[2020] TASCCA 11
General information, not legal advice.
Court of Criminal Appeal (Tas)
2020-07-07
Blow CJ, Brett J, Porter AJ
Original judgment source is linked above.
COURT: SUPREME COURT OF TASMANIA (COURT OF CRIMINAL APPEAL)
CITATION: Anderson v Tasmania [2020] TASCCA 11
Criminal Law - Evidence - Matters relating to proof - Miscellaneous matters - Other cases - Delay in complaint and prosecution - Significant forensic disadvantage as a consequence of delay - Three particular consequences identified at trial - Trial judge found no significant forensic disadvantage in respect of two aspects but finding made as to third - Whether trial judge erred in findings of no disadvantage - Whether sufficient directions given as to third aspect - No error shown.
Evidence Act 2001 (Tas), s 165B.
PT v The Queen [2011] VSCA 43; Jarrett v The Queen [2014] NSWCCA 140, 86 NSWLR 623; Pate v The Queen [2015] VSCA 110, 250 A Crim R 425, applied.
Criminal Law - Appeal and new trial - Verdict unreasonable or not supportable having regard to evidence - Other matters - Ground of appeal that verdicts "unsafe and unsatisfactory" - Argued that verdicts unreasonable or unsupportable but by virtue of matters said to amount to a miscarriage of justice - Verdicts not unreasonable or unsupportable having regard to the evidence - No deficiencies or irregularities in the conduct of the trial constituting a miscarriage of justice - Use of the phrase "unsafe and unsatisfactory" in ground of appeal generally misleading and inappropriate.
Fleming v The Queen (1998) 197 CLR 250; Loone v Tasmania [2008] TASSC 7, followed.
Criminal Law - Appeal and new trial - Particular grounds of appeal - Misdirection and non-direction - Presentation of defence case - Allegation of biased summing up because of time spent on Crown case compared to that of accused - Where jury reminded of most of evidence in short case - No misdirection or miscarriage of justice - Summing up reflected relative times spent on respective cases - Appellant's case adequately and fairly put to jury.
R v Meher [2004] NSWCCA 355; Riley v Tasmania [2020] TASCCA 1, applied.
Judgment Number: [2020] TASCCA 11
"So, you'd accept though, that, if it is the case that the slab was poured in 2007, what you say happened, couldn't have occurred back in 2004 could it?.....I would assume then that the slab had not been poured at that point."
"Okay, so, when you got home, did you say, oh look, my - my wee is sore, what exactly did you say?.....Yeah I told - I told my mum that it was hurting.
It was hurting, okay, and did she then demand to know what happened?.....Yep.
Okay, did she put to you that someone had touched you and that's why you're sore?.....No, because I told her.
And is it possible that's what's happened?.....Yes."
"Bruce and I went upstairs. He showed me a new door he had been waiting for - he built the house himself. I was upstairs with Bruce - in the hallway - for only about 13 minutes then we went back downstairs. I didn't see either of the children come up the stairs.
Prior to Bruce and I going upstairs we had gone outside to give [JM] a ride on the pony. Bruce helped her on, there wasn't a saddle. She held onto the horse's mane. Bruce led the pony around the paddock. She was only riding for about 5 minutes."
"When I went upstairs with Bruce Anderson, we into a bedroom, [sic] which I believe was the one opposite the bathroom. I did get Bruce to give me a massage. I laid face down on the bed. I had my top off and bra undone. Bruce kept his clothes on. He said on me, facing my head. He massaged my back and shoulders.
By being massaged, I heard a noise, like steps creaking I didn't take much notice. I did not see anyone look into, or enter the room. There were no doors on this room, to my memory. Bruce and I were upstairs for about 15 minutes. After the massage Bruce and I went back downstairs. I went to the toilet, after having a coffee. While I went to the toilet, Bruce said he was going outside to check on the dog. I'm not sure where [JM] was at that stage."
Police interview with the appellant - 16 March 2007
Overview of grounds 1 - 3: s 165B of the Act
(2) If the court, on application by the defendant, is satisfied that the defendant has suffered a significant forensic disadvantage because of the consequences of delay, the court must inform the jury of the nature of that disadvantage and the need to take that disadvantage into account when considering the evidence.
(3) The judge need not comply with subsection (2) if there are good reasons for not doing so.
(4) It is not necessary that a particular form of words be used in informing the jury of the nature of the significant forensic disadvantage suffered and the need to take that disadvantage into account, but the judge must not in any way suggest to the jury that it would be dangerous or unsafe to convict the defendant solely because of the delay or the forensic disadvantage suffered because of the consequences of the delay.
(5) The judge must not warn or inform the jury about any forensic disadvantage the defendant may have suffered because of delay except in accordance with this section, but this section does not affect any other power of the judge to give any warning to, or to inform, the jury.
(a) delay includes delay between the alleged offence and its being reported; and
(b) significant forensic) disadvantage is not to be regarded as being established by the mere existence of a delay."
Ground 1 - death of RK's father/loss of business records
"I conclude that there is no significant forensic disadvantage that arises from the death of [RK's] father in 2011. His evidence would only go to the timing of the association - his association with the accused, and the timing of the events and the bottom line is that the accused has given quite precise evidence about this and there's an absence of countervailing evidence from the Crown on this point due to the passage of time. So if anything, it seems that it might be said that the Crown is disadvantaged but that point shall not be made.
Furthermore, it seems somewhat artificial to sheet this disadvantage to the death of the complainant's father because the accused, in his evidence, has highlighted that he had - he would have had documents which referenced the timing of the work that was undertaken and, therefore, referenced his association with the complainant and those documents are no longer available and what I intend to do is to highlight that in my summary of the accused's evidence. It is a disadvantage but to highlight it as a significant forensic disadvantage is simply inapplicable given the issues on this trial and the state of play with regard to the evidence and it should be put no higher than that."
"Now no-one has a perfect memory, and that's the case when we're talking about recent events. And you would bear in mind here the time that has lapsed since the incidents that the witnesses are recounting. The witnesses were recounting events that happened between 2003 and 2007 so, twelve to sixteen years ago. You would expect the memories of honest and conscientious witnesses to be affected to some degree. Because of the lapse of time the honest recollections of a witness about events that occurred many years before - may - be unreliable. So it's for you to scrutinise the evidence of the witnesses who are recounting events some time ago, to see the impact that the lapse of time may have had on their evidence. It's for you to assess whether the witnesses' evidence about these events that occurred many years before is reliable or unreliable. So, does the witness seem to have a reliable memory of the key events? If their memories are affected does it seem to be affected about important details or peripheral matters?"
"You would bear in mind that everything I said to you earlier about the lapse in time, the time that has lapsed since these incidents, and now has a bearing upon the reliability of [the complainants'] evidence. You would be conscious that these events happened a long time ago, over a decade ago, and as I explained to you earlier, there is a risk of distortion of memory over the years. So the lapse of time gives rise to a need to carefully scrutinise their evidence, the evidence of [RK] and [JM], as you would every witness who is recounting events from such a long time ago."
"Now, during cross-examination Mr Ransom asked [the appellant] about the timing of the excavation work and whether he rendered [RK's father] an account for his excavation work. He said he did. He said the date of the excavation work was January 2007.
He was asked, 'Do you have a copy of that account?' and at page 169 of the transcript he spoke. He said, 'No, they get destroyed. You only have to keep records for about six years'. So here, ladies and gentlemen, you would bear in mind that this lack of documentation and the reason for its unavailability is because of a product of the lapse of time since the events."
"So these two statutory declarations, are accompanied by an agreed fact and essentially, what is agreed ... is that these were the statutory declarations that were made by [Naomi Pike] on those two dates, 14 March 2007, 5th of February 2010.
Then it's a matter for you, what you make of what [Naomi Pike] told the police in those statutory declarations. It's a matter for you as with all evidence, so you decide, as you always would, what evidence you accept as honest or reliable or you reject.
In assessing the two statutory declarations, you would bear in mind that this is not an account that's given in a court room, it's given to police on each of those dates, so obviously, you haven't had the opportunity to hear [Naomi Pike] give that account and observe her whilst she's saying what happened, as you have with other evidence, so there's that distinction between this kind of evidence and the evidence that's given in a court room, so you haven't had the chance to observe her give those accounts and you would also bear in mind, that counsel for the Crown haven't had the opportunity to clarify any matters, and counsel for the accused haven't had the opportunity to test or challenge any of that account.
So what you've seen in the court room, is each of the witnesses have been questioned, we call it cross-examination by counsel for the accused. So you haven't had the benefit of that, so you would bear in mind, those matters when you consider this evidence along with the other evidence that you have."
"As I said to you, it's a matter for you what you make of what [Naomi Pike] told the police in the police in those two statements. You decide what evidence is honest and reliable. You may accept some of the evidence or none of it. It's a matter for you. I am not going to express a view about any of this evidence. I am just going to highlight some matters for you which may potentially bear on the reliability of the evidence. Now, as I said to you during the trial itself, bear in mind that this is evidence that you did not have the chance to observe. You did not have the chance to see [Naomi Pike] give these accounts in court so these accounts are given to a police officer in presumably a police station or somewhere like that away from your scrutiny, away from your observation, out of sight and you don't have the chance to see her demeanour as she was responding to questions and assess her credibility, whether she was being honest and the reliability, the accuracy of her memory and so on, the way in which she responded to those questions.
So this is that obvious point. There is no explanation before you of what prompted the change. You do not have the opportunity to see matters clarified. You don't have the opportunity to see the evidence tested, challenged by defence counsel. As I said to you at the very beginning of the trial, cross-examination or the challenging by defence counsel is an important part of the trial process. It gives you the chance to see the evidence being tested and because of these reasons the evidence is potentially unreliable. There are aspects of the second statement concerning the massage that are plainly disputed by the defence and the defence have not had the chance to challenge that evidence so there is that disadvantage to the defence.
So you would bear in mind these considerations in assessing the reliability of this evidence. Now, I'm not suggesting that that second statutory declaration is not reliable or aspects of the first. I'm not suggesting that it's not open to you to accept the evidence or parts of the statements as reliable. That is open to you_. I am just cautioning you to bear in mind these considerations in your assessment of that evidence and the reliability of the evidence in particular._ Now here, in the context of this evidence, the defence highlights the inability to test, challenge the second statutory declaration, the change and the reason for the change three years late, and the defence contends to you that you should not regard that second statutory declaration as being reliable because you don't have the opportunity to see it tested." [My emphasis.]
"The defence case is that you should not be satisfied that a requisite degree of reliability of JM. ... [The] witness interviews compromised by the lack of record, the lack of recollection of the police officers about what was said in conversation with JM before the interview. The interview itself contains leading questions and in reality, says the defence, JM volunteers very little. The defence says it's all a long time ago, risk of faulty memory, risks such as KM did suggest that someone had touched JM after she complained about her wee hurting and yet the reason for that complaint may simply have been that she went horse riding."
Ground 3 - inadequate directions as to loss of police records
"Another factor to bear in mind regarding the interview - now, it seems to me and I highlight that this is very much a matter for you but it seems from the content of the interview and the exchange that there have been other discussions between the child ... and the police before the interview started.
[A] number of matters seem to be the case. It seems the police had a general chronology of what had happened and referenced that and it seems that they had information of what [JM] had told them about before the interview started. Now, as we've heard, because of the passage of time the police officer's notes are no longer available. Constable Reid ... could not now recall her conversation with [JM].
So in assessing the reliability of her account in that interview, bearing in mind that background to the interview, if it seems to you that there has been this previous conversation, take that into account and that you don't have evidence about what was said in that preliminary conversation, if you think there was one, and you don't have the opportunity to assess that preliminary conversation. Of course, this makes it difficult for the accused as well. He is disadvantaged because his counsel cannot effectively question, challenge, test what was said before the interview because the police officer doesn't recall, and there is now no record of that conversation.
So bear those matters in mind when you're assessing the reliability of [JM]'s account in the interview. Helpful consideration may be, 'Well, taking that into account what can I glean from the interview? What can I tell from the interview? What is being spontaneously offered by the child during the interview?' those sorts of considerations." [My emphasis.]
"A real question arises as to whether the kind of lengthy summary of the evidence that commonly occurs achieves anything in circumstances where the jury have heard the evidence themselves, have received the benefit of addresses from counsel, and potentially have access to the transcript or sound or video recording of the evidence if they wish to check some aspect of it.
There is a risk that undue emphasis on this part of the trial will swamp the more helpful areas of guidance which could be contained a short and well-focused summing-up or, alternatively, will cause a bored and tired jury to switch off.
Certainly, the tedious and wholly unnecessary exercise sometimes encountered that involves a summary of the evidence of each witness in turn, without any attempt to marshall it in relation to the critical issues, is to be avoided and discouraged by appeal courts at all costs: R v Zorad (1990) 19 NSWLR 91, 105; Piazza v The Queen (1997) 94 A Crim R 459."
"The trial judge's articulation of the appellant's case was brief, but the measure of its compliance with the requirements reposed in a trial judge is not determined by its length, but its content. The question is whether the issues raised in the defence case have been identified sufficiently clearly to draw the jury's attention to them in a way which ensured a fair trial. Some disparity is an inevitable consequence of the difference in the volume of evidence placed before the jury by the prosecution and the defence (which led none). 'It is not the length of the time devoted to the case of the Crown or the accused which is in issue. It is the fairness, balance and impartiality of the summing up which the appellate court must review and safeguard': R v Courtney-Smith (No 2) (1990) 48 A Crim R 49 per Gleeson CJ, Kirby P and Lusher AJ at 56."
"Whether there has been a balance in the summing up, or not, does not however depend upon a comparison between the time that was spent on the prosecution and defence cases, respectively. Almost inevitably the bulk of the evidence is led in the prosecution case, and more often than not more time will need to be spent on it: see R v Courtney-Smith (No 2) ... at 56."
"[T]hat the state of the evidence is such as to preclude a jury, acting reasonably, from being satisfied of guilt beyond a reasonable doubt, and accordingly the jury were affected to the disadvantage of the Appellant and rendered unsafe and unsatisfactory verdicts."
Verdicts - unreasonable or unsupportable on the evidence?
"In resolving [the] question the court must necessarily recognize that issues of credibility and reliability of oral testimony are matters for the jury. For that reason, if for no other, an appellate court will infrequently set aside a conviction as being unsafe because the evidence of a vital Crown witness lacked reliability or credibility. Nonetheless, occasions do arise when a jury proceeds to a conviction when the Crown case rests upon oral testimony which is so unreliable or wanting in credibility that no jury, acting reasonably, could be satisfied of the accused's guilt to the required degree."
Anderson
Tasmania [2020] TASCCA 11
(1998) 197 CLR 250
(1998) 45 NSWLR 362
(1952) 85 CLR 437
(1992) 173 CLR 555
(1990) 19 NSWLR 91
(1994) 181 CLR 487
(1998) 194 CLR 106
(1991) 171 CLR 432