(b) Summary dismissal, strike out and want of authorisation
63 The relevant legal principles concerning summary dismissal and strike out (including under s 84C of the NT Act) were set out in Harkin (No 2) at [9]-[23] and, for convenience (and despite their length), are now repeated (emphasis in original and denotes defined expression):
9 As noted, in seeking summary dismissal, the claimant relies on s 31A(2) of the FCA Act. Alternatively, it relies upon s 84C(1) of the NT Act to have the proceeding struck out. The fundamental underlying issue in both cases is whether the Nanatadjarra claim has been validly authorised.
10 Section 31A(2) of the FCA Act is as follows:
31A Summary judgment
…
(2) The Court may give judgment for one party against another in relation to the whole or any part of a proceeding if:
(a) the first party is defending the proceeding or that part of the proceeding; and
(b) the Court is satisfied that the other party has no reasonable prospect of successfully prosecuting the proceeding or that part of the proceeding.
11 Sub-section 84C of the NT Act provides:
84C Striking out applications for failure to comply with requirements of this Act
Strike out application
(1) If an application (the main application) does not comply with section 61 (which deals with the basic requirements for applications), 61A (which provides that certain applications must not be made) or 62 (which requires applications to be accompanied by affidavits and to contain certain details), a party to the proceedings may at any time apply to the Federal Court to strike out the application.
Note: The main application may still be amended even after a strike out application is filed.
Court must consider strike out application before other proceedings
(2) The Court must, before any further proceedings take place in relation to the main application, consider the application made under subsection (1).
Federal Court Chief Executive Officer to advise Native Title Registrar of application etc.
(3) The Federal Court Chief Executive Officer must advise the Native Title Registrar of the making of any application under subsection (1) and of the outcome of the application.
Other strike out applications unaffected
(4) This section does not prevent the making of any other application to strike out the main application.
12 The general legal principles guiding the exercise of the Court's power under s 31A(2) of the FCA Act are well known. It is convenient to reproduce McKerracher J's helpful analysis and description of the principles in Buurabalayji Thalanyji Aboriginal Corporation v Onslow Salt Pty Ltd (No 2) [2018] FCA 978 at [3] (with particular reference to summary dismissal being sought by a respondent party, as is the case here):
Without reference to all the well-known authorities, the parties agree that it is well established that the Court may give judgment for a defending party in relation to the whole or any part of a proceeding where the Court is satisfied that the prosecuting party has no reasonable prospects of successfully prosecuting the proceeding or a part of the proceeding. Further:
• the claim need not be hopeless or bound to fail for it to have no reasonable prospects of success: s 31A of the Federal Court Act;
• a reasonable prospect of success is one which is real, not fanciful or merely arguable: Rogers v Assets Loan Co Pty Ltd (2008) 250 ALR 82 per Logan J (at [41]);
• there will be no prospect of success in circumstances where there is a defect in the pleadings which cannot be cured: Ship "Sam Hawk" v Reiter Petroleum Ltd (2016) 246 FCR 337 per Kenny and Besanko JJ (at [269]);
• s 31A is amenable to resolving straightforward questions of law: Luck v University of Southern Queensland [2008] FCA 1582 per Logan J (at [16]). However, summary judgment may still be appropriate if a question raised is of some complexity: SK Foods LP v SK Foods Australia (in liq) (No 3) (2013) 214 FCR 543 per Flick J (at [115]);
• if a prima facie case in support of summary judgment is established, the onus shifts to the opposing party to point to some factual or evidentiary issues making a trial necessary: Jefferson Ford Pty Ltd v Ford Motor Company of Australia Ltd (2008) 167 FCR 372 per Gordon J (at [127]);
• it is clear that the legislature's intention in enacting s 31A was to lower the bar for obtaining summary judgment, including summary dismissal, below that fixed by previous authorities: Spencer v Commonwealth of Australia (2010) 241 CLR 118 per Hayne, Crennan, Kiefel and Bell JJ; Jefferson Ford per Gordon J (at [127]);
• s 31A permits dismissal of a proceeding where an inquiry into the merits of the issues of law demonstrates the arguments are insufficiently strong to warrant the matter going to trial: McAleer v University of Western Australia (No 3) (2008) 171 FCR 499 per Siopis J (at [39] and the cases therein cited);
• summary dismissal will not apply to 'a real question of law that is serious, important or difficult, involves conflicting authority, or is apparently arguable yet novel': Nichol v Discovery Africa Ltd (2016) 343 ALR 594 per Greenwood, McKerracher and Moshinsky JJ (at [134]);
• the moving party bears the onus of persuading the Court the application has no reasonable prospects of success. The assessment of whether a proceeding has no reasonable prospects of success necessitates the making of a value judgement in the absence of a full and complete factual matrix and argument, with a result that the provision vests a discretion in the Court. That discretion includes whether to deal with the motion at once or at some later stage in the proceedings, when the legal and factual issues have been more clearly defined: Kimber v The Owners of Strata Plan No 48216 [2017] FCAFC 226 per Logan, Kerr and Farrell JJ (at [62]) quoting with approval Eliezer v University of Sydney (2015) 239 FCR 381 per Perry J (at [37]);
• despite the threshold for summary dismissal having been lowered, it must still be exercised with caution. The power is not to be exercised lightly: Spencer v Commonwealth per Hayne, Crennan, Kiefel and Bell JJ (at [60]);
• the Court does not, in such an application, conduct a 'mini trial based upon incomplete evidence to decide whether the proceedings are likely to succeed or fail at trial'. Rather, it 'requires a critical examination of the available materials to determine whether there is a real question of law or fact that should be decided at trial': Australian Securities and Investments Commission v Cassimatis (2013) 220 FCR 256 per Reeves J (at [46]); and
• each application for summary judgment or summary dismissal has to be determined according to its particular circumstances. What is required is a practical judgment of the case at hand. The relevant facts and circumstances will partly depend upon the stage which the proceedings have reached. Among other things, this will affect materials available to the Court for considering the application, for example, where the pleadings have been exchanged, or discovery of documents has occurred: Cassimatis per Reeves J (at [46]).
13 Particular caution needs to be exercised in determining whether summary dismissal should be granted in circumstances where there are factual disputes and the evidence is not in its final form (see Boston Commercial Services Pty Ltd v GE Capital Finance Australasia Pty Ltd [2006] FCA 1352; 236 ALR 720 at [43]-[45] per Rares J).
14 The need for caution before dismissing an action summarily was emphasised by the Full Court in Danthanarayana v Commonwealth of Australia [2016] FCAFC 114 at [4] (see also Trkulja v Google LLC [2018] HCA 25; 263 CLR 149 at [22] per Kiefel CJ, Bell, Keane, Nettle and Gordon JJ):
… to summarily dismiss a proceeding, and thereby preclude a person from having their case determined on its merits at a final hearing, is a serious step taken only with great care and if it is possible to conclude with confidence that there is no reasonable prospect of success; this is so despite the fact that under s 31A(2) of the Federal Court of Australia Act 1976 (Cth) (the Court Act) the power to summarily dismiss a proceeding is not dependent on the case being "hopeless" or "bound to fail" for it to have no reasonable prospect of success (Spencer v Commonwealth of Australia [2010] HCA 28; (2010) 241 CLR 118 at [17]-[26]).
15 Turning now to s 84C of the NT Act, it is unnecessary to summarise the relevant principles because I find that the Nanatadjarra claim should be summarily dismissed under s 31A(2) of the FCA Act.
(ii) The requirement of authorisation
16 Section 13(1) of the NT Act provides that an application may be made to the Court for a determination of native title in relation to an area for which there is no approved determination of native title. Who may apply for a determination of native title is dealt with in s 61(1), which contains a table, the relevant part of which states:
Persons who may make application
(1) A person or persons authorised by all the persons (the native title claim group) who, according to their traditional laws and customs, hold the common or group rights and interests comprising the particular native title claimed, provided the person or persons are also included in the native title claim group; or
Note 1: The person or persons will be the applicant: see subsection (2) of this section.
Note 2: Section 251B states what it means for a person or persons to be authorised by all the persons in the native title claim group.
17 Sub-sections 61(4) and (5) should also be noted. The former provision requires that a native title determination application must name the persons (or otherwise describe them sufficiently) who constitute the native title claim group and authorised the making of the application. The latter provision requires that an application for native title determination be in the prescribed form, be filed in the Federal Court, contain such information in relation to the matters sought to be determined as is prescribed and be accompanied by any prescribed documents and any prescribed fee.
18 Section 62 identifies information which must be contained in a claimant application or accompany such an application. It provides that a claimant application must be accompanied by an affidavit sworn by the applicant which provides inter alia "that the applicant is authorised by all persons in the native title claim group to make the application and to deal with matters arising in relation to it". A note to that provision provides that s 251B states what it means for the applicant to be authorised by all the persons in the native title claim group (noting ss 13(3) and 15AB(2) of the Acts Interpretation Act 1901 (Cth) as to the use of notes in statutory interpretation).
19 As noted, s 251B deals with what it means for a person or persons to be "authorised" by all of the persons in the native title claim group. Section 251B is in the following terms:
Authorising the making of applications
For the purposes of this Act, all the persons in a native title claim group or compensation claim group authorise a person or persons to make a native title determination application or a compensation application, and to deal with matters arising in relation to it, if:
(a) where there is a process of decision-making that, under the traditional laws and customs of the persons in the native title claim group or compensation claim group, must be complied with in relation to authorising things of that kind - the persons in the native title claim group or compensation claim group authorise the person or persons to make the application and to deal with the matters in accordance with that process; or
(b) where there is no such process - the persons in the native title claim group or compensation claim group authorise the other person or persons to make the application and to deal with the matters in accordance with a process of decision-making agreed to and adopted, by the persons in the native title claim group or compensation claim group, in relation to authorising the making of the application and dealing with the matters, or in relation to doing things of that kind.
20 The term "native title claim group", as found in both the Table in s 61(1) and also in s 251B, is defined in s 253. In relation to a claim for a determination of native title made to the Federal Court, the definition is somewhat circular and means "the native title claim group mentioned in relation to the application in the table in subsection 61(1)".
21 The well settled principles concerning authorisation and the proper construction of s 61(1) were helpfully summarised by Bromberg J in Ashwin on behalf of the Wutha People v State of Western Australia (No 4) [2019] FCA 308; 369 ALR 1 at [181]-[182] (emphasis in original):
181. … First, the accepted construction of s 61(1) is that "the authorisation contemplated is not of the persons who claim to be the native title holders, but is rather that of the actual holders of native title": Akiba on behalf of the Torres Strait Islanders of the Regional Seas Claim Group v State of Queensland (No 2) [2010] FCA 643 at [913] (Finn J); and see Wongatha at [72], [1188]-[1189] and [1216] (Lindgren J); and Reid v State of South Australia [2007] FCA 1479 at [28] (Finn J).
182. Second and relatedly, a native title determination application does not comply with s 61(1) unless "all" of the native title holders have authorised the application. As Jagot J said in Booth on behalf of the Kungardutyi Punthamara People v State of Queensland [2017] FCA 638 at [34]:
Prevailing orthodoxy is that a mere part or sub-set of the persons who, according to their traditional laws and customs, hold the common or group rights and interests comprising the particular native title claimed cannot authorise the making of a native title claim because they cannot, by definition, comprise all such persons (for example, Risk v National Native Title Tribunal [2000] FCA 1589 at [29]-[30] and [60] and at [15]-[22] and the cases cited in those paragraphs).
See further Brown v State of South Australia [2009] FCA 206 at [19]-[20] (Besanko J) and the authorities there cited. The observations of Besanko J in Brown have been extensively cited in the authorities including: Laing v State of South Australia (No 2) [2012] FCA 980 (Mansfield J), Rita Augustine v State of Western Australia [2013] FCA 338 (Gilmour J), Collins on behalf of the Wongkumara People v Harris on behalf of the Palpamudramudra Yandrawandra People [2016] FCA 527 (Jagot J) and Velickovic v State of Western Australia [2012] FCA 782 at [32] (McKerracher J).
22 It is desirable to say something more about Besanko J's decision in Brown v State of South Australia [2009] FCA 206, to which Bromberg J referred. Brown contains a useful discussion of the test to be applied under s 84C(1) of the NT Act. In addition, it contains a helpful summary of relevant legal principles applying to authorisation, particularly at [19]-[21]:
19 A native title determination application does not comply with s 61 of the NTA if it is clearly established that it is not made by a native title claim group. A native title claim group is a group consisting of all the persons who, according to their traditional laws and customs, had the common or group rights or interests comprising the particular native title claimed. These propositions follow from the provisions of ss 61(1) and (4), 251B and 253 of the NTA and have been stated in the cases: Risk v National Native Title Tribunal [2000] FCA 1589 at [60]-[61] per O'Loughlin J; Tilmouth v Northern Territory of Australia (2001) 109 FCR 240 ("Tilmouth") at 241-242 [4] per O'Loughlin J; Landers v State of South Australia (2003) 128 FCR 495 ("Landers") at 504 [33] per Mansfield J; Dieri People v State of South Australia (2003) 127 FCR 364 ("Dieri People") at 377-378 [55]-[56] per Mansfield J; McKenzie at 223 [41] per Finn J; Hillig as Administrator of Worimi Local Aboriginal Land Council v Minister for Lands for the State of New South Wales (No 2) [2006] FCA 1115 ("Hillig") at [60] per Bennett J; Harrington-Smith (on behalf of the Wongatha People) v Western Australia (No 9) (2007) 238 ALR 1 at 230-232 [1206]-[1217] per Lindgren J; Reid v State of South Australia [2007] FCA 1479 ("Reid") at [27] per Finn J; Kite v State of South Australia [2007] FCA 1662 ("Kite") at [21]-[22] per Finn J.
20 The propositions have been applied most commonly in circumstances where it is clear that the claimant group is a sub-group or sub-set or part of a native title claim group. Cases such as Tilmouth, Landers, Dieri People, McKenzie and Reid are all cases in which it was clear that the claim group was not a native title claim group. The cases also make it clear that caution needs to be exercised before concluding on a strike-out application that a claim group is a sub-group, sub-set or part of a native title claim group: Colbung v The State of Western Australia [2003] FCA 774 at [23]-[26] per Finn J; McKenzie at 223 [41] per Finn J; Hillig at [60] per Bennett J; Reid at [28] per Finn J; and Kite at [22] per Finn J. For example, it may be that a sub-group of a community sharing traditional laws and customs alone possesses rights and interests in a particular area and that sub-group may itself constitute a native title claim group: Hillig at [60] per Bennett J (see also the obiter observations of Wilcox J in Bodney v State of Western Australia [2003] FCA 890 at [41]; Perry M and Lloyd S, Australian Native Title Law (Lawbook Co, 2003) [3.130].
21 It is clear from the terms of s 61(1) of the NTA that the applicant to a native title determination application must be authorised by all the persons comprising the native title claim group. Section 251B of the NTA provides for the manner in which such an authorisation is to be given…
23 In Brown at [24], Besanko J observed that the issue of authorisation may make it "necessary to consider the notice given of the meeting in order to determine if all members of the claim group were given a reasonable opportunity to participate in the decision-making process". His Honour referred to the following observations of French J in Bolton on behalf of the Southern Noongar Families v State of Western Australia [2004] FCA 760 at [45] where, in the context of an application under s 66B of the NT Act, French J said:
In relation to the present motions I regret to say that the evidence and the processes adopted were not adequate to meet the conditions necessary for an order under s 66B. For each of the applications there is a defined native title claim group which is set out earlier in these reasons. The connection between those who attended the various meetings referred to and the respective native title claim groups was not established either in respect of notification nor, more importantly, in respect of attendance. The native title claim groups are defined in each case by reference to apical ancestors and biological descendants of those persons and persons adopted by them. The advertisements and notices did not refer to the relevant native title claim groups except by use of the generic title of the applications in question. The membership of the native title claim group by those who attended each meeting was not demonstrated. Rather it was reported as an asserted self-identification. Mrs Morich made some statements from the bar table doubting the representativeness of those who attended at the Southern Noongar meeting. Her statements might be right or wrong. They were not evidence. But my inability to make any judgment about them illustrates the inadequacy of the evidence as it presently stands for the purposes of a s 66B application. And even if it be accepted that each of the members who attended each of the meetings was a member of the relevant native title claim group, it is not established that they were in any sense representative of the various components of the native title claim group concerned.