[2023] VSCA 169
General information, not legal advice.
Court of Appeal (Vic)
2023-07-24
Mr J, Niall JA, MacAulay JA
Original judgment source is linked above.
(a) On 17 October 2019, IBAC issued Mr Woodman with a witness summons to attend an examination on 18 November 2019. At the same time, Mr Woodman was also provided with a document entitled 'Preliminary Information and Directions for Public Examinations in Operation Sandon November 2019' which, amongst other things, stated that: > > (i) IBAC had been conducting an investigation designated as Operation Sandon into certain matters involving alleged serious corrupt conduct; > > (ii) the Commission was 'satisfied for the purpose of this investigation of the relevant matters prescribed by section 117 of [the Act] which relate to it conducting public examinations'; > > (iii) the public examinations would be conducted by the IBAC Commissioner and would commence on 18 November 2019 and continue until no later than a date to be determined in December 2019; and > > (iv) subject to consideration of any submissions, IBAC's standard directions for public examinations would apply and which were made available by way of hyperlink. > > (b) On 8 November, IBAC wrote to Mr Woodman's counsel and set out certain proposed general directions to apply with respect to the questioning of witnesses in the course of public examinations. Submissions in respect of those directions were invited. > > (c) On the same day, counsel for Mr Woodman replied, stating that there was 'no objection to the proposed standard directions'. > > (d) As I have noted, Mr Woodman was publicly examined by IBAC over six days in November 2019. During that examination, he was represented by counsel together with instructing solicitors. His counsel were also permitted to remain in the hearing room throughout the subsequent public examinations of other witnesses. > > (e) At the conclusion of Mr Woodman's examination on 26 November 2019, the IBAC Commissioner offered to make available to him the transcript of his examination and the exhibits which had been tendered during the examination. > > (f) On 27 November 2019, at the commencement of the examination of the next witness after Mr Woodman, subject to certain undertakings, Mr Woodman's counsel was granted access to the transcript of the examinations of other witnesses and the exhibits tendered during those examinations. > > (g) From 27 November 2019 until the conclusion of the public examinations, subject to certain undertakings, IBAC provided Mr Woodman's solicitors with access to the transcripts of the examinations and the exhibits tendered during those examinations. > > (h) During the public examinations, no application was made on behalf of Mr Woodman to cross-examine any witness.[4]
(a) In the judicial review proceeding before Ginnane J the applicant:
(i) sought the intervention of the Supreme Court to exercise its supervisory function over a Tribunal;
(ii) sought relief by way of provision of documents in fulfilment of the requirements of natural justice;
(iii) was confined to the public law remedies;
(iv) was unable to seek damages; and
(v) had a time limit of 60 days from the date of the IBAC's decision to seek to impugn it.[14]
(b) In the present proceeding (brought by way of writ and summons) the applicant:
(ii) is not confined to the 60 days limit to commence legal proceedings; and
(iii) is obliged to minimise his losses. The applicant's application for an order restraining the publication of the IBAC report was and is consistent with that obligation.
(c) In the judicial review proceeding, the Supreme Court was called upon to assert its authority to require public authorities to perform their legal obligations according to law. On the other hand, in the writ and summons proceeding, the Court is called upon to adjudicate upon private rights.
(d) The learned judge should have given, but failed to give, consideration to the differences between the judicial review proceeding and the Writ proceeding.
(a) there was clear evidence that the public hearing caused considerable damage to Mr Woodman's reputation;
(b) that damage was unreasonable;
(c) there was no evidence as to what, if any, consideration IBAC gave to the possibility or probability of such damage.
(d) It may readily be inferred the IBAC must have had some, probably significant knowledge of the evidence that was to be led, the questions to be asked and the answers likely to be given during the examinations in order to consider whether or not to hold the examinations publicly.
(e) It is obvious from:
(i) the remarks of the Commissioner and of Counsel Assisting, on the first day of the public examinations,
(ii) the questions Counsel Assisting asked of Mr Woodman, and
(iii) the answers Mr Woodman gave to the questions;
that conducting the public examinations would cause damage to Mr Woodman's reputation.
(f) Mr Woodman's examination in public caused damage to Mr Woodman's reputation from 18 November 2019. That reputational damage continues.
(g) Whether the damage caused to Mr Woodman's reputation was unreasonable is a question of mixed fact and law.
(h) Had the IBAC not conducted public examinations, the damage to Mr Woodman's reputation would not have occurred
(a) there was clear evidence of likely additional damage to Mr Woodman if such relief were refused, and
(b) there was no evidence of damage to the respondents if it were granted.[16]
Principles on application for leave to appeal
We have no objection to the proposed standard directions. We have one query, concerning the first proposed direction. We assume that once Mr Woodman has given his evidence, he will be permitted to remain in the hearing room so as to provide us with instructions concerning the evidence given by other examinees. Please confirm that that is also your understanding.
(a) both the 2022 and 2023 proceedings are concerned with substantially the same subject matter: the lawfulness of the investigation as it applied to the applicant; > > (b) the two proceedings are directed to the same relief: preventing IBAC from publishing a report in the Operation Sandon investigation; > > (c) the facts relevant to the 2023 proceeding were known to the applicant at the time of the 2022 proceeding; > > (d) at least insofar as the claim for an injunction was concerned, both the 2022 and 2023 proceedings involved judicial review of the exercise of power. The powers in question, namely the power to conduct a public hearing and the power to investigate and report, are intertwined. The fact that the 2023 proceeding alleges negligence does not assist the applicant. The negligence claim was not the basis of and provided no foundation for the injunction; and > > (e) the fact that the State of Victoria was a party to the 2022 proceeding is irrelevant. No interlocutory relief is sought against the State.
Applied to the assertion of rights or obligations, or to the raising of issues in successive proceedings, [the doctrine of abuse of process] overlaps with the doctrine of estoppel. Thus, the assertion of a right or obligation, or the raising of an issue of fact or law, in a subsequent proceeding can be simultaneously: (1) the subject of an estoppel which has resulted from a final judgment in an earlier proceeding; and (2) conduct which constitutes an abuse of process in the subsequent proceeding.
Abuse of process, which may be invoked in areas in which estoppels also apply, is inherently broader and more flexible than estoppel. Although insusceptible of a formulation which comprises closed categories, abuse of process is capable of application in any circumstances in which the use of a court's procedures would be unjustifiably oppressive to a party or would bring the administration of justice into disrepute. It can for that reason be available to relieve against injustice to a party or impairment to the system of administration of justice which might otherwise be occasioned in circumstances where a party to a subsequent proceeding is not bound by an estoppel.
Accordingly, it has been recognised that making a claim or raising an issue which was made or raised and determined in an earlier proceeding, or which ought reasonably to have been made or raised for determination in that earlier proceeding, can constitute an abuse of process even where the earlier proceeding might not have given rise to an estoppel.[24]
[2] Woodman v Victoria [2023] VSC 285, [24] ('Reasons').
[3] (1981) 147 CLR 589; [1981] HCA 45 ('Anshun').
[4] Reasons, [17]. In the main these facts emanated from the contents of an unchallenged affidavit of Amelia Jane Macknay, the Director of Legal Operations of IBAC.
[14] Supreme Court (General Civil Procedure) Rules 2015, r 56.02 ('Rules').
[17] (1936) 55 CLR 499; [1936] HCA 40 ('House').
[18] [2006] VSCA 89; (2006) 15 VR 65, [4] (Maxwell P and Charles JA); [2006] VSCA 89.
[20] Adam P Brown Male Fashions Pty Ltd v Philip Morris Inc [1981] HCA 39; (1981) 148 CLR 170, 177 (Gibbs CJ, Aickin, Wilson and Brennan JJ); [1981] HCA 39; Warburton Environment Inc v VicForests [2021] VSCA 194, [112] (Niall, Emerton and Kennedy JJA); Niemann v Electronic Industries Ltd [1978] VicRp 44; [1978] VR 431, 442 (Murphy J); Drummond v Canberra Institute of Technology [2020] FCAFC 131, [5]-[6] (Flick, Katzmann and Charlesworth JJ).
[21] Timbercorp Finance Pty Ltd (in liq) v Collins [2016] FCA 44; (2016) 259 CLR 212, 229 [27] (French CJ, Kiefel, Keane and Nettle JJ); [2016] HCA 44; Tomlinson v Ramsey Food Processing Pty Ltd [2015] HCA 28; (2015) 256 CLR 507, 517-8 [22] (French CJ, Bell, Gageler and Keane JJ); [2015] HCA 28 ('Tomlinson').
[22] Clayton v Bant (2020) 272 CLR 1, 12 [29] (Kiefel CJ, Bell and Gageler JJ); [2020] HCA 44.
[23] [2015] HCA 28; (2015) 256 CLR 507, 518 [24] (French CJ, Bell, Gageler and Keane JJ); [2015] HCA 28.
[24] Ibid 518-9 [24]-[26] (French CJ, Bell, Gageler and Keane JJ) (citations omitted).
Woodman
State of Victoria [2023] VSCA 169
Port of Melbourne Authority v Anshun Pty Ltd [1981] HCA 45; (1981) 147 CLR 589, considered.
(1981) 147 CLR 589
(1936) 55 CLR 499
(2006) 15 VR 65
(1981) 148 CLR 170
(2016) 259 CLR 212
(2015) 256 CLR 507
(2020) 272 CLR 1