[2020] WASCA 90
General information, not legal advice.
Court of Appeal (WA)
2020-06-11
Mazza JA
Original judgment source is linked above.
Is [Mr Farrell] dead yet? Yeah. That's why I put a fucking hole in his head. He took my girl. That's why I stabbed him in the neck.
I hope [Mr Farrell] dies so I can go to prison for life. Is he dead yet? I hope so. I showed that girl fear by stabbing the fisherman in the neck. That will fucking show her. Take me to gaol. I'm a monster and a freak and deserve to be there. Please tell me he is dead so I can go to sleep. I wanted to kill him, but my plans failed. The knife broke. I wanted to kill him, then slice her up, then pull a knife on you guys and get shot.
Intraoperative examination of the patient revealed a stab wound with entry and exit points on the lateral sides of the neck on each site. The stab wound went through the sternocleidosmastoid muscle (major neck muscle that exists on each side of the neck), strap muscles (muscles which exist on the front of the neck), upper part of the thyroid gland and through the front part of the voice box cartilage on both sides. There were mirror image injuries on both sides of the neck giving the impression of a through and through stabbing.
The above injuries resulted in a near complete crico‑tracheal separation meaning that the wind pipe was almost separated from the cartilage which it is attached to in the neck.
The major arteries and veins in the neck were not damaged.
The above injuries were of such a nature as to endanger or be likely to endanger life. Without medical treatment his life could have been endangered by airway compromise.
The injuries were of such a nature as to cause or be likely to cause permanent injury to health. Without medical treatment, the likely permanent injuries include long‑term voice change, breathing issues and swallowing issues.
... a continuation of [the appellant's] problems and repetition of very serious violence. You have continued to offend despite several significant gaol sentences.
... appears to have developed a paranoid perspective towards the victim, and may have felt marginalised in the group, leading to a threat to his ego [which in turn] has led to his major life‑threatening attack on the victim.
(i) dysfunctional childhood involving severe victimisation and lack of emotional nurturance;
(iv) paranoid and threat‑sensitive thinking styles;
(v) poor judgment and poor consequential thinking skills;
(vii) disinhibition and intoxication as a result of substance use; and
(viii) deteriorating mental health and 'suicidality'.
... assertive psychiatric treatment in addition to a substance abuse program, and cognitive behavioural intervention to address his propensity for violence and his poor emotional regulation and coping skills.
Adverse childhood experiences including family violence are known to be highly co‑occurring and strongly associated with the onset of psychiatric disorders.
[The appellant] was affected by amphetamines and may have been psychotic at the time of the offending. Based on his self‑report, he was experiencing visual and auditory hallucinations and believed that he would be killed by associates of [Mr Farrell]. This may be a mitigating factor in terms of his offence. However, I note inconsistencies between what [the appellant] has told me and the Psychologist and it is possible that [the appellant] is externalising responsibility for his behaviour. His habitual ways of coping given his underlying personality disorder marked by impulsivity and aggression in the context of voluntary alcohol and drug intoxication were also a significant factor in his offending. Hence, [a] combination of his personality dysfunction, substance use and possible psychotic symptoms were in play at the time of the offending.
[The appellant's] substance use has been chronic and unremitting in the community for many years. He has, no doubt, been advised to deal with substance use in the past and is intellectually capable of recognising the need to stay on his medication and to stay off illicit substances. However, he chooses to voluntarily stop treatment and engage in substance use, as he did in the months preceding the current offending. Even when offered help, such as mood stabiliser medication prior to the offending, he has overused medication and taken overdose of the medication, which is again a reflection his underlying severe personality dysfunction. Hence, even though [the appellant] may have been mentally unwell at the time of the offending, he had the capacity to know over the years that he may have a mental disorder that requires treatment and is competent to make a decision to continue with treatment and stop taking illicit substances if he chose to. On this occasion, as on previous occasions, he chose to not do so and the inevitable consequence of his substance use and not taking prescribed medication culminated in the offending behaviour.
In a sober state, [the appellant] is able to appreciate the wrongfulness of his actions, the need to make better decisions and the need to address risk factors in order to prevent engaging in the same behaviour in the future.
[The appellant] has been exposed to violence from a young age and has modelled his life around using aggression as a way of dominating others, dealing with frustration and having his needs met. He has problems with other antisocial behaviours including recurrent dishonesty offences. He has not been able to maintain stable intimate relationships or stable employment. He has problems with substance use in the community, particularly amphetamines, and has a diagnosis of schizoaffective disorder which may give rise to excited, disinhibited and reckless behaviour. All of these facts, in conjunction with his severe personality disorder, which is known to elevate the risk of violence, traumatic childhood, problems with violent attitudes, disengagement with treatment or supervision in the community, tendency to externalise blame and responsibility and a history of offending from a young age all point to an extremely high risk of future offending in the community. Offending is likely to occur when he is using substances, is experiencing social dysfunction and not taking mood‑stabilising medications. Given his personality style, he is likely to end up in the situation once again when released in the community unless he develops genuine insight into his problems and is committed to changing his behaviour.
Taking Zhang into account, the upper boundary of the range of sentences customarily imposed in serious cases of offences contrary to section 294 of the Criminal Code and which do not warrant the maximum penalty is eight and a half years after trial and, therefore, about six years and four months with a 25 per cent reduction for a guilty plea. In the rare worst case category, properly understood, sentences approaching 15 years, if there was a 25 per cent reduction for a guilty plea, would be justified.
In my view, a sentence of between 12 to 15 years approaches 15 years. Less than 12 years does not. Whilst the sentence that I must impose on you has to be for a fixed term proportional to the offending and to your personal circumstances, community protection must be an important consideration in sentencing you.
...
Applying the restatement of fundamental sentencing principles by the High Court, notwithstanding the hesitation that a judge at first instance should - and in my case does - feel at imposing a sentence substantially above the customary range, in my view, the appropriate sentence on count 1 does fall between the two yardsticks I have referred to of six years, four months on the one hand and 12 years and more on the other.
The learned sentencing judge erred by taking into account an irrelevant consideration, namely that the appellant should have been charged with attempted murder.
The nub of the contention is that the judge clearly formed a view that the evidence proved beyond reasonable doubt that the appellant acted with an intent to kill and that that was provable. And that the only reason that he didn't fall to be sentenced on the more serious charge was because of the form of the indictment. The conclusion that I would invite the court to reach, having regard to the sentencing remarks in total, is that it could not be concluded - it could not be concluded - that the sentencing judge did not have regard to that aggravating feature when imposing the sentence that he imposed.
(1) Any person who, with intent to maim, disfigure, or disable any person, or to do some grievous bodily harm to any person, or to resist or prevent the lawful arrest or detention of any person -
(a) unlawfully wounds or does any grievous bodily harm to any person by any means whatever[.]
I was provided with some material in respect of the decision of the Director of Public Prosecutions as to the form of the indictment. I looked at it not in any great detail because of the nature of the document, but what I gleaned from it was that the view taken by the Director was that it was inappropriate at this late stage to contemplate substituting the - or add in an additional count or upgrading the count, I suppose, is the best way of describing in respect of count 1 from grievous bodily harm with intent as it is to attempted murder given, of course, that [the appellant] had entered a guilty plea on the fast‑track to that offence.
The formidable nature of the weapon that you used can readily be seen from the photographs in the brief. It is impossible to imagine how a grievous bodily harm with intent could be any closer to an attempted murder without being an attempted murder. It is perplexing that you were not charged with attempted murder. I understand why it was that the Director formed the view that, in light of your fast‑track guilty pleas, it was inappropriate two weeks before sentence to upgrade the charges, although it doesn't seem entirely clear why it was that, assuming that the Director of Public Prosecutions had some involvement following the charging, that at some point in time prior to June, when you entered your guilty plea to this offence, someone didn't make the obvious observation or come to the obvious conclusion that your conduct - your provable conducted warranted your being indicted with attempted murder.
Nonetheless, you were not, and it is grievous bodily harm with intent that it is that I am to sentence you. (emphasis added)
I have not considered sentences customarily imposed for attempted murder because this is not a case of attempted murder by virtue of this indictment.
What you did was premeditated, even if only of a comparatively short duration. Your conduct was extraordinarily disproportionate. You used a lethal weapon. I very much appreciate the nature of this charge, but I sentence you on the basis that I am satisfied beyond reasonable doubt that there was an intention to cause life‑threatening harm given the degree of force, the location of the number of stabs and the fact that you continued to bash away at Mr Farrell's neck with the handle, even after the blade had snapped off.
The learned sentencing judge erred in law by imposing a sentence that was manifestly excessive on count 1 having regard to the circumstances of the offence, the appellant's personal circumstances and an assessment of comparable cases.
(1) the attack on Mr Farrell was not prolonged or sustained;
(4) the victim was not left with catastrophic long‑term physical injuries, albeit that some of the physical consequences would be long‑lasting, and the victim has significant ongoing psychological trauma.
(1) The effect of the disadvantage arising from his dysfunctional background has not diminished over time. To the contrary, that disadvantage has had profound and lasting consequences.[94]
(2) Because of the connection between that disadvantage and the appellant's offending, it is relevant to an assessment of his moral culpability. Counsel acknowledged that it also bore on the need for community protection.[95]
(3) In the lead-up to the commission of this offence, the appellant was without any community support or other assistance and was depressed and, at times, suicidal. While acknowledging that he failed to take steps available to him such as engaging in treatment, that failure should be understood in the context of a man without coping skills. Dr Bala's unchallenged conclusions, set out at [38] above, should be weighed in [96]is light.96
(1) Sentencing is a discretionary exercise. An appellate court can only intervene if the appellant demonstrates either an express or implied material error. Express error, as alleged in ground 2, involves acting on a wrong principle, for example, by mistaking the law or facts or taking into account an irrelevant matter. Implied error, as alleged in ground 1, arises where the end result is so unreasonable or plainly unjust that the court must conclude that a substantial wrong has occurred. Thus, an appellate court cannot substitute its own opinion for that of the sentencing court merely because the appellate court would have exercised the sentencing discretion differently.
(2) In order to determine whether a sentence is manifestly excessive, the sentence must be viewed in the context of the maximum sentence prescribed by law for the offence, the standards of sentencing customarily observed with respect to the offence, the place which the criminal conduct occupies on the scale of seriousness of offences of that type and the offender's personal circumstances.
(3) While is it necessary to have regard to a range of comparable cases, where such a range can be discerned, it must always be borne in mind that the administration of the criminal law involves individualised justice: Elias v The Queen.[98] Thus, each case must be determined upon its own individual facts and circumstances. While comparable cases may serve as yardsticks which point to the possible range of sentences available,[99] they are not binding precedents.[100] As stated in Hili v The Queen[101] and recently reaffirmed in Director of Public Prosecutions (Vic) v Dalgliesh (Pseudonym),[102] historical sentences do not establish that the sentencing range is the correct range or that the upper or lower limits to the range are the correct upper and lower limits. Current sentencing practices do not fix quantitative boundaries within which future sentences must be imposed.[103] Thus, in appropriate circumstances, a court may, in order to arrive at a sentence that is commensurate with the seriousness of the offence,[104] impose a sentence higher or lower than the range of sentences customarily imposed.
To the extent that a range can be discerned from the previously determined cases, as this court observed in The State of Western Australia v Jeffries, analysis in Stephens v The State of Western Australia suggested that sentences of between 7 and 12 years imprisonment (prior to the transitional provisions) were not uncommon. That range equates approximately to a range of between 4½ and 8 years under the current sentencing system. More recently, this analysis was cited with apparent approval in this court in The State of Western Australia v Khasay. Further, in Zhang v The State of Western Australia, Mazza JA observed that his analysis of the previously decided cases revealed that in serious cases of offences contrary to s 294 of the Criminal Code and which were not in the worst category of cases, the range of sentences customarily imposed after trial had not exceeded 8 years imprisonment. That observation must be viewed in light of the fact that in Zhang, the appellant, whose offence was described as 'extremely serious' was re‑sentenced by this court to a term of 8 years and 6 months imprisonment. Nevertheless, taking the upper limit of the previous range identified by Mazza JA, after allowing for a 15% reduction for Mr Oxenham's plea of guilty, a sentence of 8 years imprisonment after trial equates to a sentence of approximately 6 years and 10 months after plea, which, of course, exceeds the sentence imposed upon Mr Oxenham. (footnotes omitted)
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[4] ts 16. The motel was also referred to in the sentencing proceedings as the Dunsborough Central Motel.
[69] ts 30. In so finding, his Honour appropriately referred to the principles laid down by the High Court in R v Kilic [2016] HCA 48; (2016) 259 CLR 256.
[71] Black v The State of Western Australia [No 2] [2010] WASCA 145.
[72] Oxenham v The State of Western Australia [2015] WASCA 30.
[73] Eriha v The State of Western Australia [2011] WASCA 167.
[74] Dimitrovska v The State of Western Australia [2015] WASCA 162.
[75] Zhang v The State of Western Australia [2013] WASCA 121.
[85] R v De Simoni [1981] HCA 31; (1981) 147 CLR 383, 389. See Skelly v The State of Western Australia [2020] WASCA 3 [82] and cases there cited.
[86] SV v The State of Western Australia [2014] WASCA 123 [137].
[91] The State of Western Australia v Darroch [2018] WASCA 114.
[92] The State of Western Australia v Naumoski [2013] WASCA 215.
[97] See, for example, Hayward v The State of Western Australia [2020] WASCA 57 [24].
[98] Elias v The Queen [2013] HCA 31; (2013) 248 CLR 483 [27].
[99] R v Pham [2015] HCA 39; (2015) 256 CLR 550 [29].
[100] Wong v The Queen [2001] HCA 64; (2001) 207 CLR 584.
[101] Hili v The Queen [2010] HCA 45; (2010) 242 CLR 520 [54].
[102] Director of Public Prosecutions (Vic) v Dalgliesh (Pseudonym) [2017] HCA 41; (2017) 262 CLR 428 [83].
[104] Sentencing Act 1995 (WA), s 6(1).
[107] Liu v The State of Western Australia [2012] WASCA 218 [86].
[108] Stephens v The State of Western Australia [2005] WASCA 98.
[109] The State of Western Australia v Jeffries [2007] WASCA 255.
[112] Bugmy v The Queen [2013] HCA 37; (2013) 249 CLR 571 [42] ‑ [44].
[113] The State of Western Australia v Malone [2015] WASCA 188 [74].
[114] Veen v The Queen (No 2) [1988] HCA 14; (1988) 164 CLR 465, 476 ‑ 477.
[115] Peterson v The State of Western Australia [2019] WASCA 207 [54], [60].
[119] See, for example, Ng v The State of Western Australia [2020] WASCA 70 [53].
[120] Pham [28]; Allen v The State of Western Australia [2017] WASCA 203 [63].
(2013) 249 CLR 571
(1988) 164 CLR 465
(2016) 259 CLR 256
(1981) 147 CLR 383
(2013) 248 CLR 483
(2015) 256 CLR 550
(2001) 207 CLR 584
(2010) 242 CLR 520
(2017) 262 CLR 428