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[2010] ACAT 27
ACT Civil and Administrative Tribunal
2010-05-04
Ms J
Original judgment source is linked above.
YEAMAN v ACT MEDICAL BOARD (Occupational Discipline) [2010] ACAT 27
Catchwords: Health professional -- medical specialist -- diagnosis and treatment of rare condition -- specialist colleague also treating patient -- experts reports relied upon -- burden of proof to the required standard not satisfied -- tribunal substituting its own decision.
Legislation: ACT Civil and Administrative Tribunal Act 2008 (ACT) ss 49, 68
Health Professionals Act 2004 (ACT) ss 18, 47, 122, 137, Pt. 12
Health Professionals (ACT Medical Board Standards Statement) Approval 2006 (No.1) (Notifiable Instrument NI2006 - 175)
Health Professional Regulations 2004 (ACT), ss 114, 115, 136, 137, 139, 157
Case law: Bell v The Chiropractors Board of South Australia [2006] SASC 250
Drake v Minister for Immigration and Ethnic Affairs (1979) 46 FLR 409 at 429
Health Care Complaints Commission v Wallach [2004] NSWSC 927
HCCC v Nicholls [2010] NSWNMT 5
That pursuant to Section 68 (3) of the ACT Civil and Administrative Tribunal Act 2008 (ACT):
1. The decision of the Professional Standards Panel of the Respondent made on 18 June 2009 be set aside;
2. The Tribunal is not satisfied to the degree required that any of the allegations against the Applicant set out in the notice of enquiry dated 15 April 2009 have been made out.
- the decision-maker's findings were not supported by evidence before the decision-makers; and
- the decision-maker's findings were not supported by the decision-maker's reasons for the decision.
"in this part: reviewable decision means a decision prescribed by regulations."
"A decision mentioned in schedule 20, column 3 made under a provision mentioned in column 2 in relation to the decision."
Schedule 20 of the HP Regulations provides in item 1, column 3, that a decision of the professional standards panel is a reviewable decision when made under Section 122 of the HP Act.
"After an enquiry about a health professional, a professional standards panel must decide whether
(a) the health professional is contravening, or has contravened, the required standard of practice or does not satisfy the suitability to practice requirements; or
(b) the health professional is putting, or has put, public safety at risk."
"If the professional standards panel acts under subsection (2) other than under paragraph (i) or (j) the act is an act of the health profession board."
In this case, no action under either of the subparagraphs referred to was made. Accordingly, the decision of the professional standards panel is the act of the board.
(ii) remit the matter that is the subject of the decision for reconsideration by the decision maker in accordance with any direction or recommendation of the tribunal."
THE OBLIGATIONS UNDER THE HEALTH PROFESSIONS ACT
"(1) The required standard of practice, for a health professional, is the exercise of professional judgement, knowledge, skill and conduct at a level that maintains public protection and safety.
(2) A regulation may prescribe, but does not limit, what behaviour does and does not meet the required standard of practice."
In addition to the detail that may be in a standards statement, Regulation 136 provides as follows:
"A registered health professional breaches the required standard of practice if the health professional engages in a standard of practice that endangers public health and safety".
"A registered health professional breaches the required standard of practice if the health professional engages in a standard of practice that demonstrates a lack of competence to practice, knowledge, skill, judgement or care by the health professional."
An extract from the American Urological Association Education and Research Inc's publication "Guidelines on the Management of Priapism" (referred to as the "Guidelines") was before the panel and was accepted as an authoritative publication. It should be noted that it was copyrighted in 2003, and would not have been available until the time of publication.
The Guidelines indicate that priapism is a relatively rare disorder, and is a medical emergency. Two forms of priapism relevant to this case need to be considered.
Ischaemic or low flow priapism is the state where blood makes the penis erect but there is no satisfactory blood flow back into the body. On aspiration with a needle the blood is of a darker colour. The lack of oxygen and blood glucose may over time lead to a loss of erectile function because of damage to the tissues. The Guidelines note "Patients typically report pain."[9] One of the experts who provided a report to the board, Dr Brooks, noted that "low flow priapism is usually treated as a relative emergency due to the risks of inflammation and fibrosis occurring in the penis if left untreated for a prolonged period of time."[10] These cases are "associated with significant discomfort."[11]
The other expert who provided a report to the Health Complaints Commissioner, Professor Costello, also comments on the ischaemic or low flow priapism being "usually associated with considerable discomfort in the penis whereas high flow priapism is technically painless."[12]
Non-ischaemic or high flow priapism is a situation where the erection persists but the blood flow is sufficient to provide oxygen and associated nutrients to the tissues in sufficient quantities to avoid damage to the tissues. The Guidelines note: "Typically the penis is neither fully rigid nor painful... non-ischaemic priapism does not require emergency treatment."[13]
Dr Brooks notes: "High flow (non-ischaemic) priapism does not compromise the nutrition of the penis and does not result in prolonged deformity and is usually treated on an elective basis."[14] Professor Costello notes in his report, when discussing high flow priapism, "the majority of these cases resolve spontaneously and as the patient is not usually in severe discomfort it is reasonable to adopt expectant management in the first instance for cases of high flow priapism."[15]
The doctor gave evidence that in making an initial diagnosis of what form of priapism he was faced with, the issue of pain or the lack of it in the penis was one that was important in the initial diagnosis. 8. The other tests that were indicated by the Guidelines were aspiration of blood from the corpora to determine its colour, and thus judge its oxygen levels, or the pathology test of blood gas analysis.
THE ALLEGATIONS AND FINDINGS AGAINST THE DOCTOR
"The allegations against Dr Yeaman, referred to at paragraph 2 above, are substantiated."
Presumably, the panel meant that this was an adverse finding on all three allegations.
"The panel is unable to find strong support for a diagnosis of high flow priapism amongst the experts in this case. Conversely it is more likely than not that (the patient's) priapism was ischemic and accordingly required to be managed as an emergency. The failure of Dr Yeaman to do this may have affected (the patient's) sexual health, although this cannot be determined with any degree of certainty.[18]
On balance, the evidence presented at the hearing (including the forthright and open interchange between the panel and Dr Yeaman and the well researched and robust submissions by Dr Yeaman's legal representatives) is insufficient to persuade the panel that either Dr Hughes or Dr Yeaman had aspirated the penis either to attempt the detumescence in a timely fashion or took appropriate steps to assess whether the blood was dark or bright red in colour."[19]
"In the panel's view, Dr Yeaman acted reasonably at the time based on his assessment of the patient's condition and his state of knowledge in 2002."
The panel also expressed the view that it believed that the doctor "had learnt considerably from this experience and this hearing and has indicated that he would now act differently if presented with a similar situation." It is not apparent from the transcript that the doctor conceded that his diagnosis or treatment was inappropriate, or a breach of standards. It is not clear to the Tribunal what this comment is intended to add to or qualify in the findings.
"The truth is that, when the law requires the proof of any fact, the tribunal must feel an actual persuasion of its occurrence or existence before it can be found. It cannot be found as a result of a mere mechanical comparison of probabilities independently of any belief in its reality.
Except upon criminal issues to be proved by the prosecution, it is enough that the affirmative of an allegation is made out to the reasonable satisfaction of the tribunal. But reasonable satisfaction is not a state of mind that is attained or established independently of the nature and consequence of the fact or facts to be proved. The seriousness of an allegation made, the inherent unlikelihood of an occurrence of a given description, or the gravity of the consequences flowing from a particular finding are considerations which must affect the answer to the question whether the issue has been proved to the reasonable satisfaction of the tribunal. In such matters "reasonable satisfaction" should not be produced by inexact proofs, indefinite testimony, or indirect inferences. Everyone must feel that, when, for instance, the issue is on which two dates an admitted occurrence took place, a satisfactory conclusion may be reached on materials of a kind that would not satisfy any sound and prudent judgement if the question was whether some act had been done involving grave moral delinquency."
"It is not to be supposed that the board would find against the respondent, unless they were fully convinced of the fact, but I think that it is wrong to say that the judge requires the same strictness of proof as in the case of a criminal charge.-------. In my view the charges of a sufficient gravity and the consequences sufficiently serious that there must be a standard of proof higher than the mere balance of probabilities. For that reason the result is not to be reached by what Dixon J called "a mere comparison of probabilities" but instead the board, or on appeal this court, must feel "an actual persuasion" of the existence of the facts alleged against the appellant."
The court then referred to Briginshaw v Briginshaw.
"The civil standard applies to allegations of bias. The principal expounded in Briginshaw and Briginshaw also applies. The court must be actually or comfortably satisfied of the fact alleged and the more serious the allegation the more the evidence that will be required to give comfort."
"Although the standard of proof required to establish a complaint in this jurisdiction is essentially the civil standard, because of the seriousness of the allegations and the gravity of their consequences, the tribunal must be "comfortably satisfied" that the particulars of complaint had been established. This qualifies the civil standard that is applied by the tribunal."
THE FIRST GROUND OF COMPLAINT: FAILURE TO ADEQUATELY DIAGNOSE
The doctor has given evidence that his initial diagnosis on the evening of 26 May, when he was called in to consult on the case of priapism, was that the patient had a non-ischaemic priapism. The significant factor was the absence of pain in the penis.[24] It was this diagnosis that the doctor made in the period that he saw him and on which he based his treatment plan set out in the notes.
The patient had been through major surgery in the preceding few days. That surgery, the provision of a replacement left hip, was in the same general area of the body as the penis. It is understandable that he was at best in some discomfort from the surgery as well as being concerned about the erection. The patient had at that time ceased using patient controlled analgesia, and it was agreed at the hearing that there was no reasonable prospect that any pain in the penis itself was being masked by the analgesic.[25]
There was some discussion at the panel hearing as to whether a blood gas analysis should have been undertaken on blood aspirated from the penis. Dr Brooks notes "Arterial blood gases, whilst used, are not essential to differentiate the forms of priapism. ... I think it reasonable to assume, on the basis of the history, (the patient) had low flow priapism with an unknown cause."[26]
The history of the patient included the recent difficult catheterisation. The doctor was concerned that this was a urethral irritant that may have led to a reflex erection of a persistent nature.[29]
On 26 May at 1530, the catheter was removed. The notes record that the patient "walked for short distances with ease." There is no reference to an erection.[32]
When the doctor saw the patient at (probably) 8.30 pm on 26 May the patient had the erection. The doctor prescribed Sudafed, and noted that he would defer aspiration or injection until the morning.
The doctor's note for 22.30 hours on 26 May did not refer to a particular diagnosis of high flow as against low flow priapism. Whether this was an oversight or because the notes were directed to the issue of treatment rather than diagnosis, is not clear.
The hospital notes for 22.15 and 23.00 on 26 May refer to the continuing erection, but make no mention of pain. The following note for 27 May at 06.15 indicates that "the patient felt that there had been a small improvement and he stated that he was comfortable after voiding at 23.00 hours." The patient was understandably distressed. The doctor was contacted and ordered more Sudafed. 11. Because of his medical commitments in Bega the next day, the doctor handed over the care of the patient to Dr Peter Hughes by telephone on the evening of 26 May. Dr Hughes is a senior urologist of long experience. The Tribunal accepts that while he would have appropriate regard to the diagnosis and treatment plan of his colleague, this would not have stopped him from forming his own views and treating accordingly if he thought that the initial treatment was inappropriate and that a more interventionist approach such as surgery was immediately required.
Dr Hughes saw the patient at 8.50 on 27 May and noted in the records: "Persistent direction 18 hours, not painful and able to void." Dr Hughes injected the penis with phenylephrine from his private supply,[33] and later with methylene blue. No emergency surgery was suggested by Dr Hughes. At 15.00 on that date, the notes indicate that the patient was mobilising with ease but remained anxious and needed encouragement and reassurance.
The doctor saw the patient at 19.45 on 27 May on his return from Bega. He decided at that stage that there should be surgical intervention next morning. This was performed by way of a stab shunt procedure, and the patient's erection initially subsided in the theatre but re-occurred on waking up. It gradually declined subsequently over a couple of weeks.[34]
The medical history of the patient has been set out at some length because before making an adverse finding against the doctor on count number one of the notice of enquiry[35] the panel was required to be comfortably satisfied that the allegation had been made out, having regard to the gravity of the matter. As discussed previously, the Tribunal considers that the panel applied the incorrect test on this question.
There were two opportunities for diagnosis of the patient by the doctor. The first was the occasion of the original diagnosis on the evening of 26 May. The second was in the evening of 27 May. Count number one does not specify which of these times are alleged to have been the time of failure. While the allegation lacks the appropriate precision that the doctor is entitled to on this point, both should be considered.
It should be noted that priapism is, fortunately, a "relatively uncommon disorder" and "rare and usually unpredictable."[36] The doctor gave evidence that this was the first case that he had seen in Canberra and he had only had experience of a couple of cases overseas. The urological specialist on the panel acknowledged that the doctor's experience of the condition was not far from his own, and that he had not seen many cases himself.[37]
The Tribunal sets out the factors which bear on the test of being "reasonably satisfied." The patient had a history of urinary difficulty over the years. He had just had major surgery on his hip which required difficult catheterisation. There was pain and irritation in the penis when this undertaken. There was an absence of pain in the penis from the erection and there was the doctor's concern that the appropriate treatment for non-ischaemic priapism included a period of cautious treatment to avoid unnecessary complications. Having regard to all these, the Tribunal is led to the conclusion that it cannot be satisfied that the doctor failed on this occasion to diagnose the type of priapism in a manner which breached the required standard of treatment.
The second occasion for diagnosis or re-diagnosis was when the doctor returned from Bega. The doctor was then concerned that steps should be taken to achieve detumescence, but considered that the difficulty of organising the opening of a theatre and the return of staff did not warrant operating that night and that the procedure could be undertaken next morning without significant deterioration in the condition of the patient.
It is clear that the doctor obtained some support in his continuing diagnosis from the fact that the patient had been seen by Dr Hughes who, while trying the additional procedure of drug injections, did not assess the patient as requiring immediate surgery.[38]
While Dr Hughes did not give evidence or provide a statement, the doctor gave evidence that Dr Hughes had told him that he had aspirated the patient on injection. According to the doctor's recollection, Dr Hughes had told him that the colour of the blood was bright red and consistent with the diagnosis of non-ischaemic priapism.[39] The value of this conversation as evidence is limited by the fact that this was some time after the event and the circumstances of its telling are unclear.
Dr Hughes sent an e-mail to the doctor on 9 June 2009 indicating that on examination of the patient in 2002, the skin of the penis was the normal pink colour and the patient had told Dr Hughes that he had no pain in the penis, indicating high blood flow rate priapism.[40]
None of this is in the hospital notes. Counsel for the board attacked the strength of this evidence by the doctor but it is at least consistent with Dr Hughes forming a judgement that the patient's condition did not require immediate surgical intervention.
It should be noted that Professor Costello indicated that while he considered the doctor had misdiagnosed a patient, he said in his further report: "I do not have significant concerns regarding Doctor Hughes practice."[41]
Having regard to all of the evidence, the Tribunal is not satisfied that there was a failure to correctly re-diagnose the patient's condition on the second occasion.
Accordingly, the Tribunal finds that ground 1 of the notice of allegations has not been made out to the required degree.
The second allegation is based on the premise that an aspiration and intracavernosal injection was the appropriate procedure. The doctor's evidence supports the conclusion that these procedures were undertaken by Dr Hughes on 27 May. He had the care of the patient.
74. The essence of the allegation appears to be that the doctor should have undertaken those procedures on the night of 26 May, rather than providing in the notes[42] that these procedures were to be carried out next day. Having regard to the diagnosis made by the doctor and to his balancing the risks and benefits of waiting as against intervening, the Tribunal cannot be satisfied that this allegation is made out to the required degree.
[1] Drake v Minister for Immigration and Ethnic Affairs (1979) 46 FLR 409 at p429 per Smithers J.
[2] Medical Board Standards Statement notified 16 May 2006 - notifiable instrument NI 2006-175
[20] Briginshaw v Briginshaw (1938) CLR 336
TRIBUNAL MEMBER/S: Mr C G Chenoweth, Presiding Member
DATE/S OF HEARING: 10 March 2010 PLACE: CANBERRA
DATE/S OF DECISION: 4 May 2010 PLACE: CANBERRA
FULL REPORT ( ) CASE NOTE ( ) UNREPORTED DECISION ( )
YEAMAN
ACT MEDICAL BOARD
(1979) 46 FLR 409