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[2011] FMCA 28
Federal Magistrates Court of Australia
2011-02-04
Original judgment source is linked above.
... * Declarations of contravention and compensation orders * 5.400 * Amendments to sections 1317H, 1317HA and 1317J will ensure that persons and bodies corporate can apply for a compensation order in relation to contraventions of the civil penalty provisions, and such compensation orders to be made, regardless of whether a declaration of contravention in relation to those civil penalty provisions has been made (items 14, 15, 16 and 17). Applicants for a compensation order under sections 1317H and 1317HA will still have to prove a contravention and that damage resulted from it."[43] 4. Having observed that marginal notes do not usually form any part of the statute, but that they may be used as an aid in construction, the New South Wales Supreme Court went on in Rich to observe as follows: * 53 ... the notes under consideration here are different. They, unlike the marginal note to which Street CJ was referring in The Ombudsman v Moroney, are the subject of express provision in an amending statute which states that the Act in question is "amended or repealed" as set out in the amending Act's schedule. Although there is reference is s 3 of the 2004 Act to "any other item in the Schedule" having "effect according to its terms", I am not satisfied that this part of s 3 applies to the Notes. In my view that Notes are clearly "applicable item(s)" in the Act specified in the Schedule and are part of the amendments to the Act, being their addition to it in the locations specified. * 54 I am satisfied that the Notes in s 1317E, s 1317H, s 1317HA and s 1317J(2) form part of the text of the Act and do not fall within the concept of marginal note, endnote or footnote in the Acts Interpretation Act 1901. These are notes of a new breed. They are Statutory Notes and the Act must be interpreted having regard to their content. A "note" has been defined as "an explanatory or critical annotation or comment appended to a passage" of the relevant text: Oxford English Dictionary. If this definition applies, and it seems to me to be appropriate to apply it, the effect of such an explanatory or critical annotation will depend on the language used in a particular Note and its context.__[44] 5. The forerunner of the Section 371 Note was seemingly first introduced into Commonwealth workplace relations legislation in 2001. At that time it appeared as two separate notes to s.170CP(6) of the Workplace Relations Act 1996 (Cth)[45] (which allowed for an extension of time in relation to an application to the Federal Court of Australia in respect of an unlawful termination), and s.170CE(7A) of the WR Act (which allowed for the extension of time in relation to an application to the Australian Industrial Relations Commission[46] with respect to unfair dismissal). 6. Section 170CP(6) of the WR Act which allowed for the Federal Court to extend time (which was originally proposed to be s.170CP(7) of the WR Act), and s.170CE(7A) of the WR Act, which allowed for the AIRC to extend time (which was originally proposed to be s.170(8A) of the WR Act), were not commented upon in the Minister's Second Reading Speech in relation to the Workplace Relations Amendment (Termination of Employment) Bill 2000.[47] However, the Explanatory Memorandum to the Termination of Employment Bill 2000 made it clear that the criteria in respect of extension of time for both the Federal Court and the AIRC were based on criteria derived from principles in Brodie-Hanns. The purpose of the proposed note was to make that clear.[48] 7. When ss.170CE(8) and (8A) and 170CP(7) and (8) of the WR Act were originally proposed in the Termination of Employment Bill 2000 they took the following form, using s.170CP(7) as the example (which is identical to s.170CE(8) save for the substitution of "Court" for "Commission"):
(7) The Court may accept an application that is lodged out of time only if the Court is satisfied that it would be equitable to accept the application.
(8) In determining whether it would be equitable to accept an application lodged out of time, the Court is to have regard to the following matters:
(a) whether there is an acceptable explanation for the delay in lodging the application;
(b) whether the applicant took action of any kind to contest the termination of his or her employment;
(c) whether the acceptance of the application would prejudice the respondent;
(d) the merits of the substantive application;
(e) considerations of fairness between the applicant and persons in a like position so far as the acceptance or rejection of the application is concerned.
Note: The criteria set out above are derived from principles employed by the Industrial Relations Court of Australia in exercising a discretion to accept an application out of time in Brodie-Hanns v MTV Publishing Ltd (1995) 67 IR 298.
Application of the relevant principles concerning extension of time
What is asserted as prejudice is in fact a matter which has already been properly responded to, and is also part of the ultimate issue to be determined. It is not a matter of prejudice, but a matter for the Court to decide.
the Court has concluded that considerations of fairness should not preclude the Union from pursuing the Application by reason of the delay in it being filed.
and, therefore, the Court is of the view that there ought to be, and it would be fair for there to be, an extension of time in which to file the Application, and that that extension of time ought to be to the time of actual filing on 9 November 2010.
(3) Where an application to the Court for leave to make the amendment mentioned in subrules (4), (5) or (6) or paragraph (7)(a) is made after any relevant period of limitation current at the date of commencement of the proceeding has expired, the Court may, nevertheless, grant such leave in the circumstances mentioned in that subrule if it thinks it is just to do so.
(4) Where there has been a mistake in the name or identity of a party, an amendment to correct the name of the party may be made notwithstanding that the effect of the amendment is to substitute another person as a party.
I certify that the preceding one hundred and one (101) paragraphs are a true copy of the reasons for judgment of Lucev FM
[3] A "general protections court application" is defined in s.370(2) of the Fair Work Act 2009 (Cth) ("FW Act") as an "application to a court under Division 2 of Part 4-1 for orders in relation to a contravention of this Part."
[6] Rentuza v Westside Auto Wholesale [2009] FMCA 1022; (2009) 236 FLR 231 at 237 per Lucev FM; [2009] FMCA 1022 at paras.21-23 per Lucev FM (a case in respect of the requirement under s.779 of the FW Act for a similar certificate issued under s.777 of the FW Act); Hughes v Mainrange Corporation Pty Ltd (No. 2) [2009] FMCA 1044; (2009) 190 IR 351 at 354 per Lucev FM; [2009] FMCA 1044 at para.14 per Lucev FM.
[8] Mr Dalliston's First Affidavit, para.1
[9] Mr Dalliston's First Affidavit, paras.2 and 3.
[10] Mr Dalliston's First Affidavit, paras.4 and 5.
[13] Under s.12 of the FW Act "serious misconduct" is defined as having "the meaning prescribed by the regulations", those regulations being the FW Regulations.
[15] "Mr Dalliston's Second Affidavit".
[17] Mr Dalliston's Second Affidavit, para.2.
[18] Mr Dalliston's Second Affidavit, para.2.
[19] Mr Dalliston's Second Affidavit, Annexure 1.
[20] Mr Dalliston's Second Affidavit, para.3.
[21] Mr Dalliston's Second Affidavit, para.4.
[22] "School Bus Logistics"; Affidavit of Kathleen Jones, sworn 9 December 2010, para.2 ("Ms Jones' Affidavit"), which refers to Ms Jones being employed "until 16 August 2020", but the reference to 2020 is obviously a typographical error and intended to be "2010". See also Ms Hart's Affidavit, paras.2, 10, 19 and 20.
[23] Ms Jones' Affidavit, paras.17 and 19.
[25] Ms Hart's Affidavit, para.14 and Annexure 3; Ms Jones' Affidavit, para.17.
[27] Ms Hart's Affidavit, para.20; Ms Jones' Affidavit, para.19.
[28] Mr Dalliston's Second Affidavit, para.2.
[31] (1995) 67 IR 298 ("Brodie-Hanns").
[33] Brodie-Hanns at 299 per Marshall J.
[34] Brodie-Hanns at 299-300 per Marshall J.
[35] Brodie Hanns at 298 per Marshall J.
[36] Transport Workers Union of Australia v National Dairies Limited (No 2) (1994) 57 IR 186; Turner v K&J Trucks Coffs Harbour Pty Limited (1995) 61 IR 412.
[37] [1984] FCA 176; (1984) 3 FCR 344 at 348-349 per Wilcox J ("Hunter Valley Developments").
[38] DC Pearce and RS Geddes_, Statutory Interpretation in Australia_ (6th Edn) (Chatswood: LexisNexis Butterworths, 2006) pages 161-162 ("Pearce - Statutory Interpretation"); P St J Langan, Maxwell on The Intepretation of Statutes (12th Edn) (London: Sweet and Maxwell, 1969) pages 9-10 ("Maxwell on Statutes"); Bradley v The Commonwealth [1973] HCA 34; (1973) 128 CLR 557 at 577 per Barwick CJ and Gibbs J; One.Tel Ltd (in liq) v Rich & Ors [2005] NSWSC 226; (2005) 190 FLR 443 at 458-459 per Bergin J; [2005] NSWSC 226 at paras.52-53 per Bergin J ("Rich"); Acts Interpretation Act 1901 (Cth), s.13(3) ("Acts Interpretation Act").
[39] Re Woking Urban Council (Basingstoke Canal) Act 1911 [1914] 1 Ch 300 at 322 per Phillimore LJ.
[40] Director of Public Prosecutions v Schildkamp [1971] AC 1 at 10 per Lord Reid.
[41] Acts Interpretation Act, s.15AB; Wong v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 204 ALR 722 at 745 per Lindgren J; [2004] FCA 51 at para.98 per Lindgren J; Evans v Minister for Immigration and Multicultural and Indigenous Affairs & Anor [2003] FCAFC 276; (2003) 135 FCR 306 at 320 per Kenny J; [2003] FCAFC 276 at para.45 per Kenny J; Rich FLR at 458-459 per Bergin J; NSWSC at paras.52-53 per Bergin J.
[43] Rich FLR at 458 per Bergin J; NSWSC at paras.50-51 per Bergin J.
[44] Rich FLR at 459-460 per Bergin J; NSWSC at paras.53-54 per Bergin J.
[47] "Termination of Employment Bill 2000".
[48] Explanatory Memorandum to Termination of Employment Bill 2000, paras.18 (s.170CE(8A)) and 79 (s.170CP(7)).
[49] Brodie-Hanns at 300 per Marshall J.
[50] "FW (Transitional Provisions) Act",
[51] See the extracts from Rich cited above at paras.24 and 25.
[52] See the quote from Rich in para.25 above.
[53] Section 773 of the FW Act is in essentially the same terms.
[54] "FW (Registered Organisations) Act".
[55] FW (Registered Organisations) Act, s.353A(2)(a).
[56] FW (Registered Organisations) Act, s.353A(3)(a).
[58] Judiciary Act 1903 (Cth), ss.55A, 55B, 55C; Federal Magistrates Act, 1999 (Cth), s.44 ("FM Act"); FW (Registered Organisations) Act (Cth), s.353A.
[59] See, for example, Transport Workers Union of Australia v Veolia Environmental Services (Australia) Pty Ltd T/A Veolia Environmental Services [2010] FWA 9622 ("Veolia Environmental Services") where a FWA Commissioner applied traditional principles with respect to representative error in relation to the conduct of a TWU official in a case where the TWU was the applicant.
[60] See, for example Cooper v Keppel Community Care Association Inc [2010] FWA 7680 ("Keppel Community Care").
[61] (1997) 74 IR 413 ("Clark").
[62] Clark at 418-420 per Ross VP, Drake DP and Deegan C.
[63] Christie v Harvey & Hayward (1900) 2 WALR 146 at 150 per Hensman J.
[64] Hunter Valley Developments at 351 per Wilcox J.
[65] (2010) 173 ACTR 66; [2010] ACTSC 21 ("Doyle").
[66] Doyle ACTR at 74-75 per Refshauge J; ACTSC at para.53 per Refshauge J.
[67] Salter Rex & Co v Ghosh [1971] 2 QB 597 at 601 per Lord Denning MR, and see the Australian cases cited in Doyle at ACTR 75; ACTSC at paras.54-60 per Refshauge J.
[68] Stephens v Australian Postal Corporation [2010] FMCA 1012 at para.21 per Smith FM ("Stephens"), citing Comcare v A'Hearn [1993] FCA 498; (1993) 45 FCR 441 ("A'Hearn") and Hunter Valley Developments.
[69] See Stephens at paras.12, 21 and 23 per Smith FM (citing both A'Hearn at 443 per Black CJ, Gray and Burchett JJ, and Hunter Valley Developments at 351 per Wilcox J); Tandoegoak & Anor v Margeurite Gerard Pty Ltd [2007] FMCA 621 at paras.21-23, 26 and 28-29 and 40(iii) per O'Sullivan FM ("Tandoegoak"); Clark at 418-420 per Ross VP, Drake DP and Deegan C.
[70] A'Hearn; Crompton v Buchanan & Ors [2010] QCA 250; Repco Corporation Ltd v Scardamaglia [1996] VicRp 2; [1996] 1 VR 7 ("Scardamaglia").
[71] Re Insurance Australia Group Ltd (2003) 128 FCR 581; [2003] FCA 581.
[74] A briefly sketched historical background to the industrial law jurisdiction of federal courts appears in Welsh v Allblend Holdings (No 2) [2010] FMCA 377; (2010) 239 FLR 234 at 239-240 per Lucev FM; [2010] FMCA 377 at paras.11-18 per Lucev FM.
[76] Broad Spectrum Training Pty Ltd & Ors v Bidding Buzz Ltd & Ors [2010] FMCA 932 at para.32(b) per Lucev FM, citing Sherwood Overseas Co Pty Ltd v Jaymac International Pty Ltd [2008] FMCA 495 at para.32 per Lucev FM and Dorrian v Rushlyn Pty Ltd [2010] FMCA 787 where Lindsay FM ordered that the respondents were at liberty to attend mediation by telephone.
[77] Hon DR Williams QC, Second Reading Speech, Federal Magistrates Bill 1999 (Cth).
[79] FW Act, s.361; Hayward v Rohd Four Pty Ltd [2008] FMCA 1490; (2008) 177 IR 212 at 218-221 and 223-224 per Wilson FM; [2008] FMCA 1490 at paras.11-21 and 34 per Wilson FM ("Rohd Four"); Buckingham v KSN Engineering Pty Ltd [2008] FMCA 546; (2008) 177 IR 427 at 450 per Lucev FM; [2008] FMCA 546 at para.93 per Lucev FM ("KSN Engineering"); Federal Magistrates Court Rules 2001 (Cth), r.4.04 ("FMC Rules").
[80] Scardamaglia at 14 per Smith J; Doyle ACTR at 77 per Refshauge J; ACTSC at para.77 per Refshauge J.
[81] FW Act, s.361; Rohd Four IR at 218-221 and 223-224 per Wilson FM; FMCA at paras.11-21 and 34 per Wilson FM; KSN Engineering IR at 450 per Lucev FM; FMCA at para.93 per Lucev FM.
[86] Jackamarra v Krakouer & Anor [1998] HCA 27; (1998) 195 CLR 516 at 522 per Brennan CJ and McHugh J; [1998] HCA 27 at para.9 per Brennan CJ and McHugh J.
[87] See the authorities cited at fn.79 above.
[88] See for example Gera v Commonwealth Bank of Australia Ltd (2010) 62 AILR 101-209; [2010] FMCA 205 (allegation of sexual misconduct by a bank management employee in respect of an employee being mentored by him); Rogers v Millennium Inorganic Chemicals Ltd (2009) 229 FLR 198; [2009] FMCA 1 (alleged termination because of temporary absence from work because of illness or injury as a result of a motorcycle accident suffered some years previously).
[93] Smithkline Beecham (Australia) Pty Limited v Minister for Family Services & Anor [1993] FCA 523; (1993) 45 FCR 587 at 598 per Beazley J ("Smithkline Beecham"). An appeal from Smithkline Beecham was upheld in Alphafarm Pty Ltd v Smithkline Beecham (Australia) Pty Ltd & Ors [1994] FCA 996; (1994) 49 FCR 250, but the appeal was upheld on ground unrelated to this procedural point. [Further check on O.13, r2.]
[94] (1997) 75 FCR 155 ("Yong").
[95] Yong at 169 per Beaumont, Burchett and Goldberg JJ.
[97] Bridge Shipping CLR at 260-261 per McHugh J (with whom Brennan and Deane JJ agreed).
Transport Workers Union
School Bus Contractors Pty Ltd [2011] FMCA 28
Alphafarm Pty Ltd v Smithkline Beecham (Australia) Pty Ltd & Ors [1994] FCA 996; (1994) 49 FCR 250
Bradley v The Commonwealth [1973] HCA 34; (1973) 128 CLR 557
Bridge Shipping Pty Limited v Grand Shipping SA [1991] HCA 45; (1991) 173 CLR 231
Broad Spectrum Training Pty Ltd & Ors v Bidding Buzz Ltd & Ors [2010] FMCA 932
Buckingham v KSN Engineering Pty Ltd (2008) 177 IR 427; [2008] FMCA 546
Comcare v A'Hearn [1993] FCA 498; (1993) 45 FCR 441
Cooper v Keppel Community Care Association Inc [2010] FWA 7680
Crompton v Buchanan & Ors [2010] QCA 250
Director of Public Prosecutions v Schildkamp [1971] AC 1
Dorrian v Rushlyn Pty Ltd [2010] FMCA 787
Doyle v Gillespie (2010) 173 ACTR 66; [2010] ACTSC 21
Evans v Minister for Immigration and Multicultural and Indigenous Affairs & Anor (2003) 135 FCR 306; [2003] FCAFC 276
Gera v Commonwealth Bank of Australia Ltd (2010) 62 AILR 101-209; [2010] FMCA 205
Hayward v Rohd Four Pty Ltd (2008) 177 IR 212; [2008] FMCA 1490
Hughes v Mainrange Corporation Pty Ltd (No. 2) (2009) 190 IR 351; [2009] FMCA 1044
Hunter Valley Developments Pty Ltd v Cohen [1984] FCA 176; (1984) 3 FCR 344
Jackamarra v Krakouer & Anor (1998) 195 CLR 516; [1998] HCA 27
One.Tel Ltd (in liq) v Rich & Ors (2005) 190 FLR 443; [2005] NSWSC 226
Re Insurance Australia Group Ltd (2003) 128 FCR 581; [2003] FCA 581
Rentuza v Westside Auto Wholesale (2009) 236 FLR 231; [2009] FMCA 1022
Rogers v Millennium Inorganic Chemicals Ltd (2009) 229 FLR 198; [2009] FMCA 1
Sherwood Overseas Co Pty Ltd v Jaymac International Pty Ltd [2008] FMCA 495
Smithkline Beecham (Australia) Pty Limited v Minister for Family Services & Anor [1993] FCA 523; (1993) 45 FCR 587
Stephens v Australian Postal Corporation [2010] FMCA 1012
Tandoegoak & Anor v Margeruite Gerard Pty Ltd [2007] FMCA 621
Transport Workers Union of Australia v Veolia Environmental Services (Australia) Pty Ltd T/A Veolia Environmental Services [2010] FWA 9622
Welsh v Allblend Holdings (No 2) (2010) 239 FLR 234; [2010] FMCA 377
Wong v Minister for Immigration and Multicultural and Indigenous Affairs (2004) 204 ALR 722; [2004] FCA 51
(1994) 49 FCR 250
(1991) 173 CLR 231
(1998) 195 CLR 516
(2009) 229 FLR 198
(2010) 239 FLR 234
(1995) 67 IR 298
(1993) 45 FCR 441
(2003) 135 FCR 306
(2009) 236 FLR 231
(2003) 128 FCR 581
(1993) 45 FCR 587
(1995) 61 IR 412
(1997) 75 FCR 155
(2008) 177 IR 212
(1973) 128 CLR 557
(2008) 177 IR 427
(1997) 74 IR 413
(2009) 190 IR 351
(1984) 3 FCR 344
(2005) 190 FLR 443
(1994) 57 IR 186
(2004) 204 ALR 722