Direction PIC7 - Appeals, reviews, reconsiderations and correction of obvious errors in medical disputes set out the practice and procedure in relation to the medical appeal process under s 328 of the 1998 Act. An Appeal Panel determines its own procedures in accordance with r 128(1) of the PIC Rules. 5. The assessment of permanent impairment is conducted in accordance with the SIRA NSW Workers Compensation Guidelines for the Evaluation of Permanent Impairment, 4th ed
1 March 2021 (the Guidelines) and the American Medical Association Guides to the Evaluation of Permanent Impairment, 5th ed (AMA 5).
28 October 2024, with the consent of both parties, noted that the appellant withdrew his claim for compensation for permanent impairment relating to scarring and remitted the balance of the appellant's claim to the President of the Commission so it could be referred to a Medical Assessor to assess the degree of the appellant's permanent impairment from his injury to his lumbar spine and left hip and right hip. 13. The Medical Assessor examined the appellant on 13 January 2025 to conduct that assessment and, as said above, on 14 January 2025 issued the MAC. 14. The Medical Assessor recorded in the history he detailed in the MAC that the appellant had no "problems prior to the onset of symptoms in August 2020 and has not had any further injury since then". The Medical Assessor recorded that the appellant had "a number of unrelated accidents and injuries, including to his left ankle, right shoulder, carpal tunnels and right tibial plateau fracture". 15. The Medical Assessor recorded the following regarding the appellant's capacity with his social activities and activities of daily living:
"He feels he could walk for say 3 to 4 kilometres at this stage and then his hips might start to worry him. His maximum driving time would be a couple of hours because of discomfort in his low back. He is able to help with the housework but does have some difficulty for example making beds, and he says he could carry a carton of beer at this stage but He still does the mowing on the property as noted but would have to do this
He occasionally has difficulty with shoes and socks but he feels that he needs to continue doing this as it is good exercise."
"Please note that the diagnosis of Mr Gentle's hip problems is one of constitutional idiopathic osteoarthritis of both hips, noting the absence of any particular injury, and the onset of problems bilaterally with a typical presentation of constitutional arthritis. I would certainly accept that the nature and conditions of his employment would have aggravated any underlying constitutional condition.
In my opinion the aggravation of his underlying osteoarthritic condition would not have been the cause for his need for his hip replacements but would certainly have brought on the need for these earlier than might otherwise have been the case.
I would suggest that it was inevitable that he would eventually have required bilateral hip replacements irrespective of the nature and conditions of his employment.
As noted, Mr Gentle's initial treating specialist indicated that he had placed Mr Gentle on the public hospital waiting list, indicating that in his opinion Mr Gentle's hip problems were not work-related.
I note that it might be suggested that Mr Gentle did not have any problems with his hips before joining Civilnett Pty Ltd, but this is a legal and not a medical concept.
With regard to the aggravation caused by the nature and conditions of his employment, it is worth noting that very few activities place more stress on hips than running marathons, and that a recent new study has demonstrated that running does not increase risk of hip osteoarthritis(2) (see below).
In my opinion therefore, a one-fifth deduction would be entirely appropriate in this situation.
(2) American Academy of Orthopaedic Surgeons, 2023 Annual Meeting, March 7 11 in Las Vegas, Nevada."
14 May 2024 did not assess any impairment relating to the effects of the appellant's injury on his activities of daily living but did so on his report of 5 November 2024.
s 323(1) of the 1998 Act, must be a condition that the appellant had at the start of his employment with the respondent.[2] 5. The Appeal Panel notes that the appellant in his statement of 18 August 2022 reveals that he worked in the capacity of plumber between 1985 and July 2015, but the evidence does not reveal the exact nature of the work that he did as a plumber, such that the relevant date at which to consider whether he had a pre-existing for the purpose of determining whether a deduction should be made under s 323(1) of the 1998 Act should be a date earlier than the date upon which he commenced employment with the respondent. The only evidence relating to exactly what he did in his prior employments as a plumber is that he used a jackhammer on 2 May 2015. So, it is not known from the evidence the extent to which he was required in his earlier employment to carry heavy equipment or materials, or to work in confined spaces, or to climb up and down ladders, or to spread blue metal with his feet, or to push heavy concrete pipes or to dig deep trenches, such that the Medical Assessor, or the Appeal Panel in the Medical Assessor's place on review, could infer that the work he did before commencing his employment with the respondent would result in the appellant contracting a disease by gradual process or result in aggravation, acceleration, exacerbation or deterioration of an existing disease in his lumbar spine and hips. In other words, the evidence is not sufficient to reveal whether the terms of ss 15 or 16 catch the appellant's earlier employers. 6. The Appeal Panel is an expert panel that includes two medical specialists within its three members. Relying on that expertise, the Appeal Panel notes that invariably all persons at
47 years of age will have degenerative disease to some extent in their lumbar sacral spine. That is not an assumption. It is a medical fact. 7. The MRI scan that was done of the appellant's lumbar sacral spine on 27 October 2020, which was the only investigation done after he experienced symptoms on 27 August 2020, revealed that the appellant had degenerative disc disease at the L4/5 and the L5/S1 level with circumferential disc bulging and bilateral facet joint hypertrophy causing mild to moderate bilateral L4/5 and moderate to mark bilateral L5/S1 intervertebral foraminal stenosis. The Medical Assessor noted that within the MAC. The Medical Assessor, who is a specialist orthopaedic surgeon, was aware of that finding and the Appeal Panel considers that based on his expertise he considered that some of that degeneration would have existed in the appellant's lumbar spine as of the time the appellant commenced employment with the respondent at the age of 47 years. 8. The Appeal Panel finds that the Medical Assessor did not err in finding that the appellant had a pre-existing condition in his spine prior to his suffering injury. The Appeal Panel is of the same view. Given the appellant's age at the time he commenced employment with the respondent, the degenerative disease revealed by the MRI scan of the appellant's lumbar spine that was done approximately five years after the appellant commenced employment with the respondent, would have to some extent existed before he commenced his employment with the respondent. 9. The Appeal Panel also considers that the Medical Assessor was correct to conclude that a proportion of the appellant's permanent impairment relating to his lumbar spine is due to that pre-existing condition. The appellant's impairment relating to his lumbar spine has been assessed on the basis that the appellant has asymmetric range of movement of his lumbar spine in the plane of his lateral flexion. Because the Medical Assessor found the appellant had that asymmetric movement, the Medical Assessor has correctly correlated the appellant's signs with DRE lumbar category II within Table 15-3 of AMA 5. The appellant's degeneration in his lumbar spine that existed at the time that he commenced employment, and which was aggravated and worsened due to his employment with the respondent, contributes to that asymmetric movement. And hence a proportion of the appellant's permanent impairment is due to that pre-existing condition. 10. Consequently, the Medical Assessor was correct to engage s 323(1) of the 1998 Act when assessing the degree of the appellant's permanent impairment relating to his lumbar spine. It is however difficult to determine with any degree of certainty to what extent the appellant's pre-existing condition would now contribute to his impairment of his lumbar spine. The appellant was not experiencing symptoms before he commenced his employment with the respondent, even though the degeneration in his lumbar spine had by that stage already commenced. In that circumstance, the Appeal Panel considers the Medical Assessor was correct to assume in accordance with s 323(2) of the 1998 Act that the deductible proportion for s 323(1) of the 1998 Act is 10%. 11. With respect to the effect the appellant's lumbar spine injury has on his activities of daily living, the Appeal Panel notes that paragraph 4.33 of the Guidelines provides a Medical Assessor with a discretion to add 1% WPI, 2% WPI, 3% WPI when assessing the degree of a workers' permanent impairment from an injury to the lumbar spine. The instruction in paragraph 4.33 includes that any additional WPI a Medical Assessor decides to add is not to depend solely on self-reporting but must be based on clinical findings and other reports. Within paragraph 4.34 of the Guidelines there is a diagram consisting of three concentric circles that has self-care 3% in the inner most circle, home care 2% in the middle circle and yard/garden/sports/recreation 1% in the outer circle. Paragraph 4.35 provides instructions for how the diagram is to be determined specifying that the base impairment of a worker that is assessed by reference to Table 15-3 of AMA 5 can be increased by 3% WPI if the workers' capacity to undertake personal care activities such as dressing, washing, toileting and shaving has been affected; by 2% WPI if the worker can manage personal care but has restrictions with normal household tasks such as shopping climbing stairs and walking reasonable distances; and by 1% WPI if the worker can cope with personal activities and household activities but is unable to get back to sporting or recreational activities. 12. Bearing in mind that paragraph 4.33 provides a Medical Assessor with a discretion to increase, and not a mandate to increase, and bearing in mind too that any increase a Medical Assessor makes is not based solely on a worker's self-report but must be based on clinical findings and other evidence, the instructions in paragraph 4.35 as to how the diagram of paragraph 4.34 is to be interpreted does not, it seems to the Appeal Panel, require a Medical Assessor to increase the base impairment allowed by Table 15-3 by 3% WPI if a worker experiences limited difficulty with personal care activities. Nor does it require a Medical Assessor to increase the base impairment by 2% WPI is the worker has limited difficulty with household tasks. The task of a Medical Assessor in applying paragraph 4.33 requires the Medical Assessor to balance all relevant matters relating to the impact that a worker's injury has on the worker's activities of daily living to determine whether and to what extent the base impairment ought to be increased. 13. The history the Medical Assessor obtained included that the appellant walks three to four kilometres, can drive a couple of hours, can assist with housework although with difficulty in some aspects of housework such as making a bed, can carry a carton of beer and can mow the lawns on his property, although not dig holes. The Medical Assessor also noted that the appellant has difficulty with his shoes and socks but continues to do them. In the Appeal Panel's view the Medical Assessor's clinical judgement that the appellant has 1% WPI due to the effect of his lumbar spine injury on his activities of daily living, is sound. Whilst other clinicians have expressed different opinions regarding this, such that his impairment is 2% WPI, a difference of opinion does not amount to a demonstrable error. 14. The Appeal Panel considers that the Medical Assessor provided adequate reasons for his assessment that the effect of the appellant's injury of his lumbar spine on his activities of daily living is 1% WPI. The Medical Assessor has made no error with respect to that. Further, the Medical Assessor has applied the correct criteria to assess that element of the medical dispute. 15. With respect to the Medical Assessor's assessment of the degree of the appellant's permanent impairment regarding the injury to his hips, the Appeal Panel considers the Medical Assessor has erred by finding that the appellant had a condition in his hip at the time he commenced employment with the respondent. In contrast to the situation regarding the condition of the lumbar spine of a 47 year old person, it is not commonplace for a person of such age to have osteoarthritis in the hips. 16. The evidence here is that the appellant did not experience symptoms in his hips prior to commencing his employment with the respondent. He did experience some symptoms after he commenced employment, but until the incident in August 2020 they were not of a serious nature. A MRI of his left hip done on 21 November 2020 revealed extensive degenerative labral tearing and grade III - IV chondromalacia and moderate osteoarthropathy. A similar finding was made on X-ray done shortly thereafter on 1 December 2020. An X-ray done of his pelvis and left hip on 4 June 2021 revealed marked osteoarthritis in his hip joints on both sides. 17. Absent the appellant suffering significant symptoms in his hips prior to commencement of his employment with the respondent and absent an investigation done at or about the time the appellant started employment with the respondent, the Appeal Panel considers that the Medical Assessor was wrong to conclude what the Medical Assessor described as "constitutional idiopathic osteoarthritis" existed at the time the appellant commenced his employment with the respondent. It is the case that some people have a genetic predisposition to develop osteoarthritis and that can happen idiopathically. Here, noting the nature of the work the appellant did for the respondent and the fact he did not experience symptoms before he commenced employment for the respondent, the Appeal Panel considers that there was no proper basis for the Medical Assessor to form the view that any predisposition of the appellant to develop osteoarthritis had manifested prior to his employment with the respondent. That is to say, there is not evidence that the degenerative process of arthritis had commenced in his hips prior to the appellant's commencing his employment with the respondent. 18. Consequently, the Medical Assessor erred by making a deduction under s 323(1) of the 1998 Act for a proportion of the appellant's impairment of his hips being due to a pre-existing condition, because the evidence does not indicate that the appellant had a pre-existing condition in his hips at the relevant time. 19. The Appeal Panel must correct that error, and does so by not making a deduction under
s 323(1) of the 1998 Act, with the result being that the assessment of the degree of the appellant's permanent impairment with respect to each of his left lower extremity and right extremity is 15% WPI. 20. That strictly makes it unnecessary to consider the other submission of the appellant, being that the Medical Assessor did not have regard to Dr Hopcroft's opinion expressed in his report of 5 November 2024, that he did not explain why his assessment differed from the assessments Dr Hopcroft and Dr Nair, that he did not afford the appellant procedural fairness, and that he did not abide an issue estoppel arising from the consent orders made on 23 January 2023. 21. Notwithstanding that there is now no need for the Appeal Panel to deal with these matters, the Appeal Panel shall do so but only briefly. 22. The Medical Assessor by referring to material that was not part of the brief documents provided to him for the purpose of the assessment, and by not giving the parties the opportunity to address that material denied the parties procedural fairness. It would seem from the MAC that the material played a part in the Medical Assessor's reasoning that a proportion of the appellant's permanent impairment was due to a pre-existing condition in the appellant's hips. In that circumstance both parties ought to have been provided the opportunity to address the Medical Assessor on it. 23. It would seem that the Medical Assessor did not have regard to the report of Dr Hopcroft dated 5 November 2024. Dr Hopcroft had revised his assessment that he expressed in his earlier report. The Medical Assessor only referred to the assessment that Dr Hopcroft had advised in his earlier report. 24. The obligation of a Medical Assessor under s 325(2) of the 1998 Act does not require the Medical Assessor to refer in the MAC to every piece of evidence. The Medical Assessor must however consider all relevant evidence and it is an error for a Medical Assessor not to do so.[3] 25. It can be inferred from the fact that the Medical Assessor referred to the assessment Dr Hopcroft expressed in his earlier report, rather than his later report, that the Medical Assessor neglected to consider the report of Dr Hopcroft. 26. The Appeal Panel considers that the report of Dr Hopcroft dated 5 November 2024 was relevant evidence and the Medical Assessor erred by not considering it. 27. The obligation of a Medical Assessor under s 325(2)(c) of the 1998 Act to explain his or her reasons for the assessment of the degree of a worker's permanent impairment requires the Medical Assessor to expose the path of his or her reasoning for the assessment made. That obligation however does not require the Medical Assessor to explain why he or she did not assess the worker's impairment the same as another clinician.[4] The Medical Assessor was not required therefore to explain why his assessment differed from the assessment of Dr Hopcroft and Dr Nair made. 28. The Appeal Panel does not accept the appellant's submission to the effect that the Medical Assessor did not apply an issue estoppel arising from the consent orders. Essentially, the issue estoppel was that the appellant suffered an injury with the description of s 4(b) of the 1987 Act. It is apparent from the MAC that the Medical Assessor was aware of that and assessed the degree of the appellant's permanent impairment from such an injury. 29. The Appeal Panel agrees with the appellant that the Medical Assessor erred by drawing an inference from the fact that the appellant's left hip replacement surgery was done at a public hospital that the appellant's treating surgeon considered the appellant's osteoarthritis was unrelated to his work. That fact simply provides no reasonable basis for such an inference can be drawn. 30. For these reasons, the Appeal Panel has determined that the MAC issued on
14 January 2025 should be revoked, and a new MAC should be issued. The new certificate is attached to this statement of reasons.
This Certificate is issued pursuant to s 328(5) of the Workplace Injury Management and Workers Compensation Act 1998.
The Appeal Panel revokes the Medical Assessment Certificate of Medical Assessor Roger Pillemer and issues this new Medical Assessment Certificate as to the matters set out in the Table below:
Chapter, page and paragraph number in NSW workers compensation guidelines
Chapter, page, paragraph, figure and table numbers in AMA 5 Guides
Proportion of permanent impairment due to pre-existing injury, abnormality or condition
Sub-total/s % WPI (after any deductions in column 6)
Total % WPI (the Combined Table values of all sub-totals)
[2] Cullen v Woodbrae Holdings Pty Ltd [2015] NSWSC 1416 (Cullen) at [47]- [58]; Craigie v Faircloth & Reynolds Pty Ltd [2021] NSWSC 1211; Oswell v Sublime Install Pty Ltd [2024] NSWSC 1586 at [85]- [92].
[3] Tattersall v Registrar of the Workers Compensation Commission of NSW & Anor [2007] NSWSC 453 at [14] [18]; Wentworth Community Housing Ltd v Brennan [2019] NSWSC 152 at [70]- [76].
[4] Wingfoot Aust Partners Pty Ltd v Kocak [2013] HCA43 at [47] and [56]
Gentle
Civilnett Pty Ltd [2025] NSWPICMP 280