37Rules of conduct for licensee’s business

#### 37 Rules of conduct for licensee’s business 37 Rules of conduct for licensee’s business > > (1) The regulations may prescribe rules of conduct to be observed in the course of the carrying on of business or the exercise of functions under a licence or certificate of registration. > > > (2) A licensee or registered person who without reasonable excuse contravenes a rule of conduct prescribed for the purposes of this section is guilty of an offence. > > > > Maximum penalty— > > > > > (a) for a corporation—1,000 penalty units, or > > > > > (b) otherwise—200 penalty units. > > **s 37:** Am 2006 No 4, Sch 1 \[8\] \[9\]; 2024 No 65, Sch 5\[1\].