[2025] VSCA 284
General information, not legal advice.
Court of Appeal (Vic)
2025-11-25
Niall CJ, Ms J, Priest JA, Lyons JA
Original judgment source is linked above.
I wondered how this would play out afterwards actually, 'cause at the time I kind of thought that ... I shouldn't have gone in there. Like... as soon as you said "Stop, I don't want you to do this," then I thought, "fuck," you know, "I shouldn't have ...
I am in deep trust that justice will be served and that there is a higher purpose for this tragedy that has occurred at such a pinnacle time in my life.
(a) the complainant's accounts of the offending were not entirely uniform and there was scope for an attack on her credibility based on these inconsistencies and shifting levels of detail in her account;
(b) although there was no dispute at trial or in this Court that the complainant complained to SB about the offending in the early morning, whether that complaint was made immediately after the applicant had left the apartment or after a period of time (perhaps up to a few hours) was disputed in this Court;
(c) there was evidence that showed that around the time of the offending, the complainant identified herself as an advocate or spokesperson against sexual or violent offending against women;
(d) as is not uncommon, the complainant gave evidence remotely. What emerged at trial was that when she gave her evidence she was accompanied by a support person, RP, who worked as a 'brand consultant'. The inference being that RP supported the complainant in establishing her role as an advocate against sexual violence; and
(e) the applicant sought to establish that the complainant was attracted to a close friend of the applicant, RE, and that the allegation of sexual offending was a lie to cover up consensual sexual activity in order to not harm her chances of establishing an intimate relationship with RE.
Grounds 1, 2 and 5: incompetence of trial counsel
Ground 1: a substantial miscarriage of justice occurred due to the incompetent failure of defense [sic] counsel, despite instruction, to adequately challenge inconsistent and unreliable testimonies, significantly impacting the trial's fairness and the jury's judgment.
Ground 2: a substantial miscarriage of justice occurred due [sic] the incompetent failure of defense [sic] counsel, despite instruction, to adequately challenge procedural errors and biases in the investigation and trial process, including the improper handling and collection of evidence and a disregard for exculpatory information.
Ground 5: a substantial miscarriage of justice occurred due to the ineffective assistance of counsel, which failed to adequately challenge the prosecution's case or present a coherent defence strategy.
(1) The account given to GH at the beach in the hours following the incident (the 'first account'). The applicant submits that in this account, [the complainant] recounted that she was given oral sex by the applicant and he left at her request. He submits that this account did not include details of the penile penetration.
(2) The statement given by [the complainant] to police at the hospital (the 'second account'). The applicant submits that in this account, [the complainant] first reports that she was woken up by the applicant performing oral sex on her and that he penetrated her with his 'flaccid' penis. He notes that she did not mention his use of his hands to insert his penis.
(3) The account given by [the complainant] at the committal hearing (the 'third account'). The applicant submits that in this account, [the complainant] suggests that he penetrated her with his penis a second time.
(4) The statement given to prosecutors by [the complainant] on 3 August 2022 in which, the applicant submits, that she first raises smelling SB on the applicant prior to asking him to stop and leave, and that SB told her that she had engaged in oral sex prior to the applicant entering [the complainant]'s bedroom (the 'fourth account').
(5) The account given by [the complainant] at trial in which, the applicant submits, the applicant's use of his hands to insert his penis was first raised, and the applicant's penis is described as 'semi-flaccid' (the 'fifth account').
The particulars of incompetence generally involve issues concerning admissions or failure to adduce or failure to object to certain evidence. Wrongly advising the accused not to give evidence is a common complaint. Cross-examination is the other main area of challenge - the failure to pursue inconsistencies, the failure to put certain questions. More unusual examples include intoxication, advising the client to plead not guilty and raising character during examination-in-chief without properly checking the accused's antecedents.
On many occasions appellate courts have reiterated the caution with which such allegations are approached. The Victorian Court of Appeal said:
- No doubt there will be many decisions made by counsel which, in retrospect, might appear to have been ill advised. However the mere fact that such decisions have been made and appear in retrospect to have been unwise will not, of itself, lead a court of criminal appeal to quash a conviction, for the simple reason that the making of those decisions is part and parcel of the process of a fair trial... A court of criminal appeal is poorly equipped to review decisions made by counsel during the course of a criminal trial, many of which have to be made on the spur of the moment or in circumstances with which an appellate court cannot hope to be familiar. Usually there must be something akin to flagrant incompetence of counsel before it will be moved to intervene.[19]
For a trial to be fair, it is not necessary that every tactical decision of counsel be carefully considered, or wise. And it is not the role of a Court of Criminal Appeal to investigate such decisions in order to decide whether they were made after the fullest possible examination of all material considerations. Many decisions as to the conduct of a trial are made almost instinctively, and on the basis of experience and impression rather than analysis of every possible alternative. That does not make them wrong or imprudent, or expose them to judicial scrutiny. Even if they are later regretted, that does not make the client a victim of unfairness. It is the responsibility of counsel to make tactical decisions, and assess risks.[21]
[W]here decisions taken by counsel contribute to a defect or irregularity in the trial, the tendency is not to inquire into counsel's conduct, as such, but, rather, to inquire whether there has been a miscarriage of justice... In that exercise, the question whether the course taken by counsel is explicable on a basis that has or could have resulted in a forensic advantage is a relevant, but not necessarily a decisive, consideration.
The question whether there has been a miscarriage of justice is usually answered by asking whether the act or omission in question 'deprived the accused of a chance of acquittal that was fairly open'. The word 'fairly' should not be overlooked. A decision to take or refrain from taking a particular course which is explicable on the basis that it has or could have led to a forensic advantage may well have the consequence that a chance of acquittal that might otherwise have been open was not, in the circumstances, fairly open.
One matter should be noted with respect to the question whether counsel's conduct is explicable on the basis that it resulted or could have resulted in a forensic advantage. That is an objective test. An appellate court does not inquire whether the course taken by counsel was, in fact, taken for the purpose of obtaining a forensic advantage, but only whether it is capable of explanation on that basis.
As already indicated, if there is a defect or irregularity in the trial, the fact that counsel's conduct is explicable on the basis that it resulted or could have resulted in a forensic advantage is not necessarily determinative of the question whether there has been a miscarriage of justice. It may be that, in the circumstances, the forensic advantage is slight in comparison with the importance to be attached to the defect or irregularity in question. If so, the fact that counsel's conduct is explicable on the basis of forensic advantage will not preclude a court from holding that, nevertheless, there was a miscarriage of justice.[22]
TKWJ reinforced earlier decisions which had emphasised that where it is contended on appeal that a trial went wrong because of counsel's 'flagrant incompetence', what must be investigated is whether the process failed so as to result in a miscarriage of justice; rather than upon why - that is, the alleged incompetence of counsel - the process failed. But the importance of TKWJ is that it was stated or agreed in by four of their Honours, with more or less emphasis, that in determining whether the process failed, the subjective reason why counsel took the course complained of - it might be not seeking a particular direction, or making a particular submission, or not adducing particular evidence - was ordinarily irrelevant. The question whether the process failed, in the kind of case now under discussion, was to be resolved by deciding whether the course taken, objectively ascertained, was capable of explanation as having been taken for the purpose of obtaining a forensic advantage (although the fact that a forensic advantage might be objectively perceived did not necessarily mean that there had been no miscarriage of justice). Framing the enquiry that way gave due recognition to the fact that counsel will likely make many forensic decisions in the course of a trial, and an accused is ordinarily bound by the way in which his or her counsel conducted the trial.[23]
(a) failure to challenge the five inconsistent 'versions' of the offending given by the complainant;
(b) failure to challenge other inconsistencies in the complainant's account (eg the timing of the complainant entering SB's room, whether the complainant vomited, and observations made of the complainant before and after the offending);
(c) seeking evidence of the applicant's attempts to have sex with SB prior to the charged acts be excluded;
(d) failure to request a discharge regarding the complainant's support person, RP;
(e) failure to adequately challenge forensic evidence; and
(f) failure to challenge the informant regarding 'investigative bias'.
In my argument to you, another example of [the complainant] not being an honest witness and why wasn't she being an honest witness about the alcohol? Because it was such a critical feature of this case and she didn't want to admit the truth about it. So she attempted to deflect or to lie about the issue.
[The complainant] had apparently, only two days before the events the subject of the charges here, expressed an ambition to be a face or spokeswoman for a movement denouncing sexual violence against women... Obviously, the defence say, well, that seems like a remarkable coincidence, that someone would be saying that only days before saying, "Well, guess what?" Not only did [I] want to embark on this, but what do you know, almost instantly that I have decided or voiced my decision to do it or my ambition to be it, what a remarkable chance, here I am, the event happens that now qualifies me to say hey, I am a victim and I can now be the face because I speak from a position of knowledge and authority. I know what it's like.
I am a little concerned about this procedure, and it should be made clear to the witness... that the support person is not there to support her in giving her evidence or to make any indications to her or do anything other than sit there as a support person. But I can't see into the room. That's my concern.
Ground 3: a substantial miscarriage of justice occurred through prosecutorial misconduct, including the presentation of misleading arguments and failure to correct known inaccuracies in the testimony to the jury.
Ground 4: a substantial miscarriage of justice occurred by virtue of the prosecutor in closing address making misleading and inaccurate statements which invited the jury to invert the onus of proof and place it on the applicant.
[I]t is not suggested that a formulaic approach may be taken in assessing whether or not a Crown address exceeds the proper boundaries. On occasions, it may be that the overall tenor or impression made upon a jury by a Crown address which exhibits few, if any of these features nonetheless gives rise to the prospect that an accused has not received a fair trial. However, where a number of these features are present in a Crown address, there is a very real risk that a ground of appeal based upon the unfairness occasioned to an accused by such an address will succeed.[25]
This approach, the respondent submits, has been endorsed in this Court.[26]
(1) the circumstances of the applicant entering the complainant's bedroom;
(2) the complainant's account of what occurred in the bedroom;
(3) the complainant's actions in SB's bedroom immediately following the incident;
(4) the complainant's complaint to others shortly after the incident;
(5) the complainant's attendance at hospital;
(6) the complainant's account to police;
(7) the pretext call; and
(8) the forensic evidence, including the injury to the complainant's vagina and the DNA evidence.
Ground 6: whether a substantial miscarriage of justice occurred due to an aggregation of errors under grounds 1-5
Ground 6: ... a substantial miscarriage of justice occurred by virtue of an aggregation of errors contained under grounds 1-5, cumulatively affecting the trial's outcome and the integrity of the conviction.
[1] DPP v Esler [2022] VCC 1788, [60]-[62] (Judge Georgiou) ('Reasons'). The applicant was sentenced to 5 years' imprisonment (charge 1) and 6 years and 3 months' imprisonment (charge 2).
[6] Ibid [8]. This conduct gave rise to charge 1 - rape.
[7] This conduct gave rise to charge 2 - rape.
[12] Knowles (a pseudonym) v The Queen [2015] VSCA 141, [127] (Ashley, Redlich and Priest JJA).
[14] Citing TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124, 132-133 [24]-[28] (Gaudron J); [2002] HCA 46.
[15] R v Birks (1990) 19 NSWLR 677.
[16] TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124, 147-50, [74]-[77], [79]-[80] (McHugh J); [2002] HCA 46.
[19] Ibid 65 [197]-[198] (citations omitted).
[22] Ibid 133, [25]-[28] (emphasis in original) (citations omitted).
[23] Knowles (a pseudonym) v The Queen [2015] VSCA 141, [131] (Ashley, Redlich and Priest JJA) (citations omitted).
[25] [2006] NSWCCA 334; (2006) 67 NSWLR 659, 667 [31]-[32] (the Court); [2006] NSWCCA 334.
[26] Citing Basic v The Queen (2015) 251 A Crim R 91, 102-3 [64] (Priest JA, Ashley and Redlich JJA agreeing at [29]); [2015] VSCA 109.
Esler
The King [2025] VSCA 284
DPP v Esler [2022] VCC 1788 (Judge Georgiou)
D'Orta-Ekenaike v Victoria Legal Aid [2005] HCA 12; (2005) 223 CLR 1; Knowles (a pseudonym) v The Queen [2015] VSCA 141; Madafferi v The Queen [2017] VSCA 302; TKWJ v The Queen [2002] HCA 46; (2002) 212 CLR 124, applied.
(2005) 223 CLR 1
(2002) 212 CLR 124
(1990) 19 NSWLR 677
(2006) 67 NSWLR 659