37Rules of conduct for licensee’s business

37 Rules of conduct for licensee’s business

37 Rules of conduct for licensee’s business

(1) The regulations may prescribe rules of conduct to be observed in the course of the carrying on of business or the exercise of functions under a licence or certificate of registration.

(2) A licensee or registered person who without reasonable excuse contravenes a rule of conduct prescribed for the purposes of this section is guilty of an offence.

Maximum penalty—

(a) for a corporation—1,000 penalty units, or

(b) otherwise—200 penalty units.

s 37: Am 2006 No 4, Sch 1 [8] [9]; 2024 No 65, Sch 5[1].