[2020] WASCA 185
General information, not legal advice.
Court of Appeal (WA)
2020-11-09
Buss P
Original judgment source is linked above.
Aggravated indecent assault by touching the victim's pubic area
Aggravated indecent assault by touching the victim's vagina
Aggravated sexual penetration without consent, by penetrating the victim's vagina with his fingers
Aggravated indecent assault by ejaculating on the victim
Ultimately, looking at all factors, I'm not positively satisfied that only a term of immediate imprisonment would be appropriate. Consequently, I have decided that there is a need for you to address the underlying factors that contributed to your offending. And in my view the most significant of that is your attitude towards women.
Consequently, I've decided that the appropriate dispositions in relation to each offence is a conditionally suspended term of imprisonment.
Ground 1: Whether conditionally suspended sentence was open
(1) The respondent's applications in an appeal filed on 14 October 2020 (seeking to adduce additional evidence in the appeal) and 28 October 2020 (seeking leave to reopen his case and adduce additional evidence in the appeal) are allowed.
(3) The sentencing decision of the primary judge is set aside.
(4) The respondent is resentenced on the counts in indictment IND 2137 of 2019 as follows:
(a) on count 1, to 12 months' immediate imprisonment;
(b) on count 2, to 12 months' immediate imprisonment;
(c) on count 3, to 2 years 6 months' immediate imprisonment;
(d) on count 4, to 6 months' immediate imprisonment.
(5) The new sentence for count 4 is to be served cumulatively upon the new sentence for count 3 and the new sentences for counts 1 and 2 are to be served concurrently with each other and concurrently with the new sentence for count 3.
[L]ooking at all factors, I'm not positively satisfied that only a term of immediate imprisonment would be appropriate. Consequently, I have decided that there is a need for you to address the underlying factors that contributed to your offending. And in my view the most significant of that is your attitude towards women. Consequently, I've decided that the appropriate dispositions in relation to each offence is a conditionally suspended term of imprisonment.[25]
Post-appeal hearing application to reopen and adduce additional evidence
Prior to the hearing of this appeal the respondent's mother contacted [the firm of solicitors acting for the respondent] and informed this office that the respondent had future bookings to continue his treatment with [the consultant psychologist].
Unfortunately, due to an oversight by our office, neither a further report from [the consultant psychologist] was requested nor was counsel informed of these future appointments.[41]
General principles: State appeals against conditional suspended sentences and sentences generally
[W]hen a sentence is said to be manifestly inadequate as to type, the question for this court is whether it was reasonably open to the sentencing judge, upon application of the relevant sentencing principles and considerations and in all the circumstances, to fail to be satisfied that earlier listed sentencing options in s 39(2) of the Sentencing Act 1995 (WA) were inappropriate.[46]
In The State of Western Australia v Wilson we explained the general principles applicable to a State appeal against sentence.
This court has no warrant to substitute its own opinion for that of the sentencing judge merely because it would have exercised the discretion differently: Lowndes v The Queen [15]. This court can only intervene if it is demonstrated that the court below made a material error, either express or implied. There are special principles applicable to prosecution appeals. They are well established and need not be repeated, bearing in mind that the principle of double jeopardy which applied to State appeals has now been abolished: s 41(4)(b) Criminal Appeals Act 2004 (WA). This court has a residual discretion under s 31 of the Criminal Appeals Act to decline to allow an appeal against a sentence that is erroneously lenient.
The grounds of appeal allege implied rather than express error. Before an individual sentence can be said to be manifestly inadequate or the total effective sentence be found to infringe the totality principle, it must be established that the sentence is unreasonable or plainly unjust: House v The King (505) and Barbaro v The Queen [26].
The orthodox approach to the question of manifest inadequacy is to examine the sentence having regard to the maximum sentence for the offence, the gravity of the offending conduct in the scale of seriousness, sentences imposed in other appellate cases and the personal circumstances of the offender: Chan v The Queen (342) and Munda v The State of Western Australia [33].
The first limb of the totality principle requires that the total effective sentence bear a proper relationship to the overall criminality involved in all the offences, viewed in their entirety and having regard to the circumstances of the case, including those referable to the offender personally: Roffey v The State of Western Australia [24].
A relevant factor in the consideration of the appellant's grounds of appeal is the range of sentences imposed in comparable cases. Such cases are a yardstick against which the sentences in question may be compared. However, the range of sentences customarily imposed does not mark out the boundaries of the exercise of a sound sentencing discretion in an individual case. In other words, the guidance that is afforded by comparable cases is flexible rather than rigid. Ultimately, each case depends upon its own facts and circumstances.[47] (full citations omitted)
Disposition: Are the terms of conditional suspended imprisonment manifestly inadequate (ground 1)? Suspended or immediate imprisonment
Sentencing: sexual penetration without consent and indecent dealings
The general sentencing standards for offences contrary to s 325 of the Code are well established. There is, however, no tariff for those offences because of the great variation that is possible in the circumstances of the offending and the offenders. The sentence to be imposed in a particular case depends upon its individual facts and circumstances, having regard to the maximum penalty and all relevant sentencing factors. In NPA v The State of Western Australia [51], it was observed:
In a case of a single count of penile penetration of the vagina where there is a plea of not guilty, a term of imprisonment of 5 to 6 years would not be unusual. It is important to emphasise that this does not mean that a sentence outside that range is thereby manifestly excessive (or inadequate). The circumstances of offending vary widely. The available maximum sentence must not be overlooked. Sentences well beyond that range may be justified by the circumstances of the case.
See also Kabambi v The State of Western Australia [23] and Lakay v The State of Western Australia [38].
There is no 'hierarchy' of sexual penetration. See C v The State of Western Australia. The observations in NPA in relation to a single count of penile penetration of the vagina where there is a plea of not guilty apply generally in relation to a single count of penile penetration of the anus where there is a plea of not guilty. (full citations omitted)
Ground 2: Are the lengths of the terms of imprisonment for counts 3 and 4 manifestly inadequate (ground 2)?
Those circumstances ... include 'delay in the hearing and determination of the appeal, the imminent or past occurrence of the respondent's release on parole or unconditionally, and the effect of resentencing on progress towards the respondent's rehabilitation'. The conduct of the Crown might also be relevant, for example, if the Crown were to seek on appeal a higher sentence than it had successfully sought at first instance.[90]
I have had regard to the respondent's positive steps towards rehabilitation, both before and after sentencing. Applying the long accepted sentencing principles that apply to drug dealing offences, the fine and the conditional suspended terms of imprisonment imposed on the respondent are manifestly inadequate. Those sentencing principles are not abandoned when it comes to the residual discretion stage. That is, rehabilitation does not then displace general deterrence as the primary sentencing consideration. Indeed, rehabilitation is not the primary sentencing consideration even when determining whether or not to suspend a term of imprisonment for any offences.[96] (emphasis added)
(a) to adduce and rely on the additional evidence comprised in the affidavit of A M Taylor affirmed 8 October 2020;
(i) to adduce and rely on the additional evidence comprised in the affidavit of the respondent affirmed 27 October 2020; and
(ii) to make the submissions comprised in the respondent's further submissions dated 27 October 2020.
(a) on count 1 - 12 months' immediate imprisonment;
(b) on count 2 - 12 months' immediate imprisonment;
(c) on count 3 - 2 years 6 months' immediate imprisonment;
(d) on count 4 - 1 year 10 months' immediate imprisonment.
I certify that the preceding paragraph(s) comprise the reasons for decision of the Supreme Court of Western Australia.
[8] Kabambi v The State of Western Australia [2019] WASCA 44 [21].
[9] Tapper v The State of Western Australia [2016] WASCA 140 [68] - [70] and the cases there cited.
[10] See Tapper [75]; McIntyre v The State of Western Australia [2016] WASCA 150 [19]; Nguyen v The State of Western Australia [2019] WASCA 149 [25] - [26].
[11] FST v The State of Western Australia [2011] WASCA 220 [38].
[12] FST [7]; Lakay v The State of Western Australia [2019] WASCA 46 [41] - [42].
[13] Appeal ts 3 - 4. Research by the court identified only one such case: R v Smith [2004] WASCA 44.
[14] Naysmith v The State of Western Australia [2013] WASCA 32 [25]; Cluett v The State of Western Australia [2019] WASCA 111 [59].
[23] ts 23, 34, 46, 60; Respondent's submissions dated 19 March 2020 par 109 WAB 215.
[24] ts 43 - 45, 49, 63; State's submissions dated 2 April 2020 par 7 WAB 217.
[26] LJW v The State of Western Australia [No 2] (LJW) [2007] WASCA 275; KNY v The State of Western Australia (KNY) [2019] WASCA 89.
[27] Referring, among other cases, to: Miles v The State of Western Australia [2010] WASCA 93; The State of Western Australia v Vartolo [2015] WASCA 53; Taylor v The State of Western Australia [2019] WASCA 217.
[28] Appeal ts 9; Respondent's submissions par 10 WAB 34.
[29] Appeal ts 9; Respondent's submissions par 47 WAB 39.
[30] Appeal ts 7, 9; Respondent's submissions pars 10, 13, 51 WAB 34, 40.
[31] These included: FST v The State of Western Australia [2011] WASCA 220; The State of Western Australia v Vartolo; Scaddon v The State of Western Australia [2015] WASCA 173; Alalyani v The State of Western Australia [2018] WASCA 44; Kabambi v The State of Western Australia [2019] WASCA 44; Lakay v The State of Western Australia [2019] WASCA 46.
[32] Respondent's submissions par 13 WAB 34.
[33] Respondent's submissions par 48 WAB 39.
[34] Appeal ts 6 - 7; Respondent's submissions pars 11 - 12, 47 WAB 34, 39.
[38] For example: (1) the respondent's criminal record (WAB 108 - 109); (2) the amended statement of material facts (WAB 110 - 112); (3) a witness statement (WAB 113 - 116); and (4) the transcript of the respondent's interview with the Western Australian Police Force (WAB 117 - 202).
[39] Appeal ts 9, 12. Compare respondent's submissions par 3, 49 WAB 32, 40.
[41] Affidavit of A M Taylor affirmed 27 October 2020 pars 3 - 4.
[42] Affidavit of D R Syred affirmed 27 October 2020 par 3.
[43] Affidavit of D R Syred affirmed 27 October 2020 par 6.
[44] Affidavit of D R Syred affirmed 27 October 2020 pars 7 - 9.
[45] The State of Western Australia v Wilkins [2020] WASCA 149 [85].
[46] The State of Western Australia v Egeland [2018] WASCA 228; (2018) 276 A Crim R 77 [139].
[47] The State of Western Australia v BKJ [2018] WASCA 136 [82] ‑ [87]. See also The State of Western Australia v TLP [2019] WASCA 66 [85]; NDY v The State of Western Australia [2020] WASCA 172 [95].
[48] Sentencing Act 1995 (WA) s 39(2) and (3).
[49] Cross v The State of Western Australia [2018] WASCA 86; (2018) 272 A Crim R 549 [33] - [35]. See also DKN v The State of Western Australia [2018] WASCA 87 [35] - [37].
[50] See eg, in the context of possession of a prohibited drug with intent to sell or supply, the discussion in The State of Western Australia v Egeland [154] - [165], [172], [174] - [180].
[51] The State of Western Australia v Marchese [2006] WASCA 153; (2006) 163 A Crim R 363 [44] - [46].
[52] The State of Western Australia v Egeland [176].
[53] The State of Western Australia v Egeland [177].
[54] Mearns v The State of Western Australia [2009] WASCA 153 [8]; FST v The State of Western Australia [38], [42]; Scaddon v The State of Western Australia [24].
[55] R v Smith [2004] WASCA 44 [21].
[56] FST v The State of Western Australia [7] (referring to R v Clark [2000] WASCA 229, R v Cleak [2004] WASCA 72 and Mearns v The State of Western Australia).
[58] The State of Western Australia v Akizuki [2008] WASCA 267; (2008) 192 A Crim R 373 [68].
[59] Singh v The State of Western Australia [2017] WASCA 47 [41.5].
[60] The State of Western Australia v Akizuki [68].
[61] McNally v The State of Western Australia [2019] WASCA 93 [53] - [54] (adopted in The State of Western Australia v Jacoby [2020] WASCA 150 [52]; NDY v The State of Western Australia [101]).
[62] The State of Western Australia v Akizuki [68(3)].
[63] Cavill v The State of Western Australia [2008] WASCA 108 [267]; Taylor v The State of Western Australia [74].
[64] Director of Public Prosecutions (Vic) v Dalgliesh (a Pseudonym) [2017] HCA 41; (2017) 262 CLR 428 [10].
[74] Appellant's submissions par 52 WAB 26 (referring to FST v The State of Western Australia, The State of Western Australia v Staniforth-Smith [2014] WASCA 170 (a case involving sexual offences against a child); Alalyani v The State of Western Australia, Kabambi v The State of Western Australia, Lakay v The State of Western Australia).
[75] Appellant's submissions par 53 WAB 26 (referring to: Cavill v The State of Western Australia; Grubisic v The State of Western Australia [2011] WASCA 147; (2011) 41 WAR 424).
[77] R v Clark (this being the post-transitional conversion).
[78] A circumstance noted by Mazza JA in The State of Western Australia v Vartolo [78].
[79] The State of Western Australia v Akizuki [68(3)].
[80] Miles v The State of Western Australia [43] - [49].
[81] Miles v The State of Western Australia [50], [54].
[82] The State of Western Australia v Vartolo [88].
[83] Taylor v The State of Western Australia [96].
[84] Appellant's submissions par 48 WAB 24.
[85] Wong v The Queen [2011] HCA 64; (2001) 207 CLR 584 [58].
[86] Lakay v The State of Western Australia [41].
[88] The State of Western Australia v Krakouer [2020] WASCA 133 [62].
[89] Munda v The State of Western Australia [2013] HCA 38; (2013) 249 CLR 600 [65] - [67], [73].
[90] Munda v The State of Western Australia [72].
[91] Respondent's post-appeal hearing submissions pars 11 - 13.
[92] Thorn v The State of Western Australia [2008] WASCA 36 [49]; PAS v The State of Western Australia [2009] WASCA 210 [110].
[93] The State of Western Australia v Baldini [2015] WASCA 39 [45].
[94] The State of Western Australia v Doyle [2017] WASCA 207 [46].
[96] The State of Western Australia v Baldini [45].
(2017) 262 CLR 428
(2011) 41 WAR 424
(2001) 207 CLR 584
(2013) 249 CLR 600