132Grounds for disciplinary action

#### 132 Grounds for disciplinary action 132 Grounds for disciplinary action > > (1) Disciplinary action under this Part can be taken against a person who is or was the holder of a licence on any one or more of the following grounds— > > > > > (a) the person has contravened a provision of this Act or any other Act administered by the Minister (including any provision of the Australian Consumer Law (NSW)), or the regulations under any such Act, whether or not the person has been prosecuted or convicted of an offence in respect of the contravention, > > > > > (a1) the person has, in respect of the person’s conduct of business or exercise of functions under the licence, contravened the [Competition and Consumer Act 2010](http://www.legislation.gov.au/) of the Commonwealth, > > > > > (b) the person has failed to observe any rules of conduct prescribed by the regulations under section 22, > > > > > (c) the person has contravened a condition of the licence, > > > > > (d) the person is a disqualified person or is otherwise not eligible under section 8 to hold a licence, > > > > > (e) the person is not a fit and proper person to be involved in the direction, management or conduct of the business of a licensee, > > > > > (f) without limiting paragraphs (d) and (e), the person is (because of physical or mental illness or infirmity) unfit to carry out conveyancing work and it is in the public interest that disciplinary action be taken, > > > > > (g) the person has failed to pay any part of a contribution or levy that is due and payable under section 89, > > > > > (h) the person has breached an undertaking given by the person to the Secretary under this Act or the [Fair Trading Act 1987](/view/html/inforce/current/act-1987-068), in respect of the person’s conduct of business or exercise of functions under the licence, > > > > > (i) the person has failed to comply with a direction given to the person by the Secretary pursuant to the taking of disciplinary action under this Part, > > > > > (j) the person has failed to pay a monetary penalty imposed on the person by the Secretary pursuant to the taking of disciplinary action under this Part, > > > > > (k) the issue of the person’s licence was obtained by fraud or mistake, > > > > > (l) any other ground specified in the regulations as a ground for the taking of disciplinary action against a person under this Act. > > > (2) For the purposes of subsection (1) (f), a person is unfit to carry out conveyancing work only if the person, because of his or her physical or mental illness or infirmity, is unable to carry out the inherent requirements of conveyancing work. > > > (3) The following are to be taken into account in determining whether a person is unable to carry out the inherent requirements of conveyancing work— > > > > > (a) the person’s past training, qualifications and experience relevant to such work, > > > > > (b) if the person is already carrying out such work—the person’s performance in carrying out such work, > > > > > (c) all other factors that it is reasonable to take into account. > > **s 132:** Am 2018 No 65, Sch 9.1 \[2\] \[3\]; 2025 No 17, Sch 1\[8\].