Defence and Strategic Goods List 2021
3CMaterials
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3C Materials
3C001 Hetero‑epitaxial materials consisting of a “substrate” having stacked epitaxially grown multiple layers of any of the following:
a. Silicon (Si);
b. Germanium (Ge);
c. Silicon carbide (SiC); or
d. “III/V compounds” of gallium or indium.
Note: 3C001.d. does not apply to a “substrate” having one or more P‑type epitaxial layers of GaN, InGaN, AlGaN, InAlN, InAlGaN, GaP, GaAs, AlGaAs, InP, InGaP, AlInP or InGaAlP, independent of the sequence of the elements, except if the P‑type epitaxial layer is between N‑type layers.
3C002 Resist materials as follows and “substrates” coated with the following resists:
a. Resists designed for semiconductor lithography as follows:
1. Positive resists adjusted (optimised) for use at wavelengths less than 193 nm but equal to or greater than 15 nm;
2. Resists adjusted (optimised) for use at wavelengths less than 15 nm but greater than 1 nm;
b. All resists designed for use with electron beams or ion beams, with a sensitivity of 0.01 µcoulomb/mm2 or better;
c. Not used:
d. All resists optimised for surface imaging technologies;
e. All resists designed or optimised for use with imprint lithography equipment specified by 3B001.f.2. that use either a thermal or photo‑curable process.
3C003 Organo‑inorganic compounds as follows:
a. Organo‑metallic compounds of aluminium, gallium or indium, having a purity (metal basis) better than 99.999%;
b. Organo‑arsenic, organo‑antimony and organo‑phosphorus compounds, having a purity (inorganic element basis) better than 99.999%.
Note: 3C003 only applies to compounds whose metallic, partly metallic or non‑metallic element is directly linked to carbon in the organic part of the molecule.
3C004 Hydrides of phosphorus, arsenic or antimony, having a purity better than 99.999%, even diluted in inert gases or hydrogen.
Note: 3C004 does not apply to hydrides containing 20% molar or more of inert gases or hydrogen.
3C005 High resistivity materials as follows:
a. Silicon carbide (SiC), gallium nitride (GaN), aluminium nitride (AlN) or aluminium gallium nitride (AlGaN) semiconductor “substrates”, or ingots, boules, or other preforms of those materials, having resistivities greater than 10,000 ohm‑cm at 20°C.
b. Polycrystalline “substrates” or polycrystalline ceramic “substrates”, having resistivities greater than 10,000 ohm‑cm at 20°C and having at least one nonepitaxial single‑crystal layer of silicon (Si), silicon carbide (SiC), gallium nitride (GaN), aluminium nitride (AlN), or aluminium gallium nitride (AlGaN) on the surface of the “substrate”.