Likely Prejudice to Access
In my opinion, granting a visa to the above applicant for the assessed period of stay would not be likely to prejudice the access of an Australian citizen or permanent resident to health care or community services.
57 There was no other detail from which to discern the manner in which the calculation of the amount of $3,253,216 had been undertaken.
58 Unbeknown to the applicants before the Tribunal, the Minister had issued the Certificate. The fact that the Certificate was before the Tribunal was not disclosed to the applicants. The information covered by the Certificate formed the basis for the preparation of a table of the same kind as that set out above that had been included in an earlier report in the same format as the July Report. The earlier report was dated 29 January 2014 and contained figures in respect of each of the same services, summed to a total cost of $2,737,860 (January Report).
59 The information the subject of the Certificate was before the primary judge. It included the following breakdown of costs:
Condition
intellectual impairment
Severity
Moderate
Outcome
Permanent
Comments
The condition is such that a person thus affected would require supported education (special developmental school), disability services and supervision/assistance with activities of daily living
Significant Cost
General Comments
Reference - Disability Notes for Guidance June 2012
Estimated total cost $2,737,860
Breakdown
Special education services - $22,250 X 8.0 years = $178,000
Comments
-
Breakdown
Commonwealth disability services - $18,078 X 28.0 years = $506,184
Comments
Carer Payment age 12-40
Breakdown
Commonwealth disability services - $9,854 X 1.0 years = $9,854
Comments
DSP (age 20)
Breakdown
Commonwealth disability services - $18,078 X 38.0 years = $686,964
Comments
DSP to age 21-58 incl
Breakdown
State disability services - $30,000 X 30 years = $900,000
Comments
State disability services age 10-40
Breakdown
Residential care services - $25,381 x 18.0 years = $456,858
Comments
RLC age 41-58 incl
60 The breakdown was followed by a brief description of matters that had been brought to account by the person who prepared the breakdown (who was not the Medical Officer). It dealt with matters that were of a kind that the Tribunal was required to evaluate in considering whether to exercise the power to waive the requirement in cl 4007(1)(c).
61 As the July Report adopted precisely the same format as the earlier January Report it may be readily inferred that there was a similar form of breakdown that related to the July Report. However, no such breakdown was before the primary judge and it was not said to be the subject of a separate certificate. Counsel for the Minister could not explain why that was so.
62 Therefore, the position before the primary judge was that the breakdown for the figures stated in the January Report had been the subject of the Certificate (and therefore not provided to Ms Dang and her family), but it was the July Report that was relied upon by the Tribunal. What was plain was that the Tribunal proceeded by reference to the July Report but did not provide the breakdown information to the applicants before the Tribunal. As to the older breakdown, there was the Certificate. As to the breakdown for the July Report, it appeared that the material was simply not provided.
63 The Tribunal relied upon the figures in the July Report in the following way (para 40):
On balance, the Tribunal is not satisfied that the granting of the visa would be unlikely to result in undue cost to the Australian community. The [Medical Officer] opinion has indicated the costs are $3.2 million over [Ms Dang's son's] lifetime. [Ms Dang's son's] condition of Down Syndrome is a lifelong condition and the moderate intellectual disability will continue throughout [Ms Dang's son's] life time. The Australian community is already bearing costs associated with this condition with the additional assistance provided to [Ms Dang's son] at school and he has a further 7 years of schooling where costs will continue to be incurred. Thereafter it is apparent that [Ms Dang's son] will access other community supports such as supported employment organisations and is highly likely to require community supports at the time [Ms Dang's son's] parents pass away.
64 The primary judge was 'concerned' by these matters: Dang v Administrative Appeals Tribunal [2019] FCCA 586 at [73]. However, his Honour then proceeded on the basis of a particular view of the then recent decision of the High Court in SZMTA concerning the materiality of a failure to meet a statutory requirement that must be demonstrated in order for there to be jurisdictional error. Necessarily implicit in this approach was a recognition that if the failure was material then there was jurisdictional error. As to the decision in SZMTA, his Honour said at [76]-[77]:
It seems to me that the High Court is telling Courts at my level that what we have to consider is whether the disclosure of this information would have made a difference to what the final decision was. This issue has vexed me, but I have had a number of readings over the reasoning of the Tribunal and the analysis that the Tribunal has made of the financial situation of the Applicant and her husband.
It seems to me that even if the Applicants did have this information and could have framed the submissions to look at the breakdown, it would not have had any effect on the outcome. This is because the financial situation of the Applicant and her husband did not allow for the Tribunal to be satisfied that the Applicant and her husband could mitigate the amount of money that the Australian community would have to expend for the ongoing care of the son.
65 There are a number of errors evident in this reasoning. First, the test required to be applied was whether compliance with the relevant requirement could realistically have resulted in a different decision, not whether the result would have been different: SZMTA at [38], [45] (Bell, Gageler and Keane JJ). Second, in undertaking the inquiry whether there had been a material breach of the obligation to afford procedural fairness, the Court could not usurp the statutory task entrusted to the Tribunal and form its own view as to what the result should have been, or even what the result could have been. Rather, the question was whether the Tribunal (not the Court on review) could realistically have reached a different result: CHZ19 v Minister for Home Affairs (No 2) [2019] FCA 1112 at [34]-[37] (Colvin J). Third (and relatedly), in a case like the present where the complaint was of a failure to afford procedural fairness, it was necessary to consider what might have been presented to the Tribunal if a fair procedure had been adopted, not whether the Tribunal made the right decision on the material that was before the Tribunal. Fourth, the conclusion that the same decision would have been reached is logically unsound. It assumed the correctness of the financial information in the July Report which was the very information that might have been questioned if there was access to the material the subject of the Certificate.
66 Although the language 'realistic possibility that the Tribunal's decision could have been different' is ultimately used in SZMTA to describe what must be shown, the language from the long standing authority of Stead v State Government Insurance Commission [1986] HCA 54; (1986) 161 CLR 141 at 145 is also used. There it was said that it is no easy task for the court to satisfy itself 'that what appears on its face to have been a denial of natural justice could have had no bearing on the outcome'. Also referenced was the following passage from the reasons of McHugh J in Re Refugee Review Tribunal; Ex Parte Aala [2000] HCA 57; (2000) 204 CLR 82 at [104] (a passage concerned with when a breach of natural justice has an invalidating effect rather than the content of the rules of natural justice):
Not every breach of the rules of natural justice affects the making of a decision. The decision-maker may have entirely upheld the case for the party adversely affected by the breach; or the decision may have turned on an issue different from that which gave rise to the breach of natural justice. Breach of the rules of natural justice, therefore, does not automatically invalidate a decision adverse to the party affected by the breach. This principle was acknowledged by this Court in Stead v State Government Insurance Commission when it said that 'not every departure from the rules of natural justice at a trial will entitle the aggrieved party to a new trial'. Nevertheless, once a breach of natural justice is proved, a court should refuse relief only when it is confident that the breach could not have affected the outcome because '[i]t is no easy task for a court ... to satisfy itself that what appears on its face to have been a denial of natural justice could have had no bearing on the outcome'. In this case, however, the denial of natural justice did not affect the outcome. After analysing the reasons of the second Tribunal and the history of the proceedings, the best conclusion is that the Tribunal would have found that the prosecutor did not have a well-founded fear of persecution even if it had had the four statements before it.
(footnotes omitted)
67 The warnings in these passages were referred to in WZARH v Minister for Immigration and Border Protection [2014] FCAFC 137; (2014) 230 FCR 130 at [28] (Flick and Gleeson JJ, Nicholas J agreeing generally) (a decision upheld on appeal).
68 For the Minister it was accepted that the non-disclosure by the Tribunal of the existence of a certificate may give rise to a denial of procedural fairness: Minister for Immigration and Border Protection v BJN16 [2017] FCAFC 197; (2017) 253 FCR 21 at [63] (Kenny, Tracey and Griffiths JJ). There was no attempt to justify the Certificate. There was no challenge to the implicit finding by the primary judge of a failure to afford procedural fairness. Rather, the submissions for the Minister focussed upon supporting the approach of the primary judge that there was no material breach.
69 Before the Tribunal the position of Ms Dang was that she did not understand the costings made by the Medical Officer. This appears from the Tribunal's reasons (para 35) where the Tribunal records that Ms Dang and her husband were asked about mitigating the costs associated with the long term needs of their son. The Tribunal records 'Mrs Dang stated they do not understand the costing made by the [Medical Officer]'.
70 Access to the costing for the January Report would have opened up the possibility of a forensic inquiry that may have been used to challenge the figures in the July Report. Counsel for the Minister accepted that the costing breakdown for the January Report could have been used to mount an attack on the July Report. In that regard, examples of forensic inquires that might have exposed doubts as to the reliability of the figures in the July Report include:
(1) Why had the calculation increased by about $500,000 between January 2014 and July 2015 even though the same methodology had been deployed?
(2) On what basis had the particular services been identified as being required by Ms Dang's son?
(3) On what basis had a carer payment been included for Ms Dang's son from age 12?
(4) Why was a state disability services payment included?
(5) Was the report prepared without any input from the Medical Officer and if so what was the medical basis for the assessment as to the level of services that might be required?
(6) On what basis was the view formed that Ms Dang's son would require 'supervision/ assistance with activities of daily living' and was there regard to the detail of the reports provided to the Medical Officer in making that assessment?
(7) On what basis was the breakdown presented as a report of the Medical Officer?
(8) Precisely what was the statutory character of the breakdown?
71 These are not hypothetical possibilities. The applicants before the Tribunal were asked to provide their response as to how they would mitigate the costs and they said they could not respond because they did not understand them. They were legally represented. They maintained that they would be able to provide the services that may be required. They had reports which might be used to question the costing. For reasons that have been expressed, the Tribunal was not bound to treat the matters stated in the July Report as correct. It was just part of the material that might be considered in deciding whether to waive the requirement in cl 4007(1)(c). Any basis upon which it might be questioned would assume considerable significance in that context.
72 In the result, the Tribunal acted upon the matters stated in the July Report as if they were unchallenged and had to be accepted.
73 Therefore, this is a case where there was a realistic possibility that disclosure of the Certificate would have led to scrutiny and production of documents that would have opened up possibilities that could realistically have resulted in a different outcome.
74 The third ground (numbered 4 in the notice of appeal) has been made out.