[2024] VSCA 62
General information, not legal advice.
Court of Appeal (Vic)
2024-04-12
Croucher J, Mr J, Emerton P, Taylor JA, Forrest JA
Original judgment source is linked above.
(1) The prosecution must not rely on evidence of conduct as evidence of incriminating conduct unless-
(a) the prosecution has given notice in accordance with section 19; and
(b) the trial judge determines that, on the basis of the evidence as a whole, the evidence of conduct is reasonably capable of being viewed by the jury as evidence of incriminating conduct.
A trial judge may make a determination under paragraph (b) even where the evidence of conduct relates only to an alternative offence.
(2) Subsection (1) applies even if the evidence of conduct may be admissible for another purpose.
Mandatory direction on use of evidence of incriminating conduct
(1) If the prosecution relies on evidence of incriminating conduct, the trial judge must direct the jury that-
(a) the jury may treat the evidence as evidence that the accused believed that he or she had committed the offence charged or an element of the offence charged, or that he or she had negated a defence to the offence charged, only if it concludes that-
(i) the conduct occurred; and
(ii) the only reasonable explanation of the conduct is that the accused held that belief; and
(b) even if the jury concludes that the accused believed that he or she had committed the offence charged, it must still decide, on the basis of the evidence as a whole, whether the prosecution has proved the guilt of the accused beyond reasonable doubt.
(2) In giving a direction under this section, a trial judge need not refer to each act or omission of the accused.
Section 6 provides that a trial judge need not use any particular form of words in giving a direction to the jury. For example, in relation to the direction referred to in subsection (1)(a)(ii), if the evidence concerns an element of an offence, the trial judge could refer to "knew" rather than "believed" to better describe what the incriminating conduct, if accepted, may prove.
If the trial judge gives, or proposes to give, a direction under section 21, defence counsel may request under section 12 that the trial judge also direct the jury that-
(a) there are all sorts of reasons why a person might behave in a way that makes the person look guilty; and
(b) the accused may have engaged in the conduct even though the accused is not guilty of the offence charged; and
(c) even if the jury thinks that the conduct makes the accused look guilty, that does not necessarily mean that the accused is guilty.
Section 14 requires the trial judge to give this direction, if requested, unless there are good reasons for not doing so. Section 16 requires the trial judge to give a direction if the trial judge considers that there are substantial and compelling reasons for doing so.
[i]n all cases, it will be for the judge to determine whether evidence of post-offence conduct, taken in conjunction with any specified acts, facts and circumstances, is capable of constituting evidence of consciousness of guilt for the purposes of an issue.[68]
... the test for myself as the trial judge is whether the jury could rationally conclude that the only reasonable inference to be drawn from that conduct is that contended for by the prosecution, namely an awareness that she had murdered her daughter-in-law and was not acting in self-defence.[70]
... the question for the judge to determine under s 24(1)(b)[71] is whether, on the whole of the evidence, it would be reasonably open to the jury to conclude that the conduct in question could only be explained by the accused's having had the relevant belief in his own guilt. The judge is assessing - as best he/she can - what the jury, acting rationally, would be entitled to make of the conduct, viewed in the context of all of the evidence.[72]
even allowing that a possible explanation of the applicant's post-offence conduct was that he was conscious that he had committed one or more of the lesser offences, as opposed to the offence charged, it does not follow that the post-offence conduct could not be left to the jury as something which was capable of supporting an inference that the applicant was conscious that he had committed "the offence charged".
We accept that there may be some circumstances in which post-offence conduct is equally consistent with two or more possible offences or is otherwise intractably neutral. Where that is so, it may not be open, even on the totality of the evidence, to draw an inference that the accused had a consciousness of guilt of some particular conduct at the time that he told lies or performed some act which the prosecution relies upon as constituting post-offence conduct. But where such lies or conduct are considered in the context of all of the evidence it is not to be assumed that it will usually be so. Indeed, in the scheme of things, it is not likely to be so in many cases. And, to the extent that Heyes implies the contrary, in our view it should not be followed.[74]
Of course, there will be circumstances in which post offence conduct is incapable of being probative of guilt of the charged offence as opposed to a lesser alternative or, another count on the presentment where there is a multiple count presentment, or another offence where it is disclosed by the evidence. For example, if a case of murder were presented to a jury on the sole basis that the accused admitted that he killed the deceased unlawfully, but denied murder, and the only evidence of the killing, apart from the admission, was that the accused had fled the killing and initially denied involvement in it, the jury could not properly be satisfied that the accused was guilty of murder. On the limited evidence available, one could not exclude as a reasonable possibility that the accused was guilty of manslaughter or possibly some lesser included offence. And the jury would need to be so instructed.
But in most murder cases the evidence is more extensive than that. Usually, the Crown presents evidence about the relationship if any between the deceased and the accused, the events leading up to the time of death, the place and time and the circumstances of the death, the means of killing and the cause of death, other injuries which may have been inflicted on the deceased and any injuries suffered by the accused in the course of the killing.
Although the post-offence conduct may not be enough in itself to sustain an inference that an accused killed with intent to kill or cause really serious injury, as opposed to some lesser state of mind, such evidence, when combined with evidence of the accused's words and conduct before and during the killing and forensic evidence may well satisfy the jury beyond reasonable doubt that the accused killed the deceased with murderous intent. And comparable reasoning is equally applicable in trials for other offences.[75]
In R v White, in the Supreme Court of Canada, Major J said:
'As a general rule, it will be for the jury to decide, on the basis of the evidence as a whole, whether the post-offence conduct of the accused is related to the crime before them rather than to some other culpable act. It is also within the province of the jury to consider how much weight, if any, such evidence should be accorded in the final determination of guilt or innocence. For the trial judge to interfere in that process will in most cases constitute a usurpation of the jury's exclusive fact-finding role.'
In R v White, Major J went on to say that there may be cases where post-offence conduct, such as the accused's flight or concealment, is so out of proportion to the level of culpability involved in a lesser offence that it might be found by the jury to be more consistent with the more serious offence charged. There may be cases where an accused goes to such lengths to conceal the death or to distance himself or herself from it as to provide a basis on which the jury might conclude that the accused had committed an extremely serious crime and so warrant a conclusion beyond reasonable doubt as to the responsibility of the accused for the death and the concurrent existence in the accused of the intent necessary for murder. There is no hard and fast rule that evidence of post-offence concealment and lies is always intractably neutral as between murder and manslaughter. As Major J said: 'The result will always turn on the nature of the evidence in question and its relevance to the real issue in dispute'.[76]
... even if [the respondent's] account of the events that led to the deaths is rejected wholly or in part, and is put to one side, I am satisfied that a jury could not reasonably exclude that he engaged in the conduct in question in the belief that one or both of the killings were committed without murderous intent.[79]
... while a reasonable jury would be entitled to think that one possible reason [the respondent] engaged in the impugned conduct - including his treatment of the bodies - is because he believed he had committed murder, in the absence of evidence of the circumstances surrounding the deceased's deaths, I cannot see how a reasonable jury could exclude the inference that he believed he had committed an offence or offences short of murder.[80]
(a) Both deaths occurred on the same evening in Bucks Camp, a remote location.
(b) The respondent was present.
(c) Apart from Mrs Clay and Mr Hill, no one else was present.
(d) When they arrived at Bucks Camp neither Mr Hill nor Mrs Clay possessed any firearms.
(e) The respondent had been hunting and had firearms and ammunition in his car.
(f) The respondent and Mr Hill were in dispute over the drone and hunting. Their interaction was of sufficient heat to prompt, on the respondent's version, the respondent to play music very loudly to annoy Mr Hill.
(g) Both deaths were violent. Apart from the respondent's exculpatory assertions, there is no evidence as to who was killed first. Mrs Clay was shot to the head by the respondent's shotgun when adjacent to Mr Hill's car. There is no forensic evidence as to how Mr Hill was killed.
(h) The respondent was the last person left alive at Bucks Camp.
[1] As this was an interlocutory appeal, the publication of this judgment was previously restricted until the conclusion of the respondent's trial on 25 June 2024.
[2] Ruling No. 2, R v Lynn (Rulings 1-4) (Croucher J).
[3] R v Lynn (Ruling 5). The advisory ruling was written in a short, conclusionary manner absent detailed reasoning to allow its prompt delivery and to preserve the listed trial date. Without any criticism of the trial judge in adopting that course, this Court requested the trial judge to provide full reasons for his conclusions. The judge did so.
[4] R v Lynn Ruling 5 - Full reasons.
[5] Revised Summary of Prosecution Opening, [40]-[43].
[6] This was the basis upon which counsel for the applicant stated this Court should approach the issue.
[15] [2015] VSC 220 ('Scriven').
[16] These were - Weissensteiner v The Queen [1993] HCA 65; (1993) 178 CLR 217 ('Weissensteiner'); R v Rice [1996] 2 VR 406; R v White [1998] 2 SCR 72 (Major J) ('White'); R v Cengiz [1998] 3 VR 720; R v Ciantar [2006] VSCA 263; (2006) 16 VR 26 (Warren CJ, Chernov, Nettle, Neave and Redlich JJA) ('Ciantar'); Butler v The Queen [2011] VSCA 417; (2011) 34 VR 165 (Maxwell P, Ashley JA and Ross AJA) ('Butler'); Mocenigo v The Queen [2013] VSCA 321 (Buchanan, Neave and Priest JJA); R v Butler (Rulings 1-10) [2013] VSC 688 (Croucher J); Lane v The Queen [2013] NSWCCA 317; (2013) 241 A Crim R 321 (Bathurst CJ, Simpson and Adamson JJ); DPP v Zhuang [2014] VSC 276 (Kaye J); The Queen v Baden-Clay (2016) 258 CLR 308 (French CJ, Kiefel, Bell, Keane and Gordon JJ) ('Baden-Clay'); DPP v Wan (Ruling No 1) [2018] VSC 19 (Kaye JA); DPP v Lyons [2018] VSC 297 (Kaye JA); R v Novakovic & Ors (Ruling No 1) [2019] VSC 338 (Croucher J); DPP v Ristevski [2019] VSC 165 (Beale J) ('Ristevksi'); Doherty v The Queen [2019] VSCA 70 (Kaye, Niall and Weinberg JJA) ('Doherty'); and R v Tan (Ruling No 2) [2023] VSC 297 (Fox J) ('Tan').
[25] R v Butler (Rulings 1-10) [2013] VSC 688.
[60] [2006] VSCA 86; (2006) 12 VR 401 ('Heyes').
[63] [2023] HCA 32; (2023) 97 ALJR 857 (Kiefel CJ, Gageler, Steward, Gleeson and Jagot JJ); [2023] HCA 32.
[66] Section 23 outlines an optional direction in the event that evidence of conduct is led but the prosecution does not rely upon it as evidence of incriminating conduct. Section 24 makes clear that except as provided for in Division 1 of Part 4 of the JDA, a trial judge is not required to give the jury a direction regarding evidence because it is evidence of incriminating conduct or may be improperly used as evidence of incriminating conduct.
[67] Doherty, [37]. That issue may be connected to admissibility where the evidence is not admissible for any purpose other than as evidence of incriminating conduct.
[69] [2014] VSC 276 ('Zhuang').
[71] The relevant provision in the 2013 Act.
[74] Ciantar [39]-[40] (footnote omitted).
[76] Baden-Clay, [73]-[74] (citations omitted).
[77] Reasons, [57], drawn from the Revised Summary of Prosecution Opening.
[78] Ciantar, [72], referred to in Scriven, [22].
[81] Butler, [1] (Maxwell P), [134] and [137] (Ashley JA with whom Ross AJA agreed).
DPP
Lynn [2024] VSCA 62
The Queen v Ciantar [2006] VSCA 263; (2006) 16 VR 26 applied; The Queen v Baden-Clay (2016) 258 CLR 308; Butler v The Queen [2011] VSCA 417; (2011) 34 VR 165; DPP v Zhuang (Ruling) [2014] VSC 276; DPP v Scriven (Ruling No. 4) [2015] VSC 220, considered.
(2016) 258 CLR 308
(1936) 55 CLR 499
(2006) 16 VR 26
(2011) 34 VR 165
(1993) 178 CLR 217
(2006) 12 VR 401
(2023) 97 ALJR 857
(1979) 142 CLR 531