What is the connection between these circumstances and the feared deviation?
26 It was submitted on behalf of the plaintiff that, knowing that the plaintiff was the investigating and prosecuting authority before the Tribunals in the matters of the third defendant and Mr Mueller, that the first defendant was the judge of the law and the judge of the facts in the Nurses Tribunal and that significant questions would arise for determination and that the first defendant was obliged to advance Mr Mueller's interests against the plaintiff's, the fair-minded lay observer might reasonably apprehend that the first defendant might not bring an impartial mind to the matters he had to decide in judging the case between the plaintiff and the third defendant. The case was made stronger, it was submitted, because, even though the facts in the two cases might not be identical, they were similar, and the terms of the charge in each case were the same. It was submitted that whilever the first defendant simultaneously held the brief for Mr Mueller and sought to determine a case in which the plaintiff was a party there would be an apprehension of bias.
27 It was submitted that the apprehension of bias was self-evident. Reliance was placed on a statement of Lord Denning MR in Metropolitan Properties Company (FGC) Limited v Lannon and Ors [1969] 1 QB 577 at 600. In that case the Chairman of a Rent Committee was a solicitor who had acted against one of the parties before the Committee. The party was a landlord who owned the property whose fair rent the Committee was to decide as well as the property in which the Chairman and his father resided. His father was the tenant. The Chairman's father was in dispute with the landlord about the rent and the Chairman had been advising him in that matter. The determination of the rent for the subject premises was likely to affect the rent for the Chairman's father's flat. The decision reached by the Committee was considered "startling" because it fixed a rent lower even than the tenants had been claiming. Lord Denning said this at 599 -
Ought (the Chairman) to have sat? I think not. If he was himself a tenant in difference with his landlord about the rent of his flat, he clearly ought not to sit on a case against the selfsame landlord, also about the rent of a flat, albeit another flat. In this case he was not a tenant, but a son of a tenant. But that makes no difference. No reasonable man would draw any distinction between him and his father, seeing as he was living with him and assisting him with his case.
28 That would have been sufficient to dispose of the case, but Lord Denning added these remarks obiter -
No man can be an advocate for or against a party in one proceeding, and at the same time sit as a judge of that party in another proceeding. Everyone would agree that a judge, or a barrister or solicitor (when he sits ad hoc as a member of a tribunal) should not sit on a case to which a near relative or a close friend is a party. So also a barrister or solicitor should not sit on a case to which one of his clients is a party. Nor on a case where he is already acting against one of the parties. Inevitably people would think he would be biased.
29 Although the remaining members of the Court were agreed on the result of the appeal, they did not concur with the latter remarks of his Lordship, and the difficulty is to know whether such a statement, which is not binding on this Court, ought to have effect in this case.
30 Two more cases were dealt with in detail in the hearing before me. In R v Cavit; ex Parte Rosenfield (1985) 33 NTR 29 the question was whether a Crown Prosecutor who was on leave from that position could act as a Magistrate to hear a criminal prosecution. The facts of the case illustrate well the necessary explanation of the connection between the circumstances and the apprehension of bias. Nader J said at 34 - 35 -
The question is what is the nature of [the acting magistrate's] association with his old position, which can shortly and quite accurately be described as that of a Crown prosecutor. Whether regularly or irregularly he will be on leave from that office till 31 December 1985. Thereafter he can be expected to return from leave to being a Crown prosecutor. He can look forward to returning to a position in which he can legitimately hope for preferment: a position that is a transition stage on a career path. Not only is the [acting magistrate] in a situation where he has to concern himself with the duties of magisterial office but, as a prudent man, he ought also to concern himself with any effect his performance of those duties might have upon his career. After all, those magisterial duties are for him a mere brief interlude in a career of prosecuting extending back several years, due to be resumed at the end of December 1985 and to continue into the indefinite future…
The fact that the first respondent has been a Crown prosecutor does not affect his suitability to hear the case against the prosecutor. The suspicion of bias stems from the fact that his connection with that role has not been severed. It is because of his continued attachment to his office as Crown prosecutor that reasonable fair persons will suspect bias; and rightly so…at the risk of over simplifying, it is not the acting Magistrate's past associations, as such, that give rise to the suspicion of lack of impartiality, but his perceived present and future associations and their possible influence on him…it would be making an altogether too fine distinction to see significance in the fact that prosecutors from the Magistrates Courts are police, while prosecutions in the Supreme Court proceed in the name of the Crown. They are difference legal entities, and, in some respects, the differences are material. However, for present purposes there are sufficient commonality between the activities of police prosecutors and Crown prosecutors to warrant their being regarded as a single broad entity. Indictable prosecutions commenced by the police are taken over by the crown. The police witnesses become Crown witnesses. The Crown is dependent upon successful police investigation and prosecution for its own prosecutions…in short, a desire not to displease those who might determine the course of the first respondent's career would extend to not displeasing those in general, whose task it is to prosecute crime in the Northern Territory courts.
31 The third case referred to was Lawal v Northern Spirit Limited [2004] 1 All ER 187. The question was whether an Employment Appeal Tribunal was in breach of the European Convention for the Protection of Human Rights and Fundamental Freedoms 1950. The Tribunal was constituted by any one of a panel of barristers, who presided, and two lay persons, known as Wing Members. Although the case concerned the Convention, it was dealt with according to the rule against bias. The unfairness alleged was that one of the Counsel who appeared before the Tribunal was a part-time Judge who sat in the Tribunal and who had sat with one of the two Wing Members before whom he now appeared. Having had notice of the objection, however, the Tribunal reconstituted itself so that the barrister was no longer appearing before the Tribunal constituted by any Wing Member with whom he had sat. Even so, the reconstituted Tribunal expressed an opinion about the matter and that went on appeal to the Court of Appeal and to the House of Lords. The opinions of those Courts are really therefore to be seen as advisory.
32 The apprehension of bias asserted by the plaintiff in the present case seems to me to be far from self-evident. No authority cited establishes that there are grounds of automatic disqualification from hearing a case. It is always necessary to go back to the two-step process required by Ebner v Official Trustee in Bankruptcy. To that extent, at least, the broad statement of Lord Denning must give way.
33 There are several reasons why I think that no reasonable apprehension of bias arises in the present case. The first is that no inference is to be drawn from the mere acceptance by the first defendant of the brief to advise and appear for Mr Mueller. Barristers who practise in a field and are available, and subject to conditions that do not apply here, are obliged to accept briefs to advise and act in that field: see Rule 85 of the New South Wales Barristers' Rules. So there can be no reasonable apprehension of predisposition to a particular view or result merely because a barrister accepts a brief. A barrister is obliged to do the best that can be done for the client. The barrister must not mislead the Court, of course, but may call any available evidence capable of bearing upon the issues to be determined and may put any submission which may properly be put. The views incorporated in a barrister's submissions do not have to be the views of the barrister. Barristers commonly espouse views on behalf of their clients which are not their own. Fair-minded lay observers are taken to know this. The position is different in an announcement by a Tribunal member about a statement of law or a finding of fact. That is more than an argument espousing a view not held by the speaker. It is a statement of a position arrived at after hearing evidence and arguments both ways.
34 It follows that even if the first defendant were to take a position in Mr Mueller's case on a particular fact or series of facts, there would be no reasonable apprehension that he would take the same position on the same facts in adjudicating the case between the plaintiff and the third defendant.