{"id":"F2023L01062","name":"Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023","slug":"australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023","collection":"legislative_instrument","jurisdiction":"commonwealth","status":"repealed","isInForce":false,"actNumber":null,"makingDate":null,"administeringDepartment":null,"currentVersion":{"id":104722,"registerId":"commonwealth-F2023L01062-current","compilationNumber":null,"startDate":"2026-04-03","status":"Repealed","reasons":null,"registeredAt":null},"sections":[{"sectionNumber":"1","sectionType":"section","heading":"Australian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023","content":"![Commonwealth Coat of Arms](image.001.png) \n\nAustralian Prudential Regulation Authority (confidentiality) determination No. 3 of 2023\n\nInformation provided by financial sector entities under relevant reporting documents\n\nAustralian Prudential Regulation Authority Act 1998\n\nI, Adam Cagliarini, delegate of APRA, under paragraph 57(2)(b) of the Australian Prudential Regulation Authority Act 1998 (the Act) determine all or a specified part of the reporting documents of a kind specified in Part 1, Part 2 or Part 3 of the Schedule do not contain confidential information.\n\nThis instrument commences on the date of registration on the Federal Register of Legislation.\n\nNote: The effect of this instrument is that the non-confidential information may be published under subsection 56(5C) of the Act.\n\nDated: 31 July 2023\n\nAdam Cagliarini\n\nGeneral Manager\n\nMacro and Industry Insights\n\nInterpretation\n\nIn this determination\n\nAPRA means the Australian Prudential Regulation Authority.\n\nMySuper product means a MySuper product within the meaning given in section 10(1) of the Superannuation Industry (Supervision) Act 1993.\n\nreporting document means a reporting document within the meaning of section 13 of the Financial Sector (Collection of Data) Act 2001.\n\nSchedule\n\nPart 1 Reporting documents covered by this determination in their entirety\n\nPart 1 of the Schedule of this determination applies to all of the information in the following reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting forms:\n\n```html\n

Reporting standard

Reporting form

SRS 251.0 Insurance

SRF 251.0 Insurance arrangements

SRF 251.1 Insurance coverage

SRF 251.2 Insurance payments

SRF 251.3 Insurance premiums

SRS 611.0 Member Accounts

SRF 611.0 Member Accounts

SRS 705.0 Components of net return

SRF 705.0 Components of Net Return

SRS 706.0 Fees and Costs

SRF 706.0 Fees and Costs Disclosed

\n```\n\nPart 2 Reporting documents covered by this determination in part\n\nPart 2 of the Schedule of this determination applies to information in the following parts of reporting forms given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standards.\n\nParts of reporting forms covered by this determination\n\nSpecific parts of reporting forms to which this determination does, and does not apply, is specified below:\n\nSRS 550.0 Asset Allocation\n\n| Reporting form, table and columns | Classifications covered by this determination | Classifications not covered by this determination |\n| --------------------------------- | -------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- | --------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------------- |\n| SRF 550.0 table 1 (all columns) | All | None |\n| SRF 550.0 table 2, columns 1-6 | All | None |\n| SRF 550.0 table 2, column 7 | Fixed Income Investment GradeFixed Income Non Investment GradeFixed Income DevelopmentFixed Income EstablishedNot ApplicableNot Available | Equity Listed Large CapEquity Listed Mid CapEquity Listed Small CapEquity Listed Micro CapEquity Unlisted Development Or Early StageEquity Unlisted Established Or Late StageProperty DevelopmentProperty EstablishedInfrastructure DevelopmentInfrastructure EstablishedNot ApplicableNot Available |\n| SRF 550.0 table 2, column 8 | Cash Cash At BankCash Term DepositCash Short Term Bank Bills Or SecuritiesCash Cash Management TrustCash Foreign Exchange DerivativeContractsCash Offset DerivativesFixed Income Bonds Government CouponFixed Income Bonds Government Inflation-linkedFixed Income Bonds Government OtherFixed Income Bonds CorporateFixed Income Asset Backed Commercial MortgageFixed Income Asset Backed Residential MortgageFixed Income Asset Backed OtherFixed Income Structured Non-Asset BackedFixed Income Mezzanine DebtFixed Income Private DebtFixed Income Enhanced CashFixed Income OtherFixed Income Term DepositFixed Income Bank Bills Or SecuritiesAlternatives CommoditiesAlternatives OtherNot ApplicableNot Available | Equity Listed ActiveEquity Listed PassiveEquity Unlisted Leveraged BuyoutEquity Unlisted Growth EquityEquity Unlisted Venture CapitalEquity Unlisted Special SituationsEquity Unlisted OtherProperty CommercialProperty IndustrialProperty RetailProperty ResidentialProperty AgriculturalProperty OtherProperty DiversifiedInfrastructure UtilitiesInfrastructure AirportsInfrastructure Toll RoadsInfrastructure PortsInfrastructure RailwaysInfrastructure Social AvailabilityInfrastructure Energy AssetsInfrastructure CommunicationsInfrastructure OtherInfrastructure DiversifiedAlternatives ActivistAlternatives Convertible Bond ArbitrageAlternatives Credit DistressedAlternatives Long Short CreditAlternatives Long Short EquityAlternatives Equity Market NeutralAlternatives Event DrivenAlternatives Fixed Income ArbitrageAlternatives Global MacroAlternatives Managed Futures Or Commodity Trading AdvisorAlternatives Risk ArbitrageAlternatives Volatility ArbitrageAlternatives Multi StrategyAlternatives Insurance Linked SecuritiesAlternatives Real Return Multi Asset StrategiesNot ApplicableNot Available |\n| SRF 550.0 table 2, column 9 | Fixed Income Short TermFixed Income Long TermNot ApplicableNot Available | Infrastructure GovernmentInfrastructure Non GovernmentInfrastructure Public PrivatePartnershipNot ApplicableNot Available |\n| SRF 550.0 table 2, columns 10-17 | All | None |\n| SRF 550.1 table 1, column 1-5 | All | None |\n| SRF 550.1 table 1, column 6 | Fixed Income Investment GradeFixed Income Non Investment GradeFixed Income DevelopmentFixed Income Established | Equity Listed Large CapEquity Listed Mid CapEquity Listed Small CapEquity Listed Micro CapEquity Unlisted Development Or Early StageEquity Unlisted Established Or Late StageProperty DevelopmentProperty EstablishedInfrastructure DevelopmentInfrastructure EstablishedNot ApplicableNot Available |\n| SRF 550.1 table 1, column 7 | Cash Cash At BankCash Term DepositCash Short Term Bank Bills Or SecuritiesCash Cash Management TrustCash Foreign Exchange Derivative ContractsCash Offset DerivativesFixed Income Bonds Government CouponFixed Income Bonds Government Inflation-linkedFixed Income Bonds Government OtherFixed Income Bonds CorporateFixed Income Asset Backed Commercial MortgageFixed Income Asset Backed Residential MortgageFixed Income Asset Backed OtherFixed Income Structured Non-Asset BackedFixed Income Mezzanine DebtFixed Income Private DebtFixed Income Enhanced CashFixed Income OtherFixed Income Term DepositFixed Income Bank Bills Or SecuritiesAlternatives CommoditiesAlternatives Other | Equity Listed ActiveEquity Listed PassiveEquity Unlisted Leveraged BuyoutEquity Unlisted Growth EquityEquity Unlisted Venture CapitalEquity Unlisted Special SituationsEquity Unlisted OtherProperty CommercialProperty IndustrialProperty RetailProperty ResidentialProperty AgriculturalProperty OtherProperty DivsersifiedInfrastructure UtilitiesInfrastructure AirportsInfrastructure Toll RoadsInfrastructure PortsInfrastructure RailwaysInfrastructure Social AvailabilityInfrastructure Energy AssetsInfrastructure CommunicationsInfrastructure OtherInfrastructure DiversifiedAlternatives ActivistAlternatives Convertible Bond ArbitrageAlternatives Credit DistressedAlternatives Long Short CreditAlternatives Long Short EquityAlternatives Equity Market NeutralAlternatives Event DrivenAlternatives Fixed Income ArbitrageAlternatives Global MacroAlternatives Managed Futures Or Commodity Trading AdvisorAlternatives Risk ArbitrageAlternatives Volatility ArbitrageAlternatives Multi StrategyAlternatives Insurance Linked SecuritiesAlternatives Real Return Multi Asset StrategiesNot Applicable |\n| SRF 550.1 table 1 column 8 | Fixed Income Short TermFixed Income Long TermNot ApplicableNot Available | 7. Infrastructure Government8. Infrastructure Non Government9. Infrastructure Public Private10. Partnership11. Not ApplicableNot Available |\n| SRF 550.1 table 1, column 9-15 | All | None |\n| SRF 550.1, table 2 (all columns) | All | None |\n| SRF 550.2,Table 1, column 8 | All | None |\n| SFR 550.2, table 1,Column 12 | All | None |\n| SFR 550.2, table 2.1(all columns) | All | None |\n| SFR 550.2, table 2.2(all columns) | All | None |\n\nSRS 605.0 RSE Structure\n\n| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |\n| --------------------------------- | --------------------------------------------- | ------------------------------------------------- |\n| SRF 605.0 table 1 columns 1 – 19 | All | None |\n| SRF 605.0 table 2 columns 1- 16 | All | None |\n| SRF 605.0 table 3 columns 1 - 20 | All | None |\n| SRF 605.0 table 4, columns 1 - 5 | All | None |\n| SRF 605.0 table 4, columns 7 - 12 | All | None |\n\nSRS 606.0 RSE Profile\n\n| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |\n| ------------------------ | --------------------------------------------- | ------------------------------------------------- |\n| SRF 606.0 | All | None |\n| SRF 606.1 | None | All |\n\nSRS 705.1 Investment Performance and Objectives\n\n| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |\n| --------------------------------- | --------------------------------------------- | ------------------------------------------------- |\n| SRF 705.1 table 1 (all columns) | All | None |\n| SRF 705.1. table 2, (all columns) | All | None |\n| SRF 705.2 table 1, columns 1 - 4 | All | None |\n| SRF 705.2 table 2, columns 1 - 4 | All | None |\n\nPart 3 Reporting documents covered by this determination in part – MySuper product\n\nPart 3 of the Schedule of this determination applies to information relating to a MySuper product in the following parts of reporting form SRF 705.1 given to APRA by a financial sector entity where a period of at least 14 days has elapsed from the date the financial sector entity was required to provide the information under the reporting standard containing the reporting form SRF 705.1:\n\nSRS 705.1 Investment Performance and Objectives\n\n| Reporting form and table | Classifications covered by this determination | Classifications not covered by this determination |\n| -------------------------------- | --------------------------------------------------- | --------------------------------------------------- |\n| SRF 705.2 table 1, columns 5 – 6 | All where information relates to a My Super product | None where information relates to a MySuper product |\n| SRF 705.2 table 2, columns 5 – 6 | All where information relates to a MySuper product | None where information relates to a MySuper product |","sortOrder":0}],"analysis":{"kimi_summary":{"_metrics":{"model":"kimi-k2.5","source":"moonshot-realtime","completionTokens":2811},"content_quality":"ok","complexity_score":6,"scope_assessment":{"changed":false,"description":"The determination maintains its original scope of specifying which reporting documents and classifications constitute non-confidential information permissible for publication under subsection 56(5C) of the APRA Act. The detailed schedules align with the instrument's stated purpose."},"complexity_factors":["Extensive cross-referencing to three separate Commonwealth Acts (APRA Act, Financial Sector (Collection of Data) Act, Superannuation Industry (Supervision) Act)","Granular tabular schedules specifying exact columns and rows of reporting forms (e.g., 'SRF 550.0 table 2, column 7')","Detailed investment classification taxonomy distinguishing between covered and excluded categories (e.g., 'Fixed Income Investment Grade' vs 'Equity Listed Large Cap')","Conditional application requiring 14-day elapsed period from submission deadline","Hybrid coverage model (full documents in Part 1, partial columns in Parts 2 and 3, with specific exceptions)"],"plain_english_summary":"This instrument lets APRA treat specified reporting data from banks, insurers and super funds as non‑confidential, enabling public release of information on fees, insurance coverage, investment allocations and performance for default super products. \n\nIt increases transparency for consumers and researchers while preserving commercially sensitive details (notably certain equity, property and infrastructure holdings) and delays disclosure until 14 days after a report was due."}},"importantCases":[],"_links":{"self":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023","history":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023/history","analysis":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023/analysis","conflicts":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023/conflicts","importantCases":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023/important-cases","documents":"/api/acts/australian-prudential-regulation-authority-confidentiality-determination-no-3-of-2023/documents"}}