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[2015] VSCA 141
Court of Appeal (Vic)
2015-06-09
Original judgment source is linked above.
DPP v [Knowles] (Unreported, County Court of Victoria, Judge Chettle, 5 December 2013)
CRIMINAL LAW - Conviction - Application for leave to appeal against conviction - Whether evidence of child complainant impermissibly procured by leading questions during VARE interview - Whether verdict of jury unsafe and unsatisfactory having regard to complainant's evidence - Application for leave to adduce 'fresh' evidence - Whether evidence 'fresh' - Conduct of trial counsel - Whether trial unfair or productive of miscarriage of justice - Leave to appeal refused.
Ms V Anscombe, Acting Solicitor for Public Prosecutions
1 On 25 October 2013, after deliberating for a day, a jury in the County Court found Tom Knowles guilty of three charges involving child sexual offences. On 5 December 2013, the judge imposed a total effective sentence of seven years' imprisonment and fixed a non-parole period of five years' imprisonment.
2 Knowles now seeks leave to appeal against conviction; and, if leave is granted, that his appeal be allowed. After protracted discussion with the Court on the first day of hearing, his counsel finalised the grounds of appeal as follows:
PARTICULARS
(a) Vagina oil;
(b) Small dildo;
(c) Abuse by [complainant's father]:
(i) Similarities between abuse of complainant and that suffered by J.
3 The Crown case, accepted by the jury, was that on the night of 24 August 2012, whilst the applicant was babysitting the two children of his partner J (respectively, her niece and nephew, because the children's father was her brother), he entered the niece's bedroom, she being a child then aged 5 years and 11 months, and, whilst there, digitally penetrated the child's vagina,[2] digitally penetrated her anus[3] and masturbated to ejaculation in the child's presence.[4]
4 The main evidence adduced by the Crown was from the complainant and her parents. Significant evidence was also given of forensic investigations.
5 The complainant's evidence in chief, given by way of a recorded VARE interview ('the interview'), was that the applicant came into her room during the night of 24 August 2012. She was sleeping on a top bunk. The applicant climbed the ladder to where she was sleeping. There, he successively engaged in the conduct the subject of the three charges.
6 According to the evidence of the parents, the complainant first spoke to her father the following evening, in the course of explaining why she was then tired. She described the penetration of her vagina and anus, and she described in words and by gestures, male masturbation. She showed her parents spots on the fitted sheet of her bed which, later investigations showed, were ejaculate produced by the applicant.
7 According to the parents' evidence, they questioned her at length before they were prepared to accept her story. Then they arranged for her to be interviewed by the police. That interview took place on Sunday, 26 August 2012 in the early evening.
8 In the course of the interview, there were the following questions and answers:
Q 105 So if I asked you if he touched your inside of your vagina, would you know what that means?
Q 107 Where the, O.K. And did his fingers go inside you, did they?
Q 186 I just need to clarify, I know you said this a couple of times but can you explain to me the difference between the wee and the oil that you said that was on your vagina?
9 It can be seen that in those answers, the complainant referred to 'the oil off of my vagina', of which she said, 'It will help your vagina get better'.
10 The applicant was interviewed on Monday 27 August 2012. He gave this general account of events:
Q 17 Wherever you like. At the very start, is probably the - - -?
Q 19 Okay. So if you can go from the very start. Tell me sort of where you were and who are you talking about and all those things, and what happened - - -?
11 The applicant stated that he cleaned up the ejaculate by wiping it onto his 'hoodie'. That is how he explained, in effect, traces of his semen being found on the complainant's bed and adjacent to her bed. On his account, the semen on his hoodie must have been inadvertently transferred there whilst he was attending to the complainant.
12 Further according to the applicant's statement, the complainant had seen some sperm on his hoodie and he had explained it by saying, 'That's just white stuff that makes babies'. Thus he gave an account of what he said to the complainant which generally matched her account. But on his version it took place in radically different circumstances to those described by the complainant.
13 The applicant was asked whether he had babysat the complainant and her younger brother before. He said that he had done so 'heaps of times', both by himself and with his girlfriend, J. He stated that on the previous occasions when he had been by himself when babysitting, he had not felt the necessity to masturbate.
14 It was put to the applicant that, apart from the immediate area at the top of the bunk, there was no reason why his semen would be anywhere else in the bed. The applicant agreed. The question was relevant to the place on the undersheet where the semen traces were found. There was at least very considerable difficulty in reconciling his account with that place.
15 The applicant said nothing, when interviewed, about a circumstance of which he gave evidence at trial. Whilst he said that he masturbated when in the lounge room, he did not say that he did so whilst watching a pornographic movie.
16 The applicant was not asked any question to do with the complainant's statement when interviewed that the applicant had said that he wanted to 'take all the oil off of my vagina inside and put it in his hair'.
The 'vagina oil'****[5] evidence
17 We have set out those passages in the complainant's interview in which she referred to vagina oil. We have mentioned also, briefly, evidence given by the parents at trial about that matter. It is necessary, however, having regard to the way in which the appeal developed, to say more about the evidence given at trial concerning that matter; and about matters pertaining to that evidence.
18 The complainant was not cross-examined at all about her attribution to the applicant of what appears to be a statement that 'he wanted to take all the oil off of my vagina inside and put it in his hair'. That she intended to recount a statement was, we think, confirmed by her saying, immediately thereafter, that the applicant had gone home, 'quickly put it on', 'had a shower', and 'he look so handsome'. The fact that this was obviously elaboration does not touch its present significance.
19 The complainant's mother gave evidence of a conversation with her daughter on the evening following the incident. She gave no evidence in chief that the complainant had said anything about vagina oil.
20 Extraordinarily, as it seems to us, the witness was pressed in cross-examination as to whether her daughter had said anything else in the conversation. The witness eventually said:
There was something about vaginal oils that she did say later on. ... I don't remember too much detail. I just remember her saying vagina oil and thinking that was something very weird to say. I've never heard her say anything like that. ... She mentioned [the applicant] talking about her vagina oil and that - that's all I can recall, sorry.
21 This cross-examination led on to a successful application by the Crown to adduce evidence of what the witness had said in a police statement about the matter. The relevant part of the statement, adduced in re-examination, was as follows:
She also said something about [the applicant] touching her inside her vagina with his fingers and trying to remove her vagina oil. I can't remember what she actually said but I remember the words "vagina oil" because I had never heard of that before.
22 The child's father gave evidence of a conversation which he had with his daughter on the evening following the incident. His evidence was, in part, 'She said that he wanted her vagina oil'. He said that he had not heard his daughter ever mention the term 'vagina oil' before.
23 The witness was not cross-examined about that evidence.
24 The applicant gave evidence. In examination-in-chief, he said nothing about the particular matter. He was cross-examined as follows:
Have you ever spoken to her about vagina oil?---No. I do know that that is a term that [the mother] has used in the past when [the complainant] had a bad case of thrush.
Well, that was never put. Do you know what I mean when I say put? That was never suggested to [the mother] that she had used that term before, was it?---No.
And [the mother] and [the father] gave evidence that, well [the father] certainly gave evidence that she had never used a term like that?---Well, to be bluntly, I think they're lying.
Did you tell your barrister that?---No.
Sorry? - Oh yes, I did, that I think they're lying. Yes.
And did you tell him before they gave evidence?---Yes.
Sorry. So when do you say you have heard the term vagina oil before?
---From [the mother].
In what context?---Um, we've - we, um, found out that, um, [the complainant] had a bad case of thrush.
Yes?---That she was constantly scratching down there.
Yes?---Um, I've asked, "what's wrong?" and she said that she had a bad case of thrush. Um, I was like, "Well, have you, um, medicated that?". And she's like, "Yes". And I've also told her things of - things that will happen to help the thrush.
You've had a conversation with [the complainant] about her thrush?---No, [the mother].
With [the mother]. You have offered advice to [the mother] on how to help with [the complainant's] thrush?---Yes.
And sorry?---Because - - -
And how does that fit in with the vagina oil comment?---Um, [the mother] said to [the complainant], [the mother] told me that she told [the complainant] that there is a, like an oil base germ in the vagina to help, um, get rid of infections and stuff.
An oil base what, sorry?---An oil base substance. I - I can't really - - -
It's not called vagina oil though, is it?---No.
No?---But she - she used that term, vagina oil.
You are saying [the mother] used that term?---Yes.
And when was this?---Ages ago. This was maybe a year before this incident. And other people of - that I know have heard [the mother] explain this as well.
And you told all this to your barrister prior to this court case?---Yes, to the court case, like from, uh, county, from this court here.
Yes?---Uh, yes.
25 The applicant's cross-examination being part completed, the prosecution raised the rule in Browne v Dunn[6] with the judge. Although the applicant had given evidence about a number of matters which had not been raised in cross-examination of Crown witnesses, the prosecutor placed particular emphasis on the applicant's evidence with respect to vagina oil.
26 The judge observed, in the course of discussion, that -
There was no proposition put to [the mother] that - the vagina oil one is a killer.
27 Trial counsel for the applicant[7] then made it crystal clear, without saying so, that he had not been given instructions to the effect of the evidence which the applicant had just given.
28 The judge was evidently very concerned that the matter had not been put at least to the complainant's parents. He observed that:
...when both witnesses said this is what blew their mind away when she said this and never heard of it before ... all of this at least should have been put to - I'm not suggesting her maybe, but certainly to the parents.
29 The judge, to make the position clear from his standpoint, added, a little later on:
The vagina oil point is absolutely red hot central.
30 After the lunch adjournment, cross-examination of the applicant continued. Relevantly, it was as follows:
You also told your barrister about this conversation about the vagina oil with [the mother]?---Yes.
And the conversation about thrush between you and [the mother]?---And my partner, J. Yes.
And your partner J was also party to that conversation, was she?---Yes.
31 The applicant asserted that he had told counsel about the particular matter, but said -
When I mentioned these things he didn't think that they were - um, important enough to - um, mention'.
'The vagina oil? -- The vagina oil is a different ...'.
33 It was put directly to the applicant that he was making up some of his evidence - doubtless with respect to this matter - 'on the spot as you go'. The applicant denied it.
34 The judge resolved that the parents should be recalled, rather than that a Browne v Dunn direction be given. Before the witnesses were recalled, the judge told the jury that there were a number of topics which it might think were important which had not been the subject of cross-examination by the applicant's barrister. He stated that the applicant had said he had told his barrister about some of them, but not others. In fairness, he was going to permit the Crown to recall the parents.
35 The relevant evidence which the mother gave, in the course of further cross-examination, was this:
Did you ever have a conversation with [the applicant] about [the complainant] having thrush?---I don't believe so. That's not something I would discuss with another male.
Yes, you don't believe so or you can or cannot remember whether you did or not?---I can't exactly recall whether I did or not.
You may have?---There's a possibility he was present when I spoke to [J].
You'd have conversations with [J] about those types of things?---Yes.
And obviously [the complainant] had thrush at some stage did she?---She'd been - yeah. She's had thrush on and off for the last 18 months.
Was the term, "Vagina oil", used in relation to thrush?---No.
Was the term - [the applicant] says that he heard the term, "Vagina oil", from you?---I didn't hear the term, "Vagina oil", until my daughter said it.
Well, I put it to you that you said the words, "Vagina oil", to [the applicant]?
---No.
36 Perhaps because the vagina oil remark had been attributed to the mother, and because the mother made certain admissions about other matters when further cross-examined (most particularly, that the complainant had seen she and her husband having intercourse), the father was not in fact recalled.
37 At the conclusion of the applicant's evidence, his counsel announced that the defence case was closed. Assuming that a conversation did take place in the course of the trial to the effect recounted by J, for a reason or reasons unexplained the applicant's counsel did not call her. Further, assuming that J had made a statement to the solicitor, S, about the matter before trial, the failure of counsel to cross-examine either the complainant or her mother about any relevant conversation, and his failure to adduce evidence from the applicant as to what he knew of the matter, were unexplained.
38 This remained the situation after the mother had been recalled to give evidence. No application was made to re-open the defence case.
39 On the evidence adduced, it was inevitable that the jury would conclude that the complainant had accurately recounted what the applicant had said about vagina oil, and that he had said this when he penetrated her digitally. The remark attributed to him was very distinctive, and the applicant's explanation, which was disputed by the mother and which was otherwise uncorroborated, was late-given. The complainant's account was not only very damaging to the applicant with respect to charge 1, but its acceptance may very well have led the jury to conclude that he had engaged in recent invention. Such a conclusion was likely to have had a flow-on impact upon the jury's consideration of the other charges. The potential significance of the late-emergence of the applicant's explanation was highlighted by the judge selecting it, in his charge, as the exemplar of inferential reasoning - as put by the prosecutor, that it should be inferred that the explanation was made up on the spot.
40 We turn to consider the grounds of appeal seriatim.
41 Counsel for the applicant submitted that the generally applicable rule that a leading question must not be put in evidence-in-chief without leave of the court[8] is applicable to a police officer asking questions in a VARE interview.[9] The risk of injustice is particularly relevant in that context, where there is no opportunity to object.[10]
42 Counsel further submitted that where evidence is procured in a VARE interview by leading questions, the evidence should be excluded or at least made the subject of caution to the jury. Whilst counsel rightly conceded that it is permissible for an interviewing officer to clarify the nature of a complaint, or to summarise evidence already given, he relied upon this passage in the judgment of Redlich JA in Martin v The Queen: [11]
Questions that contain suggestions of new allegations, or which seek to "improve" upon the answers to an allegation, or which seek to establish an allegation already denied, are either likely to be excluded or to be given little probative value so requiring a careful direction to the jury.
43 Counsel particularly relied upon two passages in the interview. We will mention both of them although overwhelmingly the focus was upon the second.
44 The first passage was this. The complainant having said that the applicant had climbed up the ladder to her bunk bed, she was asked - 'And then what happened?' She answered, 'Nothing else'. That answer prompted these questions and answers:
Q 94 Take a seat. So tell me about him touching your vagina.
45 The second passage relied upon by the applicant - we have already noted it - was as follows:
Q 105 So if I asked you if he touched your inside of your vagina, would you know what that means?
Q 107 Where the, O.K. And did his fingers go inside you, did they?
46 The principal focus was upon question 107 ('Q 107').
47 Counsel submitted that the only unprompted statement that the complainant had made in relation to penetration, prior to Q 107, was that 'He touched me ... in the vagina' ('the Q 93 answer'). Counsel submitted that this was equivocal, and that what the interviewing officer subsequently did, by asking the question, 'And did his fingers go inside you, did they?', was an impermissible attempt to seek to improve upon the answer previously given. Accordingly, the evidence should have been excluded, or else appropriate directions ought to have been given to the jury. In the event, the judge's failure to so direct the jury, or to exclude the evidence, caused a substantial miscarriage of justice, the consequences of which extended to the applicant's conviction on charges 2 and 3.
48 Counsel further submitted that in cross-examination the complainant had been asked several times, in an open manner, what had happened when under cross-examination. On none of those occasions had she mentioned penetration. The only evidence pertaining to vaginal penetration arising out of the cross-examination had come in these questions and answers: 'And did you tell the doctor that [the applicant] put his fingers in your vagina and bum?' 'Yes'. That prompted the question, 'You sure?', to which the answer was, 'Yes'.
49 The gist of this submission, put aside the answer to Q107, was that there was a dearth of direct evidence of vaginal penetration.
50 It was submitted for the Crown that, by the Q 93 answer, the complainant had introduced the topic of vaginal penetration. Q 107 had jogged her memory about something which had happened and which she had recounted to her mother the day before - that is, that more or less contemporaneously with him penetrating the complainant, the applicant had mentioned wanting to take the oil from her vagina and put it in his hair.
51 Counsel further submitted that it would be open to this Court to substitute a verdict of indecent assault if it concluded that the conviction for sexual penetration on charge 1 was unsafe. Counsel relied upon s 277(1)(c) of the Criminal Procedure Act 2009. There could be no doubt, counsel submitted, that the jury must have been satisfied that the applicant had touched the complainant's vagina in circumstances that were indecent.
52 Counsel submitted also that the evidence given by the complainant as to the other offences had been spontaneous and unequivocal, and that any defect occasioned by Q 107 had not affected the conviction on those other charges.
53 Orally, counsel contended that Q 107, to which particular objection was taken, was not a leading question because the complainant had already stated, in answer to Q 93, that the applicant had placed his fingers 'in' her vagina.
54 The judge ruled against an application, made at the outset of the trial, to exclude Q 107. In his charge, he did not give a direction that the jury should be cautious in attaching weight to the answer to that question. The starting point is to identify the basis upon which the judge dealt with the matter in that way.
55 The judge asked counsel why was the evidence inadmissible. Counsel replied - 'Because it's unfair, leading questions'. He sought the exclusion of Q 107 and the answer thereto. He submitted that 'The questions [sic] are improper. Not illegal, but improper'. He referred in that connection to s 138 of the Evidence Act 2008 ('the Act').
57 The application of s 137 has been held not to involve an exercise of discretion, and the judge was implicitly making that point in his observation to counsel.
58 The judge concluded that the particular question to which objection was taken was not a leading question. It did not suggest an answer; it simply asked what had happened. His Honour then observed: 'If it's not a leading question that's the end of the ball game, isn't it?' Counsel assented.
59 Thereafter, his Honour referred to the evidence of complaint to the mother, saying - 'If that's not an allegation of penetration I'll go he for tiggy'.
60 The judge concluded, having regard to his opinion that the question complained of was not leading, that the question was 'appropriate'; and that if counsel had argument with it, that was a matter to be taken up with the jury.
61 Counsel sought a ruling 'in a sense'. He described the issue as 'a discretionary matter for Your Honour'.
62 The judge said that he was ruling that he would not exclude the evidence.
63 Although counsel stated that 'I'm not taking it across the road',[12] it was not satisfactory that the judge dealt with the application in a way that does not enable this Court to unequivocally understand the basis of his ruling.
64 Despite this unsatisfactory state of affairs, it can be safely concluded, we think, that his Honour determined that, for the purposes of s 137 of the Act, the probative value of the answer outweighed the prejudicial effect of the evidence being admitted; for he said -
There's certainly nothing that would warrant me exercising my discretion to exclude it as being unfair.
65 It seems improbable, to the contrary, that his Honour considered that s 138 of the Act had any role to play in his analysis. Because he concluded that Q 107 was not in leading form, it must have followed - as the matter was argued - that the evidence which it elicited had not been obtained in consequence of an impropriety. It would have followed that the balancing exercise contemplated by s 138 was not enlivened.
66 The way in which the argument proceeded below was less than satisfactory. It was pertinent whether Q 107 was a leading question, but that was not the end of it. Indeed, it was not the beginning. The first question was whether, before Q 107 was asked, the complainant had already made, in the course of the interview, an allegation of digital penetration of the vagina. If the answer was 'no' then Q 107, by enquiring after conduct going beyond upon allegations of 'touching', was improper. Whilst, in determining the consequences of any impropriety, the form of Q 107 would require careful consideration, counsel went too far in conceding that, if Q 107 was not a leading question, 'That's the end of the ball game'.
67 Against that unsatisfactory background, it is necessary to consider whether a miscarriage of justice was caused because Q 107 and its answer was not excluded; or because, the question and answer not having been excluded, the jury should have been instructed to be cautious before attaching too much weight to the answer given.
68 It has been held that a question in leading form may be unobjectionable where a person participating in a VARE interview has already broached the subject-matter of the question.[13] Here, for the reasons which follow, there was at least doubt whether that was the situation.
69 In our opinion, the answer to Q 93 was capable of being understood as an assertion of penetration. Such an understanding would be consistent with the answer to the next question ('Q 94'). Although asked in the form of 'Touching your vagina', the complainant's response was 'It very did, it very hurt...'. Then there is the video-recording of the interview, which the Crown urged the Court to watch. In our opinion, it does not further advance the question whether an allegation of vaginal penetration was being made. In all, in our opinion, the answer to Q 93 provided a basis - but not a particularly firm basis - upon which to argue the propriety of Q 107.
70 The dictionary to the Act defines 'leading question' as meaning, in part:
A question asked of a witness that:
(a) directly or indirectly suggests a particular answer to the question.
71 It appears to us that Q 107, though nominally framed in an open-ended way, did in fact indirectly suggest a particular answer. That was so in circumstances where, save for the answer to Q 93, the complainant had said nothing that could indicate that her vagina had been penetrated. A number of questions having been asked which otherwise had failed to elicit any suggestion of penetration, in our view Q 107 may have introduced the fact of penetration, critical to charge 1, in a way which suggested the answer sought.
72 In those circumstances, we think that the ground should be addressed by assuming, as may have been the case, that evidence elicited in answer to Q 107 was obtained in consequence of impropriety (and arguably in contravention of an Australian law, by reason of s 37 of the Act). By s 138, the evidence was not to be admitted 'unless the desirability of admitting the evidence outweighed the undesirability of admitting evidence that [had] been obtained in the way in which the evidence was obtained'.
73 In our opinion, having regard to the circumstances overall, the desirability of admitting the evidence constituted by Q 107 and the answer thereto did outweigh the undesirability of admitting that evidence.
74 First, the evidence was not only of importance, it followed upon the complainant's answer to Q 93, which may have alleged penetration.
75 Second, later in the interview the complainant specifically alleged vaginal penetration. See the answer to Q 186, set out at [8] above.
76 Third, the answer to Q 107 was consistent with a complaint which had been made to the mother on the day after the incident.
77 We next consider, in the circumstances which we have described, that the probative value of the evidence was not outweighed by the danger of unfair prejudice to the accused. We are not persuaded that the form of the impugned question and the context in which it was asked gave rise to a danger that the jury would attach more weight to the answer than was warranted, so as to require its exclusion under s 137 of the Act.
78 That is not, however, quite the end of the matter. We agree with the submission of applicant's counsel that the direct evidence of vaginal penetration was not strong. In all, there were three answers in the VARE interview which were potentially relevant. One answer was, as we have said, arguably ambiguous. The second answer was in response to a form of leading question. Moreover, the complainant elaborated upon that answer by telling the interviewer that the applicant then went to his house, quickly put the oil on, had a shower, and then looked handsome. On the evidence, none of that happened. Only the third answer was unambiguous and plainly proffered. Other than that, there was some complaint evidence. The medical evidence was non-contributory. The jury may very well have attached considerable importance to the answers in the interview.[14]
79 In those circumstances, in our opinion, the judge should have directed the jury to exercise caution before acting upon the complainant's answer to Q 107. He did not do so. No exception was taken, for the obvious reason that his Honour had ruled at the outset that the question was appropriate, and that -
...it's really a question of fact that you can run before the jury.'
Had the judge given a considered and properly reasoned ruling, as was required, it may have become evident to his Honour that some cautionary direction was necessary.
80 The question is then whether his Honour's failure to give the particular warning was productive of a substantial miscarriage of justice. Upon the evidence which was adduced, the applicant has not satisfied us that an affirmative answer is reasonably arguable. Both within the VARE interview, and in the parent's evidence of complaint, there was evidence, aside from the answer to Q 107, which bespoke the applicant's guilt on charge 1. The answer to Q 186, which interrelated digital penetration with the distinctive remark allegedly made by the applicant at the time, was very damaging. As to charges 2 and 3, there was no flow-on effect to be had from an unsafe verdict on charge 1. Moreover, viewed discretely, the evidence with respect to each of those charges was powerful.
81 Applicant's counsel submitted that the jury's verdict was unsafe and unsatisfactory having regard to a number of 'questionable aspects' of the complainant's evidence. He contended that there was evidence that the complainant had 'an established propensity to lie'; a statement by the complainant, early in the course of the VARE interview that - 'I'm not actually say it my whole - my whole story's true'. He submitted that, at the conclusion of the interview, the complainant indicated a consciousness that she was immune from any consequences if she lied. He relied upon the fact that the complainant gave false evidence or was otherwise mistaken about a number of matters. They included the applicant not having previously babysat her by himself, the applicant having 'got poo on his finger' when he anally penetrated her, her mis-description of the clothes that the applicant was wearing, a statement that she had first complained to her parents on the Friday night, what was said to be prevarication about whether the applicant had bitten her vagina, whether she was wearing underwear under her pyjamas, and her denial that her mother had explained to her the importance of telling the whole truth.
82 Orally, counsel submitted that if Q 107 of the VARE interview and its answer was excluded, it provided an additional reason why the conviction was unsafe and unsatisfactory.
83 Counsel for the Crown submitted that, in substance, the case depended upon whether or not the jury accepted the complainant's evidence as truthful and accurate. The applicant sought to create a reasonable doubt by giving evidence. The jury was not required to accept that account, which materially varied from what he had said in his record of interview, and which, in a number of other respects, was evidently unsatisfactory.
84 The question to be decided by an appellate court has been described as follows: [15]
[It] is whether it was open to the jury to be satisfied of guilt beyond reasonable doubt, which is to say whether the jury must, as distinct from might, have entertained a doubt about the appellant's guilt. It is not sufficient to show that there was material which might have been taken by the jury to be sufficient to preclude satisfaction of guilt to the requisite standard.
85 The answer to that question is to be determined on consideration of the whole of the evidence, not just part of it. On the other hand, at a practical level an appellate court requires identification of what it was which presented - as the applicant would claim - what has been called a 'solid obstacle to reaching a conclusion beyond reasonable doubt'.[16]
86 It was, of course, the obligation of the Crown to establish guilt; and that obligation was not satisfied simply because the jury might reject the evidence of the accused. An unsafe and unsatisfactory ground need not necessarily fail because it can be confidently concluded that the jury was entitled to reject the accused's evidence.
87 In the present case, there was clear evidence that in the past the complainant had told a false story about a serious matter. There were plainly inconsistencies in her sequential account of events on the night in question. There were also demonstrable errors in that account, and more than one instance of false elaboration. Those matters might have persuaded the jury that there was a reasonable doubt of the applicant's guilt on one or more of the charges. But in our opinion there was nothing, on the evidence adduced, which required the jury to have such a doubt. The complainant's account, as to core matters, was coherent. Remember also that there was evidence of relevant complaint, made at a time proximate to the incident. Significantly, there was the certain evidence that the applicant's semen was detected on the sheet of the complainant's bed, and on hard surfaces close by the bed. The complainant gave an account of how the semen came to be on that part of her sheet where it was found. The jury was entitled to wonder how it could be that the complainant would have known of drops of semen on a particular part of her sheet if, as the applicant claimed, the semen must have smeared on the sheet when he was settling her down. One circumstance which was conspicuously not the subject of cross-examination was how it could be that the complainant described a set of circumstances leading to ejaculation onto her sheet which was coherent, and persuasive. In all, in our opinion, there is absolutely no merit to ground 2. It is not reasonably arguable.
88 It is next convenient to address ground 4. That ground is concerned with the potential impact of J's evidence had she been called as a witness. Unlike ground 3, it does not focus upon the conduct of trial counsel in not calling J.
89 J affirmed two affidavits - the first on 3 July 2014, the latter (which expanded upon the first) on 29 April 2015.[17] They were made in support of an application to adduce fresh evidence before this Court, with a view of demonstrating that a miscarriage of justice had occurred.
90 The gist of J's affidavit was that she had relevant evidence to give with respect to a number of matters. They were - (1) that the mother had referred to vagina oil, and its healing effect, when speaking with the complainant before the incident, (2) that there were similarities between the father's account of what the complainant had told him on the day after the incident and her own experiences of sexual abuse inflicted by him upon her when they were children (the inference which, in substance, she invited should be drawn from this evidence was that the father, who she claimed had an animus against the applicant, had somehow persuaded the complainant to give the account of events which she did, whereas the applicant's account represented the truth of the matter); (3) that the mother had given the complainant a small dildo some time before the incident on 24 August 2012; (4) that the mother had told her of an occasion when the complainant had apparently taken a marijuana 'bong' belonging to her father, and had attempted to light it; (5) that the baby-sitting for 24 August 2012 had been pre-arranged, rather than being the subject of a last-minute request; (6) that when she arrived home on the night of 24 August the applicant had given her an account of events which was broadly consistent with the account which he gave in his record of interview;[18] and (7) as to her willingness to make a statement to the police, a willingness which the investigating police officers had not followed up.
91 In oral evidence in this Court, J reiterated that she had been willing to make a statement to the police before the applicant's trial came on. She claimed that she had been unaware at relevant times that she had the ability to make a statement though not invited to do so by the investigating police officers. She also gave evidence - see later in these reasons - of having provided relevant information to two solicitors ('S' and 'CM') before trial, and of providing counsel and CM with relevant information in the course of the trial; and yet she was not called to give evidence.
92 J's affidavit was met with an affidavit in response by AP, the investigating police officer who became involved at the time of the initial complaint and whose involvement continued until trial. His affidavit was directed to the question whether J had ever indicated her willingness to make a statement. He deposed that she had initially agreed to make a statement, but had then not done so. He had spoken with her at the committal hearing about the matter. She had then been hostile to the suggestion that she provide a statement. Orally, he stated that he never believed that she could give relevant evidence, that he would have been happy to take a statement from her for completeness' sake, and that he had never been asked by the prosecuting authority to obtain a statement from her. He was unable to recall any detail of a conversation with J on the second last day of the applicant's trial - on which occasion, according to J, he accepted that he had not asked for a statement from her at the time of the committal hearing, as distinct from saying (as he claimed) that he was there if she ever wanted a chat.
93 Applicant's counsel submitted that the prosecution had failed in its duty to adduce all relevant evidence, whether favourable to the prosecution or not, and that a substantial miscarriage of justice had resulted from such failure. Counsel highlighted evidence which J could have given about - (1) vagina oil, (2) the complainant's previous observation of sexual intercourse between her parents, and (3), the complainant having been given sex education before 24 October 2012, including a demonstration of male masturbation.
94 Matters (2) and (3) were not dealt with in J's affidavit. Nor did she address them in her oral evidence. They were, however, put to the mother when she was recalled. She agreed that she had told the applicant and J that the complainant had seen she and her husband having intercourse 'maybe two, three times'. She could not recall whether 'issues of masturbation' had been discussed between her, her husband, J or the applicant. She denied that she had told the applicant that she had demonstrated male masturbation to the complainant. Finally, the mother admitted having discussed with the complainant what might be described as age-appropriate sex education.
95 It was not put to the mother when she was recalled for further cross-examination that any conversation about masturbation had taken place in J's presence.
96 Applicant's counsel submitted that the only explanation for the prosecution not calling J could have been that she had no direct evidence to give on any fact in issue. But, he submitted, that was not the case once the applicant had given evidence about the vagina oil conversation at which J had been present, and once the mother had been challenged about matters (2) and (3) mentioned at [93] above.
97 Counsel further submitted that in any event J's potential evidence was fresh evidence; and that there had been a miscarriage of justice because it had not been adduced.
98 Counsel for the Crown submitted that J had been asked to make a statement but did not do so. What she could or could not say was quite unknown to the police or the prosecutor. Some issues which the applicant now sought to ventilate, via the evidence of J, had only arisen during his cross-examination, when he 'trotted out allegation after allegation which had not been put to relevant witnesses'. Other parts of J's affidavit were remote to any issue at trial and were scandalous such that they would not be admitted, or else were of little moment. Again, the suggestion that the father had fabricated his evidence (and presumably, somehow coached the complainant into telling a concocted story) out of a desire to harm the applicant, had not been put at trial.
99 Counsel submitted also that the evidence did not meet the fresh evidence test.
100 Until the vagina oil issue emerged, we think that the prosecution had no reason to believe that J could have given any relevant information. The facts that she was the applicant's partner, and that she had arrived home first on the night of 24 October 2012, did not bespeak any likelihood that she had anything relevant to say. Of the first six matters of proposed evidence noted at [90] above, only three of them,[19] on J's evidence, were raised with a solicitor before the trial. There is nothing to suggest that a solicitor informed the prosecution that J had anything relevant to say, and should be interviewed. Matters (2) and (3) identified at [93] above were not confided to a solicitor before trial, or deposed to in J's affidavit, or addressed in her oral evidence.
101 Having regard to the timing and circumstances in which evidence emerged as to the issues on which J may have spoken, the Crown's obligation to call material witnesses had little scope for operation. The alleged vagina oil conversation only became an issue after the close of the Crown case; that is, in the course of cross-examination of the applicant. Other matters about which J might have been able to speak emerged when the Crown case was re-opened so that matters could be 'put' to the mother.[20] This was after the defence case had been closed. Further, when the mother was recalled, defence counsel put to her matters which had not been the subject of any previous evidence. In that setting, there was no failure by the Crown to interview or call J as a witness.
102 We should add, before going further, that we have found it unnecessary to decide whether J's evidence as to conversations with AP should be accepted. Neither have we found it necessary to pass upon the probability or otherwise of J not having been informed by lawyers with whom, as she said, she raised the question why she had not been asked to make a statement, that she should ask to do so - particularly in light of matters which she said that she had confided to the solicitors S and CM.
103 Assuming, contrary to our opinion, that the prosecution should have taken a statement and adduced evidence from J, the question which arises is whether any defect in procedure was productive of a miscarriage of justice. The same question arises in the context of the evidence considered apart from the alleged defect. That takes us, initially, to the question whether J's proposed evidence should be characterised as fresh evidence.
104 The answer to that question is clear. The evidence upon which the applicant seeks to rely is plainly not fresh evidence as that concept is understood.
105 Nonetheless, in rare cases, evidence which was available at trial but which was not called may be adduced as demonstrating that there was a miscarriage of justice by reason of its not being adduced at trial. The rare cases in which such evidence is received can generally be described as cases in which[21] -
it can be said that the jury would have been likely to entertain a reasonable doubt about the guilt of the accused if all the evidence had been before it or, if there be a practical difference, that there is 'a significant possibility that the jury, acting reasonably, would have acquitted [the accused]'.
106 Much of the evidence deposed to by J in her affidavit could not possibly meet that test. That is the case in respect of matters (2), (3), (4) and (5) noted at [90] above. We include matter (2) because it is fanciful to believe that the father coached the complainant into telling the story that she did, some 24 hours after the incident, in order to satisfy an animus which he had against the applicant. The improbability of such a scenario is heightened when regard is had, inter alia, to the evidence about the semen on the sheet. How could the father possibly have known of it had not the complainant told him about it? It stretches credulity to breaking point to contemplate, if the complainant's account to the father had been that the applicant had masturbated to ejaculation in the lounge room in front of the television (as the applicant asserted was the case in his record of interview, and later in evidence) that the father then invented and coached the complainant into making allegations that she had been vaginally and anally penetrated whilst she was lying in bed in circumstances which (as the applicant claimed) happened to explain his semen on the sheet.
107 Then there is the question of matters (2) and (3) noted at [93] above. About those matters, all that can and need be said is that J has said nothing.
108 The evidence which J could give about vagina oil cannot be so easily dismissed. As we observed earlier, the evidence which the applicant gave about vagina oil became something with which the prosecution could, and did, belabour him. The evidence given by the complainant about the matter, the applicant's explanation and the time at which it emerged, and the mother's denial when recalled, combined to give the issue a particular importance in the trial. The inevitability, as the evidence stood, that the jury would reject the applicant's explanation directly impacted upon charge 1. Further, it bore upon the applicant's credibility, and so was capable of impacting upon his denials with respect to charges 2 and 3.
109 The evidence which J would give with respect to vagina oil, had it been led and accepted, could have assisted the applicant both with respect to charge 1 and his credibility generally. Further, had the evidence been given and accepted, it would have had a generally adverse impact on the credibility of the parents. The effect of J's evidence, if used to cross-examine the complainant, is unknown.
110 But despite the potential effect of the evidence as bearing upon the credibility of the applicant and the parents, we do not accept that the jury would have been likely to entertain a reasonable doubt about the applicant's guilt on either of charges 2 and 3. For reasons which we have explained, the complainant's account of the applicant masturbating on her bed was impregnable; and this demonstrated that the foundation of his defence was a lie. Charge 3 was thus established beyond any doubt. Further, the complainant's account of anal penetration was volunteered freely. True it is that it was accompanied by an elaboration which the complainant later abandoned. But we are not persuaded for that reason that J's evidence would have rendered acquittal on charge 2 likely.
111 There remains charge 1. We have already referred to the quality and extent of the evidence of the relevant act. The complainant's own evidence, carefully examined, suggested that at some earlier time someone had told her about the curative effect of vaginal oil. That was plainly conveyed by her answers to Qs 107 and 186.
112 The applicant was not identified as the author of such information. It seems, indeed, very improbable that he would have been.
113 The mother said that she did not use the term, and had not previously heard the complainant use it.
114 Several possibilities arise. The jury might have accepted the evidence of either the applicant or J about the mother's use of the term vagina oil.[22] If so, that would have impacted adversely on the mother's evidence; and also, to a lesser extent, upon the father's evidence. But then the situation would be that the applicant was familiar with the term before the incident. Why, in those circumstances, might not the jury have safely concluded that he did use the term as the complainant alleged?
115 On the other hand, the jury might have accepted the mother's evidence. If it did so, the applicant's credit would have been impugned; likewise the evidence of J. But the jury might still have concluded, looking carefully at the complainant's evidence, that she had some prior awareness - deriving from something said by someone, not in the applicant's presence - of vagina oil and its asserted healing effect. In that hypothetical situation, the applicant would have had no familiarity with the term, and the possibility that he said what was attributed to him would have been non-existent. In those circumstances, there would have been a substantial prospect of acquittal on charge 1.
116 Having considered those possible conclusions by the jury, it appears us that the effect of J's foreshadowed evidence with respect to vagina oil, so far as charge 1 is concerned, would have been problematic. On one view, the applicant's best chance of acquittal on that charge was to be found in the complainant's evidence, by a line of cross-examination which was not embarked upon.
117 In the event, we consider that ground 4 is not reasonably arguable.
118 Because, as will be seen, the question at the heart of ground 3 is whether, in the events which occurred, the applicant has established that there was a substantial miscarriage of justice, our resolution of ground 4 in substance deals with the issue raised by ground 3. Nonetheless, we will examine the ground in full; and in doing so further illuminate the problems inherent in ground 4.
119 In her affidavit, J deposed, inter alia, the following:
120 J was called for cross-examination before this Court. It is only necessary, for present purposes, to refer to some of the cross-examination. Relevantly, she gave evidence that she had spoken with a solicitor named S at the firm of solicitors which was retained before and at the time of trial, and that she had told the solicitor about the vagina oil conversation which she had with the complainant's mother. This was because the solicitor had asked about the matter, and she had given an explanation. She had said that the conversation when the mother used the term took place in her presence and in the presence of the applicant. She stated that the solicitor seemed to be writing down what she said.
121 The witness further gave evidence in cross-examination that in the course of the trial, at some point whilst the applicant was giving evidence, his barrister and the solicitor then handling the matter, CM, had come out and asked her about the vagina oil matter. She had not been in court when the applicant gave the particular evidence. She realised that they - that is, the barrister and the solicitor - did not have the notes of her earlier conversation with the solicitor, S. She told them of her conversation with the mother. This was the first time that she had spoken to the solicitor, CM, about that matter.
122 In answer to questions asked by the Court, the witness confirmed that the conversation to which she referred had taken place a couple of weeks before the incident which was the subject of the charges.
123 It can be readily appreciated that the evidence which J would have given would have conflicted with the evidence given by the applicant as to when a pertinent conversation took place, as who was then present (because the applicant's evidence before and after the lunch adjournment was possibly inconsistent), and as to who initiated the conversation which led to the mother's remark. That would have been so unless there had been more than one conversation in which the term had been used at which the mother, the complainant, J and the applicant had been present - and neither J nor the applicant suggested that such was the case.
J's proposed evidence about sexual abuse and small dildo
124 We have summarised the evidence which J would have given about these matters at [90] above. It is unnecessary to expand upon that summary.
Communications with trial counsel and earlier solicitors
125 Because ground 3 was added, by leave, in the course of the oral argument in this Court, the hearing of the application was adjourned so that trial counsel and the applicant's former solicitors could be put on notice of the allegation made.
126 Notification was undertaken in the first instance by the applicant's solicitors. By affidavit affirmed 12 May 2015, Amelia Ramsay, the solicitor having charge of the matter, deposed that she had emailed trial counsel and the two solicitors[23] notifying them of matters raised in evidence by J, and that the Court had granted leave for the applicant to rely upon ground 3. She deposed that she attached the applicant's written case, the amended notice of appeal, and J's affidavit to those emails. Later, she forwarded, by email, a copy of the transcript of the evidence given by J. By that time, she had received an email from trial counsel stating that he would not be responding to any matters raised, and an affidavit from the solicitor, S, stating that she did not wish to make an affidavit. Later, she received an email from CM stating that she did not wish to submit an affidavit.
127 It has been the practice in this Court for many years, where it is alleged that trial counsel conducted the matter incompetently, for counsel to be put on notice of the allegation, and to be given an opportunity to respond. The method by which notification has been given has varied. In R v Miletic,[24] the Court, it appears, itself notified trial counsel of the relevant ground of appeal, and gave counsel the opportunity of responding; which he did. That was also the course followed in R v Japaljarri.[25] On the other hand, in R v Portelli,[26] R v MNG[27] and R v Brown,[28] it was the applicant's solicitors on the appeal who put trial counsel on notice of the allegations of incompetence.
129 The passage implies, if it does not state directly, that the failure of an applicant's present advisers to put trial counsel on notice of an allegation of incompetence may be used to draw an inference unfavourable to the applicant upon that allegation. On the other hand, on the authority of MNG, the failure of counsel to respond to an allegation made against him or her leaves the Court to do 'the best we can on the material that we have'.[30]
130 All of the decisions just mentioned, with the exception of Brown, pre-dated the decision of the High Court in TKWJ v The Queen.[31] TKWJ does not seem to have been cited in Brown, which is unsurprising at least having regard to the dates of publication of the two decisions.
131 TKWJ reinforced earlier decisions which had emphasised that where it is contended on appeal that a trial went wrong because of counsel's 'flagrant incompetence',[32] what must be investigated is whether the process failed so as to result in a miscarriage of justice; rather than upon why - that is, the alleged incompetence of counsel - the process failed. But the importance of TKWJ is that it was stated or agreed in by four of their Honours, with more or less emphasis, that in determining whether the process failed, the subjective reason why counsel took the course complained of - it might be not seeking a particular direction, or making a particular submission, or not adducing particular evidence - was ordinarily irrelevant. The question whether the process failed, in the kind of case now under discussion, was to be resolved by deciding whether the course taken, objectively ascertained, was capable of explanation as having been taken for the purpose of obtaining a forensic advantage (although the fact that a forensic advantage might be objectively perceived did not necessarily mean that there had been no miscarriage of justice). Framing the enquiry that way gave due recognition to the fact that counsel will likely make many forensic decisions in the course of a trial, and an accused is ordinarily bound by the way in which his or her counsel conducted the trial.
133 Gaudron J, (with whose reasons, and those of Hayne J, Gummow J agreed), said this: [35]
"[A trial] will not become an unfair trial because the accused of his own volition has not called evidence which was available to him at the time of his trial, or of which, bearing in mind his circumstances as an accused, he could reasonably have been expected to have become aware and which he could have been able to produce at the trial."
135 The gist of TKWJ, as we have said, was that counsel's explanation is ordinarily a distraction from the objective enquiry which must be undertaken where a question arises whether the course taken at trial could be explicable as a rational forensic choice. It is, however, the case that Gleeson CJ postulated 'exceptional cases' in which that might not be so, whilst Gaudron J did not exclude the relevance of the reason why a course was taken.
136 In Nudd v The Queen, Gleeson CJ said this:[37]
137 There again, the Chief Justice left open the possibility that in some cases an investigation of the subjective reason why counsel acted as he or she did might be pertinent. Ordinarily, however, that would not be so.
138 In the same case, Gummow and Hayne JJ, in a joint judgment, observed that to describe counsel's conduct of a trial as 'incompetent' (with or without some emphatic term such as 'flagrantly') must not be permitted to distract attention from the real question, that is, whether in all the circumstances there had been a miscarriage of justice.[38]
139 Callinan and Heydon JJ said this: [39]
140 The general principles to which we have referred were briefly restated in the joint judgment in Patel v The Queen.[40]
141 We should mention also the discussion of authorities by Maxwell P in James v The Queen,[41] and the observations of the Court (Maxwell P, Weinberg and Santamaria JJA) in Bass v The Queen.[42] In Bass, we note, appellant's counsel volunteered an affidavit in which he sought to explain the course taken at trial as involving rational forensic decisions. The affidavit demonstrated the contrary. Such a conclusion was in any event inevitable upon an objective enquiry.
"One matter should be noted with respect to the question whether counsel's conduct is explicable on the basis that it resulted or could have resulted in a forensic advantage. That is an objective test. An appellate court does not inquire whether the course taken by counsel was, in fact, taken for the purpose of obtaining a forensic advantage, but only whether it is capable of explanation on that basis."
143 To say simply that the affidavit was 'inadmissible, as irrelevant' may go too far. Indeed, Basten JA had observed, shortly before, that '(t)he admissibility of such evidence may be doubted'. Consistent with the 'exceptional cases' concept, counsel's explanation of the course followed, in a particular case, might inform the answer to the objective enquiry whether the impugned decision was capable of rational explanation.[45]
144 Because TKWJ shows that, ordinarily, counsel's explanation for a course adopted at trial will not assist determination whether the trial was thereby rendered unfair, whether a miscarriage of justice occurred, this question may be asked: when it is alleged that a trial was unfair, that a miscarriage of justice occurred, by reason of the course adopted by trial counsel, should this Court continue to give counsel the opportunity of explaining why that course was adopted?
145 The answer which we would give to that question is 'yes'. That is partly because an answer which counsel gives might, in some limited circumstances, bear upon determination of the answer to the key question, and partly because the interests of fairness dictate that counsel should have the opportunity of answering an allegation that he or she followed a course which had no forensic benefit and which seriously disadvantaged the client. It is a serious matter to be accused of professional incompetence. We would emphasise, however, that counsel should feel under no obligation to explain why a particular course was adopted. There may be many reasons why counsel would be reticent about doing so. There is no question of an inference adverse to counsel being drawn in the event that he or she does not respond to an opportunity to explain the course which was adopted.
146 There is a further question. It relates to the procedure which Chernov JA suggested should be followed in Brown. We respectfully doubt that it is now appropriate. It contemplates that an applicant's failure to advise trial counsel of an allegation of incompetence may lead to this Court to draw an inference unfavourable to the applicant. The question for this Court's determination being (at least ordinarily) one to be answered on objective examination, and counsel's explanation, if any, being unlikely to illuminate the point, we doubt that there is room - or at very least, much room - for the kind of inference which Brown appears to contemplate. It would, we think, be better overall if the Court, with its authority, assumed the burden of informing trial counsel of an allegation of incompetence, and invited such response as counsel might choose to give.
147 Having regard to the possibility that the Court might conclude that the applicant had suffered a substantial miscarriage of justice because evidence was not adduced from J - which would potentially impugn the conduct of the lawyers at trial - the Registry enquired of trial counsel and the two solicitors (after Ms Ramsay's affidavit had been filed) whether they wished to provide affidavits, or make submissions to the Court, on the resumed hearing of the appeal. It was made clear that there was no obligation to respond, and that no adverse inference would be drawn in the event that no response was provided. Counsel and the solicitors chose not to respond.
148 Counsel for the applicant submitted that the failures of trial counsel were so significant that they could not be explained as legitimate forensic, or tactical decisions. For whatever reason they were made, they contributed to a substantial miscarriage of justice. The evidence of J was relevant and admissible. Absent any response by trial counsel or the solicitors, her evidence as to what she had told them was uncontradicted and plausible. She had been the first person to see the applicant after the alleged incident. The complainant's allegations had been disclosed to her by the parents. She was the partner of the applicant and the aunt of the complainant. The matters about which she had informed the solicitors were significant and were relevant to cross-examination not only of the complainant, but also her parents.
149 In respect of that last matter, counsel emphasised that it was the evidence which J would have given about the vagina oil which was the most important. The phrase, and its use by the complainant, gave the child's evidence a degree of verisimilitude having regard to her age and the unlikely prospect of a child of that age having that vocabulary. Part of the reason for its significance was the testimony of both parents that they had never heard her use the expression before. Further, the topic became pronounced during the trial after the applicant gave his evidence. It led to the recall of the complainant's mother. The evidence that J would have given would have both contradicted the evidence of the complainant's parents, and corroborated the applicant's evidence that there was an explanation consistent with innocence for the complainant's use of the term vagina oil.
150 So far as the evidence of J about her abuse at the hands of her brother and similarities with the account purportedly given by the complainant to the father was concerned, counsel submitted that, at the very least, it raised the possibility of contamination or fabrication of the complainant's account. It was notable, counsel submitted, that it had been the father to whom the complainant was said to have first given an account of the applicant's offending.
151 Although the particulars to ground 3 refer to the third matter noted at [90] above, counsel made no submission in that connection. We will say no more about the matter.
152 For the Crown, counsel submitted that it was a real possibility that applicant's trial counsel had made judgments about the witness and her credibility. She was not independent. Her account contradicted the evidence of the applicant in more than one way. The applicant had given evidence of raising matters with trial counsel which the latter had decided were not important enough to mention. The applicant was simply trying to re-run the defence case.
153 Let it be assumed that J did give instructions to the solicitor, S, to the effect that the mother had used the term vagina oil before the incident and in the presence of the complainant. Let it be assumed also that J informed trial counsel and the solicitor, CM, to like effect in the course of the trial.
154 As we have already observed, had J been called, and had she given evidence in accordance with her affidavit and her oral evidence before this Court, it would have provided an explanation for the complainant using the language which she did - that is, other than that it was the language used by the applicant - and, if accepted, it would have impinged upon the credibility of the mother and the father.
155 On the other hand, upon the assumptions which we have made, viewed objectively counsel had to make a forensic choice whether or not to call J. In that connection, the following matters were in point:
(1) The applicant's account of the circumstances in which the mother had referred to vagina oil, and the time when the relevant conversation had taken place, and as to the person who had instigated the particular conversation, differed significantly from the account which J would have given. It could not be said with any confidence, in those circumstances, that the jury would have been persuaded to the accuracy of either account. We add - see [123] above - that there would not have been a sound basis for the jury concluding that there had been two conversations.
(2) If the jury had accepted the applicant's account of the circumstances, the complainant would have been aged under five when the conversation occurred. In those circumstances, the jury might well have reasoned that the applicant, but not the complainant, was likely to have remembered the term, and so used it at the time of the incident.
(3) J's evidence, though not by any means identical with the evidence given by the applicant, would have tended to reinforce a conclusion that the applicant was familiar with the term vagina oil, so explaining its use by the applicant at the time of the incident.
156 In those circumstances, we are not persuaded, objectively viewed and on the assumptions which we have made, that the choice of counsel not to call J rendered the trial unfair, or was productive of a miscarriage of justice.
157 We add this. If the jury had accepted the mother's evidence, in which circumstances the pertinent evidence of both J and the applicant would have been rejected, the jury might nonetheless have concluded that someone, at some time before the incident, had used the term vagina oil when speaking to the complainant. Although, in those circumstances , the jury would probably have concluded that the applicant had not used the term at the time of the incident, it would still have been well open to the jury to have been satisfied to the criminal standard that the applicant had digitally penetrated the complainant's vagina. The applicant's credibility would have been badly damaged by his unsuccessful attempt to fix the mother with the use of the term.
158 As we have mentioned, under cover of ground 3 applicant's counsel also relied upon the failure of trial counsel to adduce evidence from J with respect to her abuse at the hands of her brother; and of the similarities between the abuse inflicted upon her and the initial account given by the father of what the complainant told him about the applicant's behaviour.
159 Let it be assumed that counsel's instructions, at the outset of the trial, included J's account with respect to the matters just mentioned. What counsel did not know, in those circumstances, was the supposed explanation why the complainant's father might have coached the complainant into giving the account which she did. That explanation, according to J, was that the father had an animus against the applicant. This was not a matter about which J, on her account, had informed the solicitors before trial.
160 In those assumed circumstances, counsel would have been faced with a decision whether to adduce the evidence and invite the jury to infer that, for reasons unexplained, the father had coached the complainant into giving an account of abuse at the hands of the applicant which was a replication of things allegedly done by the father to J. We do not accept, objectively viewed, that a choice not to seek to adduce that evidence rendered the trial unfair or was productive of a miscarriage of justice.
161 In our opinion, ground 3 is not reasonably arguable.
162 In our opinion, the application for leave to appeal against conviction should be refused.
[1] To ensure that there is no possibility of identification, this judgment has been anonymised by the adoption of a pseudonym in place of the name of the applicant.
[2] Charge 1, sexual penetration of a child under 16 years, s 45(1) Crimes Act 1958.
[3] Charge 2, sexual penetration of a child under 16 years, s 45(1) Crimes Act 1958.
[4] Charge 3, indecent act with a child under 16 years, s 47(1) Crimes Act 1958.
[5] In these reasons, we will use the term 'vagina oil' consistently, although the complainant's VARE interview and the evidence of the parents did not always use that precise form of words.
[9] Martin v The Queen [2013] VSCA 377, [34] (Redlich JA).
[10] The Queen v Knigge [2003] VSCA 94; (2003) 6 VR 181, 197, [30] (Winneke P). See also The Queen v NRC [1999] VSCA 184; [1999] 3 VR 537, 540 [7] (Winneke P).
[11] Martin v The Queen [2013] VSCA 377, [43] (Redlich JA).
[13] SLJ v The Queen (2013) 39 VR 514, 521-522 [30]-[33] (Redlich JA). And see, both specifically and more generally, Martin v The Queen [2013] VSCA 377 [34]-[44] (Redlich JA).
[14] Indeed, the judge charged that the jury that, before it could convict, it would have to accept the complainant's evidence beyond reasonable doubt. He charged also that the jury would have to be satisfied beyond reasonable doubt that the applicant's evidence was not true.
[15] Libke v The Queen [2007] HCA 30; (2007) 230 CLR 559, 596-7 (Hayne J, with whom Gleeson CJ and Heydon J agreed).
[16] R v Shah [2007] SASC 68 [4] (Doyle CJ).
[17] In what follows, we will refer to the latter affidavit as 'the affidavit' or 'J's affidavit'.
[18] Although the account made no mention of masturbation.
[19] (1) The vagina oil conversation, (2) the small dildo and (3) the father's sexual abuse of the witness (but not his alleged animus against the applicant).
[20] And the father - although, as it turned out, he was not in fact recalled.
[22] We use the disjunctive because it was the fact that their evidence as to time and participants in the conversation did not coincide.
[24] [1997] 1 VR 593, 595.
[30] [2002] VSCA 7, [32] (J.D. Phillips JA).
[32] A term used by Gleeson CJ, when his Honour was Chief Justice of the New South Wales Supreme Court, in R v Birks (1990) 19 NSWLR 677
[33] TKWJ v The Queen, [2002] HCA 46; (2002) 212 CLR 124,128, [8]. Our emphasis.
[34] Ibid, 130-131 [16], [17]. Our emphasis.
[35] Ibid, 132 [24]-[33]. Citations omitted. Our emphasis.
[36] Ibid, 158-159, [107]-[111]. Citation omitted. Our emphasis in bold.
[37] [2006] HCA 9; (2006) 225 ALR 161, 164-165, 166 [7]-[9], [12]. Citations omitted.
[40] [2012] HCA 29; (2012) 247 CLR 531, 562-563 [114] (French CJ, Hayne, Kiefel and Bell JJ). There, the Crown - not the appellant - attempted to rely upon the course adopted by trial counsel.
[41] (2013) 39 VR 149, 152-6 [4]-[14].
[42] [2014] VSCA 350, [113]-[121].
[43] [2014] NSWCCA 112, [54]-[56].
[44] Ibid [54]-[56]. The other members of the Court concurred.
[45] It is outside the needs of the present matter to contemplate the circumstances in which counsel's explanation why he or she acted in a particular way might be receivable. But perhaps that might be so if - it would likely be a rare case - counsel was to depose that evidence was not adduced, or a submission was not made, or a direction not sought, because it was simply overlooked; that is, that the omission was not a forensic choice. Such evidence would not of itself demonstrate that that there had been a miscarriage of justice, but it could at least remove from consideration the possibility that the omission was deliberate. There was, we add, an aspect of counsel's affidavit in Lyndon which had the flavour just mentioned. But it did not sit easily with counsel's description of what had in fact led to particular investigations not being conducted, or evidence adduced.
Knowles (a pseudonym)
The Queen [2015] VSCA 141
(2003) 6 VR 181
(2013) 39 VR 514
(2007) 230 CLR 559
(2002) 5 VR 463
(2006) 225 ALR 161
(2012) 247 CLR 531
(2013) 39 VR 149
(1989) 167 CLR 259
(2002) 212 CLR 124
(1990) 19 NSWLR 677