[2024] VSCA 289
General information, not legal advice.
Court of Appeal (Vic)
2024-11-27
Leish JA, Boyce JA, Kaye JA
Original judgment source is linked above.
PART B: PROPOSED GROUNDS 1-3 - WHETHER JURY'S VERDICT ON CHARGES 1-3 UNSAFE
so he doesn't want to, he just asks me to make sure he doesn't. 'Cause when I say, 'Yes,' he gets really tempted and he says, 'You're the - are you gonna be my little slut?'
Q Is that what he says to you, is it?
A Yeah.
Q And what - - -
A I - - -
Q And what do you say then?
A I say, 'No. Would you like me to call you a bitch?'
Q And what happens after that?
A He does it.
Q He does it?
A Mm'hm.
- So how do you get from being in the lounge room to being in the bedroom?
A My dad drags me.
Inconsistencies between Suzette's VARE and special hearing
(a) the applicant had put his penis in her vagina about 10 times;
(b) the applicant had tried to put his finger in her vagina 'all the way and it kind of bleeds';
(c) the applicant had put his penis in her anus about seven times; and
(d) the applicant had made her suck his penis about seven times, during 2019, 2020 and 2021.
well, occasionally he tried to, but I said we're not doing that, because I know that he shouldn't be doing it with his daughter, he should be doing it with his - Mum, because he's the one who married her, not me.
Your dad has said to the police that he never put his finger in your vagina. Did dad do it or not?---Not really. He tried to do it - so like he tried to get in, but because I was too little and it wasn't like wide enough to do it, he couldn't do it anymore.
So he - - -?---Didn't do it.
So [Suzette] you[r] dad has said to the police he'd never put his doodle in your bumhole. Did dad do it or not?---Well, he - the thing is he didn't fully put it in. He tried to put it in, but it didn't actually go in ... so no.
HER HONOUR: Sorry, can I just get you to repeat that last little bit [Suzette]. Did you say it didn't actually go in? Is that what you said?---Yeah, it didn't quite go in.
Thank you - - -?---It just went a little bit like (witness demonstrates).
[D]id your dad ever put his doodle in your mouth?---Yes.
What grade were you in the first time that it happened?---Well, definitely grade 1 because my dad said, 'You're way too young to do that stuff (indistinct words)' ... He said because, um - because I'm too young, he's not going to do that until I'm in, like, a better grade.
All right. So what grade were you in the first time that it happened?---Probably just about when, um, the school holidays ended.
Ended at the end of what grade?---Um, when we ended it at prep and I just turned (indistinct words).
That first time [anal penetration occurred] - where did it happen?---Probably at my home. But occasionally um, [the applicant] would go to um, my nan's house to - he took me because Mum was up with [Sonny] at [Linda's] house and um, nan went away to Phillip Island and left the cat so he went to feed the cat and I asked, um, when are we going to go and he said we're not leaving until you do, you know, and so we have to do it in like the whole way[15] with the door shut and I said that's it, stop. And he did stop because he knew - most people can believe me, but most people don't believe me. And so he stopped doing it.
...
And this was in your grandmother's house?---Uh-huh.
A Well, my Mum, my auntie [Abigail] and my teacher.
Q So have you told them about Dad having sex with you?
A Yeah.
...
Q What did you tell your teacher?
A I told them what I'm telling you and he says, 'Oh, that's awful'.
Your teacher at school has said that you told him about dad hitting you, not about any other things. Did you tell your teacher only about dad hitting you, not about the other things?---I think I only told him about Mum and only Dad hitting me and smashing my head into near our bar. I think that's it and I think I remember telling my Auntie [Abigail] and my friends.
I asked [Suzette] when she would be called [a slut] or why she would be called that and she said that sometimes it happened when she was naughty.
Did she expand anything further?---No. When I asked what she meant by um 'being naughty', she, she became withdrawn and didn't want to um continue talking about it.
Inconsistencies between Suzette's evidence and what she told other witnesses in the trial
[Abigail], when you had [the conversation about the applicant's offending] with [Suzette], did you tell [Suzette] that no one believes her?---No.
Did you tell her that no one would believe her?---No.
Is that something you've ever said to [Suzette]?---No.
(a) Ms Morrison saw her vagina in the shower and asked 'why is it so wide?'; and
(b) Ms Morrison had kicked her in the chest, slapped her across the face with a belt, pushed her out a window and slapped her across the face with keys.
Q Was there a specific occasion you're - - -
- No, she just said that and I said, 'Maybe you might need to get a - have a shower or something,' 'cause there was nothing there - like, down there when I checked her and the toilet. There was no blood on the toilet seat and - yeah. She hasn't - didn't mention that, like, again to - - -
- But did she have a conversation with you about - - -
- She just said that she thought that there might be blood when she went to the toilet 'cause she's like, 'I think I might be starting my period'. That's what she said to me. And I'm like, 'You're a bit young, you're only seven,' like - - -
...
- Yeah. So the - the conversation you had with her, you've then gone and checked the toilet and you didn't see any blood?
- Yeah. And I've checked her underwear and checked her and she - there was no blood or anything.
Q You checked her?
- Yeah. I was like, 'Can you, yeah, show me?' And I checked and there was no blood on the toilet paper or anything, so I just, yeah, left it at that. I said, 'We'll see how you - you are in the morning,' and she didn't mention anything about it the next morning to me, so I just didn't bring it back up, yeah.
Did she ever tell you anything about anything sexual happening in 2019, between she and Mr [Cookson]?---I can't remember.
Did she ever tell you anything about anything sexual between her and Mr [Cookson], five days before she spoke with the police?---Ah, no.
Did she ever tell you anything - did she ever tell you about anything sexual happening between her and Mr [Cookson] a couple of days before she spoke to the police?---No, she did not.
Did [Suzette] speak to you on the telephone the night before she had her video statement with the police?---No, she did not.[17]
Did [your parents] give [Sonny] a lot more attention than they gave you?---Yes.
Did you say all of these things that you said to the police because you thought your parents weren't giving you enough attention?---No, I said it because I knew if you don't tell the truth you're gonna get in more trouble. And I didn't want to just make the situation be like, 'Oh okay, we'll just take you back to Mum', because then it all just start all over again.
Did you ever say to your mum, 'I just say these things because you pay more attention to [Sonny] and not to me'?---Yeah, sometimes I say I hate her because she's always like being mean to me and just saying that [Sonny] is more behaved and he's the favourite.
I'll just make sure that I understand what you said.
[PROSECUTOR]: Yes, I don't think she (indistinct words).
HER HONOUR: Yes, I don't think so either.
[DEFENCE COUNSEL]: I'll just ask that question again. (To [Suzette]) Do you remember ever saying these words to your mum, and I think you're talking about what you said to the police, 'I just say these things because you pay more attention to [Sonny] and not to me'?---Yes, I did say that.
(4) In giving a direction under this section, the trial judge must inform the jury that -
(a) children can accurately remember and report past events; and
(b) children are developing language and cognitive skills, and this may affect -
(i) whether children give a detailed, chronological or complete account; and
(ii) how children understand and respond to the questions they are asked; and
(c) experience shows that, depending on a child's level of development, they -
(i) may have difficulty understanding certain language, whether because that language is complicated for children or complicated generally; and
(ii) may have difficulty understanding certain concepts, whether because those concepts are complicated for children or complicated generally; and
Relative concepts such as time, duration, measurement or frequency.
(iii) may not request the clarification of a question they do not understand; and
(iv) may not clarify an answer they have given that has been misunderstood.
PART C: PROPOSED GROUND 4 - WHETHER EVIDENCE OF INCRIMINATING CONDUCT ADMISSIBLE
Evidence of incriminating conduct
(1) The prosecution must not rely on evidence of conduct as evidence of incriminating conduct unless -
(a) the prosecution has given notice in accordance with section 19; and
(b) the trial judge determines that, on the basis of the evidence as a whole, the evidence of conduct is reasonably capable of being viewed by the jury as evidence of incriminating conduct.
...
(2) Subsection (1) applies even if the evidence of conduct may be admissible for another purpose.
21 Mandatory direction on use of evidence of incriminating conduct
(1) If the prosecution relies on evidence of conduct as evidence of incriminating conduct, the trial judge must direct the jury that -
(a) the jury may treat the evidence as evidence that the accused believed that he or she had committed the offence charged or an element of the offence charged, or that he or she had negated a defence to the offence charged, only if it concludes that -
(i) the conduct occurred; and
(ii) the only reasonable explanation of the conduct is that the accused held that belief; and
(b) even if the jury concludes that the accused believed that he or she had committed the offence charged, it must still decide, on the basis of the evidence as a whole, whether the prosecution has proved the guilt of the accused beyond reasonable doubt.
(2) In giving a direction under this section, a trial judge need not refer to each act or omission of the accused.
...
22 Additional direction on incriminating conduct
If the trial judge gives, or proposes to give, a direction under section 21, defence counsel may request under section 12 that the trial judge also direct the jury that -
(a) there are all sorts of reasons why a person might behave in a way that makes the person look guilty; and
(b) the accused may have engaged in the conduct even though the accused is not guilty of the offence charged; and
(c) even if the jury thinks that the conduct makes the accused look guilty, that does not necessarily mean that the accused is guilty.
...
It is clear from the statutory provisions that the decision of a trial judge pursuant to s 20(1)(b) does not concern the admissibility of evidence but rather the manner in which evidence may be used. That is, the judge must determine whether the evidence is reasonably capable of being viewed by the jury as evidence of an implied admission by the accused of having committed an offence charged, an element of an offence charged or negating a defence to an offence charged. That determination must be based on the whole of the evidence. It involves no determination of whether the jury would so view the evidence, only whether the jury could do so. In accordance with the mandatory s 21(1)(a) direction, the jury must be directed that the evidence of conduct may only be treated as evidence of incriminating conduct if the jury concludes that the only reasonable explanation of the conduct is that the accused believed that s/he committed an offence or an element of an offence charged or negated a defence to an offence charged.
...
Hence s 20(1)(b) means that the trial judge must make a determination, based on the whole of the evidence, that the conduct evidence was such that the jury could rationally conclude that the only reasonable explanation for it was that the accused held the belief that he or she committed the offence charged. ...[36]
if an innocent explanation of post-offence conduct is so inherently likely that a jury could not properly regard the conduct as evidence of guilt, or if the post-offence conduct is intractably neutral, the judge should refuse to leave the conduct to the jury as evidence capable of demonstrating consciousness of guilt.[38]
In assessing competing innocent explanations, the judge is anticipating - is obliged to anticipate - how rational jurors would be likely to undertake the same exercise. But this is not a usurpation of the jury's function. On the contrary, it is a proper safeguard to ensure that post-offence conduct is not allowed to go forward as a form of self-incrimination unless there is a rational path open to the conclusion that the conduct cannot be explained in any other way.[39]
(a) determine whether the appellant has established an error in connection with the conviction under appeal;
(b) if so, determine whether that error is 'fundamental' or a 'serious departure' from proper trial processes, so as necessarily to have resulted in a substantial miscarriage of justice;
(c) if that has not been shown, determine whether the appellant has established that the error may have affected the result of the trial;
(d) if so, there will be a substantial miscarriage of justice unless the respondent establishes that the conviction was inevitable.[40]
In my view, it is the timing or the contemporaneity of the accused's conduct with regards to his knowledge that his daughter is at the police station having made serious allegations of misconduct that gives the evidence its probative value, such that a rational jury acting reasonably could conclude that the only reasonable explanation of the conduct is that the accused held the relevant belief described in s 21 of the [Jury Directions Act].
[The applicant's] conduct is disputed. There are other explanations capable of being offered to the jury with regards to the conduct which could be described as innocent but, in my view, pursuant to the test set out in s 20(1)(b) of the [Jury Directions Act], the evidence of the conduct is reasonably capable of being viewed by the jury as evidence of incriminating conduct. Having said that, in my view, the evidence adduced by the prosecution should be limited to conduct itself, not to demeanour evidence...
... the prosecution may only lead limited evidence from [Ms Morrison's] second VARE with regards to her indicating to the [applicant] that [Suzette] is at the police station and then the [applicant] going into the shower and punching a hole in the shower. I will not allow evidence with regards to anger, changed behaviour, and certainly not allow any evidence of any previous damage. It is the conduct itself in my view which forms the basis of the incriminating conduct.
In my view, it is appropriate in this case to allow the prosecution to adduce that evidence having regard to the mandatory directions contained in s 21 of the [Jury Directions Act] with regards to the degree of satisfaction that the jury would need to reach and also the protections contained in s 22 of the Act with regards to there being all sorts of reasons why a person might behave in that particular manner in all the circumstances. It is my decision that the prosecution should be allowed to adduce the evidence of incriminating conduct as I have described it and I so rule.
In this trial, the prosecution argued that you can use the evidence, that [the applicant] punched a hole in the shower upon learning that [Suzette] was at the police station in circumstances where according to the [applicant] in his interview with police, he had been told over the preceding weekend by [Ms Morrison] that [Suzette] said he and [Suzette] had been doing stuff that adults do, as evidence that he believed that he had committed the crimes alleged against him.
You may only use this evidence in this way if you find that this conduct occurred and the only reasonable explanation of this conduct is that the accused believed that he had committed the crimes alleged against him. However, I must warn you that even if you find that the [applicant] believed that he committed the offence charged, [you] must consider all the evidence when deciding whether the prosecution has proved the [applicant's] guilt beyond reasonable doubt.
I must also warn you that there are all sorts of reasons why a person might behave in a way that makes them look guilty. This means that [the applicant] may have punched a hole in the shower even though he is not guilty of the crimes alleged against him. For example, [the applicant] may have punched a hole in the shower because of frustration over untrue allegations. Even if you think that this conduct makes [the applicant] look guilty, that does not necessarily mean that he is guilty. Remember here, that the very conduct relied upon by the Prosecution - punching a hole in the shower - is denied by the defence. It is denied that he punched that hole in the shower.
The prosecution argument with regards to this piece of evidence was it was urged upon you to find that the accused man knew that [Suzette] was at the police station with regards to things that adults do and that the only reasonable inference ... in the circumstances is that he punched a hole in the shower because he knew that the complainant was at the police station telling them what he did. [The prosecutor] relied upon the timing and the location; the shower being the scene of one of the crimes so to speak, as being important for your analysis.
Conversely, [defence counsel], with regards to this piece of evidence argued that it would be a perfectly natural response by the [applicant] if the allegations were untrue. Remembering again, the defence position is that the conduct - the smashing of the hole in the shower - is denied. ... [Defence counsel] referred to the [applicant's] obvious expressions of frustration in the [police] interview. Ultimately, [defence counsel] argued that this piece of evidence is of no use to you.
Under s 20(1)(b), the judge has a gate-keeper role. The central issue is the capacity of the evidence to found a process of reasoning. The judicial determination that the evidence has the relevant capacity is a necessary pre-condition to the later determination by the jury whether or not to adopt that reasoning, subject to the mandatory direction in s 21(1)(a). Section 20(1)(b) is a broad filter as to whether the evidence is fit for the jury's consideration as an implied admission of guilt. Section 21(1)(a) constrains the jury in how that consideration is performed.
The combination of these provisions indicates that the [Jury Directions Act] contemplates that post-offence conduct evidence may be presented to the jury as evidence of incriminating conduct of the offence charged that ultimately may not be able to be treated as such by the jury because there are other reasonable explanations for that conduct. In other words, evidence of conduct explicable by more than one reasonable argument will, usually, pass through the gateway in s 20(1)(b).[47]
contemplates that conduct evidence will be presented to the jury as evidence of incriminating conduct of the offence charged but ultimately not treated as such by that jury.[48]
PART D: CONCLUSION
[1] Section 50C(1) of the Crimes Act 1958 as amended by the Crimes Amendment (Sexual Offences) Act 2016.
[3] The applicant initially advanced two further grounds. The proposed fifth ground argued that certain evidence admitted at trial was inadmissible distress evidence. The applicant abandoned that ground at the beginning of the hearing. The proposed sixth ground argued that a fundamental irregularity took place in the trial process when the judge met with Suzette ahead of her cross-examination at a special hearing. The applicant abandoned that ground following the High Court's decision in DPP v Smith (2024) ALJR 1163; [2024] HCA 32.
[5] These allegations are indirectly relevant to the applicants' first three proposed grounds of appeal.
[6] Ms Morrison gave her evidence after the judge issued her a certificate under s 128 of the Evidence Act.
[11] Cf Ward v The Queen [2017] VSCA 37; (2017) 54 VR 68.
[12] Ward v The Queen [2017] VSCA 37; (2017) 54 VR 68, 81 [51]. See also 82 [54], 82-3 [57]-[59] (Maxwell P and Redlich JA, Whelan JA agreeing at [143]).
[14] At the hearing, counsel for the applicant seemed to accept at one point that there was no inconsistency between Suzette's VARE and special hearing evidence in respect of oral penetration, but he did not resile from this submission, which had been set out in his written case.
[15] Counsel suggested that this should read 'hallway'.
[16] At the hearing the respondent described the answer as itself equivocal.
[18] M v The Queen [1994] HCA 63; (1994) 181 CLR 487, 493 (Mason CJ, Deane, Dawson and Toohey JJ) ('M'); Pell v The Queen [2020] HCA 12; (2020) 268 CLR 123, 146-7 [42]-[45] ('Pell') (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); Dansie v The Queen [2022] HCA 25; (2022) 274 CLR 651, 657-8 [8]-[9] (Gageler, Keane, Gordon, Steward and Gleeson JJ).
[19] Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ).
[23] Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); see also M [1994] HCA 63; (1994) 181 CLR 487, 494-5 (Mason CJ, Deane, Dawson and Toohey JJ). See Gardner (a pseudonym) v The King [2024] VSCA 83 [85]-[89] (Emerton P, McLeish and Macaulay JJA).
[24] Libke v The Queen [2007] HCA 30; (2007) 230 CLR 559, 596-7 [113] (Hayne J, Gleeson CJ agreeing at 562 [1], Heydon J agreeing at 597 [117]).
[25] M [1994] HCA 63; (1994) 181 CLR 487, 494-5 (Mason CJ, Deane, Dawson and Toohey JJ).
[28] Paull v The King [2024] VSCA 193 [26] (McLeish and Orr JJA). See also M [1994] HCA 63; (1994) 181 CLR 487, 501 (Brennan J), citing Chidiac v The Queen [1991] HCA 4; (1991) 171 CLR 432, 451-2 (Dawson J).
[29] Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [38] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); M [1994] HCA 63; (1994) 181 CLR 487, 493-4 (Mason CJ, Deane, Dawson and Toohey JJ).
[30] Pell [2020] HCA 12; (2020) 268 CLR 123, 145 [39] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ); M [1994] HCA 63; (1994) 181 CLR 487, 494 (Mason CJ, Deane, Dawson and Toohey JJ).
[31] Pell [2020] HCA 12; (2020) 268 CLR 123, 150 [56] (Kiefel CJ, Bell, Gageler, Keane, Nettle, Gordon and Edelman JJ).
[32] M [1994] HCA 63; (1994) 181 CLR 487, 493 (Mason CJ, Dean, Dawson and Toohey JJ).
[33] Alec (a pseudonym) v The King [2023] VSCA 208 [89]-[90] (Priest, Walker and Taylor JJA).
[36] DPP v Lynn [2024] VSCA 62 [114], [126] (citations omitted) (Emerton P, Taylor and T Forrest JJA) (emphasis in original) ('Lynn').
[37] DPP v Scriven [2015] VSC 220 [22] (Maxwell P), citing R v Lam (No 18) [2005] VSC 292 [7] (Redlich J) ('Scriven').
[38] [2006] VSCA 263; (2006) 16 VR 26, 48 [72] (Warren CJ, Chernov, Nettle, Neave and Redlich JJA) (citation omitted) ('Ciantar').
[39] Scriven [2015] VSC 220 [24].
[40] [2023] VSCA 318 [216] (Beach, McLeish and Kennedy JJA) summarising reasoning from Baini v The Queen [2012] HCA 59; (2012) 246 CLR 469 and Awad v The Queen [2022] HCA 36; (2022) 275 CLR 421.
[42] The judge told the jury that the applicant denied that he had punched a hole in the wall of the shower.
[43] Ciantar [2006] VSCA 263; (2006) 16 VR 26, 48 [72] (Warren CJ, Chernov, Nettle, Neave and Redlich JJA).
[45] Scriven [2015] VSC 220 [25].
[47] [2024] VSCA 62 [115]-[116] (Emerton P, Taylor and T Forrest JJA).
Cookson
The King [2024] VSCA 289
CRIMINAL LAW - Appeal - Conviction - Child complainant - Course of conduct charges - Alleged inconsistencies and discrepancies in evidence of complainant and with evidence of others - Whether jury acting rationally must have entertained reasonable doubt about applicant's guilt - M v The Queen [1994] HCA 63; (1994) 181 CLR 487; Pell v The Queen [2020] HCA 12; (2020) 268 CLR 123, applied - Measure of inconsistency expected in evidence relating to course of conduct charges covering substantial part of child complainant's life - Resolution of evidentiary issues within province of jury - Application for leave to appeal refused.
DPP v Lynn [2024] VSCA 62; R v Ciantar [2006] VSCA 263; (2006) 16 VR 26; DPP v Scriven [2015] VSC 220, applied.
(2022) 274 CLR 651
(2020) 268 CLR 123
(2006) 16 VR 26
(1994) 181 CLR 487
(2017) 54 VR 68
(2007) 230 CLR 559
(1991) 171 CLR 432
(2012) 246 CLR 469
(2022) 275 CLR 421