The instrument centrally concerns regulatory prescription of complaints-handling standards for telecommunications providers, with emphasis on outage-related consumer contacts, prioritisation, accessibility and transparency. The statutory mechanism is a ministerial Direction to the regulator to amend an existing industry Standard under the Telecommunications Act 1997 (s 3; s 5(1)). The Direction sets objectives the amended Standard must give effect to (s 6(1)) and enumerates possible content elements the amendments may include (s 6(2)).
Key defined actors and terms in the instrument include:
- ACMA, the regulator, which is directed to amend the 2018 Standard (s 5(1)); numerous Act-defined expressions, including ACMA, carriage service provider, carrier, Telecommunications Industry Ombudsman, network unit and telecommunications network, are noted as defined in s 7 of the Act (s 4, note).
- Provider, defined in the Direction as carriage service providers and carriers responsible for network units used in the supply of services (s 4).
- Consumer, which the Direction says has the same meaning as in the 2018 Standard (s 4).
Primary objectives the amended Standard is to achieve are set out in s 6(1): expanding the definition of “complaint” to include network outage contacts (s 6(1)(1)); ensuring prioritisation of outage-affected consumers (s 6(1)(2)); and requiring providers to have and implement complaints-handling policies and processes that are fit-for-purpose, consumer-focused, efficient, effective, professional, transparent, have appropriate internal escalation and alert consumers to external dispute resolution avenues (s 6(1)(3)(a)-(e)).
The instrument lists substantive content areas that the amended Standard may address (s 6(2)). Those include requirements for:
- user-friendly complaints policies and processes, availability and display of those policies, accessibility for all consumers and proactive provision of information about complaints handling and external dispute resolution (s 6(2)(1)(a)-(d));
- resolution of complaints in a manner commensurate with keeping consumers connected to an essential service (s 6(2)(2));
- policies and processes that prioritise quick resolution, minimise waiting time and call transfers and decrease the number of times consumers must deal with different people, and that keep consumers updated and informed about progress and resolution (s 6(2)(3)(a)-(c));
- any other matters ACMA considers necessary to give effect to the objectives (s 6(2)(4)).
The Direction grants the ACMA broad drafting discretion. ACMA may vary the 2018 Standard over time, must ensure any variations comply with the Direction (s 5(3)), may define any terms required (s 6(3)), may deal differently with different classes of providers or consumers and may exempt classes of providers from particular provisions (s 5(4); s 5(4)(a)-(c)). The Standard may also confer functions and powers on the TIO to meet the objectives (s 6(4)).
Several cross-cutting conceptual features follow from the instrument’s text. First, the Direction prescribes objectives more than technical rules; ACMA must convert those objectives into detailed regulatory obligations. Second, the Direction targets operational aspects of customer service and complaint management , accessibility, display, timeliness, escalation, communication , rather than, for example, billing practices or network engineering standards (s 6). Third, the Direction connects complaints handling to network outages and preserving connection to an “essential service”, which places an operational priority on continuity of service in the complaints-handling regime (s 6(1)(1); s 6(2)(2)). Fourth, the Direction contemplates graded regulatory treatment by class of provider or consumer, and exemptions, creating an in-built capacity for differential regulatory burden (s 5(4)).
Finally, the instrument does not itself specify enforcement mechanisms, penalties, or the content of any functions or powers to be given to the TIO; those will be specified by ACMA in the amendments to the 2018 Standard (see s 5 and s 6(4)). The Direction therefore reconfigures the scope of the 2018 Standard and channels ACMA’s regulatory discretion, but leaves the detailed mechanics to the regulator.