austlii:nt/NTCCA/2025/2
General information, not legal advice.
NTCCA
2025-03-20
Grant CJ, Brownhill JJ
Original judgment source is linked above.
CRIME - Appeals - Appeal against conviction - Wrong decision on a question of law
Whether tendency evidence admissible - Tendency evidence related to charged sexual misconduct against an adult female and single instance of sexual misconduct against a child 12 years prior - Whether probative value of tendency evidence outweighed danger of unfair prejudice to accused - No real danger of unfair prejudice to accused that could not be addressed by directions - Whether tendency evidence had significant probative value - Tendency evidence did not have significant probative value - Appeal allowed.
Evidence (National Uniform Evidence) Act 2011 (NT) s 97, s 101
Aravena v The Queen [2015] NSWCCA 288, Astill v The King [2024] NSWCCA 118, BD v The Queen (No 2) [2017] NTCCA 8, Director of Public Prosecutions (Vic) v Roder [2024] HCA 15; (2024) 98 ALJR 644, DKA v Western Australia [2017] WASCA 44, El-Haddad v R [2015] NSWCCA 10; (2015) 88 NSWLR 93, Geraghty v The King [2023] NSWCCA 47, Harris v The King [2024] VSCA 43, Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338, IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300, Larsen v Director of Public Prosecutions (Cth) [2020] VSCA 335, McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045, O'Keefe v The Queen [2009] NSWCCA 121, Potter v The King [2024] SASCA 108, Stubley v Western Australia [2011] HCA 7; (2011) 242 CLR 374, The Queen v Bauer (2018) 266 CLR 56, The Queen v Burton [2013] NSWCCA 335; (2013) 237 A Crim R 238, The Queen v Hoffman [2021] NTSC 31, TL v The King [2022] HCA 35; (2022) 275 CLR 83, referred to.
Respondent: Office of the Director of Public Prosecutions
Ebborn v The King [2025] NTCCA 2
The charges, trial outcome and proposed ground of appeal
(a) causing damage to property, contrary to s 241(1) of the Criminal Code 1983 (NT) ('Criminal Code') (Count 1);
(b) unlawfully entering a building with intent to commit an assault, with the circumstances of aggravation that the building was a dwelling house and the entry occurred at night time, contrary to s 213 of the Criminal Code (Count 2); and
(c) three counts of having sexual intercourse without consent, comprised of penile-vaginal penetration, fellatio and digital-vaginal penetration, contrary to s 192(3) of the Criminal Code (Counts 3, 4 and 5).
(i) attend the house of a friend or relative in the early hours of the morning, uninvited;
(ii) persist in sexual conduct with a female occupant of the house despite her protestations;
(iii) engage in sexual acts with a female occupant of the house despite the impact it may have on the applicant's relationship with his close friend or relative; and
(iv) in the aftermath of the assault, to engage in conduct designed to avoid detection; and
(b) to have a particular state of mind, namely a willingness to engage in sexual conduct with a female despite her protestations and the impact it might have on his relationship with a close friend or relative.
(a) evidence of the applicant's conduct on 28 February 2009 in respect of which he was charged with and pleaded guilty to an offence of indecent assault against a child ('2009 conduct'); and
(b) evidence of the applicant's conduct on 19 September 2021 which was led to establish the applicant's guilt on the three sexual offences charged on the indictment ('charged conduct').
(a) whether the applicant had sexual intercourse with the complainant;
(b) that the applicant had sexual intercourse with the complainant despite his relationship with TO;
(c) whether the applicant knew that the complainant was not consenting to sexual intercourse or was reckless as to her consent; and
(d) to rebut any alternative innocent explanation for his DNA being found on the complainant's underwear.
The nature of an appeal and the proper approach
The assessment of whether evidence has significant probative value in relation to each count involves consideration of two inter-related but separate matters. The first matter is the extent to which the evidence supports the tendency. The second is the extent to which the tendency makes more likely the facts making up the charged offence. ... In summary, there is likely to be a high degree of probative value where (i) the evidence, by itself or together with other evidence, strongly supports proof of a tendency, and (ii) the tendency strongly supports the proof of a fact that makes up the offence charged.
The ultimate facts in issue in a criminal trial are the facts that constitute the elements of the offence charged. Often there will also be issues about facts relevant to those facts. ... In a criminal proceeding, 'fact in issue' is not necessarily to be equated with 'fact in dispute'. That is because, even if the accused person does not dispute the facts that support one or more of the elements of the offence, the obligation remains on the Crown to prove each element beyond reasonable doubt. Moreover, an accused person is not bound by any pre-trial pleadings. Accordingly, in this case, the Crown was obliged to prove each of the three elements that constitute an offence against s 61I [being sexual intercourse without consent]. They are therefore facts in issue.
The respondent's apologies are strongly suggestive of an acknowledgement that he had had sexual intercourse with the complainant. The evidence could therefore rationally affect the probability of the existence of the first of the ultimate facts in issue [that the accused had sexual intercourse with the complainant in the manner alleged]. It is not to the point that, by indicating, through his counsel, that the (disputed) issue in the trial would be consent, the respondent had impliedly admitted that sexual intercourse had occurred. First, as set out above, an accused is not bound by pre-trial pleadings. Second, also as mentioned above, whether the facts that support an element of an offence are or are not disputed, the obligation remains on the Crown to prove each element of the offence beyond reasonable doubt. The respondent's acknowledgements - even if given the benign alternative interpretation - amounted to evidence strongly probative of the first element.
Axiomatically, the probative value of a piece of evidence can only be assessed by reference to the fact in issue to which the evidence is said to be relevant. In the present case, as already noted, the fact in issue is very narrowly defined. It concerns the existence, or non-existence, in [the appellant's] mind of a belief that [the complainant] was over 16 or under 18 (depending on the charge).
This is not a case like Hughes, where the fact in issue was whether the offending conduct had occurred at all. The defence position there was that all of the allegations were fabricated. Accordingly, the question before the Court was whether proof of the accused's tendency to act in a particular way was probative of the fact that the offending conduct had occurred. It was held that the accused's tendency 'to engage opportunistically in sexual activity with underage girls despite a high risk of detection' had substantial probative value in relation to the facts there in issue.
In the present case, it is not in issue that [the appellant] engaged in the conduct which constitutes the relevant offences. The evidence of his communications with [the complainant], and of her being under 16, is not disputed. The only issue in the case, as his counsel confirmed in this Court, is whether he can prove that at the time he engaged in that conduct, he believed [the complainant] was over 16 or the prosecution can prove he knew or was reckless as to the possibility she was under 18.
It follows, in our view, that the particular features of the sexualised conduct which [the appellant] (admittedly) engaged have no bearing on the assessment of probative value. ...
Here, the prosecution has no need to prove that [the appellant] has a tendency to behave in a particular sexualised manner. So much is established by the uncontested evidence of his communications in this case. The fact that the communications with [the complainant] were of the same character as the communications with [the child] in the [prior] case says nothing about what [the appellant] may, or may not, have believed about [the complainant's] age.
... cannot result in a logical inference that the complainant ... did not consent to intercourse or that the accused as reckless as to her lack of consent. The mental state to be considered in this case and the activity of the accused alleged to have taken place in the presence of that mental state is a world away from the mental state associated with indecent assault. [emphasis added]
... [T]his alternative submission overlooks the nature of tendency evidence and tendency reasoning as explained above. Tendency evidence has been described as evidence that on 'another occasion or occasions' different to the occasion the subject of the charge, the accused 'acted in a particular way'.[31] If so described, the direct evidence of a particular charged act would not be admitted as tendency evidence in relation to that same charged act. However, as already explained, any assessment of whether evidence relating to 'another occasion or occasions' to a particular charged act has significant probative value for the purpose of determining its admissibility as tendency evidence is to be undertaken 'having regard to other evidence', which includes the evidence of that charged act. The jury's assessment of the weight or strength of the evidence involves similar reasoning.
[The appellant argued] that the judge erred in giving directions that encouraged, or at least permitted, the jury, when considering each particular charge, to include the evidence of that charge within the evidence said to support the existence of the propensity relied upon in proof of that charge. However, directing the jury in this way did not involve any error. To the contrary, it was consistent with the approach required by the High Court in [Roder]. In rejecting an equivalent submission in that case, the High Court said that in considering the significance of a propensity to a particular charged act, the jury should be told they may have regard to all of the evidence in support of that propensity, including the evidence of that charged act.
Assessment of the probative value of the tendency evidence
If the tendency is expressed in terms that are too wide, generic or commonplace, it may lose its force as proof of the facts in issue beyond establishing that the person was a person who had engaged in criminal acts in the past and therefore the kind of person who might do so in the future. [emphasis added]
... the specificity of the tendency directly informs the strength of the inferential mode of reasoning. It is easy to see why. It is, for example, one thing to say that a man has a tendency to steal cars; that says something, but not very much, as to whether he stole a particular car the subject of a charge. It is quite another to say that a man has a tendency to steal black European sports cars and then set them on fire, if the fact in issue is whether that man stole and burnt a black Porsche.[38]
(a) that the jury may give the tendency evidence disproportionate weight by failing to allow that a person who has a tendency to have a particular state of mind, or to act in a particular way, may not have had that state of mind, or may not have acted in that way, on the occasion in issue; and
(b) that the jury's assessment of whether the prosecution has discharged its onus may be clouded by the jury's emotional response to the tendency evidence.
... [T]he open-textured nature of an enquiry into whether 'the court thinks' that the probative value of the evidence is 'significant' means that it is inevitable that reasonable minds might reach different conclusions. This means that in marginal cases it might be difficult to know whether an appellate court might take a different view of the significance of the tendency evidence from a trial judge. This might result in the setting aside of any conviction and an order for a retrial. ... [T]he potential consequence of a new trial in cases where a conviction is overturned due to the wrongful admission of tendency evidence which was borderline should be a matter taken into account by the prosecution in assessing, perhaps conservatively, what tendency evidence it will rely upon.[45]
[1] The trial Judge delivered written reasons for that decision. See The King v Ebborn [2023] NTSC 10.
[3] Pursuant to s 21B of the Evidence Act 1939 (NT).
[4] See The King v Ebborn [2023] NTSC 10 at [24].
[5] See The King v Ebborn [2023] NTSC 10 at [28].
[6] See The King v Ebborn [2023] NTSC 10 at [40]- [41].
[7] That ground is subject to the qualification in s 411(2) of the Criminal Code that even if the point raised by the appeal might be decided in favour of the appellant, the Court may dismiss the appeal if it considers that no substantial miscarriage of justice has actually occurred.
[8] See The Queen v Bauer (2018) 266 CLR 56 ('Bauer') at [61] per the Court in relation to the issue of 'significant probative value' and at [63], [72]-[82] in relation to the issue of the danger of unfair prejudice.
[9] ENULA, Dictionary, Part 1 Definitions.
[10] IMM v The Queen [2016] HCA 14; (2016) 257 CLR 300 ('IMM') at [49]-[54] per French CJ, Kiefel, Bell and Keane JJ.
[12] Hughes v The Queen [2017] HCA 20; (2017) 263 CLR 338 ('Hughes') at [16] per Kiefel CJ, Bell, Keane and Edelman JJ.
[17] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045 ('McPhillamy') at [26] per Kiefel CJ, Bell, Keane and Nettle JJ.
[18] See, for example, Geraghty v The King [2023] NSWCCA 47 at [25]- [28] per the Court.
[22] The Queen v Hoffman [2021] NTSC 31 ('Hoffman') at [18].
[23] The Queen v Burton [2013] NSWCCA 335; (2013) 237 A Crim R 238 ('Burton') at [18].
[24] Stubley v Western Australia [2011] HCA 7; (2011) 242 CLR 374 ('Stubley').
[25] Larsen v Director of Public Prosecutions (Cth) [2020] VSCA 335.
[26] Geraghty v The King [2023] NSWCCA 47.
[30] Director of Public Prosecutions (Vic) v Roder [2024] HCA 15; (2024) 98 ALJR 644 '('Roder').
[32] Potter v The King [2024] SASCA 108.
[33] Being the term used in the South Australian equivalent of ss 97 and 101 of the ENULA.
[34] Astill v The King [2024] NSWCCA 118 at [39] per the Bell CJ (Stern JA and Button J agreeing).
[35] The King v Ebborn [2023] NTSC 10 at [23].
[36] O'Keefe v The Queen [2009] NSWCCA 121, particularly at [62].
[37] Harris v The King [2024] VSCA 43 at [54] per Niall, Boyce and T Forrest JJA.
[39] Harris v The King [2024] VSCA 43 at [56]- [57].
[40] See, for example_, Larsen v Director of Public Prosecutions (Cth)_ [2020] VSCA 335 at [32]; Aravena v The Queen [2015] NSWCCA 288 at [89].
[41] TL v The King [2022] HCA 35; (2022) 275 CLR 83 at [37].
[42] McPhillamy v The Queen [2018] HCA 52; (2018) 92 ALJR 1045 at [30]- [32]; Taylor v The Queen [2020] NSWCCA 355 at [146]- [148]; Geraghty v The Queen [2023] NSWCCA 47 at [46].
[44] Pursuant to ss 411(3) and 413 of the Criminal Code and in accordance with the principles described in BD v The Queen (No 2) [2017] NTCCA 8 at [10]- [17] and the authorities there cited.
[45] This reflected an observation made by the Western Australian Supreme Court of Appeal in DKA v Western Australia [2017] WASCA 44 at [69].
Ebborn
The King [2025] NTCCA 2
(2024) 98 ALJR 644
(2015) 88 NSWLR 93
(2017) 263 CLR 338
(2016) 257 CLR 300
(2018) 92 ALJR 1045
(2011) 242 CLR 374
(2018) 266 CLR 56
(2022) 275 CLR 83