First, identify whether your business is a relevant food business in relation to a child care centre. Ask: Do you sell (including charging for) potentially hazardous food at a child care centre? Is the food prepared on the same day it is sold? If yes, proceed to the steps below. If no, you are not subject to regulation 5, but you may still need a food safety program under the Act.
Second, before any person handles food at the centre, prepare a cleaning plan and an equipment sanitising plan. The cleaning plan should list each area and item to be cleaned, the cleaning method, frequency, and who is responsible. The sanitising plan should list each food contact surface and equipment, the sanitising method (e.g., heat chemical), frequency, and who is responsible. Reference clause 19 and clause 20 of Standard 3.2.2 of the Code to ensure the plans align with those requirements. Keep the current version of each plan on site at all times. Review and update the plans whenever cleaning or sanitising procedures change, or at least annually.
Third, implement a daily temperature monitoring system. For stored potentially hazardous food (e.g., refrigerated milk, meat, prepared dishes), measure the temperature at least once each day and record the reading, date, time, and identity of the person taking the measurement. Use a calibrated thermometer. For processed food (e.g., cooking, cooling, reheating), measure the temperature during or immediately after processing at least once each day and record the same details. The recording can be on paper logs or an electronic system, but must be retained for two years.
Fourth, maintain a supplier register that records the name and contact details of every supplier of food sold at the centre. Update the register whenever a new supplier is used. Also maintain a corrective action log that records any failure to comply with the Act or the Code (e.g., a cooler temperature out of range, a cleaning lapse) and the steps taken to remedy it. The log should include the date, nature of the failure, root cause, corrective action taken, and person responsible.
Fifth, ensure all records (temperature logs, supplier register, corrective action log) are kept at the child care centre for two years from the date each record is made. Do not store them off site. If the centre closes, the records must still be retained for the remainder of the two year period.
Sixth, if the child care centre is classified as an education and care service under the National Law, assess whether you provide regular main meals. If you only provide snacks (no regular breakfast, lunch, or dinner), you are permanently exempt from Standard 3.2.2A. If you provide regular main meals, you must comply with Standard 3.2.2A by 1 March 2025 (or earlier if your council requires). That standard requires having a food safety supervisor who holds a recognised certification, and maintaining additional records. If you are not yet classified under the risk classification system, you are exempt, but you should seek classification to avoid confusion.
Seventh, ensure you have a documented food safety program that complies with either Standard 3.2.1 (the Australian specific standard) or the Codex HACCP principles. If you are a relevant food business, regulation 5 does not relieve you of this obligation; the Act still requires a food safety program for food service to vulnerable persons, and Standard 3.3.1 is disapplied, but the Act may still require a program in other circumstances. Consult the Food Act 2003 section 4(1) definition and any applicable ministerial directions.
Eighth, if you seek approval as a food safety auditor, submit an application to the Director of Public Health with the prescribed fee of 116 fee units. The fee amount should be confirmed against the current fee unit value.
Ninth, be aware of the infringement notice scheme. If you commit a regulation 5 offence, you may receive an infringement notice with a penalty of 2 or 1 penalty units. Pay it promptly to avoid court proceedings. If you are a body corporate, you cannot receive an infringement notice for regulation 5 offences and will face court prosecution.
Tenth, monitor changes to the Food Standards Code. Because the Code is incorporated as amended from time to time, any amendment automatically binds you. Subscribe to FSANZ updates and review changes to relevant standards (especially Standard 3.2.2, Standard 3.2.2A, and Standard 3.3.1 if it becomes applicable). Also monitor changes to the Education and Care Services National Law (Tasmania) as they affect definitions.
Finally, if you are a small child care centre operator with limited resources, consider whether the compliance costs (time for record keeping, training, plan preparation) exceed the risk of penalties. The maximum court penalty for the plans offence is 30 penalty units (approx $6,000), which may be less than the cost of implementing a full system. However, the reputational and business disruption risk from an enforcement action may be higher. A cost benefit analysis should be undertaken. The regulations do not provide any exemption or waiver for small businesses, unlike some provisions in the Act. The proprietor must bear the full compliance burden.