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[2009] ACAT 46
ACT Civil and Administrative Tribunal
2009-12-15
Original judgment source is linked above.
The Application of the Human Rights Act
So far as it is possible to do so consistently with its purpose, a Territory law must be interpreted in a way that is compatible with human rights.
This provision has particular salience to ACAT because ACAT is a public
authority under s 40 of the HRA. Section 40B states that:
(b) in making a decision, to fail to give proper consideration to a relevant human right.
In applying the Fearnside test to the present case, the parties submitted that the Tribunal should have regard to persuasive court and tribunal decisions in Victoria, the United Kingdom and the European Court of Human Rights ('the European Court'), an approach which was adopted in Thomson.[11] This accords with the principle of construction elucidated in s 31 of the HRA that the judgments of foreign and international courts and tribunals which are relevant to the interpretation of the relevant human right may be considered.
(1) Everyone has the right to have criminal charges, and rights and obligations recognised by law, decided by a competent, independent and impartial court or tribunal after a fair and public hearing.
Whether a person has an actionable domestic claim may depend not only on the substantive content, properly speaking, of the relevant civil right as defined under national law but also on the existence of procedural bars preventing or limiting the possibilities of bringing potential claims to court. ... [I]t would not be consistent with the rule of law in a democratic society or with the basic principle underlying [Article 6(1)] ... if, for example, a state, without constraint or control by the [courts] removed from the jurisdiction of the courts a whole range of civil claims or confer immunities from civil liability on large groups or categories of persons.
The proceedings which the applicant intended to pursue were ... damages for personal injury, a cause of action well known to English law. The Court does not accept the Government's submission that the applicant's claim has no legal basis in domestic law since any substantive right which might have existed was extinguished by the operation of the doctrine of state immunity.[20]
The respondent and the party joined argued that the applicant has no right or obligation recognised by law which would enliven s 21 of the HRA. The respondent submitted that a person has no right of 'access to justice' to enforce a right that she or he does not hold. Similarly, the party joined contended that the human right protected by s 21 of the HRA is the right to have existing 'rights and obligations' heard by a fair tribunal. The section is not concerned with determining the existence or content of the 'rights and obligations' themselves but in the procedural issues associated with the rights. It further submitted that s 21 of the HRA has no connection with the present application as the present application relates to the very existence of the right or obligation recognised by law not to the procedure to be followed to determine if it exists.
This argument focuses upon the requirement that ACAT's powers to conduct merits review under the ACAT Act must be conferred by authorising laws. In this case the authorising laws are the Planning Act, and the Planning Regulation. As discussed above, the regulation appears to be within power and the Planning Act expressly states (by operation of s 407 and Schedule 1) that the regulation may restrict the class of objections that may be reviewed by ACAT. The party joined submits that the text of the Planning Act and its Explanatory Statement make it clear that the express purpose of the legislature was that types or classes of planning decisions could be excluded by regulation from merits review.
Both the submissions of the respondent and the party joined relied upon a conventional analysis of the operation of administrative law that dictates that the Planning Act and Planning Regulation confer and delimit the rights of the applicant to seek redress in ACAT. On this argument, the rights of the applicant are codified in the Planning Act and the Planning Regulation and those rights do not include a right to merits review of the decision to approve the DA. Therefore, the argument proceeds, s 21 of the HRA cannot operate because there are no rights vested in the applicant upon which the procedural guarantees conferred by that provision may operate.
The party joined argues that the scheme of administrative law remedies provides for a general right of judicial review including the 'entrenched' right to judicial review arising from the inherent jurisdiction of the Supreme Court but only in a limited class of cases for review by an administrative tribunal on the merits. Therefore administrative review by a tribunal is not a reflection of any general legal right but merely a grant by the legislature of a review power of particular classes of administrative decisions. It therefore follows that what is granted by statute can be restricted or removed by statute without infringing the HRA because there is no underlying right found in the HRA or elsewhere that is given effect to by the ACAT Act.
To summarise the arguments, the applicant contends that she possesses a right to which s 21 of the HRA can attach. Conversely, the respondent and party joined argue that s 21 may only attach to that which is conferred by the statute which in this case is nothing. This argument shall hereinafter be referred to as the 'nullity argument'. On this argument, the nullity is distinguishable from the right which would be conferred upon the applicant if she sought judicial review of the decision to approve the DA in the Supreme Court due to the nature of the inherent jurisdiction of that court.
These arguments raise important conceptual questions about the nature of the 'right' upon which s 21 of the HRA might operate.
By analogy with cases decided by the UK courts and by the European Court under the European Convention, it is likely that the engagement of s 21 of the HRA requires something more than a 'right' to access to justice. But conversely, the threshold standard for activation of s 21 of the HRA may not require a traditionally recognised substantive right under domestic law. The term 'rights and obligations' is interpreted autonomously[21] which means that the words are to be understood in terms of their meaning in the European Convention. That meaning 'is not controlled by the interpretation of the domestic legislation, although it is very relevant'.[22] For example, Ortenburg v Austria[23] concerned an appeal to the European Court against a planning decision which affected land adjacent to the applicant's property. Article 6(1) of the European Convention was said to be engaged because the decision substantially affected private rights i.e. the value of the applicant's land. This is similar to the argument put by the applicant in the present case that, pursuant to statute, she enjoys rights to contest development occurring on adjacent land. This right is said to stem from the applicant's proprietary interest as registered proprietor of the adjoining land. However, in relation to the Ortenburg case, Leigh states, 'it cannot be said that a proprietor has any general right to ensure that the activities of others (including the State) would not diminish the value of his property'.[24] Although the nature of the civil right held by the applicant in Ortenburg was found by this Tribunal in Thomson to be distinguishable from the right of the third party objector in Thomson, Ortenburg nevertheless demonstrates that a claim may engage Article 6(1) even if it is not based on a traditionally recognised right.[25] This may be due, in part, to the autonomous interpretation of the concept of a 'civil claim' under Article 6(1) of the European Convention which is guided by the principle that 'access to law is a universally recognised legal principle and essential for the rule of law.' [26]
In the Thomson case[27] the tribunal found three bases upon which a third party objector to a DA approval may have rights and obligations recognised by law under s 21 of the HRA.
Article 6 s 1 extends only to 'contestations' (disputes) over (civil) 'rights and obligations' which can be said, at least on arguable grounds, to be recognised under domestic law; it does not itself guarantee any particular content for (civil) 'rights and obligations' in the substantive law of the Contracting States". ... It will however apply to disputes of a "genuine and serious nature" concerning the actual existence of the right as well as to the scope or manner in which it is exercised.[35]
The House of Lords' decision did not remove, retrospectively, the arguability of the applicants' claims. ... In such circumstances, the Court finds that the applicants had, on at least arguable grounds, a claim under domestic law.[36]
Step 2. Ascertain whether that meaning is apparently inconsistent with a relevant right or freedom.
Step 3. If apparent inconsistency is found at step 2, ascertain whether that inconsistency is nevertheless a justified limit in terms of s 5.
Step 4. If the inconsistency is a justified limit, the apparent inconsistency at step 2 is legitimised and Parliament's intended meaning prevails.
Step 5. If Parliament's intended meaning represents an unjustified limit under s 5, the Court must examine the words in question again under s 6, to see if it is reasonably possible for a meaning consistent or less inconsistent with the relevant right or freedom to be found in them. If so, that meaning must be adopted.
Step 6. If it is not reasonably possible to find a consistent or less inconsistent meaning, s 4 mandates that Parliament's intended meaning be adopted.[48]
(1) Human rights may be subject only to reasonable limits set by
Territory laws that can be demonstrably justified in a free and democratic society.
(2) In deciding whether a limit is reasonable, all relevant factors must be considered, including the following:
(b) the importance of the purpose of the limitation;
(d) the relationship between the limitation and its purpose;
(e) any less restrictive means reasonably available to achieve the purpose the limitation seeks to achieve.
Section 28 requires the Tribunal to decide whether the right to fair trial in s 21 HRA has been subjected to reasonable limits that can be demonstrably justified in a free and democratic society. The factors set out in s 28(2) provide an inclusive list of matters that must be taken into account. This may be broadly described as a proportionality analysis - is the restriction placed on the right proportional to the purpose of the Territory laws?
In Thomson, the Tribunal analysed the factors set out in s 28(2) of the HRA and concluded that the limitation upon the right to fair trial which applied in that case - partial removal of merits review by the Planning Act - was reasonable, considering the broad objectives of the Planning Act, the public consultation that occurred prior to the passage of the Planning Act and the 2008 Territory Plan and ongoing opportunities for certain people to make representations about development proposals in combination with access to judicial review. The Tribunal in that case also discussed the development of policy and public debates which accompanied the passage of the Planning Act including the legislative purpose of limiting third party appeal rights in that legislation.[51]
Pursuant to s28(2)(b) of the HRA, the purpose of the limitation in this case is the need for certainty and predictability for applicants for development approval and the need to ensure a timely approval process. The present Tribunal agrees with the approach in Thomson that these objectives are sufficiently important to justify some constraints on third party review rights.[52]
The present Tribunal agrees with the reasoning in Thomson regarding proportionality as it applies to the Planning Act and Planning Regulation. However, there are aspects of this case which differ from Thomson. Firstly, this case involves the complete removal of merits review of the decision to approve the DA by the Planning Act and Planning Regulation whereas Thomson involved only partial removal of merits review by the Planning Act. Secondly, Thomson concerned residential property (both the land subject to development and the applicant's adjoining residence) whereas in the current case the subject land, and the applicant's land which adjoins it, are zoned industrial.
Dealing with the first issue, the nature and extent of the limitation is a factor to be considered under s 28(2)(c) of the HRA. In this respect the Tribunal notes the submissions of the party joined that the text of the Planning Act and the Explanatory Statement make it clear that the express purpose of the legislature was that types or classes of planning decisions could be excluded by regulation from merits review. Certainly it is not unusual in Australian planning law for the rights of third party objectors to be limited or removed by legislation or other instruments.[53] However, the applicant argued that the Tribunal should approach the issue of jurisdiction from the perspective of access to justice and the question then is whether any limitation of a right to access can be shown to be 'demonstrably justified' in a free and democratic society. The applicant further argued that limitations on the right to access to justice are intrinsically inimical to the ideal of open government and must be closely scrutinised before they can be accepted as 'demonstrably justified'. Although it is regrettable that the Planning Act and Planning Regulation have the effect of restricting the applicant's access to merits review, the present Tribunal considers that the limitation was closely scrutinised and 'demonstrably justified' in the Thomson case.
The second issue concerns the zoning of the land, which in this case is industrial. This zoning is of some antiquity. The Fyshwick area was set aside for industrial purposes in 1950 and the first site was made available in 1954.[54] A limitation upon third party appeal rights where the relevant land is in an industrial zone would have less weight in the balancing exercise required under s 28 of the HRA than where the relevant land is in a residential zone.
The Tribunal considers that although the relevant provisions of the Planning Act and Planning Regulation (which have the effect of preventing the applicant from seeking merits review of the decision to approve the DA in this Tribunal), create a limitation that enlivens the right to fair trial under s 21 of the HRA, that limitation is nevertheless reasonable under s 28 of the HRA. It is therefore not necessary for the Tribunal to engage s 30 of the HRA to reinterpret the provisions of the Planning Act and Planning Regulation.
DATE/S OF HEARING: 20 MAY 2009 PLACE: CANBERRA
DATE/S OF DECISION: 3 JULY 2009 PLACE: CANBERRA
FULL REPORT ( ) CASE NOTE ( ) UNREPORTED DECISION ( )
[1] Re Bienstein & Cth Ombudsman [2003] AATA 1197; (2003) 38 AAR 270 at [8] - [11].
[2] Plaintiff S157/2002 v Commonwealth (2003) 211 CLR 476; Legislation Act 2001 (ACT), s 43
[3] Adams and Tax Agents' Board (1976) 12 ALR 239
[4] Castlemaine Tooheys Ltd v South Australia [1986] HCA 58; (1986) 67 ALR 553 at 559
[6] Callaghan v DBA [1978] AATA 30; Re: Davnar [1987] AATA 122
[8] [2009] ACTCA 3; (2009) 165 ACTR 22 at [93] - [94]
[10] R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22 at [93]
[12] Hakimi v Legal Aid Commission (ACT); Australian Capital Territory (Intervener) [2009] ACTSC 48 at [51] - [53]
[13] S Greer, The European Convention on Human Rights: Achievements, Problems and Prospects, 2004, Cambridge University Press, pp 144-146.
[15] The relevant text states as follows:
'In the determination of his civil rights and obligations or of any criminal charge against him, everyone is entitled to a fair and public hearing within a reasonable time by an independent and impartial tribunal established by law.'
[16] [2001] ECHR 761 at [47]- [49]
[17] E Bates, 'The Al-Adsani Case, State Immunity and the International Legal Prohibition on Torture (2003) 3 Human Rights Review 193 at 193
[18] Al-Adsani v United Kingdom [2001] ECHR 761 at [3].
[19] Al-Adsani v United Kingdom [2001] ECHR 761 at [67].
[20] Al-Adsani v United Kingdom [2001] ECHR 761 at [48].
[21] Benthem v Netherlands (1984) 6 EHRR 283
[22] Kracke v Mental Health Review Board & Ors [2009] VCAT 646 at [382], citing König v Federal Republic of Germany [1978] ECHR 6; (1979-80) 2 EHRR 170, [88]; Kaplan v United Kingdom (1982) 4 EHRR 64, [134].
[24] L Leigh 'The Right to Fair Trial and the European Convention on Human Rights' in D Weissbrodt and R Wolfrum (eds) The Right to a Fair Trial, Springer, 1997 at p 648.
[25] L Leigh 'The Right to Fair Trial and the European Convention on Human Rights' in D Weissbrodt and R Wolfrum (eds) The Right to a Fair Trial, Springer, 1997 at p 648.
[26] Kracke v Mental Health Review Board & Ors [2009] VCAT 646 at [381], citing Golder v United Kingdom [1975] ECHR 1; (1979-80) 1 EHRR 524, [34] and [35]
[30] (2009) ACAT 38 at [57] - [75]
[31] (2009) ACAT 38 at [76] - [78]
[38] (2009) ACAT 38 at [59] - [62]
[40] See generally, S Kneebone, 'What is the Basis of Judicial Review?' (2001) Public Law Review 95.
[43] C Evans and S Evans, Australian Bills of Rights, 2008, LexisNexis, at 95.
[44] Michael Taggart 'Reinventing Administrative Law' in Nicholas Bamforth and Peter Leyland Public Law in a Multi-Layered Constitution, 2003 Hart Publishing at 325
[45] R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22 at [99].
[46] R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22 at [99].
[48] R v Hansen [2006] NZSC 67; [2007] NZLR 1 at [92] quoted in R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22 at [97].
[49] R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22 at [98], citing H Wilberg, "The Bill of Rights and Other Enactments" [2007] NZLJ 112
[50] Thomson & ACT Planning and Land Authority (2009) ACAT 38 at [92]
[51] Thomson & ACT Planning and Land Authority (2009) ACAT 38 at [100]- [103]
[52] Thomson & ACT Planning and Land Authority (2009) ACAT 38 at [99]
[53] See generally G McLeod (ed) Planning Law in Australia and for examples, note the restrictions in New South Wales at [1.180], Queensland at [1.2059] and Victoria at [2.740].
[54] NCDC, Tomorrow's Canberra, 1970, at p 65
TRAN
ACT PLANNING AND LAND AUTHORITY & IRON PROPERTY PTY LIMITED
Cases: Re Bienstein & Cth Ombudsman [2003] AATA 1197; (2003) 38 AAR 270
Castlemaine Tooheys Ltd v South Australia [1986] HCA 58; (1986) 67 ALR 553
Callaghan v DBA [1978] AATA 30
R v Fearnside [2009] ACTCA 3; (2009) 165 ACTR 22
Hakimi v Legal Aid Commission (ACT); Australian Capital Territory (Intervener) [2009] ACTSC 48
Al-Adsani v United Kingdom [2001] ECHR 761
Kracke v Mental Health Review Board & Ors [2009] VCAT 646.
Ortenburg v Austria [1994] ECHR 42; (1994) 19 EHRR 524.
Capital Property Projects (ACT) Pty Ltd v Planning and Land Authority [2008] ACTCA 9
West v New South Wales [2007] ACTSC 43
Z v The United Kingdom [2001] ECHR 333
R v Hansen [2006] NZSC 67; [2007] NZLR 1
(2003) 211 CLR 476
(1976) 12 ALR 239
(1986) 67 ALR 553