1
Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023
Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023
Information provided by financial sector entities under relevant reporting documents
Australian Prudential Regulation Authority Act 1998
I, Adam Cagliarini, delegate of APRA, under paragraph 57(2)(b) of the Australian Prudential Regulation Authority Act 1998 (the Act) determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.
This instrument commences on the date of registration on the Federal Register of Legislation.
Note: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.
Dated: 31 July 2023
Adam Cagliarini
General Manager
Macro and Industry Insights
Interpretation
In this determination
APRA means the Australian Prudential Regulation Authority.
MySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.
reporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001.
Schedule
Part 1 Reporting documents covered by this determination in their entirety
Part 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:
<table cellspacing="0" cellpadding="0" style="width:461.8pt; margin-left:5pt; margin-bottom:0pt; border:0.75pt solid #000000; border-collapse:collapse"><thead><tr style="height:40.1pt"><td style="width:196.6pt; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-left:5pt; margin-bottom:0pt; line-height:13.2pt"><a id="_Hlk81768101"><span style="font-family:Arial, sans-serif; font-weight:bold">Reporting standard</span></a></p></td><td style="width:242.85pt; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-left:5pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif; font-weight:bold">Reporting form</span></p></td></tr></thead><tbody><tr style="height:14.05pt"><td rowspan="4" style="width:196.6pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRS 251.0 Insurance</span><span style="font-family:'DIN OT Light', sans-serif; font-size:10pt"></span></p></td><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 251.0 Insurance arrangements</span></p></td></tr><tr style="height:14.05pt"><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 251.1 Insurance coverage</span></p></td></tr><tr style="height:14.05pt"><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 251.2 Insurance payments</span></p></td></tr><tr style="height:14.05pt"><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 251.3 Insurance premiums</span></p></td></tr><tr style="height:13.3pt"><td style="width:196.6pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRS 611.0 Member Accounts</span></p></td><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 611.0 Member Accounts</span></p></td></tr><tr style="height:13.3pt"><td style="width:196.6pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRS 705.0 Components of net return</span></p></td><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; border-bottom:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:bottom"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 705.0 Components of Net Return</span></p></td></tr><tr style="height:13.3pt"><td style="width:196.6pt; border-top:0.75pt solid #000000; border-right:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:top"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRS 706.0 Fees and Costs</span></p></td><td style="width:242.85pt; border-top:0.75pt solid #000000; border-left:0.75pt solid #000000; padding-right:5.03pt; padding-left:5.03pt; vertical-align:bottom"><p style="margin-right:10.55pt; margin-bottom:0pt; line-height:13.2pt"><span style="font-family:Arial, sans-serif">SRF 706.0 Fees and Costs Disclosed</span></p></td></tr></tbody></table>
Part 2 Reporting documents covered by this determination in part
Part 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standards.
Parts of reporting forms covered by this determination
Specific parts of reporting forms to which this determination does, and does not apply, is specified below:
SRS 550.0 Asset Allocation
| Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |
|---|---|---|
| SRF 550.0 table 1 (all columns) | All | None |
| SRF 550.0 table 2, columns 1-6 | All | None |
| SRF 550.0 table 2, column 7 | Fixed Income Investment GradeFixed Income Non Investment GradeFixed Income DevelopmentFixed Income EstablishedNot ApplicableNot Available | Equity Listed Large CapEquity Listed Mid CapEquity Listed Small CapEquity Listed Micro CapEquity Unlisted Development Or Early StageEquity Unlisted Established Or Late StageProperty DevelopmentProperty EstablishedInfrastructure DevelopmentInfrastructure EstablishedNot ApplicableNot Available |
| SRF 550.0 table 2, column 8 | Cash Cash At BankCash Term DepositCash Short Term Bank Bills Or SecuritiesCash Cash Management TrustCash Foreign Exchange DerivativeContractsCash Offset DerivativesFixed Income Bonds Government CouponFixed Income Bonds Government Inflation-linkedFixed Income Bonds Government OtherFixed Income Bonds CorporateFixed Income Asset Backed Commercial MortgageFixed Income Asset Backed Residential MortgageFixed Income Asset Backed OtherFixed Income Structured Non-Asset BackedFixed Income Mezzanine DebtFixed Income Private DebtFixed Income Enhanced CashFixed Income OtherFixed Income Term DepositFixed Income Bank Bills Or SecuritiesAlternatives CommoditiesAlternatives OtherNot ApplicableNot Available | Equity Listed ActiveEquity Listed PassiveEquity Unlisted Leveraged BuyoutEquity Unlisted Growth EquityEquity Unlisted Venture CapitalEquity Unlisted Special SituationsEquity Unlisted OtherProperty CommercialProperty IndustrialProperty RetailProperty ResidentialProperty AgriculturalProperty OtherProperty DiversifiedInfrastructure UtilitiesInfrastructure AirportsInfrastructure Toll RoadsInfrastructure PortsInfrastructure RailwaysInfrastructure Social AvailabilityInfrastructure Energy AssetsInfrastructure CommunicationsInfrastructure OtherInfrastructure DiversifiedAlternatives ActivistAlternatives Convertible Bond ArbitrageAlternatives Credit DistressedAlternatives Long Short CreditAlternatives Long Short EquityAlternatives Equity Market NeutralAlternatives Event DrivenAlternatives Fixed Income ArbitrageAlternatives Global MacroAlternatives Managed Futures Or Commodity Trading AdvisorAlternatives Risk ArbitrageAlternatives Volatility ArbitrageAlternatives Multi StrategyAlternatives Insurance Linked SecuritiesAlternatives Real Return Multi Asset StrategiesNot ApplicableNot Available |
| SRF 550.0 table 2, column 9 | Fixed Income Short TermFixed Income Long TermNot ApplicableNot Available | Infrastructure GovernmentInfrastructure Non GovernmentInfrastructure Public PrivatePartnershipNot ApplicableNot Available |
| SRF 550.0 table 2, columns 10-17 | All | None |
| SRF 550.1 table 1, column 1-5 | All | None |
| SRF 550.1 table 1, column 6 | Fixed Income Investment GradeFixed Income Non Investment GradeFixed Income DevelopmentFixed Income Established | Equity Listed Large CapEquity Listed Mid CapEquity Listed Small CapEquity Listed Micro CapEquity Unlisted Development Or Early StageEquity Unlisted Established Or Late StageProperty DevelopmentProperty EstablishedInfrastructure DevelopmentInfrastructure EstablishedNot ApplicableNot Available |
| SRF 550.1 table 1, column 7 | Cash Cash At BankCash Term DepositCash Short Term Bank Bills Or SecuritiesCash Cash Management TrustCash Foreign Exchange Derivative ContractsCash Offset DerivativesFixed Income Bonds Government CouponFixed Income Bonds Government Inflation-linkedFixed Income Bonds Government OtherFixed Income Bonds CorporateFixed Income Asset Backed Commercial MortgageFixed Income Asset Backed Residential MortgageFixed Income Asset Backed OtherFixed Income Structured Non-Asset BackedFixed Income Mezzanine DebtFixed Income Private DebtFixed Income Enhanced CashFixed Income OtherFixed Income Term DepositFixed Income Bank Bills Or SecuritiesAlternatives CommoditiesAlternatives Other | Equity Listed ActiveEquity Listed PassiveEquity Unlisted Leveraged BuyoutEquity Unlisted Growth EquityEquity Unlisted Venture CapitalEquity Unlisted Special SituationsEquity Unlisted OtherProperty CommercialProperty IndustrialProperty RetailProperty ResidentialProperty AgriculturalProperty OtherProperty DivsersifiedInfrastructure UtilitiesInfrastructure AirportsInfrastructure Toll RoadsInfrastructure PortsInfrastructure RailwaysInfrastructure Social AvailabilityInfrastructure Energy AssetsInfrastructure CommunicationsInfrastructure OtherInfrastructure DiversifiedAlternatives ActivistAlternatives Convertible Bond ArbitrageAlternatives Credit DistressedAlternatives Long Short CreditAlternatives Long Short EquityAlternatives Equity Market NeutralAlternatives Event DrivenAlternatives Fixed Income ArbitrageAlternatives Global MacroAlternatives Managed Futures Or Commodity Trading AdvisorAlternatives Risk ArbitrageAlternatives Volatility ArbitrageAlternatives Multi StrategyAlternatives Insurance Linked SecuritiesAlternatives Real Return Multi Asset StrategiesNot Applicable |
| SRF 550.1 table 1 column 8 | Fixed Income Short TermFixed Income Long TermNot ApplicableNot Available | 7. Infrastructure Government8. Infrastructure Non Government9. Infrastructure Public Private10. Partnership11. Not ApplicableNot Available |
| SRF 550.1 table 1, column 9-15 | All | None |
| SRF 550.1, table 2 (all columns) | All | None |
| SRF 550.2,Table 1, column 8 | All | None |
| SFR 550.2, table 1,Column 12 | All | None |
| SFR 550.2, table 2.1(all columns) | All | None |
| SFR 550.2, table 2.2(all columns) | All | None |
SRS 605.0 RSE Structure
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
|---|---|---|
| SRF 605.0 table 1 columns 1 – 19 | All | None |
| SRF 605.0 table 2 columns 1- 16 | All | None |
| SRF 605.0 table 3 columns 1 - 20 | All | None |
| SRF 605.0 table 4, columns 1 - 5 | All | None |
| SRF 605.0 table 4, columns 7 - 12 | All | None |
SRS 606.0 RSE Profile
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
|---|---|---|
| SRF 606.0 | All | None |
| SRF 606.1 | None | All |
SRS 705.1 Investment Performance and Objectives
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
|---|---|---|
| SRF 705.1 table 1 (all columns) | All | None |
| SRF 705.1. table 2, (all columns) | All | None |
| SRF 705.2 table 1, columns 1 - 4 | All | None |
| SRF 705.2 table 2, columns 1 - 4 | All | None |
Part 3 Reporting documents covered by this determination in part – MySuper product
Part 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:
SRS 705.1 Investment Performance and Objectives
| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |
|---|---|---|
| SRF 705.2 table 1, columns 5 – 6 | All where information relates to a My Super product | None where information relates to a MySuper product |
| SRF 705.2 table 2, columns 5 – 6 | All where information relates to a MySuper product | None where information relates to a MySuper product |